Skip to main content
Livermore
Livermore
ZHEN

Ionic Capital Management LLC

SEC CIK
0001386462
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
197
−21 vs. Q2 2023
Portfolio value
$255.3M
+$8.05M (+3.3%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Ionic Capital Management LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
FLEXFlex Ltd.Stock829,685$22.4M8.8%+45,000+5.7%AddedHistory
TNLTravel & Leisure Co.COM488,866$18.0M7.0%+67,500+16.0%AddedHistory
CSTMConstellium SECL A SHS772,391$14.1M5.5%+45,000+6.2%AddedHistory
LUCKLucky Strike Entertainment CorpCL A COM1,229,588$11.8M4.6%+497,014+67.8%AddedHistory
ALITAlight, Inc. / DelawareCOM CL A1,551,906$11.0M4.3%+780,000+101.0%AddedHistory
indie Semiconductor, Inc.45569U119*W EXP 06/15/2024,407,331$7.85M3.1%−253,254−5.4%Reduced–
GXOGXO Logistics, Inc.Stock119,500$7.01M2.7%00.0%UnchangedHistory
Digitalocean Hldgs Inc25402DAB8NOTE 12/0–$6.65M2.6%–––
Solaredge Technologies, Inc.83417MAD6NOTE 9/1–$5.77M2.3%–New–
PRGOPERRIGO Co plcSHS175,000$5.59M2.2%+35,000+25.0%AddedHistory
NCL Corp Ltd62886HBK6NOTE 2.500% 2/1–$5.53M2.2%–––
Enphase Energy, Inc.29355AAH0NOTE 3/0–$5.28M2.1%–New–
Cloudflare, Inc.18915MAC1NOTE 8/1–$5.15M2.0%–––
FREEWhole Earth Brands, Inc.COM CL A1,404,858$5.06M2.0%+137,891+10.9%AddedHistory
Okta, Inc.679295AD7NOTE 0.125% 9/0–$5.00M2.0%–––
Spotify USA Inc84921RAB6NOTE 3/1–$4.94M1.9%–––
Confluent, Inc.20717MAB9NOTE 1/1–$4.79M1.9%–––
JBIJanus International Group, Inc.COMMON STOCK445,567$4.77M1.9%+137,916+44.8%AddedHistory
KVUEKenvue Inc.Stock200,000$4.02M1.6%+200,000NewHistory
Unity Software Inc.91332UAB7NOTE 11/1–$3.59M1.4%–––
Snap Inc83304AAH9NOTE 0.125% 3/0–$3.47M1.4%–––
Marathon Digital Holdings IN565788AB2NOTE 1.000%12/0–$3.27M1.3%–––
KBRKBR, Inc.COM55,000$3.24M1.3%+41,000+292.9%AddedHistory
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS143,962$3.23M1.3%+143,962NewHistory
Target Hospitality Corp.87615L115*W EXP 03/15/202616,126$3.15M1.2%−2,154−0.3%Reduced–
Fastly, Inc.31188VAB6NOTE 3/1–$2.95M1.2%–––
Starwood Ppty Tr Inc85571BBA2NOTE 6.750% 7/1–$2.57M1.0%–––
LBTYKLiberty Global Ltd.SHS CL C133,635$2.48M1.0%−20,000−13.0%ReducedHistory
AST SpaceMobile, Inc.00217D118*W EXP 04/06/2022,547,899$2.40M0.9%−118,276−4.4%Reduced–
KKellanovaStock42,000$2.35M0.9%+42,000NewHistory
ATVIActivision Blizzard, Inc.COM25,000$2.34M0.9%+25,000NewHistory
Archer Aviation Inc.03945R110*W EXP 09/16/2021,875,559$2.34M0.9%+698,769+59.4%Added–
AvePoint, Inc.053604112EQUITY WRT2,283,065$2.24M0.9%−389,000−14.6%Reduced–
Wix.com Ltd.92940WAD1NOTE 8/1–$2.23M0.9%–––
