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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,893
+66 vs. Q2 2023
Portfolio value
$37.3B
−$139.4M (−0.4%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Mariner, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MIRMirion Technologies, Inc.COM CL A12,060$90.1K<0.1%−2,127−15.0%ReducedHistory
JBLUJetBlue Airways CorpCOM19,815$91.1K<0.1%+2,120+12.0%AddedHistory
PACBPacific Biosciences of California, Inc.COM10,945$91.4K<0.1%+10,945NewHistory
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM12,320$91.7K<0.1%+70+0.6%AddedHistory
GTXGarrett Motion Inc.Stock11,661$91.9K<0.1%−738−6.0%ReducedHistory
TBPHTheravance Biopharma, Inc.COM10,697$92.3K<0.1%−3,095−22.4%ReducedHistory
ACHRArcher Aviation Inc.Stock18,372$93.0K<0.1%+8,140+79.6%AddedHistory
GABGabelli Equity Trust IncCOM18,141$93.1K<0.1%+77+0.4%AddedHistory
GENIGenius Sports LtdSHARES CL A17,482$93.2K<0.1%−2,287−11.6%ReducedHistory
PLTMGraniteShares Platinum TrustSHS BEN INT10,608$93.5K<0.1%00.0%UnchangedHistory
ICCTiCoreConnect Inc.COM23,826$94.8K<0.1%+23,826NewHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES26,730$94.9K<0.1%+26,730NewHistory
AURAAura Biosciences, Inc.COM10,663$95.6K<0.1%−5,118−32.4%ReducedHistory
NVRIEnviri CorpCOM13,261$95.8K<0.1%−1,608−10.8%ReducedHistory
LVOXLiveVox Holdings, Inc.COM CL A28,979$96.8K<0.1%+5,899+25.6%AddedHistory
UAUnder Armour, Inc.CL C15,509$98.9K<0.1%+4,531+41.3%AddedHistory
ZTRVirtus Total Return Fund Inc.COM20,963$100.6K<0.1%+2,460+13.3%AddedHistory
YMMFull Truck Alliance Co. Ltd.SPONSORED ADS14,399$101.4K<0.1%−34−0.2%ReducedHistory
SRADSportradar Group AGCLASS A ORD SHS10,182$101.9K<0.1%+10,182NewHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM10,072$103.0K<0.1%+8+0.1%AddedHistory
PGREParamount Group, Inc.COM22,322$103.1K<0.1%+6,019+36.9%AddedHistory
HMYHarmony Gold Mining Co LtdADR27,508$103.4K<0.1%+5,971+27.7%AddedHistory
CMRECostamare Inc.SHS10,760$103.5K<0.1%+7+0.1%AddedHistory
SXCSunCoke Energy, Inc.COM10,261$104.1K<0.1%+10,261NewHistory
LESLLeslie's, Inc.COM18,555$105.0K<0.1%−36,970−66.6%ReducedHistory
NVTSNavitas Semiconductor CorpCOM15,130$105.2K<0.1%+4,544+42.9%AddedHistory
SCWO374Water Inc.Common Stock86,000$106.6K<0.1%+25,000+41.0%AddedHistory
RFICohen & Steers Total Return Realty Fund IncCOM10,200$106.9K<0.1%00.0%UnchangedHistory
PLTKPlaytika Holding Corp.COM11,186$107.7K<0.1%+215+2.0%AddedHistory
ARCOArcos Dorados Holdings Inc.SHS CLASS -A -11,456$108.4K<0.1%+553+5.1%AddedHistory
Starz Entertainment Corp535919401CL A VTG12,782$108.4K<0.1%−414−3.1%Reduced–
MTLSMaterialise NVSPONSORED ADS19,915$109.3K<0.1%−3,667−15.5%ReducedHistory
FOCLEdap TMS SASPONSORED ADR15,579$109.4K<0.1%−275−1.7%ReducedHistory
ECBKECB Bancorp, Inc.COM10,000$109.8K<0.1%00.0%UnchangedHistory
CXCemex SAB de CVSPON ADR NEW17,076$111.0K<0.1%+1,505+9.7%AddedHistory
MLSSMilestone Scientific Inc.COM NEW121,750$112.0K<0.1%00.0%UnchangedHistory
DCDakota Gold Corp.COM43,794$113.0K<0.1%−544−1.2%ReducedHistory
PRMPerimeter Solutions, Inc.COMMON STOCK25,168$114.3K<0.1%+25,168NewHistory
WSRWhitestone REITCOM11,887$114.5K<0.1%−295−2.4%ReducedHistory
NNOXNano-X Imaging Ltd.ORD SHS17,626$115.6K<0.1%+17,626NewHistory
AWPabrdn Global Premier Properties FundCOM SH BEN INT31,782$115.7K<0.1%−4,448−12.3%ReducedHistory
VanEck ETF Trust92189F452MORTGAGE REIT10,231$116.3K<0.1%+10,231New–
LYELLyell Immunopharma, Inc.COM79,287$116.6K<0.1%+36,330+84.6%AddedHistory
