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Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
2,779
+42 vs. Q4 2022
Portfolio value
$34.4B
+$3.31B (+10.6%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Mariner, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
WPRTWestport Fuel Systems Inc.COM NEW38,566$37.0K<0.1%+8,863+29.8%AddedHistory
EQRXEQRx, Inc.COM19,095$37.0K<0.1%−641−3.2%ReducedHistory
UGPUltrapar Holdings IncSP ADR REP COM13,976$38.0K<0.1%+3,270+30.5%AddedHistory
CNSLConsolidated Communications Holdings, Inc.COM14,555$38.0K<0.1%+2,813+24.0%AddedHistory
LVOXLiveVox Holdings, Inc.COM CL A12,322$38.0K<0.1%+12,322NewHistory
BFIBurgerFi International, Inc.COM32,927$39.0K<0.1%00.0%UnchangedHistory
DNMRDanimer Scientific, Inc.COM CL A11,262$39.0K<0.1%−2,912−20.5%ReducedHistory
UNITUniti Group Inc.COM11,230$39.0K<0.1%−3,779−25.2%ReducedHistory
PRQRProQR Therapeutics N.V.SHS EURO18,334$39.0K<0.1%00.0%UnchangedHistory
NPKINPK International Inc.COM SHS10,557$41.0K<0.1%+10,557NewHistory
FEMYFemasys IncCOM37,476$41.0K<0.1%00.0%UnchangedHistory
DMDesktop Metal, Inc.COM CL A19,033$44.0K<0.1%−6,291−24.8%ReducedHistory
TGBTrekor Metals LtdCOM27,787$46.0K<0.1%+5,044+22.2%AddedHistory
QUADQuad/Graphics, Inc.COM CL A10,987$47.0K<0.1%−741−6.3%ReducedHistory
EXKEndeavour Silver CorpCOM12,246$47.0K<0.1%−14,516−54.2%ReducedHistory
AUGXAugmedix, Inc.COM26,944$47.0K<0.1%00.0%UnchangedHistory
GOTUGaotu Techedu Inc.SPONSORED ADS11,471$48.0K<0.1%+11,471NewHistory
Maiden Holdings, Ltd.G5753U112SHS22,800$48.0K<0.1%−5,700−20.0%Reduced–
VEEETwin Vee PowerCats, Co.COM29,118$49.0K<0.1%00.0%UnchangedHistory
DRTTFDirtt Environmental Solutions LtdCOM95,228$51.0K<0.1%00.0%UnchangedHistory
PFIEProfire Energy IncCOM41,250$51.0K<0.1%00.0%UnchangedHistory
NSLRNeostellar Capital Corp.COM NEW14,059$51.0K<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM29,633$52.0K<0.1%−3,917−11.7%ReducedHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM10,205$52.0K<0.1%−8,210−44.6%ReducedHistory
NAUTNautilus Biotechnology, Inc.COM18,989$53.0K<0.1%+1,012+5.6%AddedHistory
MYPSPLAYSTUDIOS, Inc.CLASS A COM14,388$53.0K<0.1%+374+2.7%AddedHistory
VanEck Vectors ETF Tr92189H821DIGI TRANS ETF11,340$53.0K<0.1%+11,340New–
REREATRenew Inc.SPONSORED ADS17,561$54.0K<0.1%−7,735−30.6%ReducedHistory
MNKDMannkind CorpCOM NEW13,340$55.0K<0.1%+2,160+19.3%AddedHistory
MFMAberdeen Municipal Income FundSH BEN INT10,541$56.0K<0.1%−14,140−57.3%ReducedHistory
RLMDRelmada Therapeutics, Inc.COM24,855$56.0K<0.1%−16,225−39.5%ReducedHistory