Lumentum Hldgs Inc55024UAF6NOTE 0.500% 6/1–$2.20M0.9%–New–
DIAXNuveen Dow 30sm Dynamic Overwrite FundSHS159,048$2.18M0.9%+159,048NewHistory
CPRICapri Holdings LtdSHS40,494$2.13M0.8%−57,509−58.7%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF54,621$2.07M0.8%+54,621New–
COHRCoherent Corp.COM61,798$2.02M0.8%+30,000+94.3%AddedHistory
MANUManchester United plcORD CL A91,471$1.81M0.7%+12,901+16.4%AddedHistory
TPRTapestry, Inc.COM60,000$1.73M0.7%+60,000NewHistory
VMWVmware LLCCL A COM10,000$1.66M0.7%+10,000NewHistory
ROGRogers CorpCOM12,314$1.62M0.6%+6,000+95.0%AddedHistory
SSYSStratasys Ltd.SHS100,000$1.36M0.5%+100,000NewHistory
CZRCaesars Entertainment, Inc.COM28,186$1.31M0.5%00.0%UnchangedHistory
URIUnited Rentals, Inc.COM2,900$1.29M0.5%00.0%UnchangedHistory
Liberty Media Corp531229813Stock50,000$1.27M0.5%+50,000New–
Freyr BatteryL4135L118*W EXP 10/31/2021,245,345$1.25M0.5%−55,604−4.3%Reduced–
SEATWVivid Seats Inc.*W EXP 10/18/2021,121,287$1.24M0.5%+1,000+0.1%AddedHistory
AMBPArdagh Metal Packaging S.A.SHS377,115$1.18M0.5%00.0%UnchangedHistory
Hagerty, Inc.405166117*W EXP 99/99/999508,042$1.15M0.5%00.0%Unchanged–
DraftKings Inc.26142RAB0NOTE 3/1–$1.14M0.4%–New–
MXEMexico Equity & Income Fund IncCOM120,887$1.14M0.4%00.0%UnchangedHistory
PACWPacwest BancorpCOM135,728$1.07M0.4%+120,032+764.7%AddedHistory
Global Blue Group Holding AGH33700115*W EXP 08/28/2022,770,396$1.05M0.4%00.0%Unchanged–
Marblegate Acquisition Corp.56608A105COM CL A100,000$1.04M0.4%00.0%Unchanged–
PFGCPerformance Food Group CoCOM16,524$972.6K0.4%−24,395−59.6%ReducedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF23,000$960.7K0.4%00.0%Unchanged–
PSLVSprott Physical Silver TrustPHYSICAL SILVER122,542$928.9K0.4%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF5,000$883.7K0.3%00.0%Unchanged–
RKLBRocket Lab CorpCOM199,000$871.6K0.3%+199,000NewHistory
SIRISirius XM Holdings Inc.COM185,000$836.2K0.3%+185,000NewHistory
State Street SPDR S&P Biotech ETF78464A870ETF11,450$836.1K0.3%00.0%Unchanged–
ETWOE2open Parent Holdings, Inc.COM CL A183,292$832.1K0.3%+183,292NewHistory
Eve Holding, Inc.29970N112EQUITY WRT1,028,055$827.6K0.3%−14,319−1.4%Reduced–
Etsy Inc29786AAN6NOTE 0.250% 6/1–$758.3K0.3%–––
GOOGAlphabet Inc.Stock5,539$730.3K0.3%+5,539NewHistory
ProShares Tr74347G291SHORT BITCOIN33,484$707.5K0.3%00.0%Unchanged–
METAMeta Platforms, Inc.Stock2,268$680.9K0.3%+2,268NewHistory
Redwire Corp75776W111*W EXP 05/27/2021,411,792$621.2K0.2%−24,696−1.7%Reduced–
DMDesktop Metal, Inc.COM CL A423,813$618.8K0.2%+400,777+1,739.8%AddedHistory