TEOTelecom Argentina SASPON ADR REP B24,467$117.2K<0.1%−4,596−15.8%ReducedHistory
Exchange Traded Concepts Tr301505590FMQQ NEXT FRONT11,300$117.4K<0.1%+11,300New–
ACREAres Commercial Real Estate CorpCOM12,458$118.6K<0.1%+12,458NewHistory
RLJRLJ Lodging TrustCOM12,449$121.9K<0.1%−3,132−20.1%ReducedHistory
MMUWestern Asset Managed Municipals Fund Inc.COM13,735$122.7K<0.1%+2,188+18.9%AddedHistory
HYLNHyliion Holdings Corp.COMMON STOCK105,219$124.2K<0.1%−7,771−6.9%ReducedHistory
TLRYTilray Brands, Inc.COM CL 251,980$124.2K<0.1%+6,318+13.8%AddedHistory
NATNordic American Tankers LtdCOM30,157$124.2K<0.1%+2,679+9.7%AddedHistory
CMRCCommerce.com, Inc.COM SER 112,810$126.4K<0.1%+1,835+16.7%AddedHistory
ZIMZIM Integrated Shipping Services Ltd.SHS12,111$126.6K<0.1%−4,614−27.6%ReducedHistory
KCKingsoft Cloud Holdings LtdADS25,723$126.8K<0.1%−15,095−37.0%ReducedHistory
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR10,596$128.4K<0.1%−317−2.9%ReducedHistory
ASPNAspen Aerogels IncCOM14,936$128.4K<0.1%+1,400+10.3%AddedHistory
WWWW International, Inc.COM11,619$128.6K<0.1%+11,619NewHistory
BANDBandwidth Inc.COM CL A11,604$130.8K<0.1%+11,604NewHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST35,954$131.2K<0.1%+687+1.9%Added–
TRTXTPG RE Finance Trust, Inc.COM19,715$132.7K<0.1%+3,802+23.9%AddedHistory
GGBGerdau S.A.SPON ADR REP PFD28,153$134.3K<0.1%+2,096+8.0%AddedHistory
HTHersha Hospitality TrustPR SHS BEN INT13,731$135.4K<0.1%−179−1.3%ReducedHistory
RABrookfield Real Assets Income Fund Inc.SHS BEN INT11,059$135.5K<0.1%+11,059NewHistory
XHRXenia Hotels & Resorts, Inc.COM11,519$135.7K<0.1%+189+1.7%AddedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR23,251$135.8K<0.1%+5,398+30.2%AddedHistory
Tortoiseecofin Acquisition CG8956E208UNIT 99/99/999913,000$136.2K<0.1%00.0%Unchanged–
BGSB&G Foods, Inc.COM13,818$136.7K<0.1%+13,818NewHistory
AUGXAugmedix, Inc.COM26,944$138.8K<0.1%00.0%UnchangedHistory
MFAMfa Financial, Inc.COM14,491$139.3K<0.1%+14,491NewHistory
YEXTYext, Inc.COM22,149$140.2K<0.1%−573−2.5%ReducedHistory
NCVVirtus Convertible & Income FundCOM45,359$141.1K<0.1%+12,054+36.2%AddedHistory
SHOSunstone Hotel Investors, Inc.COM15,096$141.2K<0.1%−7,364−32.8%ReducedHistory
BWBabcock & Wilcox Enterprises, Inc.COM33,637$141.6K<0.1%−1,509−4.3%ReducedHistory
OPENOpendoor Technologies Inc.COM53,797$142.0K<0.1%+8,261+18.1%AddedHistory
SIDNational Steel CoSPONSORED ADR59,450$142.1K<0.1%+30,791+107.4%AddedHistory
PSFEPaysafe LtdSHS11,902$142.7K<0.1%+11,902NewHistory
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT10,810$143.1K<0.1%+463+4.5%AddedHistory
CTOSCustom Truck One Source, Inc.COM CL A23,153$143.5K<0.1%−5,218−18.4%ReducedHistory
EADAllspring Income Opportunities FundINC OPPTY FD23,685$144.5K<0.1%−1,466−5.8%ReducedHistory
AWFAlliancebernstein Global High Income Fund IncCOM14,956$145.1K<0.1%−4,523−23.2%ReducedHistory
AANAaron's Company, Inc.COM13,877$145.3K<0.1%−6,152−30.7%ReducedHistory
GRFEagle Capital Growth Fund, Inc.COM16,895$145.7K<0.1%+16,895NewHistory
SSLSasol LtdSPONSORED ADR10,660$145.7K<0.1%+10,660NewHistory
SLCAU.S. Silica Holdings, Inc.COM10,424$146.4K<0.1%+10,424NewHistory
PAXPatria Investments LtdCOM CL A10,048$146.5K<0.1%+10,048NewHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM20,619$147.6K<0.1%−5,513−21.1%ReducedHistory
UNITUniti Group Inc.COM31,330$147.9K<0.1%+1,465+4.9%AddedHistory
