Skip to main content
Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
989
+78 vs. Q2 2021
Portfolio value
$19.2B
+$3.04B (+18.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Mariner, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
HCAHCA Healthcare, Inc.COM10,052$2.44M<0.1%+10,052NewHistory
WRKWestRock CoCOM48,985$2.44M<0.1%−2,496−4.8%ReducedHistory
EXCExelon CorpStock50,685$2.45M<0.1%+11,339+28.8%AddedHistory
WisdomTree Tr97717W208US HIGH DIVIDEND32,005$2.46M<0.1%−396−1.2%Reduced–
Schwab Fundamental U.S. Small Company ETF808524763ETF47,147$2.48M<0.1%+11,256+31.4%Added–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI104,019$2.49M<0.1%−4,068−3.8%Reduced–
AEPAmerican Electric Power Co IncStock30,917$2.51M<0.1%+4,131+15.4%AddedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF49,046$2.51M<0.1%−6,847−12.3%Reduced–
VFCV F CorpStock37,548$2.52M<0.1%+1,604+4.5%AddedHistory
NEONeogenomics IncCOM NEW52,165$2.52M<0.1%+351+0.7%AddedHistory
NOVASunnova Energy International Inc.COM76,731$2.53M<0.1%+75+0.1%AddedHistory
DALDelta Air Lines, Inc.COM NEW59,727$2.54M<0.1%+479+0.8%AddedHistory
SLViShares Silver TrustETF124,278$2.55M<0.1%+48,121+63.2%AddedHistory
HPQHP IncStock93,727$2.56M<0.1%+9,528+11.3%AddedHistory
ADIAnalog Devices IncStock15,333$2.57M<0.1%+3,373+28.2%AddedHistory
EOGEOG Resources IncStock32,566$2.61M<0.1%+14,116+76.5%AddedHistory
NUENucor CorpCOM26,553$2.62M<0.1%+1,316+5.2%AddedHistory
CAGConagra Brands Inc.Stock77,429$2.62M<0.1%+8,565+12.4%AddedHistory
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX13,109$2.62M<0.1%+13,109New–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF38,367$2.64M<0.1%−2,628−6.4%Reduced–
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI152,401$2.68M<0.1%+50,160+49.1%Added–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF55,586$2.69M<0.1%−496−0.9%Reduced–
OGEOGE Energy Corp.COM81,921$2.70M<0.1%+4,719+6.1%AddedHistory
SNASnap-on IncCOM13,024$2.72M<0.1%−69−0.5%ReducedHistory
PBProsperity Bancshares IncCOM38,853$2.76M<0.1%−127−0.3%ReducedHistory
AZNAstraZeneca PLCSPONSORED ADR46,357$2.78M<0.1%+10,255+28.4%AddedHistory
ALLAllstate CorpStock21,934$2.79M<0.1%+986+4.7%AddedHistory
GLWCorning IncCOM77,320$2.82M<0.1%+26,367+51.7%AddedHistory
iShares Tr464287556ISHARES BIOTECH17,486$2.83M<0.1%+363+2.1%Added–
TSCOTractor Supply CoCOM14,048$2.85M<0.1%+662+4.9%AddedHistory
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL41,748$2.87M<0.1%+5,668+15.7%Added–
PRUPrudential Financial IncStock27,334$2.88M<0.1%+8,617+46.0%AddedHistory
OHIOmega Healthcare Investors IncCOM96,242$2.88M<0.1%+6,372+7.1%AddedHistory
COFCapital One Financial CorpStock17,878$2.90M<0.1%+3,292+22.6%AddedHistory
PPGPPG Industries IncStock20,273$2.90M<0.1%+6,165+43.7%AddedHistory
KNXKnight-Swift Transportation Holdings Inc.CL A56,749$2.90M<0.1%−3,873−6.4%ReducedHistory
DDDuPont de Nemours, Inc.COM43,386$2.95M<0.1%+3,703+9.3%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM195,518$2.97M<0.1%+167,018+586.0%AddedHistory
BHPBHP Group LtdADR57,270$3.06M<0.1%−5,930−9.4%ReducedHistory
SAFMSanderson Farms IncCOM16,388$3.08M<0.1%+1,911+13.2%AddedHistory
iShares Tr46435G755IBONDS DEC2022118,052$3.09M<0.1%−54,081−31.4%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF23,621$3.11M<0.1%−248−1.0%Reduced–
iShares Tr46435G789IBONDS DEC2021122,080$3.12M<0.1%−51,552−29.7%Reduced–
