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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,893
+66 vs. Q2 2023
Portfolio value
$37.3B
−$139.4M (−0.4%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Mariner, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ICLICL Group Ltd.SHS27,760$154.1K<0.1%−2,900−9.5%ReducedHistory
MRCMRC Global Inc.COM15,052$154.3K<0.1%+4,631+44.4%AddedHistory
GFIGold Fields LtdSPONSORED ADR14,317$155.5K<0.1%−2,519−15.0%ReducedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF18,947$155.9K<0.1%+2,667+16.4%AddedHistory
KNKnowles CorpCOM10,531$156.0K<0.1%−1,253−10.6%ReducedHistory
SABASaba Capital Income & Opportunities Fund IICOM40,746$157.3K<0.1%+16,992+71.5%AddedHistory
GFAIGuardforce AI Co., Ltd.SHS NEW34,143$157.4K<0.1%+34,143NewHistory
BILIBilibili Inc.SPONS ADS REP Z11,534$158.8K<0.1%−579−4.8%ReducedHistory
FSRFisker Inc.CL A COM STK24,952$160.2K<0.1%+4,339+21.0%AddedHistory
TMETencent Music Entertainment GroupSPON ADS25,216$160.9K<0.1%+951+3.9%AddedHistory
CRD.ACrawford & CoCL A17,380$162.3K<0.1%+50.0%AddedHistory
DNUTKrispy Kreme, Inc.COM13,129$163.7K<0.1%+692+5.6%AddedHistory
DISHDISH Network CORPCL A27,983$164.0K<0.1%+5,656+25.3%AddedHistory
CARECarter Bankshares, Inc.COM NEW13,139$164.6K<0.1%−6,883−34.4%ReducedHistory
ENLTEnlight Renewable Energy Ltd.SHS10,496$164.7K<0.1%+10,496NewHistory
EOIEaton Vance Enhanced Equity Income FundCOM10,420$165.2K<0.1%+10,420NewHistory
NCZVirtus Convertible & Income Fund IICOM59,919$165.4K<0.1%+7,025+13.3%AddedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS18,054$166.3K<0.1%−1,143−6.0%ReducedHistory
GDYNGrid Dynamics Holdings, Inc.CL A13,757$167.6K<0.1%+13,757NewHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN10,452$167.8K<0.1%+10,452NewHistory
PACWPacwest BancorpCOM21,213$167.8K<0.1%+6,650+45.7%AddedHistory
BSBRBanco Santander (Brasil) S.A.ADS REP 1 UNIT32,788$168.2K<0.1%−4,715−12.6%ReducedHistory
OWLBlue Owl Capital Inc.COM CL A13,001$168.5K<0.1%+13,001NewHistory
CRKComstock Resources IncCOM15,288$168.6K<0.1%+2,528+19.8%AddedHistory
BLUEbluebird bio, Inc.COM55,726$169.4K<0.1%+20,074+56.3%AddedHistory
PCTPureCycle Technologies, Inc.COM30,225$169.6K<0.1%+30,225NewHistory
MMacy's, Inc.COM14,640$170.0K<0.1%+2,942+25.1%AddedHistory
CHGGChegg, IncCOM19,061$170.0K<0.1%+2,971+18.5%AddedHistory
HCMHUTCHMED (China) LtdSPONSORED ADS10,049$170.2K<0.1%+10,049NewHistory
EMBJEmbraer S.A.ADR12,418$170.4K<0.1%+12,418NewHistory
DCGODocGo Inc.COM32,144$171.3K<0.1%+16,038+99.6%AddedHistory
ISDPGIM High Yield Bond Fund, Inc.COM14,582$171.8K<0.1%−1,491−9.3%ReducedHistory
ACCDAccolade, Inc.COM16,236$171.8K<0.1%+3,886+31.5%AddedHistory
WBWEIBO CorpSPONSORED ADR13,753$172.5K<0.1%−6,874−33.3%ReducedHistory
SFLSFL Corp Ltd.SHS15,488$172.7K<0.1%+3,888+33.5%AddedHistory
Global X FDS37950E291GLOBX SUPDV US10,697$173.2K<0.1%−20,189−65.4%Reduced–
ECCEagle Point Credit CoCOM17,080$173.4K<0.1%+17,080NewHistory
SFNCSimmons First National CorpCL A $1 PAR10,227$173.5K<0.1%−238−2.3%ReducedHistory
EVRIEveri Holdings Inc.COM13,126$173.5K<0.1%−1,741−11.7%ReducedHistory
AIPArteris, Inc.COM26,698$173.8K<0.1%+26,698NewHistory
ProShares Bitcoin ETF74347G440ETF12,590$173.9K<0.1%+450+3.7%Added–
MTGMgic Investment CorpCOM10,521$175.6K<0.1%−52−0.5%ReducedHistory
FFWMFirst Foundation Inc.COM28,919$175.8K<0.1%+874+3.1%AddedHistory
RPT Realty74971D101SH BEN INT16,704$176.4K<0.1%+462+2.8%Added–
