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Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,893
+66 vs. Q2 2023
Portfolio value
$37.3B
−$139.4M (−0.4%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Mariner, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
EQRXEQRx, Inc.COM17,392$38.6K<0.1%−11,138−39.0%ReducedHistory
NKLANikola CorpCOM25,148$39.5K<0.1%+14,415+134.3%AddedHistory
VEEETwin Vee PowerCats, Co.COM29,118$39.6K<0.1%00.0%UnchangedHistory
CLSKCleanspark, Inc.COM NEW10,411$39.7K<0.1%−345−3.2%ReducedHistory
PBIPitney Bowes IncCOM13,285$40.1K<0.1%−2,673−16.8%ReducedHistory
GWHESS Tech, Inc.CL SHS21,590$40.6K<0.1%+454+2.1%AddedHistory
XELBXCel Brands, Inc.COM NEW40,097$42.1K<0.1%+40,097NewHistory
NAASNaaS Technology Inc.SPONSORED ADS12,194$42.6K<0.1%−3,746−23.5%ReducedHistory
Polymet MNG Corp731916409COM NEW20,582$42.8K<0.1%+1,889+10.1%Added–
NKTXNkarta, Inc.COM30,948$43.0K<0.1%+10,330+50.1%AddedHistory
SABSSAB Biotherapeutics, Inc.Equity69,000$43.5K<0.1%00.0%UnchangedHistory
IRENIREN LtdORDINARY SHARES11,866$44.0K<0.1%+103+0.9%AddedHistory
DMDesktop Metal, Inc.COM CL A30,174$44.1K<0.1%+12,143+67.3%AddedHistory
SLDPSolid Power, Inc.CLASS A COM22,106$44.7K<0.1%+6,947+45.8%AddedHistory
IHRTiHeartMedia, Inc.COM CL A14,327$45.3K<0.1%−366−2.5%ReducedHistory
ENICEnel Chile S.A.SPONSORED ADR15,465$45.8K<0.1%+4,350+39.1%AddedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM18,941$46.4K<0.1%−1,444−7.1%ReducedHistory
RLXRLX Technology Inc.SPONSORED ADS30,973$46.8K<0.1%+30,973NewHistory
BRTXBioRestorative Therapies, Inc.COM NEW26,668$47.7K<0.1%00.0%UnchangedHistory
BHRBraemar Hotels & Resorts Inc.COM17,377$48.1K<0.1%−10,046−36.6%ReducedHistory
AQMSAqua Metals, Inc.COM42,720$48.3K<0.1%+42,720NewHistory
FREEWhole Earth Brands, Inc.COM CL A13,694$49.3K<0.1%−3,302−19.4%ReducedHistory
Prestige Wealth IncG7244A101ORD SHS15,009$49.8K<0.1%+15,009New–
COMPCompass, Inc.CL A17,473$50.7K<0.1%−12,523−41.7%ReducedHistory
Farfetch Ltd30744W107ORD SH CL A25,111$52.5K<0.1%+3,899+18.4%Added–
SHCRSharecare, Inc.COM CL A56,315$53.0K<0.1%+26,513+89.0%AddedHistory
FUBOFuboTV Inc.COM19,926$53.2K<0.1%+9,719+95.2%AddedHistory
IQiQIYI, Inc.SPONSORED ADS11,237$53.3K<0.1%+11,237NewHistory
TDUPThredUp Inc.CL A13,643$54.7K<0.1%+13,643NewHistory
GLQClough Global Equity FundCOM10,000$54.8K<0.1%00.0%UnchangedHistory
PACKRanpak Holdings Corp.COM CL A10,074$54.8K<0.1%+13+0.1%AddedHistory
TWKSThoughtworks Holding, Inc.COM13,439$54.8K<0.1%−666−4.7%ReducedHistory
BRF SA10552T107SPONSORED ADR26,815$55.0K<0.1%+26,815New–
FEMYFemasys IncCOM18,738$55.8K<0.1%−18,738−50.0%ReducedHistory
Wayfair Inc.94419LAM3NOTE 0.625%10/065,000$56.0K<0.1%+15,000+30.0%Added–
CLNEClean Energy Fuels Corp.COM14,680$56.2K<0.1%+3,205+27.9%AddedHistory
GSMFerroglobe PLCSHS10,859$56.5K<0.1%+10,859NewHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD18,586$56.7K<0.1%−3,703−16.6%ReducedHistory
QUADQuad/Graphics, Inc.COM CL A11,316$56.9K<0.1%+361+3.3%AddedHistory
SOUNSoundhound AI, Inc.CLASS A COM28,328$56.9K<0.1%+28,328NewHistory
CNSLConsolidated Communications Holdings, Inc.COM16,810$57.5K<0.1%+1,628+10.7%AddedHistory
OPFIOppFi Inc.COM CL A22,838$57.6K<0.1%+4,477+24.4%AddedHistory
CMLSQCumulus Media IncCOM CL A11,441$58.2K<0.1%+8+0.1%AddedHistory
DDD3D Systems CorpCOM NEW12,141$59.6K<0.1%−11,889−49.5%ReducedHistory
