Skip to main content
Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
3,042
+149 vs. Q3 2023
Portfolio value
$42.2B
+$4.88B (+13.1%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Mariner, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NUVNuveen Municipal Value Fund IncCOM44,479$382.5K<0.1%−34,800−43.9%ReducedHistory
BOEBlackRock Enhanced Global Dividend TrustCOM38,607$383.0K<0.1%−2,165−5.3%ReducedHistory
CRSCarpenter Technology CorpCOM5,434$384.7K<0.1%+678+14.3%AddedHistory
iShares Tr464288729GLOB INDSTRL ETF3,019$384.7K<0.1%00.0%Unchanged–
CSWCSW Industrials, Inc.COM1,857$385.2K<0.1%+132+7.7%AddedHistory
TWTradeweb Markets Inc.Stock4,240$385.4K<0.1%+383+9.9%AddedHistory
JBLUJetBlue Airways CorpCOM69,448$385.4K<0.1%+49,633+250.5%AddedHistory
CIONCION Investment CorpCOM34,104$385.7K<0.1%−9,435−21.7%ReducedHistory
FUTUFutu Holdings LtdSPON ADS CL A7,094$387.5K<0.1%−216−3.0%ReducedHistory
Atlantica Sustainable Infr PG0751N103SHS18,036$387.8K<0.1%+4,050+29.0%Added–
GNLGlobal Net Lease, Inc.COM NEW38,973$387.8K<0.1%+10,483+36.8%AddedHistory
MOG.AMoog Inc.CL A2,679$387.8K<0.1%−305−10.2%ReducedHistory
ZEUSOlympic Steel IncCOM5,834$389.1K<0.1%+1,824+45.5%AddedHistory
SGMLSigma Lithium CorpStock12,376$390.2K<0.1%+4,875+65.0%AddedHistory
Fidelity Covington Trust316092113ENHANCED LARGE14,710$391.0K<0.1%+14,710New–
GAIAGaia, IncCL A144,878$391.2K<0.1%00.0%UnchangedHistory
SHENShenandoah Telecommunications CoCOM18,197$393.4K<0.1%−639−3.4%ReducedHistory
ERICEricsson LM Telephone CoADR B SEK 1062,546$394.0K<0.1%−19,081−23.4%ReducedHistory
SRSpire IncCOM6,324$394.2K<0.1%+6,324NewHistory
iShares Tr464287127MORNINGSTR US EQ5,998$394.4K<0.1%+5,998New–
MMSMaximus, Inc.COM4,708$394.8K<0.1%+297+6.7%AddedHistory
WUWestern Union COStock33,238$396.2K<0.1%+2,428+7.9%AddedHistory
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT7,583$396.5K<0.1%+7,583New–
GPIGroup 1 Automotive IncCOM1,302$396.8K<0.1%−13−1.0%ReducedHistory
Global X FDS37954Y459RUSSELL 200023,725$397.2K<0.1%−18,089−43.3%Reduced–
LPXLouisiana-Pacific CorpCOM5,614$397.6K<0.1%+5,614NewHistory
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ18,010$398.0K<0.1%−760−4.0%Reduced–
AROCArchrock, Inc.COM25,852$398.1K<0.1%+591+2.3%AddedHistory
MLIMueller Industries IncCOM8,444$398.3K<0.1%+2,014+31.3%AddedConverted for a 2-for-1 splitHistory
CERTCertara, Inc.COM22,645$398.3K<0.1%+8,087+55.6%AddedHistory
HELEHelen of Troy LtdStock3,297$398.3K<0.1%+28+0.9%AddedHistory
SNAPSnap IncStock23,576$399.1K<0.1%−15,116−39.1%ReducedHistory
iShares Tr46429B614MSCI INDIA SM CP5,730$399.9K<0.1%+5,730New–
IBKRInteractive Brokers Group, Inc.Stock4,831$400.5K<0.1%+86+1.8%AddedHistory
First Tr Exchng Traded FD VI33740U802FT VEST U.S.12,392$401.0K<0.1%−603−4.6%Reduced–
CWKCushman & Wakefield Ltd.SHS37,172$401.5K<0.1%+11,919+47.2%AddedHistory
JRINuveen Real Asset Income & Growth FundCOM34,278$401.7K<0.1%−886−2.5%ReducedHistory
iShares Tr464288505MRGSTR SM CP ETF7,496$401.8K<0.1%+1,463+24.2%Added–
TRCTejon Ranch CoCOM23,366$401.9K<0.1%+1,303+5.9%AddedHistory
REXRRexford Industrial Realty, Inc.COM7,186$403.1K<0.1%−2,119−22.8%ReducedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN13,259$403.2K<0.1%−67,183−83.5%ReducedHistory
GPORGulfport Energy CorpCOMMON SHARES3,028$403.3K<0.1%+1,127+59.3%AddedHistory
Fidelity MSCI Materials Index ETF316092881ETF8,276$403.4K<0.1%−138−1.6%Reduced–
CMCOColumbus McKinnon CorpCOM10,342$403.7K<0.1%+14+0.1%AddedHistory
