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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 24, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
911
+55 vs. Q1 2021
Portfolio value
$16.1B
+$1.78B (+12.4%) vs. Q1 2021
Filed
Aug 24, 2021
SEC
Holdings of Mariner, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Westpac Banking Corp961214301SPONSORED ADR10,399$201.0K<0.1%+10,399New–
Global X FDS37950E291GLOBX SUPDV US10,176$203.0K<0.1%+10,176New–
SVRASavara IncCOM119,489$203.0K<0.1%+19,144+19.1%AddedHistory
NUVNuveen Municipal Value Fund IncCOM17,764$205.0K<0.1%−2,890−14.0%ReducedHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR31,129$209.0K<0.1%00.0%UnchangedHistory
CXCemex SAB de CVSPON ADR NEW25,152$211.0K<0.1%+25,152NewHistory
HYIWestern Asset High Yield Opportunity Fund Inc.COM13,605$213.0K<0.1%00.0%UnchangedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR12,901$215.0K<0.1%+12,901NewHistory
MFCManulife Financial CorpCOM11,103$219.0K<0.1%+11,103NewHistory
Tortoise Essential Assets IN89148A103COM SH BEN INT14,953$222.0K<0.1%00.0%Unchanged–
Nuveen Tax-Advantaged Divid67073G105COM13,857$223.0K<0.1%00.0%Unchanged–
iShares Tr464289180MSCI EURO FL ETF11,710$229.0K<0.1%+350+3.1%Added–
BKDBrookdale Senior Living Inc.COM29,365$232.0K<0.1%+29,365NewHistory
FLICFirst of Long Island CorpCOM11,077$235.0K<0.1%00.0%UnchangedHistory
ASBAssociated Banc-CorpCOM11,705$240.0K<0.1%+142+1.2%AddedHistory
XRXXerox Holdings CorpCOM NEW10,253$241.0K<0.1%+112+1.1%AddedHistory
PHUNPhunware, Inc.COM173,928$242.0K<0.1%+173,928NewHistory
Yamana Gold Inc98462Y100COM57,412$242.0K<0.1%+233+0.4%Added–
WENWendy's CoStock10,392$243.0K<0.1%+192+1.9%AddedHistory
UBSUBS Group AGStock16,160$248.0K<0.1%+16,160NewHistory
INFYInfosys LtdSPONSORED ADR11,694$248.0K<0.1%+11,694NewHistory
COCPCocrystal Pharma, Inc.COM200,055$250.0K<0.1%+200,055NewHistory
MNDTMandiant, Inc.COM12,494$253.0K<0.1%−617−4.7%ReducedHistory
INNSummit Hotel Properties, Inc.COM27,228$254.0K<0.1%+460+1.7%AddedHistory
DENNDENNY'S CorpCOM15,593$257.0K<0.1%+961+6.6%AddedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM18,616$262.0K<0.1%−2,450−11.6%ReducedHistory
VODVodafone Group Public Ltd CoADR15,333$263.0K<0.1%+1,406+10.1%AddedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER28,703$266.0K<0.1%00.0%UnchangedHistory
SBSWSibanye Stillwater LtdSPONSORED ADR15,927$266.0K<0.1%+15,927NewHistory
BWBabcock & Wilcox Enterprises, Inc.COM33,906$267.0K<0.1%+158+0.5%AddedHistory
Healthcare Realty Trust Inc42225P501CL A NEW10,105$270.0K<0.1%+10,105New–
STLSterling BancorpCOM10,923$271.0K<0.1%−2,890−20.9%ReducedHistory
YEXTYext, Inc.COM19,298$276.0K<0.1%−2,987−13.4%ReducedHistory
CSWCCapital Southwest CorpCOM12,000$279.0K<0.1%00.0%UnchangedHistory
CNPCenterpoint Energy IncCOM11,491$282.0K<0.1%+11,491NewHistory
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS11,737$284.0K<0.1%+8+0.1%Added–
Alps ETF Tr00162Q718INTL SEC DV DOG10,160$285.0K<0.1%+79+0.8%Added–
PBCTPeople's United Financial, Inc.COM16,915$290.0K<0.1%+16,915NewHistory
Sandstorm Gold Ltd Com New80013R206Stock37,136$293.0K<0.1%+37,136New–
FSRFisker Inc.CL A COM STK15,640$302.0K<0.1%+3,590+29.8%AddedHistory
BEBloom Energy CorpCOM CL A11,367$305.0K<0.1%+65+0.6%AddedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD15,226$306.0K<0.1%+15,226New–