ETWOE2open Parent Holdings, Inc.COM CL A38,871$176.5K<0.1%+99+0.3%AddedHistory
ROICRetail Opportunity Investments CorpCOM14,268$176.6K<0.1%+1,250+9.6%AddedHistory
Copel-ADR20441B605ADR20,271$177.8K<0.1%+2,082+11.4%Added–
Invesco Exchange Traded FD T46137V621FINL PFD ETF12,669$178.1K<0.1%+12,669New–
BRKLBrookline Bancorp IncCOM19,655$179.1K<0.1%+6,017+44.1%AddedHistory
ECFEllsworth Growth & Income Fund LtdCOM22,413$180.4K<0.1%+22,413NewHistory
AXIAYAXIA Energia S.A.SPONSORED ADR24,746$180.9K<0.1%+2,501+11.2%AddedHistory
CECOCeco Environmental CorpCOM11,362$181.5K<0.1%−3,717−24.7%ReducedHistory
TFSLTFS Financial CORPCOM15,375$181.7K<0.1%+3,352+27.9%AddedHistory
PTONPeloton Interactive, Inc.CL A COM36,108$182.3K<0.1%+10,281+39.8%AddedHistory
HOPEHope Bancorp IncCOM20,637$182.6K<0.1%+425+2.1%AddedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM19,130$182.7K<0.1%−3,420−15.2%ReducedHistory
CXMSprinklr, Inc.CL A13,204$182.7K<0.1%+13,204NewHistory
First Tr Exchange-Traded FD33735T109COMMON SHS16,803$183.0K<0.1%+16,803New–
NFBKNorthfield Bancorp, Inc.COM19,456$183.9K<0.1%+6,446+49.5%AddedHistory
DBOInvesco DB Oil FundOIL FD10,423$184.0K<0.1%00.0%UnchangedHistory
AFBAlliancebernstein National Municipal Income FundCOM19,745$184.4K<0.1%−14−0.1%ReducedHistory
BITBlackRock Multi-Sector Income TrustCOM12,750$184.5K<0.1%+1,500+13.3%AddedHistory
LBAILakeland Bancorp IncCOM14,697$185.5K<0.1%−3,882−20.9%ReducedHistory
VMEOVimeo, Inc.COMMON STOCK52,619$186.3K<0.1%+38,615+275.7%AddedHistory
IONQIonQ, Inc.COM12,552$186.8K<0.1%+12,552NewHistory
ARLOArlo Technologies, Inc.COM18,369$189.2K<0.1%−259−1.4%ReducedHistory
MLCOMelco Resorts & Entertainment LTDADR19,147$189.4K<0.1%−12,011−38.5%ReducedHistory
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM12,852$191.5K<0.1%−3,502−21.4%ReducedHistory
TIMBTim S.A.SPONSORED ADR12,856$191.6K<0.1%+204+1.6%AddedHistory
PWPPerella Weinberg PartnersCLASS A COM18,848$191.9K<0.1%−3,769−16.7%ReducedHistory
CWKCushman & Wakefield Ltd.SHS25,253$192.4K<0.1%+1,355+5.7%AddedHistory
EGYVaalco Energy IncCOM NEW43,904$192.7K<0.1%+1,961+4.7%AddedHistory
SSentinelOne, Inc.CL A11,493$193.8K<0.1%+11,493NewHistory
GAPGap IncCOM18,259$194.1K<0.1%+505+2.8%AddedHistory
Starz Entertainment Corp535919500CL B NON VTG24,738$194.7K<0.1%+1,204+5.1%Added–
MLNKMeridianLink, Inc.COMMON STOCK11,417$194.8K<0.1%+11,417NewHistory
MRVIMaravai Lifesciences Holdings, Inc.COM CL A19,484$194.8K<0.1%+5,757+41.9%AddedHistory
UEUrban Edge PropertiesCOM12,789$195.2K<0.1%+2,006+18.6%AddedHistory
MBCMasterBrand, Inc.COMMON STOCK16,093$195.5K<0.1%−1,001−5.9%ReducedHistory
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM16,688$196.6K<0.1%+1,046+6.7%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM26,800$197.5K<0.1%−1,147−4.1%ReducedHistory
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF13,342$198.0K<0.1%−9,908−42.6%Reduced–
SITCSITE Centers Corp.COM16,069$198.1K<0.1%+3,047+23.4%AddedHistory
BBBLACKBERRY LtdCOM42,133$198.4K<0.1%+720+1.7%AddedHistory
SBSWSibanye Stillwater LtdSPONSORED ADR32,214$198.8K<0.1%+17,770+123.0%AddedHistory
First Tr High Income L/S FD33738E109COM18,562$199.0K<0.1%+1,094+6.3%Added–
HIOWestern Asset High Income Opportunity Fund Inc.COM54,800$199.5K<0.1%+54,800NewHistory
MYDBlackRock Muniyield Fund, Inc.COM21,808$200.2K<0.1%+9,239+73.5%AddedHistory