EXELExelixis, Inc.COM16,873$404.8K<0.1%−3,080−15.4%ReducedHistory
AGCOAGCO CorpCOM3,343$405.9K<0.1%+181+5.7%AddedHistory
iShares Inc464286319EM MKTS DIV ETF15,376$407.3K<0.1%+1,100+7.7%Added–
AEISAdvanced Energy Industries IncCOM3,740$407.4K<0.1%+116+3.2%AddedHistory
WisdomTree Tr97717W406US AI ENHANCED4,252$407.8K<0.1%−113−2.6%Reduced–
COCOVita Coco Company, Inc.COM16,019$408.3K<0.1%−2,990−15.7%ReducedHistory
First Tr Exchange-Traded FD33738R761LARGE CP US EQ11,875$409.6K<0.1%−691−5.5%Reduced–
EBEventbrite, Inc.COM CL A49,004$409.7K<0.1%−6,285−11.4%ReducedHistory
NOMDNomad Foods LtdUSD ORD SHS24,186$410.0K<0.1%+6,257+34.9%AddedHistory
KBHKB HomeCOM6,577$410.8K<0.1%+1,093+19.9%AddedHistory
STCStewart Information Services CorpCOM6,993$410.8K<0.1%+91+1.3%AddedHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS4,512$411.3K<0.1%00.0%UnchangedHistory
FTITechnipFMC plcCOM20,423$411.3K<0.1%−1,022−4.8%ReducedHistory
EXEExpand Energy CorpCOM5,354$411.9K<0.1%+1,639+44.1%AddedHistory
Ssga Active ETF Tr78467V400GLOBL ALLO ETF9,949$412.3K<0.1%+9,949New–
GRFSGrifols SASP ADR REP B NVT35,769$413.5K<0.1%−784−2.1%ReducedHistory
RIGTransocean Ltd.REGISTERED SHS65,118$413.5K<0.1%−9,154−12.3%ReducedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG14,371$413.7K<0.1%+2,548+21.6%AddedHistory
TDWTidewater IncCOM5,738$413.8K<0.1%−56−1.0%ReducedHistory
Global X FDS37954Y780INTERNET OF THNG11,725$414.0K<0.1%+11,725New–
NTNXNutanix, Inc.Stock8,700$414.9K<0.1%+1,289+17.4%AddedHistory
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE6,582$415.2K<0.1%−3,926−37.4%Reduced–
STNGScorpio Tankers Inc.SHS6,836$415.6K<0.1%−136−2.0%ReducedHistory
SEICSEI Investments CoCOM6,542$415.7K<0.1%−1,286−16.4%ReducedHistory
TNKTeekay Tankers Ltd.CL A8,327$416.1K<0.1%−86−1.0%ReducedHistory
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF25,312$417.1K<0.1%−3,663−12.6%Reduced–
Invesco Exch Traded FD Tr II46138E727RAFI EMRGNG MRKT21,941$419.1K<0.1%−10,421−32.2%Reduced–
IMOImperial Oil LtdCOM NEW7,333$419.4K<0.1%+322+4.6%AddedHistory
FCPTFour Corners Property Trust, Inc.COM16,584$419.6K<0.1%+2,615+18.7%AddedHistory
DSLDoubleLine Income Solutions FundCOM34,300$419.8K<0.1%+1,750+5.4%AddedHistory
SQSPSquarespace, Inc.CLASS A12,722$420.0K<0.1%−2,113−14.2%ReducedHistory
Vanguard Scottsdale FDS92206C573TOTAL CORP BND5,420$420.0K<0.1%−665−10.9%Reduced–
BRKRBruker CorpCOM5,716$420.1K<0.1%+1,637+40.1%AddedHistory
GSHDGoosehead Insurance, Inc.COM CL A5,547$420.5K<0.1%+263+5.0%AddedHistory
AITApplied Industrial Technologies IncCOM2,437$421.0K<0.1%+399+19.6%AddedHistory
TFIITFI International Inc.COM3,096$421.0K<0.1%+237+8.3%AddedHistory
CROXCrocs, Inc.COM4,507$421.0K<0.1%+998+28.4%AddedHistory
GMDAGamida Cell Ltd.SHS1,023,164$422.3K<0.1%+294,522+40.4%AddedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM32,927$422.5K<0.1%00.0%UnchangedHistory
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW14,051$422.6K<0.1%+5,341+61.3%AddedHistory
BSACBanco Santander ChileSP ADR REP COM21,712$423.2K<0.1%+1,276+6.2%AddedHistory
TGTXTG Therapeutics, Inc.COM24,850$424.4K<0.1%+24,850NewHistory
VMIValmont Industries IncCOM1,819$424.7K<0.1%−123−6.3%ReducedHistory
ENSEnerSysCOM4,219$425.9K<0.1%−183−4.2%ReducedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET4,681$426.1K<0.1%−1,170−20.0%ReducedHistory
HAYWHayward Holdings, Inc.COM31,451$427.7K<0.1%+7,339+30.4%AddedHistory
WALWestern Alliance BancorporationCOM6,504$427.9K<0.1%+188+3.0%AddedHistory
