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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
989
+78 vs. Q2 2021
Portfolio value
$19.2B
+$3.04B (+18.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Mariner, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NWBINorthwest Bancshares, Inc.COM119,038$1.58M<0.1%+100+0.1%AddedHistory
GGGGraco IncCOM22,635$1.58M<0.1%−3,179−12.3%ReducedHistory
IRIngersoll Rand Inc.COM31,712$1.60M<0.1%+670+2.2%AddedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF30,078$1.60M<0.1%−997−3.2%Reduced–
Barrick Gold Corp067901108COM88,957$1.61M<0.1%+14,367+19.3%Added–
SPDR Index Shs FDS78463X848ST STR ACWI ETF55,460$1.61M<0.1%+6,735+13.8%Added–
SPDR Series Trust78468R622ST BLOO HIGH ETF14,744$1.61M<0.1%+1,348+10.1%Added–
CSGPCostar Group, Inc.COM18,764$1.61M<0.1%+707+3.9%AddedHistory
Royal Dutch Shell PLC780259206SPONS ADR A36,324$1.62M<0.1%+2,103+6.1%Added–
KRKroger CoStock40,127$1.62M<0.1%+11,178+38.6%AddedHistory
MRVLMarvell Technology, Inc.COM26,920$1.62M<0.1%+1,017+3.9%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF12,178$1.63M<0.1%+1,156+10.5%Added–
ESEversource EnergyStock19,996$1.64M<0.1%+1,209+6.4%AddedHistory
RBNCReliant Bancorp, Inc.COM51,853$1.64M<0.1%+258+0.5%AddedHistory
ATVIActivision Blizzard, Inc.COM21,180$1.64M<0.1%−6,215−22.7%ReducedHistory
IBNIcici Bank LtdADR87,154$1.65M<0.1%+3,800+4.6%AddedHistory
KKRKKR & Co. Inc.COM27,048$1.65M<0.1%+14,349+113.0%AddedHistory
Fidelity Merrimack STR Tr316188309TOTAL BD ETF31,639$1.68M<0.1%−1,532−4.6%Reduced–
iShares Tr464288869MICRO-CAP ETF11,710$1.69M<0.1%+11,710New–
FMCFMC CorpCOM NEW18,569$1.70M<0.1%−240−1.3%ReducedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF17,405$1.70M<0.1%+2,760+18.8%Added–
JJacobs Solutions Inc.COM13,066$1.73M<0.1%+1,571+13.7%AddedHistory
EPREpr PropertiesCOM SH BEN INT35,724$1.76M<0.1%−1,562−4.2%ReducedHistory
KHCKraft Heinz CoStock48,104$1.77M<0.1%+6,671+16.1%AddedHistory
CNQCanadian Natural Resources LtdCOM48,512$1.77M<0.1%+664+1.4%AddedHistory
EDConsolidated Edison IncStock24,439$1.77M<0.1%+3,581+17.2%AddedHistory
SLBSLB LimitedStock59,934$1.78M<0.1%+11,302+23.2%AddedHistory
WELLWelltower Inc.REIT21,617$1.78M<0.1%+2,415+12.6%AddedHistory
CALMCal-Maine Foods IncCOM NEW49,257$1.78M<0.1%+2,030+4.3%AddedHistory
SJMJ M SMUCKER CoStock15,023$1.80M<0.1%−793−5.0%ReducedHistory
GMDAGamida Cell Ltd.SHS464,447$1.82M<0.1%+103,666+28.7%AddedHistory
XLNXXilinx IncCOM12,203$1.84M<0.1%−811−6.2%ReducedHistory
Schwab Fundamental Emerging Markets Equity ETF808524730ETF57,467$1.85M<0.1%+23,183+67.6%Added–
Dimensional U.S. Targeted Value ETF25434V609ETF42,495$1.89M<0.1%−6,206−12.7%Reduced–
MROMarathon Oil CorpCOM138,475$1.89M<0.1%−1,121−0.8%ReducedHistory
OTISOtis Worldwide CorpStock23,106$1.90M<0.1%+6,545+39.5%AddedHistory
CTVACorteva, Inc.Stock45,221$1.90M<0.1%+6,193+15.9%AddedHistory
ARK Innovation ETF00214Q104ETF17,223$1.90M<0.1%+2,246+15.0%Added–
AIGAmerican International Group, Inc.Stock34,782$1.91M<0.1%+1,336+4.0%AddedHistory
VIRTVirtu Financial, Inc.CL A78,363$1.91M<0.1%+604+0.8%AddedHistory
EVBGEverbridge, Inc.COM12,718$1.92M<0.1%−934−6.8%ReducedHistory
TRGPTarga Resources Corp.COM39,478$1.94M<0.1%+2,488+6.7%AddedHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF38,321$1.96M<0.1%+10,994+40.2%Added–
