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Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,893
+66 vs. Q2 2023
Portfolio value
$37.3B
−$139.4M (−0.4%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Mariner, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AVAAvista CorpCOM11,193$362.3K<0.1%+1,432+14.7%AddedHistory
SCLStepan CoCOM4,834$362.4K<0.1%−343−6.6%ReducedHistory
AGOAssured Guaranty LtdCOM6,023$364.5K<0.1%−30.0%ReducedHistory
OMFOneMain Holdings, Inc.COM9,112$365.3K<0.1%+126+1.4%AddedHistory
UHAL.BU-Haul Holding CoCOM SER N6,979$365.6K<0.1%+1,136+19.4%AddedHistory
SRPTSarepta Therapeutics, Inc.COM3,025$366.7K<0.1%−192−6.0%ReducedHistory
PDSPrecision Drilling CorpCOM NEW5,464$366.7K<0.1%−4,827−46.9%ReducedHistory
TFIITFI International Inc.COM2,859$367.2K<0.1%+443+18.3%AddedHistory
RYNRayonier IncCOM12,918$367.7K<0.1%+5,301+69.6%AddedHistory
First Tr Exchange-Traded FD33738D804LTD DUR INVT ETF19,991$368.0K<0.1%+19,991New–
ONTOOnto Innovation Inc.COM2,886$368.0K<0.1%+324+12.6%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS72,852$368.6K<0.1%+2,858+4.1%AddedHistory
RHRHCOM1,396$369.1K<0.1%−115−7.6%ReducedHistory
GGenpact LTDSHS10,201$369.3K<0.1%+2,869+39.1%AddedHistory
MHKMohawk Industries IncCOM4,309$369.7K<0.1%−3,612−45.6%ReducedHistory
ETF Ser Solutions26922A289DEFIANCE CONNECT11,833$369.9K<0.1%+613+5.5%Added–
RDFNRedfin CorpCOM52,603$370.3K<0.1%−1,094−2.0%ReducedHistory
SIXSix Flags Entertainment CorpCOM15,785$371.1K<0.1%−2,517−13.8%ReducedHistory
iShares Tr464287838U.S. BAS MTL ETF2,940$371.4K<0.1%00.0%Unchanged–
Fidelity MSCI Materials Index ETF316092881ETF8,414$371.8K<0.1%−749−8.2%Reduced–
iShares Tr46435G474FALN ANGLS USD14,998$372.0K<0.1%−20,839−58.1%Reduced–
AMNAmn Healthcare Services IncCOM4,372$372.4K<0.1%+215+5.2%AddedHistory
AMXAmerica Movil SAB de CVSPON ADS RP CL B21,507$372.5K<0.1%+9,397+77.6%AddedHistory
JRINuveen Real Asset Income & Growth FundCOM35,164$373.4K<0.1%+2,684+8.3%AddedHistory
AEISAdvanced Energy Industries IncCOM3,624$373.7K<0.1%+525+16.9%AddedHistory
AGCOAGCO CorpCOM3,162$374.0K<0.1%+402+14.6%AddedHistory
BSACBanco Santander ChileSP ADR REP COM20,436$374.8K<0.1%+5,334+35.3%AddedHistory
HLHecla Mining CoCOM95,907$375.0K<0.1%−1,035−1.1%ReducedHistory
LNTHLantheus Holdings, Inc.Stock5,401$375.3K<0.1%+1,882+53.5%AddedHistory
EEFTEuronet Worldwide, Inc.COM4,733$375.7K<0.1%+758+19.1%AddedHistory
ETDEthan Allen Interiors IncCOM12,587$376.4K<0.1%+12,587NewHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS4,512$377.3K<0.1%00.0%UnchangedHistory
STNGScorpio Tankers Inc.SHS6,972$377.3K<0.1%+402+6.1%AddedHistory
MSTRStrategy IncStock1,155$379.2K<0.1%+238+26.0%AddedHistory
WisdomTree Tr97717W281EMG MKTS SMCAP8,207$379.6K<0.1%+8,207New–
CSANYCosan S.A.ADS28,029$380.9K<0.1%−4,839−14.7%ReducedHistory
HELEHelen of Troy LtdStock3,269$381.0K<0.1%+640+24.3%AddedHistory
DSLDoubleLine Income Solutions FundCOM32,550$381.5K<0.1%+10,850+50.0%AddedHistory
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ18,770$381.7K<0.1%−3,800−16.8%Reduced–
iShares Tr46435U663ESG AWARE MSCI11,384$383.1K<0.1%+1,843+19.3%Added–
BOEBlackRock Enhanced Global Dividend TrustCOM40,772$384.5K<0.1%+1,384+3.5%AddedHistory
MLKNMillerknoll, Inc.COM15,782$385.9K<0.1%+3,271+26.1%AddedHistory
HEHawaiian Electric Industries IncCOM31,394$386.5K<0.1%+15,069+92.3%AddedHistory