Tricon Residential Inc Com NPV89612W102COM47,066$428.3K<0.1%−61,050−56.5%Reduced–
DOLEDole plcORD SHS34,893$428.8K<0.1%+9,283+36.2%AddedHistory
iShares Ibonds Dec 2033 Term Corporate ETF46436E130ETF16,615$429.5K<0.1%+16,615New–
FIBKFirst Interstate Bancsystem IncCOM13,974$429.7K<0.1%+1,077+8.4%AddedHistory
UHSUniversal Health Services IncCL B2,829$431.3K<0.1%−19,918−87.6%ReducedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS41,446$432.7K<0.1%+7,223+21.1%AddedHistory
CADECadence BancorporationEQUITY US CM14,634$433.6K<0.1%+1,258+9.4%AddedHistory
Global X FDS37950E291GLOBX SUPDV US25,268$434.1K<0.1%+14,571+136.2%Added–
ENVXEnovix CorpCOM34,702$434.5K<0.1%+11,007+46.5%AddedHistory

Sold out since Q3 2023 (205)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 205 by value last quarter.

Positions of Mariner, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46434VAX8IBONDS DEC23 ETF1,027,813$26.1M0.1%–
ATVIActivision Blizzard, Inc.COM210,195$19.7M0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB734,107$15.6M<0.1%–
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER395,299$11.6M<0.1%History
iShares Tr46436E882IBONDS 23 TRM TS280,012$6.95M<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF134,556$6.77M<0.1%–
Innovator ETFs Trust45782C433US EQTY BUFR FEB122,253$4.07M<0.1%–
iShares Tr46435G318IBONDS DEC2023158,517$4.05M<0.1%–
VMWVmware LLCCL A COM22,243$3.70M<0.1%History
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY113,187$2.66M<0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF63,659$2.44M<0.1%–
SGENSeagen Inc.COM8,822$1.87M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS15,781$1.83M<0.1%History
Lattice Strategies Tr518416508HARTFORD MLT SML48,362$1.74M<0.1%–
WisdomTree Tr97717X578EM EX ST-OWNED56,461$1.51M<0.1%–
ORTXOrchard Therapeutics plcSPON ADS NEW192,250$1.49M<0.1%History
KRONKronos Bio, Inc.COM917,436$1.19M<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT53,659$1.17M<0.1%History
Nextera Energy Inc65339F713UNIT 09/01/202530,825$1.17M<0.1%–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY50,110$1.13M<0.1%–
ZYMEZymeworks Inc.COM162,550$1.03M<0.1%History
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT51,458$913.0K<0.1%–
J P Morgan Exchange Traded F46654Q773JPMORGAM LTD DUR16,312$814.0K<0.1%–
Invesco Exchng Trad SLF Inde46139W502INVT GRD DEFSV34,327$804.5K<0.1%–
TWNKHostess Brands, Inc.CL A23,826$793.6K<0.1%History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI29,928$749.0K<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN16,725$746.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI28,961$714.0K<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF17,132$577.0K<0.1%–
Invesco Exchange Traded FD T46137V217S&P MDCP400 PR13,547$530.9K<0.1%–
Vanguard Wellington FD921935706US QUALITY4,286$481.4K<0.1%–
VRTVVeritiv CorpCOM2,797$472.5K<0.1%History
CVGWCalavo Growers IncCOM18,158$458.1K<0.1%History
FOXFFox Factory Holding CorpCOM4,491$445.0K<0.1%History
SPDR Index Shs FDS78463X863ST DOW INTL ETF18,016$428.4K<0.1%–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM23,721$421.3K<0.1%History
APOGApogee Enterprises, Inc.COM8,697$409.5K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY11,288$408.6K<0.1%–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM52,092$398.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP10,117$388.7K<0.1%–
ETDEthan Allen Interiors IncCOM12,587$376.4K<0.1%History