ENTGEntegris IncCOM15,541$1.96M<0.1%+317+2.1%AddedHistory
MHOM/I Homes, Inc.COM33,911$1.96M<0.1%+22+0.1%AddedHistory
CIVBCivista Bancshares, Inc.COM NO PAR84,593$1.97M<0.1%+321+0.4%AddedHistory
STAAStaar Surgical CoCOM PAR $0.0115,290$1.97M<0.1%+15,290NewHistory
SWKStanley Black & Decker, Inc.COM11,260$1.97M<0.1%+182+1.6%AddedHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT94,857$1.99M<0.1%−1,104−1.2%ReducedHistory
Royal Dutch Shell PLC780259107SPON ADR B44,917$1.99M<0.1%+1,704+3.9%Added–
GSKGSK plcSPONSORED ADR52,199$2.00M<0.1%+7,976+18.0%AddedHistory
NTLAIntellia Therapeutics, Inc.COM14,947$2.00M<0.1%−38−0.3%ReducedHistory
Vanguard Industrials ETF92204A603ETF10,700$2.01M<0.1%+100+0.9%Added–
HDBHDFC Bank LtdSPONSORED ADS27,501$2.01M<0.1%+5,873+27.2%AddedHistory
iShares Tr464287721U.S. TECH ETF19,862$2.01M<0.1%+10+0.1%Added–
AFLAflac IncStock38,748$2.02M<0.1%+2,513+6.9%AddedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX22,906$2.02M<0.1%+4,149+22.1%Added–
BF.BBrown Forman CorpStock30,260$2.03M<0.1%−4,036−11.8%ReducedHistory
RPMRPM International IncCOM26,180$2.03M<0.1%−1,518−5.5%ReducedHistory
EBAYeBay IncCOM29,307$2.04M<0.1%+722+2.5%AddedHistory
iShares U.S. Medical Devices ETF464288810ETF32,999$2.07M<0.1%+32,999New–
TXG10x Genomics, Inc.CL A COM14,243$2.07M<0.1%−924−6.1%ReducedHistory
IFFInternational Flavors & Fragrances IncCOM15,546$2.08M<0.1%+1,182+8.2%AddedHistory
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF66,609$2.08M<0.1%+23,193+53.4%Added–
CCLCarnival Corp Ltd.UNIT 99/99/999983,535$2.09M<0.1%+36,323+76.9%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF40,539$2.11M<0.1%−2,954−6.8%Reduced–
CORCencora, Inc.Stock17,814$2.13M<0.1%+801+4.7%AddedHistory
ALCAlcon IncStock26,568$2.14M<0.1%+2,629+11.0%AddedHistory
NADNuveen Quality Municipal Income FundCOM138,913$2.17M<0.1%+108,420+355.6%AddedHistory
DKNGDraftKings Inc.COM CL A45,192$2.18M<0.1%+2,219+5.2%AddedHistory
EAElectronic Arts Inc.COM15,308$2.18M<0.1%00.0%UnchangedHistory
WKWorkiva IncCOM CL A15,809$2.23M<0.1%−1,144−6.7%ReducedHistory
GPCGenuine Parts CoStock18,481$2.24M<0.1%+412+2.3%AddedHistory
JKHYJack Henry & Associates IncStock13,668$2.24M<0.1%+13+0.1%AddedHistory
PIMCO ETF Tr72201R817INV GRD CRP BD19,765$2.25M<0.1%−488−2.4%Reduced–
RYRoyal Bank of CanadaStock22,592$2.25M<0.1%+3,622+19.1%AddedHistory
TDToronto Dominion BankStock34,049$2.25M<0.1%−2,453−6.7%ReducedHistory
HTOH2O AmericaCOM34,087$2.25M<0.1%+2,303+7.2%AddedHistory
LNGCheniere Energy, Inc.COM NEW23,097$2.26M<0.1%+3,914+20.4%AddedHistory
iShares Core S&P U.S. Growth ETF464287671ETF22,167$2.27M<0.1%+2,715+14.0%Added–
PGRProgressive CorpStock25,177$2.28M<0.1%+7,257+40.5%AddedHistory
SPDR Ser Tr78468R648S&P KENSHO NEW37,428$2.28M<0.1%+37,428New–
GPNGlobal Payments IncStock14,547$2.29M<0.1%+59+0.4%AddedHistory
XELXcel Energy IncStock36,719$2.29M<0.1%−399−1.1%ReducedHistory
LEGLeggett & Platt IncStock51,708$2.32M<0.1%−382−0.7%ReducedHistory
SPGSimon Property Group Inc.REIT17,859$2.32M<0.1%+1,654+10.2%AddedHistory
CTSHCognizant Technology Solutions CorpCL A31,400$2.33M<0.1%+4,084+15.0%AddedHistory
CNCCentene CorpStock37,574$2.34M<0.1%+3,011+8.7%AddedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF43,013$2.35M<0.1%+5,233+13.9%Added–
AWKAmerican Water Works Company, Inc.Stock13,953$2.36M<0.1%−276−1.9%ReducedHistory
