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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
989
+78 vs. Q2 2021
Portfolio value
$19.2B
+$3.04B (+18.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Mariner, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Arrival GroupL0423Q108SHS51,795$681.0K<0.1%+20,100+63.4%Added–
Schwab Intermediate-Term US Treasury ETF808524854ETF12,025$682.0K<0.1%+12,025New–
iShares Tr464288117INTL TREA BD ETF13,272$682.0K<0.1%+13,272New–
VTRVentas, Inc.REIT12,446$687.0K<0.1%+1,811+17.0%AddedHistory
Fidelity Covington Trust316092873MSCI COMMNTN SVC12,890$688.0K<0.1%−1,678−11.5%Reduced–
UALUnited Airlines Holdings, Inc.COM14,482$689.0K<0.1%+1,213+9.1%AddedHistory
COLDAmericold Realty TrustCOM24,165$702.0K<0.1%+3,140+14.9%AddedHistory
PFGPrincipal Financial Group IncCOM10,977$707.0K<0.1%+711+6.9%AddedHistory
PPLPPL CorpCOM25,460$710.0K<0.1%+5,485+27.5%AddedHistory
ESIElement Solutions IncCOM32,860$712.0K<0.1%+4,105+14.3%AddedHistory
CORRCorEnergy Infrastructure Trust, Inc.COM NEW161,003$713.0K<0.1%−12,076−7.0%ReducedHistory
SJISouth Jersey Industries IncCOM33,724$717.0K<0.1%+33,724NewHistory
LUMNLumen Technologies, Inc.Stock57,947$718.0K<0.1%+7,061+13.9%AddedHistory
VOYAVoya Financial, Inc.COM11,774$723.0K<0.1%+193+1.7%AddedHistory
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE12,707$725.0K<0.1%+542+4.5%Added–
UDRUDR, Inc.COM13,688$725.0K<0.1%−566−4.0%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF24,820$731.0K<0.1%+4,105+19.8%Added–
iShares Tr46434V803HDG MSCI EAFE21,403$736.0K<0.1%+21,403New–
iShares U S ETF Tr46431W507SHOR DURA BD ETF14,692$737.0K<0.1%00.0%Unchanged–
EQNREquinor ASASPONSORED ADR29,122$743.0K<0.1%+1,400+5.1%AddedHistory
DNPDNP Select Income Fund IncCOM69,932$745.0K<0.1%+16,358+30.5%AddedHistory
ACHCAcadia Healthcare Company, Inc.COM11,707$747.0K<0.1%−16−0.1%ReducedHistory
iShares Tr464288323NEW YORK MUN ETF12,967$750.0K<0.1%00.0%Unchanged–
HPHelmerich & Payne, Inc.COM27,417$751.0K<0.1%+236+0.9%AddedHistory
GBCIGlacier Bancorp, Inc.COM13,601$753.0K<0.1%−959−6.6%ReducedHistory
CTLPCantaloupe, Inc.COM70,174$756.0K<0.1%+60.0%AddedHistory
Managed Portfolio Series56167N753ECOFIN GBL WATER16,776$763.0K<0.1%00.0%Unchanged–
CPCanadian Pacific Kansas City LtdCOM11,809$768.0K<0.1%+11,809NewHistory
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS16,502$773.0K<0.1%+73+0.4%Added–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM48,657$778.0K<0.1%00.0%UnchangedHistory
Global X FDS37954Y475S&P 500 COVERED16,055$779.0K<0.1%00.0%Unchanged–
WDCWestern Digital CorpCOM13,827$780.0K<0.1%−403−2.8%ReducedHistory
FULFuller H B CoStock12,162$785.0K<0.1%−705−5.5%ReducedHistory
OPENOpendoor Technologies Inc.COM38,298$786.0K<0.1%−471−1.2%ReducedHistory
KKellanovaStock12,331$788.0K<0.1%−1,240−9.1%ReducedHistory
Fidelity Covington Trust316092790QLTY FCTOR ETF15,862$789.0K<0.1%+70.0%Added–
BF.ABrown Forman CorpCL A12,590$789.0K<0.1%+39+0.3%AddedHistory
Direxion Shs ETF Tr25460G831DAILY JR GLD MIN14,966$791.0K<0.1%−49−0.3%Reduced–
ARCCAres Capital CorpCEF39,217$797.0K<0.1%+20,696+111.7%AddedHistory
IRMIron Mountain IncCOM18,329$797.0K<0.1%+1,536+9.1%AddedHistory
HSICHenry Schein IncCOM10,547$803.0K<0.1%+239+2.3%AddedHistory
HBANHuntington Bancshares IncCOM51,979$804.0K<0.1%+2,696+5.5%AddedHistory
BKIBlack Knight, Inc.COM11,161$804.0K<0.1%+11,161NewHistory