VanEck Semiconductor ETF92189F676ETF4,000$579.9K0.2%00.0%Unchanged–
MSFTMicrosoft CorpStock1,756$554.5K0.2%+1,756NewHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM48,818$553.1K0.2%+48,818NewHistory
Microvast Holdings, Inc.59516C114*W EXP 04/01/2022,781,355$542.4K0.2%−132,492−4.5%Reduced–
GCM Grosvenor Inc.36831E116*W EXP 11/17/2021,906,029$536.7K0.2%−71,010−3.6%Reduced–
UNHUnitedHealth Group IncStock1,051$529.9K0.2%+1,051NewHistory
SRTAStrata Critical Medical, Inc.CL A COM203,313$526.6K0.2%+203,313NewHistory
iShares Tr464287515EXPANDED TECH1,500$511.9K0.2%00.0%Unchanged–
VanEck ETF Trust92189F106GOLD MINERS ETF17,910$482.0K0.2%−13,720−43.4%Reduced–
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM31,285$463.6K0.2%+31,285NewHistory
MXFMexico Fund IncCOM27,500$452.9K0.2%00.0%UnchangedHistory
Evolv Technologies HLDNGS IN30049H110*W EXP 03/10/202561,698$449.7K0.2%+78,657+16.3%Added–
VLYValley National BancorpCOM50,000$428.0K0.2%+50,000NewHistory
FSRFisker Inc.CL A COM STK61,871$397.2K0.2%−22,378−26.6%ReducedHistory
IEPIcahn Enterprises L.P.DEPOSITARY UNIT19,420$384.1K0.2%−13,895−41.7%ReducedHistory
GRABWGrab Holdings Ltd*W EXP 12/01/202969,266$334.4K0.1%−1,068,119−52.4%ReducedHistory
Cipher Mining Inc17253J114*W EXP 10/22/202801,543$324.6K0.1%−58,285−6.8%Reduced–
AUROWAurora Innovation, Inc.EQUITY WRT936,300$299.6K0.1%+137,333+17.2%AddedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN10,000$297.0K0.1%+10,000NewHistory
ARK Innovation ETF00214Q104ETF7,391$293.2K0.1%+7,391New–
LANWFLanvin Group Holdings Ltd*W EXP 99/99/9991,500,000$277.5K0.1%+850,898+131.1%AddedHistory
AAPLApple Inc.Stock1,580$270.5K0.1%+1,580NewHistory
NVDANVIDIA CorpStock525$228.4K0.1%+525NewHistory
Finance of America Compan31738L115*W EXP 04/08/2022,232,730$223.3K0.1%+97,706+4.6%Added–
BOEBlackRock Enhanced Global Dividend TrustCOM19,565$184.5K0.1%+19,565NewHistory
Terran Orbital Corp88105P111*W EXP 03/25/2021,139,862$171.0K0.1%−606−0.1%Reduced–
Custom Truck One23204X111COM2,083,677$166.5K0.1%−128,466−5.8%Reduced–
Southland Hldgs I 28 Wtfwarrants Exp 02/14/2884445C118ETF228,372$157.2K0.1%+92,699+68.3%Added–
Vicarious Surgical Inc.92561V117*W EXP 08/05/2022,040,785$156.5K0.1%00.0%Unchanged–

Options (40)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ionic Capital Management LLC in Q3 2023
SecurityClassPutsCalls
iShares Tr464287234MSCI EMG MKT ETF$18.7M$18.0M
KVUEKenvue Inc.Stock–$20.1M
State Street Industrial Select Sector SPDR ETF81369Y704ETF$6.08M$5.07M
NVDANVIDIA CorpStock–$10.9M
BABAAlibaba Group Holding LtdADR–$10.4M