WYWeyerhaeuser CoCOM NEW66,319$2.36M<0.1%+28,391+74.9%AddedHistory
CASYCaseys General Stores IncCOM12,544$2.36M<0.1%−292−2.3%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock14,417$2.38M<0.1%+1,085+8.1%AddedHistory
ORealty Income CorpREIT36,708$2.38M<0.1%+4,734+14.8%AddedHistory
CHKPCheck Point Software Technologies LtdORD21,090$2.38M<0.1%+1,354+6.9%AddedHistory
ADMArcher-Daniels-Midland CoStock39,766$2.39M<0.1%+1,367+3.6%AddedHistory
OCFCOceanfirst Financial CorpCOM112,218$2.40M<0.1%+112,218NewHistory
FNDFloor & Decor Holdings, Inc.CL A19,916$2.41M<0.1%+19,916NewHistory
ProShares Tr74347X831ULTRAPRO QQQ19,354$2.41M<0.1%−493−2.5%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF47,771$2.42M<0.1%+10,958+29.8%Added–

Sold out since Q2 2021 (43)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Mariner, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Lydall Inc550819106COM45,821$2.77M<0.1%–
MRNAModerna, Inc.Stock11,176$2.63M<0.1%History
WALWestern Alliance BancorporationCOM18,446$1.71M<0.1%History
EXRExtra Space Storage Inc.COM10,347$1.70M<0.1%History
VMRKVivmark ResidentialSH BEN INT17,452$1.34M<0.1%History
First Tr Exch Traded FD III33739N108MANAGD MUN ETF23,093$1.32M<0.1%–
iShares Tr4642874407-10 YR TRSY BD10,840$1.25M<0.1%–
WTRGEssential Utilities, Inc.COM26,818$1.23M<0.1%History
Invesco S&P 500 Quality ETF46137V241ETF24,266$1.18M<0.1%–
ASRTAssertio Holdings, Inc.COM NEW701,402$1.09M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT38,662$571.0K<0.1%History
AESAES CorpStock18,646$486.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM22,486$481.0K<0.1%History
FNFFidelity National Financial, Inc.COM SHS10,843$471.0K<0.1%History
PQ Group Hldgs Inc73943T103COM30,436$467.0K<0.1%–
ProShares Tr74347X815ULTRA MDCAP40014,500$449.0K<0.1%–
EVFEaton Vance Senior Income TrustSH BEN INT63,905$435.0K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS11,466$427.0K<0.1%–
SGISomnigroup International Inc.COM10,795$423.0K<0.1%History
CTRACoterra Energy Inc.Stock24,025$419.0K<0.1%History
VanEck ETF Trust92189F536LONG MUNI ETF18,838$413.0K<0.1%–
AXTAAxalta Coating Systems Ltd.COM13,480$411.0K<0.1%History
DBX ETF Tr233051200XTRACK MSCI EAFE10,180$382.0K<0.1%–
CGCCanopy Growth CorpCOM14,764$357.0K<0.1%History
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT69,235$353.0K<0.1%–
WPRTWestport Fuel Systems Inc.COM NEW63,966$340.0K<0.1%History
NOVNOV Inc.COM22,106$339.0K<0.1%History
ZNGAZynga IncCL A31,675$337.0K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM10,619$323.0K<0.1%History
BP Midstream Partners LP0556EL109UNIT LTD PTNR21,622$313.0K<0.1%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD15,226$306.0K<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock37,136$293.0K<0.1%–
YEXTYext, Inc.COM19,298$276.0K<0.1%History
MNDTMandiant, Inc.COM12,494$253.0K<0.1%History
WENWendy's CoStock10,392$243.0K<0.1%History
PHUNPhunware, Inc.COM173,928$242.0K<0.1%History
Yamana Gold Inc98462Y100COM57,412$242.0K<0.1%–
BKDBrookdale Senior Living Inc.COM29,365$232.0K<0.1%History
Tortoise Essential Assets IN89148A103COM SH BEN INT14,953$222.0K<0.1%–
HIMXHimax Technologies, Inc.SPONSORED ADR12,901$215.0K<0.1%History
CXCemex SAB de CVSPON ADR NEW25,152$211.0K<0.1%History
NUVNuveen Municipal Value Fund IncCOM17,764$205.0K<0.1%History
SVRASavara IncCOM119,489$203.0K<0.1%History