RFRegions Financial CorpCOM15,241$308.0K<0.1%+4,990+48.7%AddedHistory
TCPCBlackRock TCP Capital Corp.COM22,522$311.0K<0.1%+22,522NewHistory
BP Midstream Partners LP0556EL109UNIT LTD PTNR21,622$313.0K<0.1%−2,926−11.9%Reduced–
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF12,592$314.0K<0.1%00.0%Unchanged–
UNMUnum GroupStock11,171$317.0K<0.1%+11,171NewHistory
DBX ETF Tr233051747XTRCK JP MRG ESG14,900$318.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF14,942$321.0K<0.1%00.0%Unchanged–
FLYYSpirit Aviation Holdings, Inc.COM10,619$323.0K<0.1%+10,619NewHistory
Legg Mason ETF Invt Tr52468L703GLOBAL INFSTRU10,514$326.0K<0.1%00.0%Unchanged–
Meridian Bioscience Inc589584101COM14,691$326.0K<0.1%+413+2.9%Added–
iShares Tr46435G474FALN ANGLS USD10,927$327.0K<0.1%+131+1.2%Added–
Etfis Ser Tr I26923G400INFRACP REIT PFD13,403$330.0K<0.1%00.0%Unchanged–
IVZInvesco Ltd.Stock12,406$332.0K<0.1%−935−7.0%ReducedHistory
SUSuncor Energy IncStock14,049$337.0K<0.1%+3,576+34.1%AddedHistory
ZNGAZynga IncCL A31,675$337.0K<0.1%−1,107−3.4%ReducedHistory
NOVNOV Inc.COM22,106$339.0K<0.1%+2,293+11.6%AddedHistory
WPRTWestport Fuel Systems Inc.COM NEW63,966$340.0K<0.1%+7,265+12.8%AddedHistory
EXELExelixis, Inc.COM18,828$343.0K<0.1%−808−4.1%ReducedHistory
CRFCornerstone Total Return Fund IncCOM31,099$353.0K<0.1%+31,099NewHistory
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT69,235$353.0K<0.1%00.0%Unchanged–
CGCCanopy Growth CorpCOM14,764$357.0K<0.1%−11,578−44.0%ReducedHistory
First Tr Sr Floating Rate 2033740K101COM SHS37,482$357.0K<0.1%+37,482New–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD10,881$361.0K<0.1%−747−6.4%Reduced–
XUnited States Steel CorpCOM15,026$361.0K<0.1%+909+6.4%AddedHistory
ARCCAres Capital CorpCEF18,521$363.0K<0.1%+3,867+26.4%AddedHistory
Invesco Exch Traded FD Tr II46138E727RAFI EMRGNG MRKT15,528$363.0K<0.1%+5,169+49.9%Added–
NWLNewell Brands Inc.Stock13,376$367.0K<0.1%+13,376NewHistory
STORStore Capital LLCCOM10,699$369.0K<0.1%−1,178−9.9%ReducedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM18,866$373.0K<0.1%00.0%UnchangedHistory
HRBH&R Block IncCOM16,061$377.0K<0.1%+2,821+21.3%AddedHistory
FEFirstenergy CorpCOM10,157$378.0K<0.1%+10,157NewHistory
ARNCArconic CorpCOM10,645$379.0K<0.1%+166+1.6%AddedHistory
DBX ETF Tr233051200XTRACK MSCI EAFE10,180$382.0K<0.1%+10,180New–
DEAEasterly Government Properties, Inc.COM18,195$384.0K<0.1%+760+4.4%AddedHistory
iShares Tr46435G862MSCI UN KNGDOM16,715$384.0K<0.1%+2,204+15.2%Added–
UTGReaves Utility Income FundCOM SH BEN INT11,325$389.0K<0.1%+11,325NewHistory
ACIWAci Worldwide, Inc.Stock10,649$395.0K<0.1%+196+1.9%AddedHistory
ARMKAramarkCOM10,744$400.0K<0.1%+10,744NewHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST19,599$403.0K<0.1%+59+0.3%Added–
FNBFNB CorpCOM32,960$406.0K<0.1%+5,473+19.9%AddedHistory
AXTAAxalta Coating Systems Ltd.COM13,480$411.0K<0.1%+66+0.5%AddedHistory
VanEck ETF Trust92189F536LONG MUNI ETF18,838$413.0K<0.1%+40.0%Added–
CTRACoterra Energy Inc.Stock24,025$419.0K<0.1%+801+3.4%AddedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF14,599$422.0K<0.1%−1,299−8.2%Reduced–
SGISomnigroup International Inc.COM10,795$423.0K<0.1%−1,156−9.7%ReducedHistory
SIRISirius XM Holdings Inc.COM64,641$423.0K<0.1%+4,654+7.8%AddedHistory