SPLKSplunk IncCOM21,832$3.16M<0.1%+3,049+16.2%AddedHistory
HIWHighwoods Properties, Inc.COM74,711$3.28M<0.1%−3,309−4.2%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM69,744$3.28M<0.1%+4,468+6.8%AddedHistory
Schwab US Tips ETF808524870ETF52,616$3.29M<0.1%+18,559+54.5%Added–
DDominion Energy, IncStock45,416$3.32M<0.1%+7,741+20.5%AddedHistory
EQCEQC Liquidating TrustCOM SH BEN INT128,331$3.33M<0.1%+8,656+7.2%AddedHistory
GFLGFL Environmental Inc.SUB VTG SHS90,000$3.34M<0.1%00.0%UnchangedHistory
RIORio Tinto PLCADR50,354$3.37M<0.1%+5,360+11.9%AddedHistory
XYZBlock, Inc.CL A14,089$3.38M<0.1%−4,510−24.2%ReducedHistory
DFSDiscover Financial ServicesCOM27,622$3.39M<0.1%+1,540+5.9%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN355,187$3.40M<0.1%+1,621+0.5%AddedHistory
VLOValero Energy CorpStock48,230$3.40M<0.1%+12,346+34.4%AddedHistory
AJGArthur J. Gallagher & Co.COM23,028$3.42M<0.1%+3,306+16.8%AddedHistory
MSIMotorola Solutions, Inc.Stock14,771$3.43M<0.1%−74−0.5%ReducedHistory
CBSHCommerce Bancshares IncStock49,671$3.46M<0.1%−5,644−10.2%ReducedHistory
KMIKinder Morgan, Inc.Stock209,653$3.51M<0.1%+73,352+53.8%AddedHistory
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF44,035$3.52M<0.1%+26,674+153.6%Added–
CICigna GroupStock17,630$3.53M<0.1%+1,859+11.8%AddedHistory
GLDMWorld Gold TrustSPDR GLD MINIS203,031$3.54M<0.1%+11,315+5.9%AddedHistory
WPCW. P. Carey Inc.COM49,218$3.60M<0.1%+36,960+301.5%AddedHistory
AONAon plcCL A12,621$3.61M<0.1%+61+0.5%AddedHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW41,612$3.62M<0.1%+944+2.3%AddedHistory
YUMYum Brands IncStock29,671$3.63M<0.1%+1,653+5.9%AddedHistory
SPDR Series Trust78464A201ST STR SP600GRWO41,666$3.63M<0.1%−1,756−4.0%Reduced–
HBIHanesbrands Inc.COM213,179$3.66M<0.1%+6,876+3.3%AddedHistory
PIIPolaris Inc.Stock30,576$3.66M<0.1%+90+0.3%AddedHistory
ADEAAdeia Inc.COM195,742$3.69M<0.1%−751−0.4%ReducedHistory
PEGPublic Service Enterprise Group IncCOM61,179$3.73M<0.1%+25,008+69.1%AddedHistory
ATRAptargroup, Inc.Stock31,299$3.74M<0.1%+2,771+9.7%AddedHistory
AMPAmeriprise Financial IncCOM14,240$3.76M<0.1%−1,475−9.4%ReducedHistory
ABNBAirbnb, Inc.Stock22,456$3.77M<0.1%+1,441+6.9%AddedHistory
DOWDow Inc.Stock65,728$3.78M<0.1%+9,577+17.1%AddedHistory
KEYSKeysight Technologies, Inc.Stock23,116$3.80M<0.1%−1,218−5.0%ReducedHistory
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF57,497$3.81M<0.1%−5,141−8.2%Reduced–
DVNDevon Energy CorpStock107,455$3.82M<0.1%+12,152+12.8%AddedHistory
ICUIIcu Medical IncCOM16,362$3.82M<0.1%+2,925+21.8%AddedHistory
iShares Tr464288513IBOXX HI YD ETF43,724$3.83M<0.1%+20,411+87.6%Added–
BIIBBiogen Inc.COM13,533$3.83M<0.1%+2,074+18.1%AddedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF32,562$3.86M<0.1%−2,161−6.2%Reduced–
iShares Tr46434VBG4IBONDS DEC24 ETF147,509$3.88M<0.1%−404−0.3%Reduced–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL64,047$3.90M<0.1%−105−0.2%Reduced–
Schwab U.S. REIT ETF808524847ETF85,502$3.91M<0.1%+31,493+58.3%Added–
Invesco Exch Traded FD Tr II46138G508SR LN ETF176,866$3.91M<0.1%−5,902−3.2%Reduced–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF61,133$3.91M<0.1%+15,521+34.0%Added–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF21,934$3.94M<0.1%+3,172+16.9%Added–
ENBEnbridge IncStock99,480$3.96M<0.1%+55,899+128.3%AddedHistory