SPCEVirgin Galactic Holdings, IncCOM13,754$56.0K<0.1%+13,754NewHistory
MVISMicrovision, Inc.COM NEW21,226$57.0K<0.1%+21,226NewHistory
MAGNMagnera CorpCOM17,878$57.0K<0.1%−43−0.2%ReducedHistory
AMTDAmtd Idea GroupSPONSORED ADS36,003$57.0K<0.1%+1,611+4.7%AddedHistory
TUPTupperware Brands CorpCOM23,308$58.0K<0.1%−6,754−22.5%ReducedHistory
AMWLAmerican Well CorpCL A25,217$59.0K<0.1%−31,118−55.2%ReducedHistory
FCELFuelcell Energy IncCOM20,806$59.0K<0.1%−2,429−10.5%ReducedHistory
VERUVeru Inc.COM51,787$60.0K<0.1%+18,221+54.3%AddedHistory
GLQClough Global Equity FundCOM10,000$61.0K<0.1%−59−0.6%ReducedHistory
WTTWireless Telecom Group IncCOM33,120$61.0K<0.1%00.0%UnchangedHistory
SHCRSharecare, Inc.COM CL A43,990$62.0K<0.1%+14,420+48.8%AddedHistory
MDXGMimedx Group, Inc.COM18,817$64.0K<0.1%+18,817NewHistory
WDHWaterdrop Inc.ADS21,891$65.0K<0.1%+21,891NewHistory
ETRNMidstream Co LLCCOM11,343$65.0K<0.1%−1,005−8.1%ReducedHistory
VMEOVimeo, Inc.COMMON STOCK16,903$65.0K<0.1%−555−3.2%ReducedHistory
NKTXNkarta, Inc.COM18,668$66.0K<0.1%+18,668NewHistory
PPTFranklin Premier Income TrustSH BEN INT18,408$66.0K<0.1%−340−1.8%ReducedHistory
KMDAKamada LtdSHS14,325$67.0K<0.1%−750−5.0%ReducedHistory
BFLYButterfly Network, Inc.COM CL A37,024$70.0K<0.1%−17,078−31.6%ReducedHistory
TEITempleton Emerging Markets Income FundCOM14,084$71.0K<0.1%−7,538−34.9%ReducedHistory
OPENOpendoor Technologies Inc.COM40,681$72.0K<0.1%−36,078−47.0%ReducedHistory
IQiQIYI, Inc.SPONSORED ADS10,090$73.0K<0.1%−5,361−34.7%ReducedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM14,501$73.0K<0.1%−10.0%ReducedHistory
FAMFirst Trust/Abrdn Global Opportunity Income FundCOM SHS12,150$73.0K<0.1%00.0%UnchangedHistory
COMPCompass, Inc.CL A23,151$74.0K<0.1%+8,929+62.8%AddedHistory
CXCemex SAB de CVSPON ADR NEW13,405$74.0K<0.1%−2,368−15.0%ReducedHistory
PBIPitney Bowes IncCOM19,188$75.0K<0.1%+3,902+25.5%AddedHistory
BRSPBrightSpire Capital, Inc.COM CL A12,693$75.0K<0.1%−5,083−28.6%ReducedHistory
NVTSNavitas Semiconductor CorpCOM10,395$76.0K<0.1%+296+2.9%AddedHistory
JPCNuveen Preferred & Income Opportunities FundCOM11,584$76.0K<0.1%+11,584NewHistory
ATOSAtossa Therapeutics, Inc.COM104,910$76.0K<0.1%+490.0%AddedHistory
NCVVirtus Convertible & Income FundCOM22,669$76.0K<0.1%−5,471−19.4%ReducedHistory
BHRBraemar Hotels & Resorts Inc.COM20,120$77.0K<0.1%+9,942+97.7%AddedHistory
BDNBrandywine Realty TrustSH BEN INT NEW16,219$77.0K<0.1%−1,808−10.0%ReducedHistory
BLDPBallard Power Systems Inc.COM14,087$78.0K<0.1%+2,918+26.1%AddedHistory
