Skip to main content
Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
3,042
+149 vs. Q3 2023
Portfolio value
$42.2B
+$4.88B (+13.1%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Mariner, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CLMTCalumet, Inc.UT LTD PARTNER13,318$238.0K<0.1%+13,318NewHistory
Exchange Traded Concepts Tru301505707ROBO GLB ETF4,157$238.2K<0.1%−1,226−22.8%Reduced–
KBRKBR, Inc.COM4,307$238.6K<0.1%−211−4.7%ReducedHistory
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS34,047$238.7K<0.1%+19,648+136.5%AddedHistory
CASSCass Information Systems IncCOM5,305$239.0K<0.1%+5,305NewHistory
AMPHAmphastar Pharmaceuticals, Inc.COM3,865$239.1K<0.1%+3,865NewHistory
AMRAlpha Metallurgical Resources, Inc.COM705$239.4K<0.1%+705NewHistory
HTGCHercules Capital, Inc.COM14,369$239.5K<0.1%+1,732+13.7%AddedHistory
TKOTKO Group Holdings, Inc.CL A2,937$239.6K<0.1%−364−11.0%ReducedHistory
DAVAEndava plcADS3,088$240.4K<0.1%+3,088NewHistory
ARLPAlliance Resource Partners LPStock11,353$240.5K<0.1%+1,432+14.4%AddedHistory
WisdomTree Tr97717X131INTL QULTY DIV6,637$240.7K<0.1%+6,637New–
CHWYChewy, Inc.CL A10,211$241.3K<0.1%+10,211NewHistory
BLKBBlackbaud IncCOM2,788$241.7K<0.1%+2,788NewHistory
AXIAYAXIA Energia S.A.SPONSORED ADR28,043$241.7K<0.1%+3,297+13.3%AddedHistory
SYNASYNAPTICS IncStock2,126$242.5K<0.1%−973−31.4%ReducedHistory
HMYHarmony Gold Mining Co LtdADR39,513$243.0K<0.1%+12,005+43.6%AddedHistory
iShares Tr46434V290US SML CAP EQT4,136$243.3K<0.1%−6,115−59.7%Reduced–
LESLLeslie's, Inc.COM35,243$243.5K<0.1%+16,688+89.9%AddedHistory
Listed FDS Tr53656F623HORI KI INFL ETF7,751$243.9K<0.1%−1,005−11.5%Reduced–
WOLFWolfspeed, Inc.Stock5,610$244.1K<0.1%+5,610NewHistory
JACKJack in the Box IncCOM2,993$244.3K<0.1%+50+1.7%AddedHistory
UEUrban Edge PropertiesCOM13,376$244.8K<0.1%+587+4.6%AddedHistory
AYIAcuity Inc. (DE)Stock1,195$244.8K<0.1%−115−8.8%ReducedHistory
SITCSITE Centers Corp.COM17,961$244.8K<0.1%+1,892+11.8%AddedHistory
Davis Fundamental ETF Tr23908L207SELECT US EQTY6,948$245.0K<0.1%−12,530−64.3%Reduced–
MTXMinerals Technologies IncCOM3,436$245.0K<0.1%+3,436NewHistory
First Tr Exchange Traded FD33734X770DJ INTL INTRNT10,892$245.3K<0.1%+778+7.7%Added–
CHGGChegg, IncCOM21,619$245.6K<0.1%+2,558+13.4%AddedHistory
NARIInari Medical, Inc.Stock3,789$245.9K<0.1%+88+2.4%AddedHistory
LCIILci IndustriesCOM1,959$246.2K<0.1%+149+8.2%AddedHistory
IDCCInterDigital, Inc.COM2,270$246.4K<0.1%+2,270NewHistory
TIMBTim S.A.SPONSORED ADR13,345$246.5K<0.1%+489+3.8%AddedHistory
AGXArgan IncStock5,274$246.8K<0.1%+5,274NewHistory
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF3,412$246.9K<0.1%−6,561−65.8%Reduced–
STERSterling Check Corp.COM17,769$247.3K<0.1%+17,769NewHistory
LEN.BLennar CorpCL B1,848$247.7K<0.1%+1,848NewHistory
DKLDelek Logistics Partners, LPCOM UNT RP INT5,745$248.0K<0.1%+140+2.5%AddedHistory
Flagstar Bank, National Association649445103COM24,259$248.2K<0.1%+2,275+10.3%Added–
AGIAlamos Gold IncStock18,460$248.7K<0.1%+18,460NewHistory
NMRKNewmark Group, Inc.CL A22,698$248.8K<0.1%−9,043−28.5%ReducedHistory
SSRMSSR Mining Inc.Stock23,157$248.9K<0.1%+4,606+24.8%AddedHistory
Enerplus Corp292766102COM16,258$249.4K<0.1%+326+2.0%Added–
Starz Entertainment Corp535919500CL B NON VTG24,520$249.9K<0.1%−218−0.9%Reduced–
ERCAllspring Multi-Sector Income FundCOM26,496$250.1K<0.1%+1,007+4.0%AddedHistory