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS8,910$200.5K<0.1%−1,000−10.1%Reduced–
EPCEdgewell Personal Care CoCOM5,427$200.6K<0.1%+143+2.7%AddedHistory
SPTSprout Social, Inc.COM CL A4,030$201.0K<0.1%−773−16.1%ReducedHistory
AATAmerican Assets Trust, Inc.COM10,338$201.1K<0.1%−549−5.0%ReducedHistory
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,210$201.2K<0.1%+4,210New–
CRCCalifornia Resources CorpCOM STOCK3,596$201.4K<0.1%+3,596NewHistory
T Rowe Price Exchange-Traded87283Q867CAP APPRECIATION8,125$201.6K<0.1%+8,125New–
HOSHornbeck Offshore Services, Inc.Stock18,050$201.6K<0.1%−4,982−21.6%ReducedHistory
LADRLadder Capital CorpCL A19,678$201.9K<0.1%+8,099+69.9%AddedHistory
THSTreeHouse Foods, Inc.COM4,633$201.9K<0.1%+490+11.8%AddedHistory
PFSProvident Financial Services IncCOM13,217$202.1K<0.1%+736+5.9%AddedHistory
RLRalph Lauren CorpCL A1,743$202.4K<0.1%+21+1.2%AddedHistory

Sold out since Q2 2023 (182)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 182 by value last quarter.

Positions of Mariner, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP192,789$12.0M<0.1%History
Global X FDS37954Y772LNTY THMTC ETF112,031$3.11M<0.1%–
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK36,600$2.42M<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH75,371$2.40M<0.1%–
Franklin Templeton ETF Tr35473P645FRANKLIN FTSE78,606$1.90M<0.1%–
BWBBridgewater Bancshares IncCOM127,454$1.26M<0.1%History
PIMCO ETF Tr72201R866INTER MUN BD ACT21,655$1.12M<0.1%–
Legg Mason ETF Invt52468L505FRANKLIN INTL LW38,501$1.05M<0.1%–
SPDR Series Trust78468R523ST STR BL 12 ETF10,224$1.02M<0.1%–
iShares Tr464288786U.S. INSRNCE ETF11,507$1.01M<0.1%–
Mogo Inc60800C109COM1,445,102$985.7K<0.1%–
MASIMasimo CorpCOM5,790$952.7K<0.1%History
VETVermilion Energy Inc.COM73,748$918.1K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG32,317$897.1K<0.1%–
TRTNTriton International LtdCL A10,388$864.9K<0.1%History
BKIBlack Knight, Inc.COM13,840$826.6K<0.1%History
PDCEPDC Energy, Inc.COM11,388$810.1K<0.1%History
LSILife Storage, Inc.COM5,516$733.4K<0.1%History
Schwab Charles Family FD808515530AMT TAX FREE MNY719,824$719.8K<0.1%–
Pacer Trendpilot 100 ETF69374H303ETF10,756$668.0K<0.1%–
OTMOOtonomo Technologies Ltd.ORDINARY SHARES1,598,813$639.5K<0.1%History
ARNCArconic CorpCOM20,973$620.4K<0.1%History
GHGuardant Health, Inc.COM16,987$608.3K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE15,801$564.0K<0.1%–
Innovator ETFs Trust45782C417US EQTY PWR BUF17,692$545.0K<0.1%–
Flexshares Tr33939L696STOX US ESG SLCT4,987$539.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US12,458$537.0K<0.1%–
TGTXTG Therapeutics, Inc.COM21,100$524.0K<0.1%History
WisdomTree Tr97717W877GLB HIGH DIV FD10,709$498.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF14,455$489.0K<0.1%–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF10,001$471.0K<0.1%–
MTZMastec IncCOM3,599$424.6K<0.1%History
iShares Tr46435G672CORE INTL AGGR8,273$407.8K<0.1%–
NEXNextier Oilfield Solutions Inc.COM42,488$379.8K<0.1%History
Etfis Ser Tr I26923G707VIRTUS NEWFLEET17,175$378.0K<0.1%–
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,705$366.2K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG13,194$346.0K<0.1%–
SPDR Index Shs FDS78470E205MSCI EMR MKT ETF11,419$346.0K<0.1%–
VanEck ETF Trust92189F528VANECK SHRT MUNI20,517$345.0K<0.1%–
RVTRoyce Small-Cap Trust, Inc.COM24,763$341.7K<0.1%History
