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Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
2,779
+42 vs. Q4 2022
Portfolio value
$34.4B
+$3.31B (+10.6%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Mariner, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock15,409$00.0%−508−3.2%ReducedHistory
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/202318,000$00.0%+18,000New–
Biomx Inc09090D111*W EXP 10/16/20229,415$1.00K<0.1%−350−1.2%Reduced–
VTGNVistagen Therapeutics, Inc.COM NEW12,841$2.00K<0.1%00.0%UnchangedHistory
WTERAlkaline Water Co IncCOM NEW16,500$3.00K<0.1%00.0%UnchangedHistory
NBSENeuBase Therapeutics, Inc.COM15,500$3.00K<0.1%00.0%UnchangedHistory
UFABUnique Fabricating, Inc.COM16,562$3.00K<0.1%00.0%UnchangedHistory
ZEVLightning eMotors, Inc.COM16,671$5.00K<0.1%−408−2.4%ReducedHistory
ContextLogic Inc.21077C107COM CL A14,536$6.00K<0.1%+3,149+27.7%Added–
Beachbody Company, Inc.073463101COM CL A11,788$6.00K<0.1%−179−1.5%Reduced–
ACBAurora Cannabis IncCOM10,510$7.00K<0.1%−124−1.2%ReducedHistory
FTKFlotek Industries IncCOM10,000$7.00K<0.1%−1,030−9.3%ReducedHistory
FIRYFiry Inc.COM12,264$7.00K<0.1%+12,264NewHistory
NEUENeueHealth, Inc.COM31,068$7.00K<0.1%+31,068NewHistory
MMATMeta Materials Inc.COM16,866$7.00K<0.1%+16,866NewHistory
CENNCenntro Inc.ORD SHS15,383$7.00K<0.1%−487−3.1%ReducedHistory
Cybin Ord23256X100COM21,272$8.00K<0.1%−921−4.1%Reduced–
LTCHLatch, Inc.COM10,756$8.00K<0.1%00.0%UnchangedHistory
ASXCAsensus Surgical, Inc.COM13,092$9.00K<0.1%−112−0.8%ReducedHistory
GOEVCanoo Inc.COM CL A13,880$9.00K<0.1%+1,197+9.4%AddedHistory
OGIOrganigram Global Inc.COM14,740$9.00K<0.1%−14,810−50.1%ReducedHistory
GROVGrove Collaborative Holdings, Inc.COM CL A21,000$9.00K<0.1%00.0%UnchangedHistory
INOInovio Pharmaceuticals, Inc.COM NEW13,284$11.0K<0.1%−6,620−33.3%ReducedHistory
Affimed N VN01045108COM14,632$11.0K<0.1%−2,498−14.6%Reduced–
PetIQ, Inc.71639TAB2NOTE 4.000% 6/013,000$11.0K<0.1%00.0%Unchanged–
WEWeWork Inc.CL A14,547$11.0K<0.1%−6,739−31.7%ReducedHistory
Taboola.com Ltd.M8744T114*W EXP 06/29/20229,899$12.0K<0.1%00.0%Unchanged–
TRXTRX GOLD CorpCOM24,680$12.0K<0.1%00.0%UnchangedHistory
NXTPNextPlay Technologies Inc.COM NEW12,199$12.0K<0.1%+12,199NewHistory
QVCGAOld QVC Group, Inc.COM SER A13,081$13.0K<0.1%−11,802−47.4%ReducedHistory
ADVMAdverum Biotechnologies, Inc.COM20,000$14.0K<0.1%+10,000+100.0%AddedHistory
KAMAN Corp483548AF0NOTE 3.250% 5/015,000$14.0K<0.1%00.0%Unchanged–