VIAVViavi Solutions Inc.COM16,180$147.9K<0.1%+1,355+9.1%AddedHistory
SBRASabra Health Care REIT, Inc.REIT10,622$148.1K<0.1%+10,622NewHistory
ADAMAdamas Trust, Inc.COM17,480$148.4K<0.1%+6,919+65.5%AddedHistory
HTZHertz Global Holdings, IncCOM NEW12,144$148.8K<0.1%−207−1.7%ReducedHistory
HOUSAnywhere Real Estate Inc.COM23,186$149.1K<0.1%+5,676+32.4%AddedHistory
PETSPetmed Express IncCOM14,598$149.6K<0.1%+1,129+8.4%AddedHistory
LUMNLumen Technologies, Inc.Stock105,665$150.0K<0.1%+14,314+15.7%AddedHistory
SGSweetgreen, Inc.COM CL A12,772$150.1K<0.1%−899−6.6%ReducedHistory
ECATBlackRock ESG Capital Allocation Term TrustSHS BEN INT10,152$150.1K<0.1%−6,999−40.8%ReducedHistory
TMCTMC the metals Co Inc.COM152,181$150.8K<0.1%+50,779+50.1%AddedHistory
VERAVera Therapeutics, Inc.CL A11,038$151.3K<0.1%+11,038NewHistory
CIMChimera Investment CorpCOM NEW27,874$152.2K<0.1%+8,367+42.9%AddedHistory
COTYCoty Inc.COM CL A14,031$153.9K<0.1%+2,140+18.0%AddedHistory

Sold out since Q2 2023 (182)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 182 by value last quarter.

Positions of Mariner, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP192,789$12.0M<0.1%History
Global X FDS37954Y772LNTY THMTC ETF112,031$3.11M<0.1%–
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK36,600$2.42M<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH75,371$2.40M<0.1%–
Franklin Templeton ETF Tr35473P645FRANKLIN FTSE78,606$1.90M<0.1%–
BWBBridgewater Bancshares IncCOM127,454$1.26M<0.1%History
PIMCO ETF Tr72201R866INTER MUN BD ACT21,655$1.12M<0.1%–
Legg Mason ETF Invt52468L505FRANKLIN INTL LW38,501$1.05M<0.1%–
SPDR Series Trust78468R523ST STR BL 12 ETF10,224$1.02M<0.1%–
iShares Tr464288786U.S. INSRNCE ETF11,507$1.01M<0.1%–
Mogo Inc60800C109COM1,445,102$985.7K<0.1%–
MASIMasimo CorpCOM5,790$952.7K<0.1%History
VETVermilion Energy Inc.COM73,748$918.1K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG32,317$897.1K<0.1%–
TRTNTriton International LtdCL A10,388$864.9K<0.1%History
BKIBlack Knight, Inc.COM13,840$826.6K<0.1%History
PDCEPDC Energy, Inc.COM11,388$810.1K<0.1%History
LSILife Storage, Inc.COM5,516$733.4K<0.1%History
Schwab Charles Family FD808515530AMT TAX FREE MNY719,824$719.8K<0.1%–
Pacer Trendpilot 100 ETF69374H303ETF10,756$668.0K<0.1%–
OTMOOtonomo Technologies Ltd.ORDINARY SHARES1,598,813$639.5K<0.1%History
ARNCArconic CorpCOM20,973$620.4K<0.1%History
GHGuardant Health, Inc.COM16,987$608.3K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE15,801$564.0K<0.1%–
Innovator ETFs Trust45782C417US EQTY PWR BUF17,692$545.0K<0.1%–
Flexshares Tr33939L696STOX US ESG SLCT4,987$539.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US12,458$537.0K<0.1%–
TGTXTG Therapeutics, Inc.COM21,100$524.0K<0.1%History
WisdomTree Tr97717W877GLB HIGH DIV FD10,709$498.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF14,455$489.0K<0.1%–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF10,001$471.0K<0.1%–
MTZMastec IncCOM3,599$424.6K<0.1%History
iShares Tr46435G672CORE INTL AGGR8,273$407.8K<0.1%–
NEXNextier Oilfield Solutions Inc.COM42,488$379.8K<0.1%History
Etfis Ser Tr I26923G707VIRTUS NEWFLEET17,175$378.0K<0.1%–
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,705$366.2K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG13,194$346.0K<0.1%–
SPDR Index Shs FDS78470E205MSCI EMR MKT ETF11,419$346.0K<0.1%–
VanEck ETF Trust92189F528VANECK SHRT MUNI20,517$345.0K<0.1%–
RVTRoyce Small-Cap Trust, Inc.COM24,763$341.7K<0.1%History