SPBSpectrum Brands Holdings, Inc.COM3,140$250.5K<0.1%+294+10.3%AddedHistory
CMBTCmb.tech NVSHS14,258$250.8K<0.1%−64−0.4%ReducedHistory
OABIOmniAb, Inc.COM40,782$251.6K<0.1%−25,910−38.9%ReducedHistory
NATNordic American Tankers LtdCOM60,193$252.8K<0.1%+30,036+99.6%AddedHistory
First Tr Exch TRD Alphdx FD33737J158JAPAN ALPHADEX5,018$252.9K<0.1%+322+6.9%Added–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US4,829$253.6K<0.1%+4,829New–
iShares U.S. Regional Banks ETF464288778ETF6,063$253.7K<0.1%+6,063New–
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund21,684$253.9K<0.1%00.0%UnchangedHistory
ODCOil-Dri Corp of AmericaCOM3,790$254.2K<0.1%−1,110−22.7%ReducedHistory
CUBICustomers Bancorp, Inc.COM4,415$254.4K<0.1%+4,415NewHistory
PRMWPrimo Water CorpCOM16,951$255.1K<0.1%+16,951NewHistory
Invesco Exch Traded FD Tr II46138E529NY AMT FRE MUN11,050$255.5K<0.1%+11,050New–
SITMSITIME CorpCOM2,093$255.5K<0.1%−64−3.0%ReducedHistory
Victory Portfolios II92647N527CORE BD ETF5,447$255.5K<0.1%−7,805−58.9%Reduced–
SPNTSiriusPoint LtdCOM22,034$255.6K<0.1%−324−1.4%ReducedHistory
EOIEaton Vance Enhanced Equity Income FundCOM15,420$255.7K<0.1%+5,000+48.0%AddedHistory
iShares Inc464286103MSCI AUST ETF10,541$256.6K<0.1%−7,716−42.3%Reduced–
HBIHanesbrands Inc.COM57,574$256.8K<0.1%−4,948−7.9%ReducedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE6,781$257.1K<0.1%+6,781New–
MSEXMiddlesex Water CoCOM3,918$257.1K<0.1%+409+11.7%AddedHistory
SEDGSolaredge Technologies, Inc.COM2,749$257.3K<0.1%+640+30.3%AddedHistory
PENNPENN Entertainment, Inc.COM9,898$257.5K<0.1%−1,091−9.9%ReducedHistory
GLBEGlobal-E Online Ltd.SHS6,511$258.0K<0.1%−1,016−13.5%ReducedHistory
SPTSprout Social, Inc.COM CL A4,206$258.4K<0.1%+176+4.4%AddedHistory
Telus Intl Cda Inc87975H100SUB VTG SHS30,125$258.5K<0.1%+30,125New–
ESNTEssent Group Ltd.COM4,905$258.7K<0.1%+574+13.3%AddedHistory
DOORMasonite International CorpCOM3,060$259.1K<0.1%−25−0.8%ReducedHistory
DBX ETF Tr233051101XTRACK MSCI EMRG11,232$259.1K<0.1%−385−3.3%Reduced–
CNMCore & Main, Inc.CL A6,413$259.1K<0.1%+6,413NewHistory
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD16,374$259.7K<0.1%+117+0.7%Added–
RNWReNew Energy Global plcCL A SHS33,910$259.8K<0.1%−5,398−13.7%ReducedHistory
First Tr High Income L/S FD33738E109COM21,498$259.9K<0.1%+2,936+15.8%Added–
TFPMTriple Flag Precious Metals Corp.Stock19,551$260.2K<0.1%−17,945−47.9%ReducedHistory
ACLXArcellx, Inc.COMMON STOCK4,699$260.8K<0.1%+4,699NewHistory
CPACopa Holdings, S.A.CL A2,453$260.8K<0.1%−241−8.9%ReducedHistory
ProShares Tr74347X799ULTR RUSSL20005,625$260.8K<0.1%+5,625New–
WORWorthington Enterprises, Inc.COM4,537$261.1K<0.1%−593−11.6%ReducedHistory
Franklin Templeton ETF Tr35473P678FTSE UNTD KGDM10,403$261.6K<0.1%+301+3.0%Added–
CMPRCIMPRESS plcSHS EURO3,270$261.8K<0.1%−60−1.8%ReducedHistory
OMCLOmnicell, Inc.COM6,965$262.1K<0.1%−610−8.1%ReducedHistory
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS3,454$262.9K<0.1%+3,454New–
MBCMasterBrand, Inc.COMMON STOCK17,734$263.4K<0.1%+1,641+10.2%AddedHistory
ALGMAllegro Microsystems, Inc.COM8,711$263.7K<0.1%−1,193−12.0%ReducedHistory
LPLLG Display Co., Ltd.SPONS ADR REP54,721$263.8K<0.1%−11,492−17.4%ReducedHistory
AMBAAmbarella IncSHS4,304$263.8K<0.1%−274−6.0%ReducedHistory
ICLICL Group Ltd.SHS52,878$264.9K<0.1%+25,118+90.5%AddedHistory