HPPHudson Pacific Properties, Inc.COM15,240$424.0K<0.1%+2,475+19.4%AddedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF27,720$425.0K<0.1%−16−0.1%Reduced–
FSSFederal Signal CorpCOM10,606$427.0K<0.1%−2,100−16.5%ReducedHistory
Atlantica Sustainable Infr PG0751N103SHS11,466$427.0K<0.1%+11,466New–
Healthpeak Properties, Inc.71943U104COM23,159$428.0K<0.1%+552+2.4%Added–
HSTHost Hotels & Resorts, Inc.COM25,171$430.0K<0.1%+7,492+42.4%AddedHistory
EVFEaton Vance Senior Income TrustSH BEN INT63,905$435.0K<0.1%−69,383−52.1%ReducedHistory
iShares Tr464287796U.S. ENERGY ETF15,079$439.0K<0.1%+15,079New–
STAGSTAG Industrial, Inc.COM11,821$442.0K<0.1%+11,821NewHistory
ONBOld National BancorpStock25,223$444.0K<0.1%+25,223NewHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM28,500$447.0K<0.1%+1,941+7.3%AddedHistory
ProShares Tr74347X815ULTRA MDCAP40014,500$449.0K<0.1%+14,500New–

Sold out since Q1 2021 (39)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Mariner, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Innovator ETFs Trust45782C532US EQTY ULTRA B139,839$4.05M<0.1%–
PFPTProofpoint IncCOM24,513$3.08M<0.1%History
Varian Med Sys Inc92220P105COM16,598$2.93M<0.1%–
ITGartner IncCOM10,773$1.97M<0.1%History
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF60,402$1.65M<0.1%–
BRBroadridge Financial Solutions, Inc.Stock10,462$1.60M<0.1%History
Innovator ETFs Trust45782C722INTRNL DEV JULY57,067$1.39M<0.1%–
MTS Sys Corp553777103COM17,889$1.04M<0.1%–
BKIBlack Knight, Inc.COM14,030$1.04M<0.1%History
RCLRoyal Caribbean Cruises LtdCOM11,647$997.0K<0.1%History
SIXSix Flags Entertainment CorpCOM21,230$987.0K<0.1%History
ALITAlight, Inc. / DelawareCOM CL A90,556$909.0K<0.1%History
USA Technologies Inc90328S500COM74,168$869.0K<0.1%–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS10,003$673.0K<0.1%–
PFGCPerformance Food Group CoCOM11,335$653.0K<0.1%History
MMSIMerit Medical Systems IncCOM10,582$634.0K<0.1%History
TCF Finl Corp872307103COM12,721$591.0K<0.1%–
Aphria Inc03765K104COM29,222$537.0K<0.1%–
PHMPultegroup IncCOM10,196$535.0K<0.1%History
Innovator ETFs Trust45782C714EMRGNG MKT JULY18,528$493.0K<0.1%–
ERICEricsson LM Telephone CoADR B SEK 1036,937$487.0K<0.1%History
FRFirst Industrial Realty Trust IncCOM10,062$461.0K<0.1%History
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI16,643$445.0K<0.1%–
TPZTortoise Power & Energy Infrastructure Fund IncCOM32,019$387.0K<0.1%History
FRSTPrimis Financial Corp.COM26,054$379.0K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF14,022$367.0K<0.1%–
FS KKR Cap Corp II35952V303COM18,366$359.0K<0.1%–
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF13,095$353.0K<0.1%–
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF12,213$328.0K<0.1%–
OCFCOceanfirst Financial CorpCOM12,679$304.0K<0.1%History
MTORMeritor, Inc.COM10,004$294.0K<0.1%History
Nuveen Maryland QLT Mun Inc67061Q107COM19,614$278.0K<0.1%–
SNDRSchneider National, Inc.CL B11,090$277.0K<0.1%History
BNLBroadstone Net Lease, Inc.COM13,409$245.0K<0.1%History
Noble Midstream Partners LP65506L105COM UNIT REPST15,352$223.0K<0.1%–
TSLXSixth Street Specialty Lending, Inc.COM10,412$219.0K<0.1%History
VERUVeru Inc.COM20,000$216.0K<0.1%History
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS13,300$215.0K<0.1%History
FOLDAmicus Therapeutics, Inc.COM20,607$203.0K<0.1%History