SENSSenseonics Holdings, Inc.COM19,375$14.0K<0.1%−51,196−72.5%ReducedHistory
GWHESS Tech, Inc.CL SHS10,031$14.0K<0.1%+10,031NewHistory
Lumiradx LimitedG5709L109SHS30,000$14.0K<0.1%00.0%Unchanged–
New Gold Inc Cda644535106COM13,134$15.0K<0.1%+13,134New–
Prospect Cap Corp74348TAT9NOTE 6.375% 3/015,000$15.0K<0.1%00.0%Unchanged–
TELLTellurian Inc.COM12,187$15.0K<0.1%+1,771+17.0%AddedHistory
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/118,000$15.0K<0.1%−5,000−21.7%Reduced–
PTRAQProterra IncCOM10,180$15.0K<0.1%+10,180NewHistory
GSATGlobalstar, Inc.COM13,771$16.0K<0.1%−1,503−9.8%ReducedHistory
Spirit Airls Inc848577AB8NOTE 1.000% 5/120,000$16.0K<0.1%−5,000−20.0%Reduced–
NUTXNutex Health Inc.COM15,901$16.0K<0.1%+15,901NewHistory
AMRNAmarin Corp PLCSPONS ADR NEW11,461$17.0K<0.1%−686−5.6%ReducedHistory
NVTAInvitae CorpCOM12,318$17.0K<0.1%−7,566−38.1%ReducedHistory
Stride, Inc.86333MAA6NOTE 1.125% 9/018,000$18.0K<0.1%00.0%Unchanged–
AEVAAeva Technologies, Inc.COM14,758$18.0K<0.1%−4,402−23.0%ReducedHistory
AGENAgenus IncCOM NEW11,684$18.0K<0.1%−3,687−24.0%ReducedHistory
GNPXGenprex, Inc.COM20,000$18.0K<0.1%+20,000NewHistory
JVACoffee Holding Co IncCOM10,000$19.0K<0.1%00.0%UnchangedHistory
InterDigital, Inc.45867GAB7NOTE 2.000% 6/018,000$19.0K<0.1%00.0%Unchanged–
AXDXAccelerate Diagnostics, IncCOM29,065$20.0K<0.1%+29,065NewHistory
APRNBlue Apron Holdings, Inc.CL A NEW30,059$20.0K<0.1%+30,059NewHistory
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/120,000$20.0K<0.1%00.0%Unchanged–
Parsons Corp70202LAB8NOTE 0.250% 8/118,000$20.0K<0.1%00.0%Unchanged–
LCTXLineage Cell Therapeutics, Inc.COM13,840$21.0K<0.1%−44−0.3%ReducedHistory
QTTBQ32 Bio Inc.COM19,910$21.0K<0.1%−492−2.4%ReducedHistory
DNNDenison Mines Corp.COM20,032$22.0K<0.1%−13,756−40.7%ReducedHistory
CGENCompugen LtdORD31,825$23.0K<0.1%−5,006−13.6%ReducedHistory
GALTGalectin Therapeutics IncCOM NEW10,800$23.0K<0.1%00.0%UnchangedHistory
Erytech Pharma29604W108SPONSORED ADR23,904$23.0K<0.1%−30,568−56.1%Reduced–
NKLANikola CorpCOM18,766$23.0K<0.1%−18,535−49.7%ReducedHistory
TTCFTattooed Chef, Inc.COM CL A16,331$23.0K<0.1%−19,190−54.0%ReducedHistory
OPFIOppFi Inc.COM CL A11,938$24.0K<0.1%−2,539−17.5%ReducedHistory
REIRing Energy, Inc.COM12,664$24.0K<0.1%+12,664NewHistory
SGMOQSangamo Therapeutics, IncCOM13,716$24.0K<0.1%−1,614−10.5%ReducedHistory
ATAIAtai Beckley N.V.SHS14,168$24.0K<0.1%+2,745+24.0%AddedHistory
