Mariner, LLC
- SEC CIK
- 0001373442
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 989
- +78 vs. Q2 2021
- Portfolio value
- $19.2B
- +$3.04B (+18.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 183,744 | $8.38M | <0.1% | +80,164+77.4% | Added | History |
| AXPAmerican Express Co | Stock | 50,778 | $8.51M | <0.1% | +4,627+10.0% | Added | History |
| AMTAmerican Tower Corp | REIT | 32,326 | $8.58M | <0.1% | +1,750+5.7% | Added | History |
| UPWheels Up Experience Inc. | COMMON STOCK | 1,306,078 | $8.61M | <0.1% | +1,306,078 | New | History |
| iShares Tr464288802 | ESG OPTIMIZED | 94,190 | $9.04M | <0.1% | 00.0% | Unchanged | – |
| CLXClorox Co | Stock | 54,816 | $9.08M | <0.1% | +7,944+16.9% | Added | History |
| BXBlackstone Inc. | COM | 78,503 | $9.13M | <0.1% | +10,649+15.7% | Added | History |
| WECWec Energy Group, Inc. | Stock | 105,870 | $9.34M | <0.1% | −4,130−3.8% | Reduced | History |
| iShares Core High Dividend ETF46429B663 | ETF | 99,232 | $9.35M | <0.1% | +15,589+18.6% | Added | – |
| ECLEcolab Inc. | Stock | 47,900 | $9.99M | 0.1% | +2,681+5.9% | Added | History |
| ONOn Semiconductor Corp | Stock | 219,725 | $10.1M | 0.1% | +18,710+9.3% | Added | History |
| EMREmerson Electric Co | Stock | 107,120 | $10.1M | 0.1% | +3,137+3.0% | Added | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 117,433 | $10.1M | 0.1% | +117,433 | New | – |
| DEDeere & Co | Stock | 30,236 | $10.1M | 0.1% | +3,255+12.1% | Added | History |
| iShares Tr464288877 | EAFE VALUE ETF | 202,427 | $10.3M | 0.1% | +57,237+39.4% | Added | – |
| NVSNovartis AG | ADR | 126,850 | $10.4M | 0.1% | +74,123+140.6% | Added | History |
| iShares Tr464288356 | CALIF MUN BD ETF | 167,981 | $10.4M | 0.1% | +147,532+721.5% | Added | – |
| CNICanadian National Railway Co | Stock | 90,322 | $10.4M | 0.1% | +1,026+1.1% | Added | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 96,057 | $10.5M | 0.1% | +16,305+20.4% | Added | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 169,979 | $10.8M | 0.1% | +110,392+185.3% | Added | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 211,202 | $10.8M | 0.1% | −14,374−6.4% | Reduced | – |
| OKEONEOK Inc | COM | 186,786 | $10.8M | 0.1% | +13,433+7.7% | Added | History |
| iShares Tr464288273 | EAFE SML CP ETF | 147,115 | $10.9M | 0.1% | +45,722+45.1% | Added | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 184,159 | $11.0M | 0.1% | +141,047+327.2% | Added | – |
| ICEIntercontinental Exchange, Inc. | Stock | 96,182 | $11.0M | 0.1% | −232,168−70.7% | Reduced | History |
| Vanguard Information Technology ETF92204A702 | ETF | 27,713 | $11.1M | 0.1% | +6,399+30.0% | Added | – |
| STESTERIS plc | SHS USD | 54,922 | $11.2M | 0.1% | −501−0.9% | Reduced | History |
| iShares Tr46434V449 | MSCI INTL MOMENT | 294,984 | $11.2M | 0.1% | +294,984 | New | – |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 424,761 | $11.3M | 0.1% | −70,944−14.3% | Reduced | – |
| ZZillow Group, Inc. | CL C CAP STK | 128,940 | $11.4M | 0.1% | +10,286+8.7% | Added | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 87,852 | $11.4M | 0.1% | +20,578+30.6% | Added | – |