CLBKColumbia Financial, Inc.COM13,745$265.0K<0.1%−7,319−34.7%ReducedHistory
EHABEnhabit, Inc.COM25,673$265.7K<0.1%+25,673NewHistory
PARRPar Pacific Holdings, Inc.COM NEW7,311$265.9K<0.1%+749+11.4%AddedHistory
WABCWestamerica BancorporationCOM4,716$266.0K<0.1%+4,716NewHistory
DVDoubleVerify Holdings, Inc.COM7,234$266.1K<0.1%+7,234NewHistory
TGNATegna IncCOM17,450$267.0K<0.1%+1,838+11.8%AddedHistory
PFSProvident Financial Services IncCOM14,811$267.0K<0.1%+1,594+12.1%AddedHistory
YORWYork Water CoCOM6,924$267.4K<0.1%−990−12.5%ReducedHistory
CXTCrane NXT, Co.COM4,715$268.2K<0.1%+4,715NewHistory

Sold out since Q3 2023 (205)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 205 by value last quarter.

Positions of Mariner, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46434VAX8IBONDS DEC23 ETF1,027,813$26.1M0.1%–
ATVIActivision Blizzard, Inc.COM210,195$19.7M0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB734,107$15.6M<0.1%–
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER395,299$11.6M<0.1%History
iShares Tr46436E882IBONDS 23 TRM TS280,012$6.95M<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF134,556$6.77M<0.1%–
Innovator ETFs Trust45782C433US EQTY BUFR FEB122,253$4.07M<0.1%–
iShares Tr46435G318IBONDS DEC2023158,517$4.05M<0.1%–
VMWVmware LLCCL A COM22,243$3.70M<0.1%History
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY113,187$2.66M<0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF63,659$2.44M<0.1%–
SGENSeagen Inc.COM8,822$1.87M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS15,781$1.83M<0.1%History
Lattice Strategies Tr518416508HARTFORD MLT SML48,362$1.74M<0.1%–
WisdomTree Tr97717X578EM EX ST-OWNED56,461$1.51M<0.1%–
ORTXOrchard Therapeutics plcSPON ADS NEW192,250$1.49M<0.1%History
KRONKronos Bio, Inc.COM917,436$1.19M<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT53,659$1.17M<0.1%History
Nextera Energy Inc65339F713UNIT 09/01/202530,825$1.17M<0.1%–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY50,110$1.13M<0.1%–
ZYMEZymeworks Inc.COM162,550$1.03M<0.1%History
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT51,458$913.0K<0.1%–
J P Morgan Exchange Traded F46654Q773JPMORGAM LTD DUR16,312$814.0K<0.1%–
Invesco Exchng Trad SLF Inde46139W502INVT GRD DEFSV34,327$804.5K<0.1%–
TWNKHostess Brands, Inc.CL A23,826$793.6K<0.1%History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI29,928$749.0K<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN16,725$746.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI28,961$714.0K<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF17,132$577.0K<0.1%–
Invesco Exchange Traded FD T46137V217S&P MDCP400 PR13,547$530.9K<0.1%–
Vanguard Wellington FD921935706US QUALITY4,286$481.4K<0.1%–
VRTVVeritiv CorpCOM2,797$472.5K<0.1%History
CVGWCalavo Growers IncCOM18,158$458.1K<0.1%History
FOXFFox Factory Holding CorpCOM4,491$445.0K<0.1%History
SPDR Index Shs FDS78463X863ST DOW INTL ETF18,016$428.4K<0.1%–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM23,721$421.3K<0.1%History
APOGApogee Enterprises, Inc.COM8,697$409.5K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY11,288$408.6K<0.1%–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM52,092$398.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP10,117$388.7K<0.1%–
ETDEthan Allen Interiors IncCOM12,587$376.4K<0.1%History
SRCLStericycle IncCOM7,612$340.3K<0.1%History