JEFJefferies Financial Group Inc.COM10,575$387.4K<0.1%−64−0.6%ReducedHistory
TPRTapestry, Inc.COM13,482$387.6K<0.1%−6,081−31.1%ReducedHistory
TIGOMillicom International Cellular SACOM STK25,109$387.9K<0.1%+6,529+35.1%AddedHistory
SHENShenandoah Telecommunications CoCOM18,836$388.2K<0.1%+433+2.4%AddedHistory
WisdomTree Tr97717W406US AI ENHANCED4,365$388.3K<0.1%+10.0%Added–
TEXTerex CorpStock6,742$388.5K<0.1%+1,772+35.7%AddedHistory
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP10,117$388.7K<0.1%+4,801+90.3%Added–
First Tr Exchange-Traded FD33738R761LARGE CP US EQ12,566$388.8K<0.1%00.0%Unchanged–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,984$388.9K<0.1%+999+101.4%Added–
SUNSunoco LPCOM UT REP LP7,984$390.8K<0.1%+474+6.3%AddedHistory
Invesco Rafi Developed Markets Ex-U.S. Small-Mid ETF46138E735ETF13,235$390.9K<0.1%−757−5.4%Reduced–
OUNZVanEck Merk Gold ETFGOLD SHS21,887$391.6K<0.1%00.0%UnchangedHistory
LBRTLiberty Energy Inc.COM CL A21,156$391.8K<0.1%−258−1.2%ReducedHistory
First Tr Exchange-Traded Alp33735J101COM SHS6,048$391.8K<0.1%00.0%Unchanged–
THGHanover Insurance Group, Inc.COM3,536$392.4K<0.1%+27+0.8%AddedHistory
iShares Inc464286103MSCI AUST ETF18,257$392.7K<0.1%+18,257New–
SASRSandy Spring Bancorp IncCOM18,361$393.5K<0.1%+458+2.6%AddedHistory
GSHDGoosehead Insurance, Inc.COM CL A5,284$393.8K<0.1%−78−1.5%ReducedHistory
WCCWesco International IncCOM2,739$393.9K<0.1%+51+1.9%AddedHistory
First Tr Exchng Traded FD VI33740U802FT VEST U.S.12,995$394.0K<0.1%−1,299−9.1%Reduced–
GAIAGaia, IncCL A144,878$394.1K<0.1%00.0%UnchangedHistory
ERICEricsson LM Telephone CoADR B SEK 1081,627$396.7K<0.1%+24,789+43.6%AddedHistory
CCOICogent Communications Holdings, Inc.COM NEW6,414$397.0K<0.1%+695+12.2%AddedHistory
APLSApellis Pharmaceuticals, Inc.COM10,441$397.2K<0.1%+4,882+87.8%AddedHistory
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM52,092$398.0K<0.1%−4,675−8.2%ReducedHistory
GATXGatx CorpCOM3,658$398.1K<0.1%−44−1.2%ReducedHistory
First Tr Exchng Traded FD VI33740U752FT VEST NASD ETF15,853$399.0K<0.1%+15,853New–
FOLDAmicus Therapeutics, Inc.COM32,815$399.0K<0.1%−1,868−5.4%ReducedHistory
iShares Tr464289180MSCI EURO FL ETF21,107$399.1K<0.1%+1,717+8.9%Added–
CDMOAvid Bioservices, Inc.COM42,500$401.0K<0.1%+20,000+88.9%AddedHistory
ELANElanco Animal Health IncCOM35,746$401.8K<0.1%−3,484−8.9%ReducedHistory
ESTCElastic N.V.ORD SHS4,952$402.3K<0.1%+4,952NewHistory
FNBFNB CorpCOM37,309$402.6K<0.1%−37−0.1%ReducedHistory
LGIHLGI Homes, Inc.COM4,051$403.0K<0.1%−159−3.8%ReducedHistory
J P Morgan Exchange Traded F46641Q845DIVERSFD EQT ETF10,265$403.3K<0.1%+10,265New–
iShares Tr464288208MRGSTR MD CP ETF6,772$404.5K<0.1%+540+8.7%Added–
ANFAbercrombie & Fitch CoCL A7,189$405.2K<0.1%−27−0.4%ReducedHistory
SONOSonos IncCOM31,398$405.3K<0.1%−939−2.9%ReducedHistory
Ea Series Trust02072L722STRI US ENER ETF13,493$405.9K<0.1%00.0%Unchanged–
WUWestern Union COStock30,810$406.1K<0.1%+6,464+26.6%AddedHistory
ASHAshland Inc.COM4,995$408.0K<0.1%+1,520+43.7%AddedHistory
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY11,288$408.6K<0.1%+11,288New–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF17,005$408.6K<0.1%+1,758+11.5%Added–
BBDCBarings BDC, Inc.COM45,895$409.0K<0.1%−9,595−17.3%ReducedHistory
Vanguard World FD921910873MEGA CAP INDEX2,695$409.2K<0.1%−86−3.1%Reduced–
APOGApogee Enterprises, Inc.COM8,697$409.5K<0.1%+123+1.4%AddedHistory