| CMECME Group Inc. | COM | 59,473 | $11.5M | 0.1% | +792+1.3% | Added | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 182,277 | $11.6M | 0.1% | +23,057+14.5% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 99,268 | $11.7M | 0.1% | −2,063−2.0% | Reduced | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 113,303 | $11.7M | 0.1% | +38,181+50.8% | Added | – |
| MOAltria Group, Inc. | Stock | 256,994 | $11.7M | 0.1% | +69,244+36.9% | Added | History |
| iShares Tr46434V456 | MSCI INTL QUALTY | 309,754 | $11.7M | 0.1% | +309,754 | New | – |
| CBChubb Ltd | Stock | 68,227 | $11.8M | 0.1% | +4,403+6.9% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 304,557 | $11.9M | 0.1% | +75,974+33.2% | Added | – |
| NTRSNorthern Trust Corp | COM | 110,203 | $11.9M | 0.1% | +7,445+7.2% | Added | History |
| DOCUDocuSign, Inc. | Stock | 46,376 | $11.9M | 0.1% | −3,841−7.6% | Reduced | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 43,921 | $12.3M | 0.1% | +3,416+8.4% | Added | – |
| MUMicron Technology Inc | Stock | 173,595 | $12.3M | 0.1% | −231,145−57.1% | Reduced | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 347,655 | $12.6M | 0.1% | +13,336+4.0% | Added | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 42,937 | $12.6M | 0.1% | +1,883+4.6% | Added | – |
| AMATApplied Materials Inc | Stock | 99,298 | $12.8M | 0.1% | +41,779+72.6% | Added | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 115,723 | $12.8M | 0.1% | +12,863+12.5% | Added | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 118,357 | $13.2M | 0.1% | +14,415+13.9% | Added | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 167,092 | $13.2M | 0.1% | +59,008+54.6% | Added | – |
| iShares Tr46435G326 | CORE MSCI INTL | 202,960 | $13.6M | 0.1% | +202,960 | New | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 58,545 | $13.8M | 0.1% | +3,632+6.6% | Added | – |
| NFLXNetflix Inc | Stock | 22,747 | $13.9M | 0.1% | +2,818+14.1% | Added | History |
| WFCWells Fargo & Company | Stock | 300,187 | $13.9M | 0.1% | +66,897+28.7% | Added | History |
| PMPhilip Morris International Inc. | Stock | 149,348 | $14.2M | 0.1% | +48,982+48.8% | Added | History |
| ADPAutomatic Data Processing Inc | Stock | 71,743 | $14.3M | 0.1% | +8,450+13.4% | Added | History |
| SPDR Index Shs FDS78463X855 | S&P GBLINF ETF | 276,460 | $14.6M | 0.1% | +33,336+13.7% | Added | – |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 807,500 | $14.7M | 0.1% | +52,568+7.0% | Added | – |
| OSKOshkosh Corp | COM | 143,414 | $14.7M | 0.1% | +143,414 | New | History |
| HSYHershey Co | COM | 87,317 | $14.8M | 0.1% | −92−0.1% | Reduced | History |
| WMBWilliams Companies, Inc. | COM | 572,470 | $14.8M | 0.1% | −42,709−6.9% | Reduced | History |
| SPGIS&P Global Inc. | Stock | 35,266 | $15.0M | 0.1% | −83−0.2% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 44,355 | $15.0M | 0.1% | +2,618+6.3% | Added | History |
| IBMInternational Business Machines Corp | Stock | 108,326 | $15.1M | 0.1% | +30,294+38.8% | Added | History |
| ELVElevance Health, Inc. | Stock | 40,659 | $15.2M | 0.1% | −1,281−3.1% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 114,071 | $15.2M | 0.1% | +73,120+178.6% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 301,858 | $15.2M | 0.1% | +49,202+19.5% | Added | – |
| BLKBlackRock, Inc. | COM | 18,202 | $15.3M | 0.1% | +552+3.1% | Added | History |