NATINational Instruments CorpCOM5,700$339.8K<0.1%History
WNS Hldgs Ltd92932M101SPON ADR4,963$339.8K<0.1%–
AMRCAmeresco, Inc.CL A8,787$338.8K<0.1%History
Nuveen PFD & Incm Securties67072C105COM54,873$338.6K<0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG10,843$321.3K<0.1%–
SPDR Index Shs FDS78463X871ST INTL CAP ETF10,807$315.0K<0.1%–
MPVBarings Participation InvestorsSH BEN INT22,352$300.2K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,424$299.9K<0.1%–
MFICMidCap Financial Investment CorpCOM NEW21,412$294.0K<0.1%History
CRNCCerence Inc.COM14,376$292.8K<0.1%History
MRTXMirati Therapeutics, Inc.COM6,480$282.3K<0.1%History
TRNTrinity Industries IncCOM11,486$279.7K<0.1%History
MCIBarings Corporate InvestorsCOM17,447$278.1K<0.1%History
EVBGEverbridge, Inc.COM12,368$277.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY12,278$276.0K<0.1%–
SKYChampion Homes, Inc.Stock4,225$269.2K<0.1%History
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS2,636$266.4K<0.1%–
VanEck Vectors ETF Tr92189H870ENERGY INCOME4,025$261.9K<0.1%–
Flexshares Tr33939L795STOXX GLOBR INF5,240$253.8K<0.1%–
UANCVR Partners, LPCOM3,043$251.4K<0.1%History
Franklin Templeton ETF Tr35473P819FTSE CHINA14,671$250.7K<0.1%–
NSPInsperity, Inc.COM2,558$249.7K<0.1%History
NHINational Health Investors IncCOM4,802$246.6K<0.1%History
HTHTH World Group LtdSPONSORED ADS6,228$245.6K<0.1%History
EHCEncompass Health CorpCOM3,636$244.2K<0.1%History
EOSEaton Vance Enhanced Equity Income Fund IICOM14,209$244.1K<0.1%History
iShares Tr46429B671MSCI CHINA ETF5,557$240.6K<0.1%–
PGENPrecigen, Inc.COM168,224$239.1K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF8,940$237.2K<0.1%–
Victory Portfolios II92647N782VCSHS US 500 ENH4,023$237.0K<0.1%–
NEWRNew Relic, Inc.COM2,767$236.9K<0.1%History
SJTSan Juan Basin Royalty TrustUNIT BEN INT34,099$236.3K<0.1%History
ARGOArgo Group International Holdings, Inc.COM7,917$236.2K<0.1%History
CAMTCamtek LtdORD3,751$233.5K<0.1%History
Abcam PLC000380204ADS10,206$231.0K<0.1%–
New York Life Invts Active E45409F843MACK MU INSD ETF10,037$229.3K<0.1%–
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM10,634$227.0K<0.1%History
VSTOVista Outdoor Inc.COM6,757$223.8K<0.1%History
PMXPIMCO Municipal Income Fund IIICOM34,000$220.0K<0.1%History
ATRCAtriCure, Inc.COM4,966$217.5K<0.1%History
CWHCamping World Holdings, Inc.CL A10,642$217.2K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC9,011$215.1K<0.1%–
PSNParsons CorpCOM3,926$213.4K<0.1%History
MATMattel IncCOM9,671$213.1K<0.1%History
TDCTeradata CorpStock4,710$212.0K<0.1%History
ALSNAllison Transmission Holdings IncStock3,583$211.6K<0.1%History
HAEHaemonetics CorpCOM2,357$211.1K<0.1%History
CIRCircor International IncCOM3,726$207.7K<0.1%History
CPRICapri Holdings LtdSHS3,904$205.4K<0.1%History
First Tr Exchng Traded FD VI33740F730FT VEST US EQT6,031$204.3K<0.1%–
HPIJohn Hancock Preferred Income FundSH BEN INT13,892$202.4K<0.1%History
THSTreeHouse Foods, Inc.COM4,633$201.9K<0.1%History
T Rowe Price Exchange-Traded87283Q867CAP APPRECIATION8,125$201.6K<0.1%–
CRCCalifornia Resources CorpCOM STOCK3,596$201.4K<0.1%History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,210$201.2K<0.1%–
EPCEdgewell Personal Care CoCOM5,427$200.6K<0.1%History
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF13,342$198.0K<0.1%–
First Tr Exchange-Traded FD33735T109COMMON SHS16,803$183.0K<0.1%–