AERAerCap Holdings N.V.SHS13,944$806.0K<0.1%−33−0.2%ReducedHistory
CFFNCapitol Federal Financial, Inc.COM70,932$815.0K<0.1%+7,589+12.0%AddedHistory
WRBBerkley W R CorpCOM11,163$817.0K<0.1%+383+3.6%AddedHistory
MMacy's, Inc.COM36,380$822.0K<0.1%+11,376+45.5%AddedHistory
iShares Tr46432FAZ0IBONDS MAR23 ETF30,644$826.0K<0.1%−731−2.3%Reduced–
IVZInvesco Ltd.Stock34,367$829.0K<0.1%+21,961+177.0%AddedHistory
LNCLincoln National CorpCOM12,062$829.0K<0.1%+897+8.0%AddedHistory
iShares Tr464288430ASIA 50 ETF10,637$832.0K<0.1%+597+5.9%Added–
TWTRTwitter, Inc.COM13,785$832.0K<0.1%+1,269+10.1%AddedHistory
HPEHewlett Packard Enterprise CoCOM58,666$836.0K<0.1%+3,969+7.3%AddedHistory
MGMMGM Resorts InternationalStock19,524$842.0K<0.1%−4,228−17.8%ReducedHistory
BJBJ's Wholesale Club Holdings, Inc.COM15,339$842.0K<0.1%+437+2.9%AddedHistory
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU21,395$857.0K<0.1%−2,745−11.4%Reduced–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF20,372$868.0K<0.1%+642+3.3%Added–
NRIXNurix Therapeutics, Inc.COM29,000$869.0K<0.1%+29,000NewHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF13,268$871.0K<0.1%+13,268New–
Global X Lithium & Battery Tech ETF37954Y855ETF10,727$879.0K<0.1%+10,727New–
PDCOPatterson Companies, Inc.COM29,252$882.0K<0.1%+3,701+14.5%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP26,485$883.0K<0.1%−332−1.2%Reduced–
ARK ETF Tr00214Q302GENOMIC REV ETF12,064$901.0K<0.1%−327−2.6%Reduced–
PTONPeloton Interactive, Inc.CL A COM10,376$903.0K<0.1%+10,376NewHistory
NOKNokia CorpSPONSORED ADR167,242$911.0K<0.1%+23,864+16.6%AddedHistory
LYFTLyft, Inc.CL A COM17,023$912.0K<0.1%+2,602+18.0%AddedHistory
ABEVAmbev S.A.SPONSORED ADR331,233$914.0K<0.1%+7,686+2.4%AddedHistory
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM33,477$919.0K<0.1%+333+1.0%AddedHistory
GRWGGrowGeneration Corp.COM37,411$923.0K<0.1%+6,619+21.5%AddedHistory
RHPRyman Hospitality Properties, Inc.COM11,044$924.0K<0.1%−388−3.4%ReducedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF18,837$930.0K<0.1%+3,130+19.9%Added–
U.S. Global Jets ETF26922A842ETF39,428$932.0K<0.1%−11,930−23.2%Reduced–
ENVEnvestnet, Inc.COM11,710$940.0K<0.1%−251−2.1%ReducedHistory
UTFCohen & Steers Infrastructure Fund IncCOM34,902$946.0K<0.1%+1,127+3.3%AddedHistory
JDJD.com, Inc.SPON ADS CL A13,118$948.0K<0.1%+524+4.2%AddedHistory
ATOAtmos Energy CorpCOM10,825$955.0K<0.1%+143+1.3%AddedHistory
HYLNHyliion Holdings Corp.COMMON STOCK114,759$964.0K<0.1%+279+0.2%AddedHistory
NIONIO Inc.ADR27,218$970.0K<0.1%+9,036+49.7%AddedHistory
PTENPatterson Uti Energy IncCOM107,898$971.0K<0.1%+230.0%AddedHistory
SNBRQSleep Number CorpCOM10,391$971.0K<0.1%−223−2.1%ReducedHistory
BMRNBiomarin Pharmaceutical IncCOM12,579$972.0K<0.1%−3,398−21.3%ReducedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR70,637$975.0K<0.1%−3,100−4.2%ReducedHistory
SNYSanofiSPONSORED ADR20,252$976.0K<0.1%+3,562+21.3%AddedHistory
IPGInterpublic Group of Companies, Inc.COM26,717$980.0K<0.1%+1,973+8.0%AddedHistory
NSNuStar Energy L.P.UNIT COM62,406$982.0K<0.1%−1,219−1.9%ReducedHistory
SPDR Series Trust78464A151SST SPDR BLOOMBE27,905$985.0K<0.1%+8,900+46.8%Added–
FANGDiamondback Energy, Inc.Stock10,457$990.0K<0.1%+153+1.5%AddedHistory
MNSTMonster Beverage CorpCOM11,184$993.0K<0.1%+842+8.1%AddedHistory
STLDSteel Dynamics IncCOM17,021$995.0K<0.1%−228−1.3%ReducedHistory