| TWLOTwilio Inc | CL A | 49,048 | $15.6M | 0.1% | +49,048 | New | History |
| iShares Tips Bond ETF464287176 | ETF | 122,740 | $15.7M | 0.1% | +39,796+48.0% | Added | – |
| iShares Tr464287689 | RUSSELL 3000 ETF | 61,507 | $15.7M | 0.1% | +4,193+7.3% | Added | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 232,746 | $15.7M | 0.1% | +232,746 | New | – |
| RTXRTX Corp | Stock | 183,334 | $15.8M | 0.1% | +18,396+11.2% | Added | History |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 192,630 | $15.8M | 0.1% | +12,737+7.1% | Added | – |
| EPDEnterprise Products Partners L.P. | Stock | 733,202 | $15.9M | 0.1% | +119,056+19.4% | Added | History |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 527,959 | $16.1M | 0.1% | +36,176+7.4% | Added | – |
| AMGNAmgen Inc | Stock | 77,067 | $16.4M | 0.1% | +18,157+30.8% | Added | History |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 91,918 | $16.8M | 0.1% | −2,668−2.8% | Reduced | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 154,312 | $17.0M | 0.1% | +67,460+77.7% | Added | – |
| ORCLOracle Corp | Stock | 199,814 | $17.4M | 0.1% | +11,852+6.3% | Added | History |
| NSCNorfolk Southern Corp | Stock | 73,111 | $17.5M | 0.1% | +41,235+129.4% | Added | History |
| MPCMarathon Petroleum Corp | Stock | 285,584 | $17.7M | 0.1% | +19,367+7.3% | Added | History |
| KOCoca Cola Co | Stock | 337,996 | $17.7M | 0.1% | +16,603+5.2% | Added | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 388,942 | $17.8M | 0.1% | +236,873+155.8% | Added | – |
| iShares Tr464288570 | ESG MSCI KLD ETF | 214,136 | $17.8M | 0.1% | +2,580+1.2% | Added | – |
| ROKRockwell Automation, Inc | Stock | 61,917 | $18.2M | 0.1% | +2,475+4.2% | Added | History |
| iShares Inc464286533 | MSCI EMERG MRKT | 302,780 | $19.0M | 0.1% | −287−0.1% | Reduced | – |
| KSUKansas City Southern | COM NEW | 70,396 | $19.1M | 0.1% | −2,047−2.8% | Reduced | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 323,032 | $19.4M | 0.1% | +118,065+57.6% | Added | – |
| iShares Inc464286525 | MSCI GBL MIN VOL | 189,461 | $19.5M | 0.1% | −10,830−5.4% | Reduced | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 175,275 | $19.6M | 0.1% | +21,671+14.1% | Added | – |
| NTAPNetApp, Inc. | Stock | 219,680 | $19.7M | 0.1% | +11,757+5.7% | Added | History |
| SNOWSnowflake Inc. | Stock | 65,605 | $19.8M | 0.1% | +4,157+6.8% | Added | History |
| JCIJohnson Controls International plc | Stock | 292,913 | $19.9M | 0.1% | +269,325+1,141.8% | Added | History |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 474,818 | $20.2M | 0.1% | +67,171+16.5% | Added | – |
| MDLZMondelez International, Inc. | Stock | 347,367 | $20.2M | 0.1% | +49,091+16.5% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 198,880 | $20.6M | 0.1% | +41,897+26.7% | Added | – |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 141,038 | $20.6M | 0.1% | +10,292+7.9% | Added | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 129,792 | $20.8M | 0.1% | +60,901+88.4% | Added | – |
| INTUIntuit Inc. | Stock | 38,694 | $20.9M | 0.1% | −2,612−6.3% | Reduced | History |
| EWEdwards Lifesciences Corp | Stock | 186,863 | $21.2M | 0.1% | +22,248+13.5% | Added | History |