PLUSEplus IncCOM6,457$410.1K<0.1%−793−10.9%ReducedHistory
QSQuantumScape CorpCOM CL A61,397$410.7K<0.1%+12,497+25.6%AddedHistory
IBKRInteractive Brokers Group, Inc.Stock4,745$410.8K<0.1%−245−4.9%ReducedHistory
BOHBank of Hawaii CorpCOM8,284$411.6K<0.1%−185−2.2%ReducedHistory
TDWTidewater IncCOM5,794$411.8K<0.1%+374+6.9%AddedHistory
ADNTAdient plcStock11,242$412.6K<0.1%+716+6.8%AddedHistory
IGRCbre Global Real Estate Income FundCOM91,861$413.4K<0.1%+7,905+9.4%AddedHistory
CIVBCivista Bancshares, Inc.COM NO PAR26,808$415.5K<0.1%−741−2.7%ReducedHistory
ENSEnerSysCOM4,402$416.8K<0.1%+289+7.0%AddedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM32,927$416.9K<0.1%−200−0.6%ReducedHistory
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF28,975$419.8K<0.1%−779−2.6%Reduced–

Sold out since Q2 2023 (182)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 182 by value last quarter.

Positions of Mariner, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP192,789$12.0M<0.1%History
Global X FDS37954Y772LNTY THMTC ETF112,031$3.11M<0.1%–
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK36,600$2.42M<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH75,371$2.40M<0.1%–
Franklin Templeton ETF Tr35473P645FRANKLIN FTSE78,606$1.90M<0.1%–
BWBBridgewater Bancshares IncCOM127,454$1.26M<0.1%History
PIMCO ETF Tr72201R866INTER MUN BD ACT21,655$1.12M<0.1%–
Legg Mason ETF Invt52468L505FRANKLIN INTL LW38,501$1.05M<0.1%–
SPDR Series Trust78468R523ST STR BL 12 ETF10,224$1.02M<0.1%–
iShares Tr464288786U.S. INSRNCE ETF11,507$1.01M<0.1%–
Mogo Inc60800C109COM1,445,102$985.7K<0.1%–
MASIMasimo CorpCOM5,790$952.7K<0.1%History
VETVermilion Energy Inc.COM73,748$918.1K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG32,317$897.1K<0.1%–
TRTNTriton International LtdCL A10,388$864.9K<0.1%History
BKIBlack Knight, Inc.COM13,840$826.6K<0.1%History
PDCEPDC Energy, Inc.COM11,388$810.1K<0.1%History
LSILife Storage, Inc.COM5,516$733.4K<0.1%History
Schwab Charles Family FD808515530AMT TAX FREE MNY719,824$719.8K<0.1%–
Pacer Trendpilot 100 ETF69374H303ETF10,756$668.0K<0.1%–
OTMOOtonomo Technologies Ltd.ORDINARY SHARES1,598,813$639.5K<0.1%History
ARNCArconic CorpCOM20,973$620.4K<0.1%History
GHGuardant Health, Inc.COM16,987$608.3K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE15,801$564.0K<0.1%–
Innovator ETFs Trust45782C417US EQTY PWR BUF17,692$545.0K<0.1%–
Flexshares Tr33939L696STOX US ESG SLCT4,987$539.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US12,458$537.0K<0.1%–
TGTXTG Therapeutics, Inc.COM21,100$524.0K<0.1%History
WisdomTree Tr97717W877GLB HIGH DIV FD10,709$498.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF14,455$489.0K<0.1%–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF10,001$471.0K<0.1%–
MTZMastec IncCOM3,599$424.6K<0.1%History
iShares Tr46435G672CORE INTL AGGR8,273$407.8K<0.1%–
NEXNextier Oilfield Solutions Inc.COM42,488$379.8K<0.1%History
Etfis Ser Tr I26923G707VIRTUS NEWFLEET17,175$378.0K<0.1%–
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,705$366.2K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG13,194$346.0K<0.1%–
SPDR Index Shs FDS78470E205MSCI EMR MKT ETF11,419$346.0K<0.1%–
VanEck ETF Trust92189F528VANECK SHRT MUNI20,517$345.0K<0.1%–
RVTRoyce Small-Cap Trust, Inc.COM24,763$341.7K<0.1%History