FCXFreeport-McMoran IncStock30,694$998.0K<0.1%−13,351−30.3%ReducedHistory
IPInternational Paper CoCOM17,944$1.00M<0.1%+148+0.8%AddedHistory
WPPWPP plcADR15,049$1.01M<0.1%+624+4.3%AddedHistory
PNFPPinnacle Financial Partners, Inc.COM10,733$1.01M<0.1%+53+0.5%AddedHistory
RGLDRoyal Gold IncStock10,634$1.01M<0.1%−848−7.4%ReducedHistory
AALAmerican Airlines Group Inc.Stock49,554$1.02M<0.1%+20,429+70.1%AddedHistory
APHAmphenol CorpCL A13,956$1.02M<0.1%+2,072+17.4%AddedHistory
AVTAvnet IncCOM27,714$1.02M<0.1%+1,391+5.3%AddedHistory
SPDR Index Shs FDS78463X756ST MARKE CAP ETF17,468$1.02M<0.1%+4,675+36.5%Added–
NTRNutrien Ltd.COM15,963$1.03M<0.1%+533+3.5%AddedHistory
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF33,079$1.04M<0.1%−4,428−11.8%Reduced–

Sold out since Q2 2021 (43)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Mariner, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Lydall Inc550819106COM45,821$2.77M<0.1%–
MRNAModerna, Inc.Stock11,176$2.63M<0.1%History
WALWestern Alliance BancorporationCOM18,446$1.71M<0.1%History
EXRExtra Space Storage Inc.COM10,347$1.70M<0.1%History
VMRKVivmark ResidentialSH BEN INT17,452$1.34M<0.1%History
First Tr Exch Traded FD III33739N108MANAGD MUN ETF23,093$1.32M<0.1%–
iShares Tr4642874407-10 YR TRSY BD10,840$1.25M<0.1%–
WTRGEssential Utilities, Inc.COM26,818$1.23M<0.1%History
Invesco S&P 500 Quality ETF46137V241ETF24,266$1.18M<0.1%–
ASRTAssertio Holdings, Inc.COM NEW701,402$1.09M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT38,662$571.0K<0.1%History
AESAES CorpStock18,646$486.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM22,486$481.0K<0.1%History
FNFFidelity National Financial, Inc.COM SHS10,843$471.0K<0.1%History
PQ Group Hldgs Inc73943T103COM30,436$467.0K<0.1%–
ProShares Tr74347X815ULTRA MDCAP40014,500$449.0K<0.1%–
EVFEaton Vance Senior Income TrustSH BEN INT63,905$435.0K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS11,466$427.0K<0.1%–
SGISomnigroup International Inc.COM10,795$423.0K<0.1%History
CTRACoterra Energy Inc.Stock24,025$419.0K<0.1%History
VanEck ETF Trust92189F536LONG MUNI ETF18,838$413.0K<0.1%–
AXTAAxalta Coating Systems Ltd.COM13,480$411.0K<0.1%History
DBX ETF Tr233051200XTRACK MSCI EAFE10,180$382.0K<0.1%–
CGCCanopy Growth CorpCOM14,764$357.0K<0.1%History
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT69,235$353.0K<0.1%–
WPRTWestport Fuel Systems Inc.COM NEW63,966$340.0K<0.1%History
NOVNOV Inc.COM22,106$339.0K<0.1%History
ZNGAZynga IncCL A31,675$337.0K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM10,619$323.0K<0.1%History
BP Midstream Partners LP0556EL109UNIT LTD PTNR21,622$313.0K<0.1%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD15,226$306.0K<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock37,136$293.0K<0.1%–
YEXTYext, Inc.COM19,298$276.0K<0.1%History
MNDTMandiant, Inc.COM12,494$253.0K<0.1%History
WENWendy's CoStock10,392$243.0K<0.1%History
PHUNPhunware, Inc.COM173,928$242.0K<0.1%History
Yamana Gold Inc98462Y100COM57,412$242.0K<0.1%–
BKDBrookdale Senior Living Inc.COM29,365$232.0K<0.1%History
Tortoise Essential Assets IN89148A103COM SH BEN INT14,953$222.0K<0.1%–
HIMXHimax Technologies, Inc.SPONSORED ADR12,901$215.0K<0.1%History
CXCemex SAB de CVSPON ADR NEW25,152$211.0K<0.1%History
NUVNuveen Municipal Value Fund IncCOM17,764$205.0K<0.1%History
SVRASavara IncCOM119,489$203.0K<0.1%History