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF$3.44M$5.50M
ZIONZions Bancorporation, National AssociationCOM$59.3K$6.98M
INDIindie Semiconductor, Inc.CLASS A COM$5.61M$945.0K
DMDesktop Metal, Inc.COM CL A$5.34M$1.22M
XOMExxonMobil Holdings CorpCOM–$5.62M
BHCBausch Health Companies Inc.Stock–$4.93M
THTarget Hospitality Corp.COM$4.78M–
VanEck ETF Trust92189F106GOLD MINERS ETF$807.3K$2.15M
AVPTAvePoint, Inc.COM CL A$2.35M–
ASTSAST SpaceMobile, Inc.COM CL A$1.72M–
ETWOE2open Parent Holdings, Inc.COM CL A$1.59M–
RKLBRocket Lab CorpCOM$1.45M–
SRTAStrata Critical Medical, Inc.CL A COM$1.42M–
Direxion Shs ETF Tr25460G807DLY JR GOLD 2X$1.08M–
Freyr BatteryL4135L100COM$806.9K$151.1K
FSRFisker Inc.CL A COM STK$862.2K–
VanEck ETF Trust92189F791JUNIOR GOLD MINE$805.8K–
LUCKLucky Strike Entertainment CorpCL A COM–$795.6K
GRABGrab Holdings LtdCLASS A ORD$752.3K–
RDWRedwire CorpStock$722.5K–
BERYBerry Global Group, Inc.COM–$619.1K
PACWPacwest BancorpCOM$600.4K–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT$494.5K–
SIRISirius XM Holdings Inc.COM–$452.0K
EVGOEVgo Inc.CL A COM–$338.0K
CPRICapri Holdings LtdSHS–$326.2K
Farfetch Ltd30744W107ORD SH CL A–$292.6K
ORGNOrigin Materials, Inc.COM–$284.5K
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.–$237.6K
FOAFinance of America Companies Inc.COM CL A$128.0K–
VFSVinFast Auto Ltd.SHS–$125.0K
Velo3D, Inc.92259N104COMMON STOCK–$78.0K
BKKTBakkt, Inc.COM CL A$61.3K–
DFLIDragonfly Energy Holdings Corp.COM–$46.5K
EVLVEvolv Technologies Holdings, Inc.COM CL A–$39.4K

Sold out since Q2 2023 (59)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Ionic Capital Management LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
DXCDXC Technology CoStock285,600$7.63M3.1%History
WOLFWolfspeed, Inc.Stock60,890$3.38M1.4%History
Nuvasive Inc670704AJ4NOTE 0.375% 3/1–$3.19M1.3%–
DISH Network CORP25470MAD1NOTE 2.375% 3/1–$2.71M1.1%–
WRKWestRock CoCOM92,000$2.67M1.1%History
AVTRAvantor, Inc.COM129,000$2.65M1.1%History
Airbnb, Inc.009066AB7NOTE 3/1–$2.63M1.1%–
FDXFedEx CorpStock8,258$2.05M0.8%History
GOOGLAlphabet Inc.Stock14,889$1.78M0.7%History
BACBank of America CorpStock58,534$1.68M0.7%History
DISWalt Disney CoStock17,022$1.52M0.6%History
ABSTAbsolute Software CorpCOM125,000$1.43M0.6%History
PPLIPeople IncCOM NEW21,700$1.36M0.6%History
FRGFranchise Group, Inc.COM45,000$1.29M0.5%History
Nerdy Inc.64081V117*W EXP 08/16/2021,681,266$947.8K0.4%–
Joby Aviation, Inc.G65163118*W EXP 08/10/202323,672$857.7K0.3%–
ELANElanco Animal Health IncCOM80,000$804.8K0.3%History
Wolfspeed, Inc.977852AB8NOTE 0.250% 2/1–$772.2K0.3%–