SRCLStericycle IncCOM7,612$340.3K<0.1%History
NATINational Instruments CorpCOM5,700$339.8K<0.1%History
WNS Hldgs Ltd92932M101SPON ADR4,963$339.8K<0.1%–
AMRCAmeresco, Inc.CL A8,787$338.8K<0.1%History
Nuveen PFD & Incm Securties67072C105COM54,873$338.6K<0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG10,843$321.3K<0.1%–
SPDR Index Shs FDS78463X871ST INTL CAP ETF10,807$315.0K<0.1%–
MPVBarings Participation InvestorsSH BEN INT22,352$300.2K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,424$299.9K<0.1%–
MFICMidCap Financial Investment CorpCOM NEW21,412$294.0K<0.1%History
CRNCCerence Inc.COM14,376$292.8K<0.1%History
MRTXMirati Therapeutics, Inc.COM6,480$282.3K<0.1%History
TRNTrinity Industries IncCOM11,486$279.7K<0.1%History
MCIBarings Corporate InvestorsCOM17,447$278.1K<0.1%History
EVBGEverbridge, Inc.COM12,368$277.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY12,278$276.0K<0.1%–
SKYChampion Homes, Inc.Stock4,225$269.2K<0.1%History
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS2,636$266.4K<0.1%–
VanEck Vectors ETF Tr92189H870ENERGY INCOME4,025$261.9K<0.1%–
Flexshares Tr33939L795STOXX GLOBR INF5,240$253.8K<0.1%–
UANCVR Partners, LPCOM3,043$251.4K<0.1%History
Franklin Templeton ETF Tr35473P819FTSE CHINA14,671$250.7K<0.1%–
NSPInsperity, Inc.COM2,558$249.7K<0.1%History
NHINational Health Investors IncCOM4,802$246.6K<0.1%History
HTHTH World Group LtdSPONSORED ADS6,228$245.6K<0.1%History
EHCEncompass Health CorpCOM3,636$244.2K<0.1%History
EOSEaton Vance Enhanced Equity Income Fund IICOM14,209$244.1K<0.1%History
iShares Tr46429B671MSCI CHINA ETF5,557$240.6K<0.1%–
PGENPrecigen, Inc.COM168,224$239.1K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF8,940$237.2K<0.1%–
Victory Portfolios II92647N782VCSHS US 500 ENH4,023$237.0K<0.1%–
NEWRNew Relic, Inc.COM2,767$236.9K<0.1%History
SJTSan Juan Basin Royalty TrustUNIT BEN INT34,099$236.3K<0.1%History
ARGOArgo Group International Holdings, Inc.COM7,917$236.2K<0.1%History
CAMTCamtek LtdORD3,751$233.5K<0.1%History
Abcam PLC000380204ADS10,206$231.0K<0.1%–
New York Life Invts Active E45409F843MACK MU INSD ETF10,037$229.3K<0.1%–
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM10,634$227.0K<0.1%History
VSTOVista Outdoor Inc.COM6,757$223.8K<0.1%History
PMXPIMCO Municipal Income Fund IIICOM34,000$220.0K<0.1%History
ATRCAtriCure, Inc.COM4,966$217.5K<0.1%History
CWHCamping World Holdings, Inc.CL A10,642$217.2K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC9,011$215.1K<0.1%–
PSNParsons CorpCOM3,926$213.4K<0.1%History
MATMattel IncCOM9,671$213.1K<0.1%History
TDCTeradata CorpStock4,710$212.0K<0.1%History
ALSNAllison Transmission Holdings IncStock3,583$211.6K<0.1%History
HAEHaemonetics CorpCOM2,357$211.1K<0.1%History
CIRCircor International IncCOM3,726$207.7K<0.1%History
CPRICapri Holdings LtdSHS3,904$205.4K<0.1%History
First Tr Exchng Traded FD VI33740F730FT VEST US EQT6,031$204.3K<0.1%–
HPIJohn Hancock Preferred Income FundSH BEN INT13,892$202.4K<0.1%History
THSTreeHouse Foods, Inc.COM4,633$201.9K<0.1%History
T Rowe Price Exchange-Traded87283Q867CAP APPRECIATION8,125$201.6K<0.1%–
CRCCalifornia Resources CorpCOM STOCK3,596$201.4K<0.1%History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,210$201.2K<0.1%–
EPCEdgewell Personal Care CoCOM5,427$200.6K<0.1%History
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF13,342$198.0K<0.1%–
First Tr Exchange-Traded FD33735T109COMMON SHS16,803$183.0K<0.1%–