CMICummins IncStock17,753$3.99M<0.1%−232−1.3%ReducedHistory
DEODiageo PLCSPON ADR NEW20,708$4.00M<0.1%−1,200−5.5%ReducedHistory
LINLinde PLCSHS13,681$4.01M<0.1%+1,687+14.1%AddedHistory
MGPIMGP Ingredients IncCOM61,711$4.02M<0.1%+4,206+7.3%AddedHistory
EXASExact Sciences CorpCOM42,676$4.07M<0.1%+16,537+63.3%AddedHistory
FFord Motor CoStock309,881$4.10M<0.1%+125,685+68.2%AddedHistory
Fidelity MSCI Health Care Index ETF316092600ETF64,441$4.11M<0.1%+5,270+8.9%Added–
DHIHorton D R IncCOM49,310$4.14M<0.1%+4,619+10.3%AddedHistory
STZConstellation Brands, Inc.Stock19,674$4.14M<0.1%+7,637+63.4%AddedHistory
DBCInvesco DB Commodity Index Tracking FundUNIT205,659$4.15M<0.1%+19,994+10.8%AddedHistory
iShares Tr464287770U.S. FIN SVC ETF22,296$4.20M<0.1%+22,296New–

Sold out since Q2 2021 (43)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Mariner, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Lydall Inc550819106COM45,821$2.77M<0.1%–
MRNAModerna, Inc.Stock11,176$2.63M<0.1%History
WALWestern Alliance BancorporationCOM18,446$1.71M<0.1%History
EXRExtra Space Storage Inc.COM10,347$1.70M<0.1%History
VMRKVivmark ResidentialSH BEN INT17,452$1.34M<0.1%History
First Tr Exch Traded FD III33739N108MANAGD MUN ETF23,093$1.32M<0.1%–
iShares Tr4642874407-10 YR TRSY BD10,840$1.25M<0.1%–
WTRGEssential Utilities, Inc.COM26,818$1.23M<0.1%History
Invesco S&P 500 Quality ETF46137V241ETF24,266$1.18M<0.1%–
ASRTAssertio Holdings, Inc.COM NEW701,402$1.09M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT38,662$571.0K<0.1%History
AESAES CorpStock18,646$486.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM22,486$481.0K<0.1%History
FNFFidelity National Financial, Inc.COM SHS10,843$471.0K<0.1%History
PQ Group Hldgs Inc73943T103COM30,436$467.0K<0.1%–
ProShares Tr74347X815ULTRA MDCAP40014,500$449.0K<0.1%–
EVFEaton Vance Senior Income TrustSH BEN INT63,905$435.0K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS11,466$427.0K<0.1%–
SGISomnigroup International Inc.COM10,795$423.0K<0.1%History
CTRACoterra Energy Inc.Stock24,025$419.0K<0.1%History
VanEck ETF Trust92189F536LONG MUNI ETF18,838$413.0K<0.1%–
AXTAAxalta Coating Systems Ltd.COM13,480$411.0K<0.1%History
DBX ETF Tr233051200XTRACK MSCI EAFE10,180$382.0K<0.1%–
CGCCanopy Growth CorpCOM14,764$357.0K<0.1%History
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT69,235$353.0K<0.1%–
WPRTWestport Fuel Systems Inc.COM NEW63,966$340.0K<0.1%History
NOVNOV Inc.COM22,106$339.0K<0.1%History
ZNGAZynga IncCL A31,675$337.0K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM10,619$323.0K<0.1%History
BP Midstream Partners LP0556EL109UNIT LTD PTNR21,622$313.0K<0.1%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD15,226$306.0K<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock37,136$293.0K<0.1%–
YEXTYext, Inc.COM19,298$276.0K<0.1%History
MNDTMandiant, Inc.COM12,494$253.0K<0.1%History
WENWendy's CoStock10,392$243.0K<0.1%History
PHUNPhunware, Inc.COM173,928$242.0K<0.1%History
Yamana Gold Inc98462Y100COM57,412$242.0K<0.1%–
BKDBrookdale Senior Living Inc.COM29,365$232.0K<0.1%History
Tortoise Essential Assets IN89148A103COM SH BEN INT14,953$222.0K<0.1%–
HIMXHimax Technologies, Inc.SPONSORED ADR12,901$215.0K<0.1%History
CXCemex SAB de CVSPON ADR NEW25,152$211.0K<0.1%History
NUVNuveen Municipal Value Fund IncCOM17,764$205.0K<0.1%History
SVRASavara IncCOM119,489$203.0K<0.1%History