WOLFWolfspeed, Inc.Stock5,759$320.1K<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM9,747$319.0K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS4,173$315.5K<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD5,699$314.0K<0.1%–
THRYThryv Holdings, Inc.COM NEW12,599$309.9K<0.1%History
MCYMercury General CorpCOM10,121$306.4K<0.1%History
ALGTAllegiant Travel COCOM2,425$306.2K<0.1%History
RADIRadius Global Infrastructure, Inc.COM CL A19,999$298.0K<0.1%History
ProShares Tr74347B680S&P MDCP 400 DIV4,231$297.3K<0.1%–
MYPSPLAYSTUDIOS, Inc.CLASS A COM59,621$292.7K<0.1%History
LMNDLemonade, Inc.Stock17,215$290.1K<0.1%History
REYNReynolds Consumer Products Inc.COM10,170$287.3K<0.1%History
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION11,415$287.0K<0.1%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG10,125$285.0K<0.1%–
GOODGladstone Commercial CorpCOM22,726$281.1K<0.1%History
LPXLouisiana-Pacific CorpCOM3,735$280.0K<0.1%History
Barnes Group Inc067806109COM6,631$279.7K<0.1%–
AAAUGoldman Sachs Physical Gold ETFUNIT14,301$272.2K<0.1%History
FCFSFirstCash Holdings, Inc.COM2,911$271.7K<0.1%History
Flexshares Tr33939L506IBOXX 3R TARGT11,530$271.0K<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B3,731$271.0K<0.1%History
FWRDForward Air CorpCOM2,537$269.2K<0.1%History
FOCSFocus Financial Partners Inc.COM CL A5,046$265.0K<0.1%History
SLIStandard Lithium Ltd.COM57,950$261.0K<0.1%History
BMEBlackRock Health Sciences TrustCOM6,332$257.3K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS11,676$255.1K<0.1%History
SRSpire IncCOM4,004$254.0K<0.1%History
INFIInfinity Pharmaceuticals, Inc.COM1,195,000$252.0K<0.1%History
SYNHSyneos Health, Inc.CL A5,968$251.5K<0.1%History
UTGReaves Utility Income FundCOM SH BEN INT9,118$250.0K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM4,479$245.8K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF22,162$240.0K<0.1%History
AUTLAutolus Therapeutics plcSPON ADS101,000$240.0K<0.1%History
AVNTAvient CorpCOM5,862$239.7K<0.1%History
BOXBox IncCL A8,136$239.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM5,925$237.8K<0.1%History
UVVUniversal CorpCOM4,738$236.6K<0.1%History
First Tr Exchng Traded FD VI33740F615FT VEST US EQT7,251$234.1K<0.1%–
CXTCrane NXT, Co.COM4,134$233.3K<0.1%History
NVSTEnvista Holdings CorpCOM6,892$233.2K<0.1%History
iShares Tr46434V696CORE MSCI PAC4,030$231.4K<0.1%–
ALGAlamo Group IncCOM1,258$231.3K<0.1%History
BLFYBlue Foundry BancorpCOM22,745$230.0K<0.1%History
CABOCable One, Inc.COM346$227.6K<0.1%History
FHIFederated Hermes, Inc.CL B6,168$221.1K<0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR10,450$220.4K<0.1%History
VanEck ETF Trust92189H201INTRMDT MUNI ETF4,753$219.0K<0.1%–
ONTFON24 Inc.COM26,952$218.9K<0.1%History
STRSitio Royalties Corp.CLASS A COM8,301$218.1K<0.1%History
ROGRogers CorpCOM1,341$217.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW7,934$217.1K<0.1%History
Fidelity Covington Trust316092618ENHA HIGH YI ETF4,645$216.1K<0.1%–
CHWYChewy, Inc.CL A5,469$215.8K<0.1%History
MGEEMge Energy IncCOM2,712$214.6K<0.1%History
NOTVInotiv, Inc.COM44,650$213.0K<0.1%History
Fidelity MSCI Utilities Index ETF316092865ETF5,027$212.5K<0.1%–
Exchange Traded Concepts Tr301505749VSPR US LC ETF8,639$212.5K<0.1%–
DBX ETF Tr233051432XTRACK USD HIGH6,143$211.9K<0.1%–
SHAKShake Shack Inc.CL A2,719$211.3K<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT5,679$211.2K<0.1%–