PRTSCarParts.com, Inc.COM14,601$78.0K<0.1%−1,961−11.8%ReducedHistory
NVRIEnviri CorpCOM11,457$78.0K<0.1%−2,000−14.9%ReducedHistory
RKLBRocket Lab CorpCOM19,398$78.0K<0.1%+19,398NewHistory
BKDBrookdale Senior Living Inc.COM26,885$79.0K<0.1%−3,260−10.8%ReducedHistory
ASPNAspen Aerogels IncCOM10,793$80.0K<0.1%−2,469−18.6%ReducedHistory
NIUNiu TechnologiesADS19,339$80.0K<0.1%−9,886−33.8%ReducedHistory
AOMRAngel Oak Mortgage REIT, Inc.COM11,080$81.0K<0.1%−3,602−24.5%ReducedHistory
HUYAHUYA Inc.ADS REP SHS A22,521$81.0K<0.1%−6,494−22.4%ReducedHistory
CHSChico's Fas, Inc.COM14,948$82.0K<0.1%+1,460+10.8%AddedHistory
HMYHarmony Gold Mining Co LtdADR20,292$83.0K<0.1%+2,399+13.4%AddedHistory
VIVTelefonica Brasil S.A.SPONSORED ADS10,978$83.0K<0.1%+10,978NewHistory
TMCTMC the metals Co Inc.COM101,402$84.0K<0.1%+40.0%AddedHistory
LYELLyell Immunopharma, Inc.COM35,448$84.0K<0.1%+25,263+248.0%AddedHistory
AVDXAvidXchange Holdings, Inc.COM11,075$86.0K<0.1%+191+1.8%AddedHistory
GENIGenius Sports LtdSHARES CL A17,466$87.0K<0.1%+4,395+33.6%AddedHistory
BVSBioventus Inc.COM CL A81,571$87.0K<0.1%+65,429+405.3%AddedHistory
HTHersha Hospitality TrustPR SHS BEN INT13,070$87.0K<0.1%+13,070NewHistory
MCRMFS Charter Income TrustSH BEN INT13,821$87.0K<0.1%+401+3.0%AddedHistory
LILAKLiberty Latin America Ltd.COM CL C10,609$88.0K<0.1%−1,236−10.4%ReducedHistory
OLPXOlaplex Holdings, Inc.COM20,674$88.0K<0.1%+6,717+48.1%AddedHistory
EGANEGAIN CorpCOM NEW11,791$89.0K<0.1%+11,791NewHistory
PRMPerimeter Solutions, Inc.COMMON STOCK11,172$90.0K<0.1%+11,172NewHistory
BRTXBioRestorative Therapies, Inc.COM NEW26,668$91.0K<0.1%00.0%UnchangedHistory
CYHCommunity Health Systems IncCOM18,543$91.0K<0.1%−258−1.4%ReducedHistory
GRWGGrowGeneration Corp.COM26,566$91.0K<0.1%+4,297+19.3%AddedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT29,521$91.0K<0.1%−5,058−14.6%ReducedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT20,389$93.0K<0.1%−184−0.9%ReducedHistory
AXIAYAXIA Energia S.A.SPONSORED ADR13,993$93.0K<0.1%+2,154+18.2%AddedHistory
OTLYOatly Group ABSPONSORED ADS38,316$93.0K<0.1%+17,819+86.9%AddedHistory
RESRPC IncCOM12,414$95.0K<0.1%+12,414NewHistory
BTGB2GOLD CorpCOM24,139$96.0K<0.1%+13,771+132.8%AddedHistory
LADRLadder Capital CorpCL A10,385$98.0K<0.1%+10,385NewHistory
Copel-ADR20441B605ADR14,775$99.0K<0.1%−1,816−10.9%Reduced–
PBFSPioneer Bancorp, Inc.COM10,093$100.0K<0.1%+10,093NewHistory

Sold out since Q4 2022 (171)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 171 by value last quarter.