ACCOAcco Brands CorpCOM10,394$59.7K<0.1%+10,394NewHistory
SABRSabre CorpCOM13,405$60.2K<0.1%+13,405NewHistory
GRWGGrowGeneration Corp.COM20,774$60.7K<0.1%−4,903−19.1%ReducedHistory
EGANEGAIN CorpCOM NEW10,124$62.1K<0.1%−708−6.5%ReducedHistory
RSIRush Street Interactive, Inc.COM13,452$62.1K<0.1%+13,452NewHistory
WTIW&T Offshore IncCOM14,194$62.2K<0.1%−1,639−10.4%ReducedHistory
ARRArmour Residential REIT, Inc.COM NEW14,733$62.6K<0.1%+14,733NewHistory
TSVT2seventy bio, Inc.COMMON STOCK16,060$63.0K<0.1%+2,899+22.0%AddedHistory
GBTGGlobal Business Travel Group, Inc.COM CL A11,780$64.8K<0.1%+11,780NewHistory
FSMFortuna Mining Corp.COM24,024$65.3K<0.1%−12,377−34.0%ReducedHistory
CIOCity Office REIT, Inc.COM15,699$66.7K<0.1%+15,699NewHistory
UGPUltrapar Holdings IncSP ADR REP COM18,391$67.5K<0.1%−457−2.4%ReducedHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A13,929$67.7K<0.1%+1,330+10.6%AddedHistory
FAMFirst Trust/Abrdn Global Opportunity Income FundCOM SHS12,150$69.3K<0.1%00.0%UnchangedHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR10,140$69.3K<0.1%+10,140NewHistory
RLMDRelmada Therapeutics, Inc.COM23,253$69.8K<0.1%−7,609−24.7%ReducedHistory
Sunpower Corp867652406COM11,338$70.0K<0.1%+11,338New–
MCRMFS Charter Income TrustSH BEN INT11,976$70.1K<0.1%−387−3.1%ReducedHistory
GTNGray Media, IncCOM10,155$70.3K<0.1%+10,155NewHistory
STEMStem, Inc.CL A16,651$70.6K<0.1%+4,184+33.6%AddedHistory
PLPlanet Labs PBCCOM CL A27,654$71.9K<0.1%+27,654NewHistory
MEHCQChrome Holding Co.CLASS A COM73,892$72.2K<0.1%+35,919+94.6%AddedHistory
PHKPIMCO High Income FundCOM SHS16,348$72.3K<0.1%+16,348NewHistory
MTTRMatterport, Inc.COM CL A33,746$73.2K<0.1%−18,779−35.8%ReducedHistory
BLDPBallard Power Systems Inc.COM20,053$73.6K<0.1%−3,791−15.9%ReducedHistory
BFLYButterfly Network, Inc.COM CL A62,968$74.3K<0.1%+28,862+84.6%AddedHistory
ADVMAdverum Biotechnologies, Inc.COM50,000$75.0K<0.1%00.0%UnchangedHistory
AIVApartment Investment & Management CoCL A11,043$75.1K<0.1%+11,043NewHistory
NXDRNextdoor Holdings, Inc.COM CL A41,359$75.3K<0.1%+5,259+14.6%AddedHistory
TEITempleton Emerging Markets Income FundCOM16,337$75.3K<0.1%−2,168−11.7%ReducedHistory
HRTGHeritage Insurance Holdings, Inc.COM11,625$75.4K<0.1%+11,625NewHistory
EVGOEVgo Inc.CL A COM22,411$75.7K<0.1%+9,055+67.8%AddedHistory
LAZRQLuminar Technologies, Inc.COM CL A16,708$76.0K<0.1%−5,660−25.3%ReducedHistory
AMPYAmplify Energy Corp.COM10,510$77.2K<0.1%−4,815−31.4%ReducedHistory
ATOSAtossa Therapeutics, Inc.COM105,910$78.0K<0.1%+1,000+1.0%AddedHistory
PFSWPfsweb IncCOM NEW10,540$78.4K<0.1%+10,540NewHistory
ASTRAstra Space, Inc.CL A NEW42,872$79.3K<0.1%+1,061+2.5%AddedConverted for a 1-for-15 splitHistory
ULCCFrontier Group Holdings, Inc.COM16,479$79.8K<0.1%+16,479NewHistory
PPTFranklin Premier Income TrustSH BEN INT23,892$80.0K<0.1%+8,520+55.4%AddedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT18,905$80.5K<0.1%−48−0.3%ReducedHistory
AIIORobo.ai Inc.CLASS B ORD SHS10,860$81.9K<0.1%−18,511−63.0%ReducedHistory
LILAKLiberty Latin America Ltd.COM CL C10,077$82.2K<0.1%−316−3.0%ReducedHistory
Silvercrest Metals Inc828363101COM18,683$82.4K<0.1%+4,581+32.5%Added–
CHPTChargePoint Holdings, Inc.COM CL A16,622$82.6K<0.1%−8,010−32.5%ReducedHistory
QNCXQuince Therapeutics, Inc.COM75,079$84.1K<0.1%+75,079NewHistory