AMZNAmazon Com IncStock5,609$731.2K0.3%History
GLDSPDR Gold TrustETF2,948$525.5K0.2%History
RIVNRivian Automotive, Inc.Stock18,939$315.5K0.1%History
IonQ, Inc.46222L116*W EXP 99/99/99956,349$247.4K0.1%–
Innoviz Technologies Ltd.M5R635116*W EXP 04/05/202265,937$223.4K0.1%–
Sharecare, Inc.81948W112EQUITY WRT964,294$182.9K0.1%–
Lightning Emotor53228T119EQUITY WRT4,761,529$144.8K0.1%–
Kaleyra, Inc.483379111*W EXP 11/25/202839,045$117.4K<0.1%–
CANOCano Health, Inc.COM CL A78,223$108.7K<0.1%History
Paysafe LtdG6964L115*W EXP 08/11/2022,056,706$98.3K<0.1%–
Landsea Homes Corp51509P111*W EXP 01/07/202382,464$93.1K<0.1%–
EVTWFVertical Aerospace Ltd.*W EXP 09/15/202504,392$90.8K<0.1%History
Planet Labs PBC72703X114*W EXP 12/06/202169,386$81.9K<0.1%–
GSR II Meteora Acquisitn Cor36263W121*W EXP 02/24/202593,500$80.1K<0.1%–
The Growth for Good Acqu CorG41522130RIGHT 11/12/2026516,000$72.2K<0.1%–
BFIIWBurgerFi International, Inc.*W EXP 12/16/202535,111$68.2K<0.1%History
The Original Bark Company68622E112*W EXP 05/01/202429,812$60.2K<0.1%–
Nexters IncG6529J118*W EXP 08/26/202500,000$60.0K<0.1%–
WeWork Inc.96209A112EQUITY WRT3,391,349$57.0K<0.1%–
Banyan Acquisition Corporati06690B115*W EXP 09/30/202250,000$55.0K<0.1%–
Ouster, Inc.68989M111*W EXP 03/11/202893,135$53.6K<0.1%–
Golden Falcon Acquisition Co38102H117*W EXP 11/04/202286,632$37.3K<0.1%–
IronNet, Inc.46323Q113*W EXP 08/26/2021,788,452$28.6K<0.1%–
Talkspace, Inc.87427V111*W EXP 06/21/202460,828$27.7K<0.1%–
Genesis Unicorn Capital Corp.37187C118*W EXP 06/30/202336,800$25.7K<0.1%–
Lemonade, Inc.52567D115*W EXP 02/09/2021,105,921$22.0K<0.1%–
INVZInnoviz Technologies Ltd.SHS7,000$19.9K<0.1%History
Rosecliff Acquisition Corp I77732R111*W EXP 02/11/202191,012$11.5K<0.1%–
HUBCWHub Cyber Security Ltd.*W EXP 02/27/202278,999$11.1K<0.1%History
Alset Capital Acquisition Co02115M117*W EXP 01/31/202277,000$11.1K<0.1%–
SONDSonder Holdings Inc.COMMON STOCK18,238$9.68K<0.1%History
Alsp Orchid Acquisition CorpG0231L123*W EXP 11/30/202306,235$9.66K<0.1%–
Evergreen CorpG3312W117*W EXP 02/08/202237,500$8.94K<0.1%–
View, Inc.92671V114*W EXP 03/08/202707,223$8.13K<0.1%–
DUET Acquisition Corp.26431Q114*W EXP 07/19/202297,900$7.22K<0.1%–
Liv Capital Acquisitn Corp IG5510R113*W EXP 02/07/202242,807$6.68K<0.1%–
OPFIOppFi Inc.COM CL A2,567$5.24K<0.1%History
Keyarch Acquisition CorpG5260A112*W EXP 01/24/202109,990$3.17K<0.1%–
Galata Acquisition CorpG3R23A116*W EXP 99/99/99948,100$2.77K<0.1%–
Better World Acquisition Cor08772B112*W EXP 11/15/20275,000$1.20K<0.1%–
AEye, Inc.008183113*W EXP 09/30/20215,257$143<0.1%–