Positions of Mariner, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Innovator ETFs Trust45782C565US EQTY ULTRA BU263,303$7.30M<0.1%–
First Tr Exchng Traded FD VI33740U760VEST BUFFERED331,393$6.11M<0.1%–
Invesco Exch Traded FD Tr II46138E446PURBETA US AGG208,103$4.53M<0.1%–
Invesco Exch TRD SLF Idx FD46138J734RAFI STRG US SML127,497$4.23M<0.1%–
Cambria ETF Tr132061839TRINITY160,682$4.01M<0.1%–
ProShares Tr74348A210SHRT RUSSELL2000173,089$3.98M<0.1%–
Global X FDS37954Y384CYBRSCURTY ETF125,479$2.60M<0.1%–
VanEck ETF Trust92189F692PHARMACEUTCL ETF24,398$1.90M<0.1%–
iShares Tr464288737GLB CNSM STP ETF28,210$1.68M<0.1%–
BXCBlueLinx Holdings Inc.COM NEW23,519$1.67M<0.1%History
SJISouth Jersey Industries IncCOM44,296$1.57M<0.1%History
PSTLPostal Realty Trust, Inc.CL A101,556$1.48M<0.1%History
SIVBSVB Financial GroupCOM5,978$1.38M<0.1%History
CAJPYCanon IncSPONSORED ADR48,937$1.06M<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE60,151$964.0K<0.1%–
iShares Tr464288844US OIL EQ&SV ETF41,298$876.0K<0.1%–
Meridian Bioscience Inc589584101COM24,795$823.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US18,650$795.0K<0.1%–
iShares Tr46432FAZ0IBONDS MAR23 ETF28,147$746.0K<0.1%–
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM12,561$713.0K<0.1%–
AVEOAveo Pharmaceuticals, Inc.COM NEW47,691$713.0K<0.1%History
iShares Tr464288711GLOB UTILITS ETF11,265$678.0K<0.1%–
INFIInfinity Pharmaceuticals, Inc.COM1,210,990$672.0K<0.1%History
Signature BK New York N Y82669G104COM5,708$658.0K<0.1%–
Victory Portfolios II92647N824VCSHS US EQ INCM10,111$628.0K<0.1%–
PAYSPaysign, Inc.COM236,116$609.0K<0.1%History
Atlas CorpY0436Q109SHARES38,229$586.0K<0.1%–
AAWWAtlas Air Worldwide Holdings IncCOM NEW5,479$552.0K<0.1%History
VanEck ETF Trust92189F429PREFERRED SECURT30,862$516.0K<0.1%–
STORStore Capital LLCCOM16,088$516.0K<0.1%History
DCPHDeciphera Pharmaceuticals, Inc.COM29,352$481.0K<0.1%History
NVCRNovoCure LtdORD SHS6,252$459.0K<0.1%History
LHCGLHC Group, IncCOM2,832$458.0K<0.1%History
Franklin Templeton ETF Tr35473P553US CORE BOND ETF21,520$456.0K<0.1%–
Professional Hldg Corp743139107CL A COM16,054$445.0K<0.1%–
First Tr Exchange-Traded FD33739Q507SSI STRG ETF12,990$412.0K<0.1%–
New York Life Invts Active E45409F827MACKAY MUN INTER16,507$398.0K<0.1%–
UNFIUnited Natural Foods IncCOM10,248$397.0K<0.1%History
Nushares ETF Tr67092P805NUVEEN ESG INTL14,842$383.0K<0.1%–
ACTGAcacia Research CorpACACIA TCH COM89,432$377.0K<0.1%History
COLBColumbia Banking System, Inc.COM11,826$356.0K<0.1%History
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL3,959$351.0K<0.1%–
COUPCoupa Software IncCOM4,438$351.0K<0.1%History
GTMZoomInfo Technologies Inc.Stock11,535$347.0K<0.1%History
BSTBlackRock Science & Technology TrustSHS11,891$337.0K<0.1%History
CERSCerus CorpCOM86,375$315.0K<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM7,740$314.0K<0.1%History
IIPRInnovative Industrial Properties IncCOM3,087$313.0K<0.1%History