INSGInseego Corp.COM42,626$25.0K<0.1%+31,831+294.9%AddedHistory
OPTNOptiNose, Inc.COM12,850$25.0K<0.1%+12,850NewHistory
FRBKRepublic First Bancorp IncCOM19,296$26.0K<0.1%+19,296NewHistory
SPRUSpruce Power Holding CorpCOM CL A31,518$26.0K<0.1%+6,603+26.5%AddedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS19,660$26.0K<0.1%−21,752−52.5%ReducedHistory
SLGCSomaLogic, Inc.CLASS A COM10,134$26.0K<0.1%−3,835−27.5%ReducedHistory
DRTSWAlpha Tau Medical Ltd.*W EXP 03/07/20293,888$26.0K<0.1%00.0%UnchangedHistory
GEVOGevo, Inc.COM PAR18,041$28.0K<0.1%+716+4.1%AddedHistory
CRONCronos Group Inc.COM14,620$28.0K<0.1%−875−5.6%ReducedHistory
Granite PT Mtg Tr Inc38741LAC1NOTE 6.375%10/030,000$28.0K<0.1%+30,000New–
KNDIKandi Technologies Group, Inc.COM10,067$28.0K<0.1%+10,067NewHistory
Polymet MNG Corp731916409COM NEW12,975$28.0K<0.1%−864−6.2%Reduced–
WKHSWorkhorse Group Inc.COM NEW21,327$28.0K<0.1%−630−2.9%ReducedHistory
POWWOutdoor Holding CoCOM14,720$29.0K<0.1%+14,720NewHistory
Apollo Coml Real Est Fin Inc03762UAC9NOTE 5.375%10/130,000$29.0K<0.1%+30,000New–
VWEVintage Wine Estates, Inc.COM27,238$29.0K<0.1%+2,462+9.9%AddedHistory
MINAberdeen Intermediate Income FundSH BEN INT10,891$30.0K<0.1%+10,891NewHistory
SABSSAB Biotherapeutics, Inc.Equity69,000$30.0K<0.1%00.0%UnchangedHistory
AMRSAmyris, Inc.COM NEW23,496$32.0K<0.1%−129,545−84.6%ReducedHistory
FUBOFuboTV Inc.COM27,556$33.0K<0.1%−2,565−8.5%ReducedHistory
ENICEnel Chile S.A.SPONSORED ADR12,323$33.0K<0.1%−3,553−22.4%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM12,249$33.0K<0.1%−10.0%ReducedHistory
ACIUAC Immune SASHS14,368$34.0K<0.1%−750−5.0%ReducedHistory
CANOCano Health, Inc.COM CL A36,859$34.0K<0.1%−113−0.3%ReducedHistory
GERNGeron CorpCOM16,040$35.0K<0.1%+449+2.9%AddedHistory
NRGVEnergy Vault Holdings, Inc.COM16,522$35.0K<0.1%+6,020+57.3%AddedHistory
TLSTelos CorpCOM13,678$35.0K<0.1%+13,678NewHistory
OVIDOvid Therapeutics Inc.COM13,500$35.0K<0.1%−1,000−6.9%ReducedHistory
FREEWhole Earth Brands, Inc.COM CL A13,679$35.0K<0.1%−6,967−33.7%ReducedHistory
IRENIREN LtdORDINARY SHARES11,893$36.0K<0.1%+1,889+18.9%AddedHistory
Wayfair Inc.94419LAM3NOTE 0.625%10/050,000$36.0K<0.1%+50,000New–
EVLVEvolv Technologies Holdings, Inc.COM CL A11,767$37.0K<0.1%+1,667+16.5%AddedHistory
SEELSeelos Therapeutics, Inc.COM53,296$37.0K<0.1%00.0%UnchangedHistory

Sold out since Q4 2022 (171)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 171 by value last quarter.