Sold out since Q2 2021 (43)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Lydall Inc550819106 | COM | 45,821 | $2.77M | <0.1% | – |
| MRNAModerna, Inc. | Stock | 11,176 | $2.63M | <0.1% | History |
| WALWestern Alliance Bancorporation | COM | 18,446 | $1.71M | <0.1% | History |
| EXRExtra Space Storage Inc. | COM | 10,347 | $1.70M | <0.1% | History |
| VMRKVivmark Residential | SH BEN INT | 17,452 | $1.34M | <0.1% | History |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 23,093 | $1.32M | <0.1% | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 10,840 | $1.25M | <0.1% | – |
| WTRGEssential Utilities, Inc. | COM | 26,818 | $1.23M | <0.1% | History |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 24,266 | $1.18M | <0.1% | – |
| ASRTAssertio Holdings, Inc. | COM NEW | 701,402 | $1.09M | <0.1% | History |
| SHLXShell Midstream Partners, L.P. | UNIT LTD INT | 38,662 | $571.0K | <0.1% | History |
| AESAES Corp | Stock | 18,646 | $486.0K | <0.1% | History |
| DNBDun & Bradstreet Holdings, Inc. | COM | 22,486 | $481.0K | <0.1% | History |
| FNFFidelity National Financial, Inc. | COM SHS | 10,843 | $471.0K | <0.1% | History |
| PQ Group Hldgs Inc73943T103 | COM | 30,436 | $467.0K | <0.1% | – |
| ProShares Tr74347X815 | ULTRA MDCAP400 | 14,500 | $449.0K | <0.1% | – |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 63,905 | $435.0K | <0.1% | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 11,466 | $427.0K | <0.1% | – |
| SGISomnigroup International Inc. | COM | 10,795 | $423.0K | <0.1% | History |
| CTRACoterra Energy Inc. | Stock | 24,025 | $419.0K | <0.1% | History |
| VanEck ETF Trust92189F536 | LONG MUNI ETF | 18,838 | $413.0K | <0.1% | – |
| AXTAAxalta Coating Systems Ltd. | COM | 13,480 | $411.0K | <0.1% | History |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 10,180 | $382.0K | <0.1% | – |
| CGCCanopy Growth Corp | COM | 14,764 | $357.0K | <0.1% | History |
| BP Prudhoe Bay Rty Tr055630107 | UNIT BEN INT | 69,235 | $353.0K | <0.1% | – |
| WPRTWestport Fuel Systems Inc. | COM NEW | 63,966 | $340.0K | <0.1% | History |
| NOVNOV Inc. | COM | 22,106 | $339.0K | <0.1% | History |
| ZNGAZynga Inc | CL A | 31,675 | $337.0K | <0.1% | History |
| FLYYSpirit Aviation Holdings, Inc. | COM | 10,619 | $323.0K | <0.1% | History |
| BP Midstream Partners LP0556EL109 | UNIT LTD PTNR | 21,622 | $313.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 15,226 | $306.0K | <0.1% | – |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 37,136 | $293.0K | <0.1% | – |
| YEXTYext, Inc. | COM | 19,298 | $276.0K | <0.1% | History |
| MNDTMandiant, Inc. | COM | 12,494 | $253.0K | <0.1% | History |
| WENWendy's Co | Stock | 10,392 | $243.0K | <0.1% | History |
| PHUNPhunware, Inc. | COM | 173,928 | $242.0K | <0.1% | History |
| Yamana Gold Inc98462Y100 | COM | 57,412 | $242.0K | <0.1% | – |
| BKDBrookdale Senior Living Inc. | COM | 29,365 | $232.0K | <0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 14,953 | $222.0K | <0.1% | – |
| HIMXHimax Technologies, Inc. | SPONSORED ADR | 12,901 | $215.0K | <0.1% | History |
| CXCemex SAB de CV | SPON ADR NEW | 25,152 | $211.0K | <0.1% | History |
| NUVNuveen Municipal Value Fund Inc | COM | 17,764 | $205.0K | <0.1% | History |
| SVRASavara Inc | COM | 119,489 | $203.0K | <0.1% | History |