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Livermore
Livermore
ZHEN

AlphaMark Advisors, LLC

SEC CIK
0001348183
Latest filing
Jan 21, 2025

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 31, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
748
+111 vs. Q2 2023
Portfolio value
$233.3M
+$16.5M (+7.6%) vs. Q2 2023
Filed
Oct 31, 2023
SEC
Holdings of AlphaMark Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PAYXPaychex IncStock1$00.0%00.0%UnchangedHistory
NKENIKE, Inc.Stock5$00.0%00.0%UnchangedHistory
ONLOrion Properties Inc.REIT20$00.0%00.0%UnchangedHistory
iShares Global Clean Energy ETF464288224ETF31$00.0%00.0%Unchanged–
CNXCConcentrix CorpStock5$00.0%00.0%UnchangedHistory
CHWYChewy, Inc.CL A10$00.0%−5−33.3%ReducedHistory
MPTMedical Properties Trust IncCOM50$00.0%−50−50.0%ReducedHistory
iShares Tr464288588MBS ETF5$00.0%00.0%Unchanged–
RIVRivernorth Opportunities Fund, Inc.COM42$00.0%+42NewHistory
DDOGDatadog, Inc.CL A COM2$00.0%+2NewHistory
HTZHertz Global Holdings, IncCOM NEW30$00.0%−20−40.0%ReducedHistory
SSTKShutterstock, Inc.COM12$00.0%00.0%UnchangedHistory
SBLKStar Bulk Carriers Corp.SHS PAR8$00.0%+8NewHistory
AMCAMC Entertainment Holdings, Inc.CL A COM45$00.0%−355−88.8%ReducedHistory
WTERAlkaline Water Co IncCOM NEW222$00.0%−167−42.9%ReducedHistory
Best Inc08653C106SPONSORED ADS2$00.0%00.0%Unchanged–
UANCVR Partners, LPCOM2$00.0%+2NewHistory
CGCCanopy Growth CorpCOM36$00.0%00.0%UnchangedHistory
Diamonds Trust Series I252787106COM1$00.0%00.0%Unchanged–
First Rep BK San Francisco C33616C100COM400$00.0%00.0%Unchanged–
BOILProShares Trust IIULTRA BLOOMBERG1$00.0%00.0%UnchangedHistory
SRNESorrento Therapeutics, Inc.COM NEW3,135$00.0%00.0%UnchangedHistory
Stein Mart Inc Com858375108COM300$00.0%00.0%Unchanged–
SPCEVirgin Galactic Holdings, IncCOM100$00.0%00.0%UnchangedHistory
Algonquin PWR Utils Corp015857873UNIT 99/99/99995$00.0%+5New–
Apt Sytems Inc03834Y101Common13,200$00.0%00.0%Unchanged–
ATAIAtai Beckley N.V.SHS200$00.0%00.0%UnchangedHistory
CENNCenntro Inc.ORD SHS325$00.0%00.0%UnchangedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF20$1.00K<0.1%00.0%Unchanged–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF10$1.00K<0.1%00.0%Unchanged–
ROPRoper Technologies IncStock3$1.00K<0.1%00.0%UnchangedHistory
FFIVF5, Inc.Stock5$1.00K<0.1%00.0%UnchangedHistory
LMNDLemonade, Inc.Stock88$1.00K<0.1%+88NewHistory
ATIAti IncStock30$1.00K<0.1%+30NewHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD39$1.00K<0.1%00.0%Unchanged–
LCIDLucid Group, Inc.COM200$1.00K<0.1%00.0%UnchangedHistory
USALiberty All Star Equity FundSH BEN INT252$1.00K<0.1%−3,927−94.0%ReducedHistory
PFBCPreferred BankCOM NEW17$1.00K<0.1%00.0%UnchangedHistory