Positions of Mariner, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Innovator ETFs Trust45782C565US EQTY ULTRA BU263,303$7.30M<0.1%–
First Tr Exchng Traded FD VI33740U760VEST BUFFERED331,393$6.11M<0.1%–
Invesco Exch Traded FD Tr II46138E446PURBETA US AGG208,103$4.53M<0.1%–
Invesco Exch TRD SLF Idx FD46138J734RAFI STRG US SML127,497$4.23M<0.1%–
Cambria ETF Tr132061839TRINITY160,682$4.01M<0.1%–
ProShares Tr74348A210SHRT RUSSELL2000173,089$3.98M<0.1%–
Global X FDS37954Y384CYBRSCURTY ETF125,479$2.60M<0.1%–
VanEck ETF Trust92189F692PHARMACEUTCL ETF24,398$1.90M<0.1%–
iShares Tr464288737GLB CNSM STP ETF28,210$1.68M<0.1%–
BXCBlueLinx Holdings Inc.COM NEW23,519$1.67M<0.1%History
SJISouth Jersey Industries IncCOM44,296$1.57M<0.1%History
PSTLPostal Realty Trust, Inc.CL A101,556$1.48M<0.1%History
SIVBSVB Financial GroupCOM5,978$1.38M<0.1%History
CAJPYCanon IncSPONSORED ADR48,937$1.06M<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE60,151$964.0K<0.1%–
iShares Tr464288844US OIL EQ&SV ETF41,298$876.0K<0.1%–
Meridian Bioscience Inc589584101COM24,795$823.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US18,650$795.0K<0.1%–
iShares Tr46432FAZ0IBONDS MAR23 ETF28,147$746.0K<0.1%–
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM12,561$713.0K<0.1%–
AVEOAveo Pharmaceuticals, Inc.COM NEW47,691$713.0K<0.1%History
iShares Tr464288711GLOB UTILITS ETF11,265$678.0K<0.1%–
INFIInfinity Pharmaceuticals, Inc.COM1,210,990$672.0K<0.1%History
Signature BK New York N Y82669G104COM5,708$658.0K<0.1%–
Victory Portfolios II92647N824VCSHS US EQ INCM10,111$628.0K<0.1%–
PAYSPaysign, Inc.COM236,116$609.0K<0.1%History
Atlas CorpY0436Q109SHARES38,229$586.0K<0.1%–
AAWWAtlas Air Worldwide Holdings IncCOM NEW5,479$552.0K<0.1%History
VanEck ETF Trust92189F429PREFERRED SECURT30,862$516.0K<0.1%–
STORStore Capital LLCCOM16,088$516.0K<0.1%History
DCPHDeciphera Pharmaceuticals, Inc.COM29,352$481.0K<0.1%History
NVCRNovoCure LtdORD SHS6,252$459.0K<0.1%History
LHCGLHC Group, IncCOM2,832$458.0K<0.1%History
Franklin Templeton ETF Tr35473P553US CORE BOND ETF21,520$456.0K<0.1%–
Professional Hldg Corp743139107CL A COM16,054$445.0K<0.1%–
First Tr Exchange-Traded FD33739Q507SSI STRG ETF12,990$412.0K<0.1%–
New York Life Invts Active E45409F827MACKAY MUN INTER16,507$398.0K<0.1%–
UNFIUnited Natural Foods IncCOM10,248$397.0K<0.1%History
Nushares ETF Tr67092P805NUVEEN ESG INTL14,842$383.0K<0.1%–
ACTGAcacia Research CorpACACIA TCH COM89,432$377.0K<0.1%History
COLBColumbia Banking System, Inc.COM11,826$356.0K<0.1%History
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL3,959$351.0K<0.1%–
COUPCoupa Software IncCOM4,438$351.0K<0.1%History
GTMZoomInfo Technologies Inc.Stock11,535$347.0K<0.1%History
BSTBlackRock Science & Technology TrustSHS11,891$337.0K<0.1%History
CERSCerus CorpCOM86,375$315.0K<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM7,740$314.0K<0.1%History
IIPRInnovative Industrial Properties IncCOM3,087$313.0K<0.1%History