FLWS1 800 Flowers Com IncCL A12,022$84.2K<0.1%+1,050+9.6%AddedHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT12,316$85.7K<0.1%+512+4.3%AddedHistory
BTGB2GOLD CorpCOM29,707$85.9K<0.1%+10,421+54.0%AddedHistory
VTNRVertex Energy Inc.COM19,488$86.7K<0.1%+1,789+10.1%AddedHistory
NGNovagold Resources IncCOM NEW22,637$86.9K<0.1%−3,181−12.3%ReducedHistory
Chindata Group Hldgs Ltd16955F107ADS10,620$88.1K<0.1%+10,620New–
MBIMbia IncCOM12,259$88.4K<0.1%−427−3.4%ReducedHistory
SBHSally Beauty Holdings, Inc.COM10,554$88.4K<0.1%−831−7.3%ReducedHistory
LPSNLiveperson IncCOM22,816$88.8K<0.1%−1,874−7.6%ReducedHistory
SGHCSuper Group (SGHC) LtdORD SHS24,389$90.0K<0.1%+638+2.7%AddedHistory
CTLPCantaloupe, Inc.COM14,404$90.0K<0.1%−8,364−36.7%ReducedHistory

Sold out since Q2 2023 (182)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 182 by value last quarter.

Positions of Mariner, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP192,789$12.0M<0.1%History
Global X FDS37954Y772LNTY THMTC ETF112,031$3.11M<0.1%–
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK36,600$2.42M<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH75,371$2.40M<0.1%–
Franklin Templeton ETF Tr35473P645FRANKLIN FTSE78,606$1.90M<0.1%–
BWBBridgewater Bancshares IncCOM127,454$1.26M<0.1%History
PIMCO ETF Tr72201R866INTER MUN BD ACT21,655$1.12M<0.1%–
Legg Mason ETF Invt52468L505FRANKLIN INTL LW38,501$1.05M<0.1%–
SPDR Series Trust78468R523ST STR BL 12 ETF10,224$1.02M<0.1%–
iShares Tr464288786U.S. INSRNCE ETF11,507$1.01M<0.1%–
Mogo Inc60800C109COM1,445,102$985.7K<0.1%–
MASIMasimo CorpCOM5,790$952.7K<0.1%History
VETVermilion Energy Inc.COM73,748$918.1K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG32,317$897.1K<0.1%–
TRTNTriton International LtdCL A10,388$864.9K<0.1%History
BKIBlack Knight, Inc.COM13,840$826.6K<0.1%History
PDCEPDC Energy, Inc.COM11,388$810.1K<0.1%History
LSILife Storage, Inc.COM5,516$733.4K<0.1%History
Schwab Charles Family FD808515530AMT TAX FREE MNY719,824$719.8K<0.1%–
Pacer Trendpilot 100 ETF69374H303ETF10,756$668.0K<0.1%–
OTMOOtonomo Technologies Ltd.ORDINARY SHARES1,598,813$639.5K<0.1%History
ARNCArconic CorpCOM20,973$620.4K<0.1%History
GHGuardant Health, Inc.COM16,987$608.3K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE15,801$564.0K<0.1%–
Innovator ETFs Trust45782C417US EQTY PWR BUF17,692$545.0K<0.1%–
Flexshares Tr33939L696STOX US ESG SLCT4,987$539.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US12,458$537.0K<0.1%–
TGTXTG Therapeutics, Inc.COM21,100$524.0K<0.1%History
WisdomTree Tr97717W877GLB HIGH DIV FD10,709$498.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF14,455$489.0K<0.1%–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF10,001$471.0K<0.1%–
MTZMastec IncCOM3,599$424.6K<0.1%History
iShares Tr46435G672CORE INTL AGGR8,273$407.8K<0.1%–
NEXNextier Oilfield Solutions Inc.COM42,488$379.8K<0.1%History
Etfis Ser Tr I26923G707VIRTUS NEWFLEET17,175$378.0K<0.1%–
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,705$366.2K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG13,194$346.0K<0.1%–
SPDR Index Shs FDS78470E205MSCI EMR MKT ETF11,419$346.0K<0.1%–
VanEck ETF Trust92189F528VANECK SHRT MUNI20,517$345.0K<0.1%–
RVTRoyce Small-Cap Trust, Inc.COM24,763$341.7K<0.1%History