ONEWOneWater Marine Inc.CL A COM10,574$302.0K<0.1%History
BWBBridgewater Bancshares IncCOM16,838$299.0K<0.1%History
PAYAPaya Holdings Inc.COM CL A36,520$287.0K<0.1%History
PPBIPacific Premier Bancorp IncCOM8,916$281.0K<0.1%History
MCBSMetroCity Bankshares, Inc.COM12,507$271.0K<0.1%History
Nushares ETF Tr67092P888NUVEEN ESG EMRGN10,533$268.0K<0.1%–
DBX ETF Tr233051630XTRACK MSCI EAFE12,193$266.0K<0.1%–
WWayfair Inc.CL A8,011$263.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM30,037$260.0K<0.1%History
DDSDillard's, Inc.CL A767$248.0K<0.1%History
GDSGDS Holdings LtdSPONSORED ADS12,001$247.0K<0.1%History
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID11,104$244.0K<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT11,006$244.0K<0.1%–
CVICVR Energy IncCOM7,738$243.0K<0.1%History
MSAMSA Safety IncCOM1,656$239.0K<0.1%History
BSTZBlackRock Science & Technology Term TrustSHS BEN INT15,066$236.0K<0.1%History
NARIInari Medical, Inc.Stock3,681$234.0K<0.1%History
Victory Portfolios II92647N873VCSHS US SMCP HG4,543$234.0K<0.1%–
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,866$233.0K<0.1%–
iShares Ibonds Dec 2029 Term Corporate ETF46436E205ETF10,482$232.0K<0.1%–
AFYAAfya LtdCL A COM14,867$232.0K<0.1%History
SPFISouth Plains Financial, Inc.COM8,425$232.0K<0.1%History
SAFESafehold Inc.COM8,084$231.0K<0.1%History
ASGLiberty All Star Growth Fund Inc.COM46,310$228.0K<0.1%History
EVAEnviva, LLCCOM4,228$224.0K<0.1%History
MODVModivCare IncCOM2,479$222.0K<0.1%History
VXRTVaxart, Inc.COM NEW231,204$222.0K<0.1%History
APPSDigital Turbine, Inc.COM NEW14,488$221.0K<0.1%History
SNXTD Synnex CorpCOM2,333$221.0K<0.1%History
SLGSL Green Realty CorpCOM6,554$221.0K<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR11,388$219.0K<0.1%History
MRTXMirati Therapeutics, Inc.COM4,795$217.0K<0.1%History
Nushares ETF Tr67092P607NUVEEN ESG SMLCP6,270$214.0K<0.1%–
OPNTOpiant Pharmaceuticals, Inc.COM10,550$214.0K<0.1%History
UMPQUmpqua Holdings CorpCOM11,963$214.0K<0.1%History
CMPCompass Minerals International IncStock5,160$212.0K<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM730$212.0K<0.1%History
AIMCAltra Industrial Motion Corp.COM3,538$211.0K<0.1%History
STRSitio Royalties Corp.CLASS A COM7,208$208.0K<0.1%History
RAPTRAPT Therapeutics, Inc.COM10,474$207.0K<0.1%History
SPSP Plus CorpCOM5,952$207.0K<0.1%History
NTNXNutanix, Inc.Stock7,894$206.0K<0.1%History
Clearway Energy, Inc.18539C105CL A6,901$206.0K<0.1%–
CHWYChewy, Inc.CL A5,534$205.0K<0.1%History
SMPLSimply Good Foods CoCOM5,393$205.0K<0.1%History
AATAmerican Assets Trust, Inc.COM7,754$205.0K<0.1%History
SILKSilk Road Medical IncCOM3,873$205.0K<0.1%History
AEAdams Resources & Energy, Inc.COM NEW5,210$203.0K<0.1%History
LTCLTC Properties IncREIT5,686$202.0K<0.1%History
WSBFWaterstone Financial, Inc.COM11,732$202.0K<0.1%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM15,770$199.0K<0.1%History
BBBY20230930-DK-Butterfly-1, Inc.COM71,756$180.0K<0.1%History