ONEWOneWater Marine Inc.CL A COM10,574$302.0K<0.1%History
BWBBridgewater Bancshares IncCOM16,838$299.0K<0.1%History
PAYAPaya Holdings Inc.COM CL A36,520$287.0K<0.1%History
PPBIPacific Premier Bancorp IncCOM8,916$281.0K<0.1%History
MCBSMetroCity Bankshares, Inc.COM12,507$271.0K<0.1%History
Nushares ETF Tr67092P888NUVEEN ESG EMRGN10,533$268.0K<0.1%–
DBX ETF Tr233051630XTRACK MSCI EAFE12,193$266.0K<0.1%–
WWayfair Inc.CL A8,011$263.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM30,037$260.0K<0.1%History
DDSDillard's, Inc.CL A767$248.0K<0.1%History
GDSGDS Holdings LtdSPONSORED ADS12,001$247.0K<0.1%History
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID11,104$244.0K<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT11,006$244.0K<0.1%–
CVICVR Energy IncCOM7,738$243.0K<0.1%History
MSAMSA Safety IncCOM1,656$239.0K<0.1%History
BSTZBlackRock Science & Technology Term TrustSHS BEN INT15,066$236.0K<0.1%History
NARIInari Medical, Inc.Stock3,681$234.0K<0.1%History
Victory Portfolios II92647N873VCSHS US SMCP HG4,543$234.0K<0.1%–
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,866$233.0K<0.1%–
iShares Ibonds Dec 2029 Term Corporate ETF46436E205ETF10,482$232.0K<0.1%–
AFYAAfya LtdCL A COM14,867$232.0K<0.1%History
SPFISouth Plains Financial, Inc.COM8,425$232.0K<0.1%History
SAFESafehold Inc.COM8,084$231.0K<0.1%History
ASGLiberty All Star Growth Fund Inc.COM46,310$228.0K<0.1%History
EVAEnviva, LLCCOM4,228$224.0K<0.1%History
MODVModivCare IncCOM2,479$222.0K<0.1%History
VXRTVaxart, Inc.COM NEW231,204$222.0K<0.1%History
APPSDigital Turbine, Inc.COM NEW14,488$221.0K<0.1%History
SNXTD Synnex CorpCOM2,333$221.0K<0.1%History
SLGSL Green Realty CorpCOM6,554$221.0K<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR11,388$219.0K<0.1%History
MRTXMirati Therapeutics, Inc.COM4,795$217.0K<0.1%History
Nushares ETF Tr67092P607NUVEEN ESG SMLCP6,270$214.0K<0.1%–
OPNTOpiant Pharmaceuticals, Inc.COM10,550$214.0K<0.1%History
UMPQUmpqua Holdings CorpCOM11,963$214.0K<0.1%History
CMPCompass Minerals International IncStock5,160$212.0K<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM730$212.0K<0.1%History
AIMCAltra Industrial Motion Corp.COM3,538$211.0K<0.1%History
STRSitio Royalties Corp.CLASS A COM7,208$208.0K<0.1%History
RAPTRAPT Therapeutics, Inc.COM10,474$207.0K<0.1%History
SPSP Plus CorpCOM5,952$207.0K<0.1%History
NTNXNutanix, Inc.Stock7,894$206.0K<0.1%History
Clearway Energy, Inc.18539C105CL A6,901$206.0K<0.1%–
CHWYChewy, Inc.CL A5,534$205.0K<0.1%History
SMPLSimply Good Foods CoCOM5,393$205.0K<0.1%History
AATAmerican Assets Trust, Inc.COM7,754$205.0K<0.1%History
SILKSilk Road Medical IncCOM3,873$205.0K<0.1%History
AEAdams Resources & Energy, Inc.COM NEW5,210$203.0K<0.1%History
LTCLTC Properties IncREIT5,686$202.0K<0.1%History
WSBFWaterstone Financial, Inc.COM11,732$202.0K<0.1%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM15,770$199.0K<0.1%History
BBBY20230930-DK-Butterfly-1, Inc.COM71,756$180.0K<0.1%History