WOLFWolfspeed, Inc.Stock5,759$320.1K<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM9,747$319.0K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS4,173$315.5K<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD5,699$314.0K<0.1%–
THRYThryv Holdings, Inc.COM NEW12,599$309.9K<0.1%History
MCYMercury General CorpCOM10,121$306.4K<0.1%History
ALGTAllegiant Travel COCOM2,425$306.2K<0.1%History
RADIRadius Global Infrastructure, Inc.COM CL A19,999$298.0K<0.1%History
ProShares Tr74347B680S&P MDCP 400 DIV4,231$297.3K<0.1%–
MYPSPLAYSTUDIOS, Inc.CLASS A COM59,621$292.7K<0.1%History
LMNDLemonade, Inc.Stock17,215$290.1K<0.1%History
REYNReynolds Consumer Products Inc.COM10,170$287.3K<0.1%History
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION11,415$287.0K<0.1%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG10,125$285.0K<0.1%–
GOODGladstone Commercial CorpCOM22,726$281.1K<0.1%History
LPXLouisiana-Pacific CorpCOM3,735$280.0K<0.1%History
Barnes Group Inc067806109COM6,631$279.7K<0.1%–
AAAUGoldman Sachs Physical Gold ETFUNIT14,301$272.2K<0.1%History
FCFSFirstCash Holdings, Inc.COM2,911$271.7K<0.1%History
Flexshares Tr33939L506IBOXX 3R TARGT11,530$271.0K<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B3,731$271.0K<0.1%History
FWRDForward Air CorpCOM2,537$269.2K<0.1%History
FOCSFocus Financial Partners Inc.COM CL A5,046$265.0K<0.1%History
SLIStandard Lithium Ltd.COM57,950$261.0K<0.1%History
BMEBlackRock Health Sciences TrustCOM6,332$257.3K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS11,676$255.1K<0.1%History
SRSpire IncCOM4,004$254.0K<0.1%History
INFIInfinity Pharmaceuticals, Inc.COM1,195,000$252.0K<0.1%History
SYNHSyneos Health, Inc.CL A5,968$251.5K<0.1%History
UTGReaves Utility Income FundCOM SH BEN INT9,118$250.0K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM4,479$245.8K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF22,162$240.0K<0.1%History
AUTLAutolus Therapeutics plcSPON ADS101,000$240.0K<0.1%History
AVNTAvient CorpCOM5,862$239.7K<0.1%History
BOXBox IncCL A8,136$239.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM5,925$237.8K<0.1%History
UVVUniversal CorpCOM4,738$236.6K<0.1%History
First Tr Exchng Traded FD VI33740F615FT VEST US EQT7,251$234.1K<0.1%–
CXTCrane NXT, Co.COM4,134$233.3K<0.1%History
NVSTEnvista Holdings CorpCOM6,892$233.2K<0.1%History
iShares Tr46434V696CORE MSCI PAC4,030$231.4K<0.1%–
ALGAlamo Group IncCOM1,258$231.3K<0.1%History
BLFYBlue Foundry BancorpCOM22,745$230.0K<0.1%History
CABOCable One, Inc.COM346$227.6K<0.1%History
FHIFederated Hermes, Inc.CL B6,168$221.1K<0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR10,450$220.4K<0.1%History
VanEck ETF Trust92189H201INTRMDT MUNI ETF4,753$219.0K<0.1%–
ONTFON24 Inc.COM26,952$218.9K<0.1%History
STRSitio Royalties Corp.CLASS A COM8,301$218.1K<0.1%History
ROGRogers CorpCOM1,341$217.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW7,934$217.1K<0.1%History
Fidelity Covington Trust316092618ENHA HIGH YI ETF4,645$216.1K<0.1%–
CHWYChewy, Inc.CL A5,469$215.8K<0.1%History
MGEEMge Energy IncCOM2,712$214.6K<0.1%History
NOTVInotiv, Inc.COM44,650$213.0K<0.1%History
Fidelity MSCI Utilities Index ETF316092865ETF5,027$212.5K<0.1%–
Exchange Traded Concepts Tr301505749VSPR US LC ETF8,639$212.5K<0.1%–
DBX ETF Tr233051432XTRACK USD HIGH6,143$211.9K<0.1%–
SHAKShake Shack Inc.CL A2,719$211.3K<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT5,679$211.2K<0.1%–