WOLFWolfspeed, Inc.Stock5,759$320.1K<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM9,747$319.0K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS4,173$315.5K<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD5,699$314.0K<0.1%–
THRYThryv Holdings, Inc.COM NEW12,599$309.9K<0.1%History
MCYMercury General CorpCOM10,121$306.4K<0.1%History
ALGTAllegiant Travel COCOM2,425$306.2K<0.1%History
RADIRadius Global Infrastructure, Inc.COM CL A19,999$298.0K<0.1%History
ProShares Tr74347B680S&P MDCP 400 DIV4,231$297.3K<0.1%–
MYPSPLAYSTUDIOS, Inc.CLASS A COM59,621$292.7K<0.1%History
LMNDLemonade, Inc.Stock17,215$290.1K<0.1%History
REYNReynolds Consumer Products Inc.COM10,170$287.3K<0.1%History
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION11,415$287.0K<0.1%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG10,125$285.0K<0.1%–
GOODGladstone Commercial CorpCOM22,726$281.1K<0.1%History
LPXLouisiana-Pacific CorpCOM3,735$280.0K<0.1%History
Barnes Group Inc067806109COM6,631$279.7K<0.1%–
AAAUGoldman Sachs Physical Gold ETFUNIT14,301$272.2K<0.1%History
FCFSFirstCash Holdings, Inc.COM2,911$271.7K<0.1%History
Flexshares Tr33939L506IBOXX 3R TARGT11,530$271.0K<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B3,731$271.0K<0.1%History
FWRDForward Air CorpCOM2,537$269.2K<0.1%History
FOCSFocus Financial Partners Inc.COM CL A5,046$265.0K<0.1%History
SLIStandard Lithium Ltd.COM57,950$261.0K<0.1%History
BMEBlackRock Health Sciences TrustCOM6,332$257.3K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS11,676$255.1K<0.1%History
SRSpire IncCOM4,004$254.0K<0.1%History
INFIInfinity Pharmaceuticals, Inc.COM1,195,000$252.0K<0.1%History
SYNHSyneos Health, Inc.CL A5,968$251.5K<0.1%History
UTGReaves Utility Income FundCOM SH BEN INT9,118$250.0K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM4,479$245.8K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF22,162$240.0K<0.1%History
AUTLAutolus Therapeutics plcSPON ADS101,000$240.0K<0.1%History
AVNTAvient CorpCOM5,862$239.7K<0.1%History
BOXBox IncCL A8,136$239.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM5,925$237.8K<0.1%History
UVVUniversal CorpCOM4,738$236.6K<0.1%History
First Tr Exchng Traded FD VI33740F615FT VEST US EQT7,251$234.1K<0.1%–
CXTCrane NXT, Co.COM4,134$233.3K<0.1%History
NVSTEnvista Holdings CorpCOM6,892$233.2K<0.1%History
iShares Tr46434V696CORE MSCI PAC4,030$231.4K<0.1%–
ALGAlamo Group IncCOM1,258$231.3K<0.1%History
BLFYBlue Foundry BancorpCOM22,745$230.0K<0.1%History
CABOCable One, Inc.COM346$227.6K<0.1%History
FHIFederated Hermes, Inc.CL B6,168$221.1K<0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR10,450$220.4K<0.1%History
VanEck ETF Trust92189H201INTRMDT MUNI ETF4,753$219.0K<0.1%–
ONTFON24 Inc.COM26,952$218.9K<0.1%History
STRSitio Royalties Corp.CLASS A COM8,301$218.1K<0.1%History
ROGRogers CorpCOM1,341$217.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW7,934$217.1K<0.1%History
Fidelity Covington Trust316092618ENHA HIGH YI ETF4,645$216.1K<0.1%–
CHWYChewy, Inc.CL A5,469$215.8K<0.1%History
MGEEMge Energy IncCOM2,712$214.6K<0.1%History
NOTVInotiv, Inc.COM44,650$213.0K<0.1%History
Fidelity MSCI Utilities Index ETF316092865ETF5,027$212.5K<0.1%–
Exchange Traded Concepts Tr301505749VSPR US LC ETF8,639$212.5K<0.1%–
DBX ETF Tr233051432XTRACK USD HIGH6,143$211.9K<0.1%–
SHAKShake Shack Inc.CL A2,719$211.3K<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT5,679$211.2K<0.1%–