WOLFWolfspeed, Inc.Stock5,759$320.1K<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM9,747$319.0K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS4,173$315.5K<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD5,699$314.0K<0.1%–
THRYThryv Holdings, Inc.COM NEW12,599$309.9K<0.1%History
MCYMercury General CorpCOM10,121$306.4K<0.1%History
ALGTAllegiant Travel COCOM2,425$306.2K<0.1%History
RADIRadius Global Infrastructure, Inc.COM CL A19,999$298.0K<0.1%History
ProShares Tr74347B680S&P MDCP 400 DIV4,231$297.3K<0.1%–
MYPSPLAYSTUDIOS, Inc.CLASS A COM59,621$292.7K<0.1%History
LMNDLemonade, Inc.Stock17,215$290.1K<0.1%History
REYNReynolds Consumer Products Inc.COM10,170$287.3K<0.1%History
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION11,415$287.0K<0.1%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG10,125$285.0K<0.1%–
GOODGladstone Commercial CorpCOM22,726$281.1K<0.1%History
LPXLouisiana-Pacific CorpCOM3,735$280.0K<0.1%History
Barnes Group Inc067806109COM6,631$279.7K<0.1%–
AAAUGoldman Sachs Physical Gold ETFUNIT14,301$272.2K<0.1%History
FCFSFirstCash Holdings, Inc.COM2,911$271.7K<0.1%History
Flexshares Tr33939L506IBOXX 3R TARGT11,530$271.0K<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B3,731$271.0K<0.1%History
FWRDForward Air CorpCOM2,537$269.2K<0.1%History
FOCSFocus Financial Partners Inc.COM CL A5,046$265.0K<0.1%History
SLIStandard Lithium Ltd.COM57,950$261.0K<0.1%History
BMEBlackRock Health Sciences TrustCOM6,332$257.3K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS11,676$255.1K<0.1%History
SRSpire IncCOM4,004$254.0K<0.1%History
INFIInfinity Pharmaceuticals, Inc.COM1,195,000$252.0K<0.1%History
SYNHSyneos Health, Inc.CL A5,968$251.5K<0.1%History
UTGReaves Utility Income FundCOM SH BEN INT9,118$250.0K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM4,479$245.8K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF22,162$240.0K<0.1%History
AUTLAutolus Therapeutics plcSPON ADS101,000$240.0K<0.1%History
AVNTAvient CorpCOM5,862$239.7K<0.1%History
BOXBox IncCL A8,136$239.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM5,925$237.8K<0.1%History
UVVUniversal CorpCOM4,738$236.6K<0.1%History
First Tr Exchng Traded FD VI33740F615FT VEST US EQT7,251$234.1K<0.1%–
CXTCrane NXT, Co.COM4,134$233.3K<0.1%History
NVSTEnvista Holdings CorpCOM6,892$233.2K<0.1%History
iShares Tr46434V696CORE MSCI PAC4,030$231.4K<0.1%–
ALGAlamo Group IncCOM1,258$231.3K<0.1%History
BLFYBlue Foundry BancorpCOM22,745$230.0K<0.1%History
CABOCable One, Inc.COM346$227.6K<0.1%History
FHIFederated Hermes, Inc.CL B6,168$221.1K<0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR10,450$220.4K<0.1%History
VanEck ETF Trust92189H201INTRMDT MUNI ETF4,753$219.0K<0.1%–
ONTFON24 Inc.COM26,952$218.9K<0.1%History
STRSitio Royalties Corp.CLASS A COM8,301$218.1K<0.1%History
ROGRogers CorpCOM1,341$217.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW7,934$217.1K<0.1%History
Fidelity Covington Trust316092618ENHA HIGH YI ETF4,645$216.1K<0.1%–
CHWYChewy, Inc.CL A5,469$215.8K<0.1%History
MGEEMge Energy IncCOM2,712$214.6K<0.1%History
NOTVInotiv, Inc.COM44,650$213.0K<0.1%History
Fidelity MSCI Utilities Index ETF316092865ETF5,027$212.5K<0.1%–
Exchange Traded Concepts Tr301505749VSPR US LC ETF8,639$212.5K<0.1%–
DBX ETF Tr233051432XTRACK USD HIGH6,143$211.9K<0.1%–
SHAKShake Shack Inc.CL A2,719$211.3K<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT5,679$211.2K<0.1%–