WPCW. P. Carey Inc.COM25$1.00K<0.1%−245−90.7%ReducedHistory
UPSTUpstart Holdings, Inc.COM44$1.00K<0.1%+44NewHistory
VanEck ETF Trust92189F387SHRT HGH YLD MUN25$1.00K<0.1%00.0%Unchanged–
RVTRoyce Small-Cap Trust, Inc.COM50$1.00K<0.1%+50NewHistory
JDJD.com, Inc.SPON ADS CL A50$1.00K<0.1%−50−50.0%ReducedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX15$1.00K<0.1%00.0%Unchanged–
IFFInternational Flavors & Fragrances IncCOM12$1.00K<0.1%+12NewHistory
ROKURoku, IncCOM CL A21$1.00K<0.1%00.0%UnchangedHistory
TNDMTandem Diabetes Care IncCOM NEW30$1.00K<0.1%00.0%UnchangedHistory
BRCCBRC Inc.COM CL A165$1.00K<0.1%00.0%UnchangedHistory
FCFranklin Covey CoCOM15$1.00K<0.1%00.0%UnchangedHistory
NAGENiagen Bioscience, Inc.COM NEW667$1.00K<0.1%00.0%UnchangedHistory
RMAXRE/MAX Holdings, Inc.CL A77$1.00K<0.1%00.0%UnchangedHistory
Advisorshares Ranger Equity Bear ETF00768Y883CEF50$1.00K<0.1%00.0%Unchanged–
XAIRBeyond Air, Inc.COM500$1.00K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/9999100$1.00K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST225$1.00K<0.1%00.0%Unchanged–
GCVGabelli Convertible & Income Securities Fund IncCOM200$1.00K<0.1%+200NewHistory
K1248273U102Stock17$1.00K<0.1%00.0%Unchanged–
LACLithium Americas Corp.COM NEW81$1.00K<0.1%00.0%UnchangedHistory
PRFTPerficient IncCOM22$1.00K<0.1%00.0%UnchangedHistory
WKHSWorkhorse Group Inc.COM NEW1,400$1.00K<0.1%00.0%UnchangedHistory
First Graphene LtdQ3860H107COM29,300$1.00K<0.1%+29,300New–
Vodka Brands Corp92858P104COM400$1.00K<0.1%00.0%Unchanged–
PLLPiedmont Lithium Inc.Stock50$2.00K<0.1%−49−49.5%ReducedHistory
iShares Future AI & Tech ETF46435U556ETF58$2.00K<0.1%+58New–
ALCAlcon IncStock30$2.00K<0.1%00.0%UnchangedHistory
Vanguard Communication Services ETF92204A884ETF23$2.00K<0.1%00.0%Unchanged–
ETHEGrayscale Ethereum Staking ETFETF174$2.00K<0.1%+174NewHistory
FSLRFirst Solar, Inc.Stock10$2.00K<0.1%+10NewHistory
SOFISoFi Technologies, Inc.Stock300$2.00K<0.1%00.0%UnchangedHistory
AIC3.ai, Inc.Stock73$2.00K<0.1%+73NewHistory
PATHUiPath, Inc.Stock112$2.00K<0.1%+112NewHistory
PANWPalo Alto Networks IncStock8$2.00K<0.1%+8NewHistory
RITMRithm Capital Corp.REIT232$2.00K<0.1%−737−76.1%ReducedHistory
PLUGPlug Power IncStock200$2.00K<0.1%00.0%UnchangedHistory
CDNSCadence Design Systems IncStock9$2.00K<0.1%+9NewHistory
DOCUDocuSign, Inc.Stock36$2.00K<0.1%00.0%UnchangedHistory
PLTRPalantir Technologies Inc.Stock104$2.00K<0.1%−14−11.9%ReducedHistory
ZMZoom Communications, Inc.Stock29$2.00K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC40$2.00K<0.1%00.0%Unchanged–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR125$2.00K<0.1%00.0%UnchangedHistory
SNPSSynopsys IncCOM5$2.00K<0.1%+5NewHistory
Global X FDS37954Y459RUSSELL 2000105$2.00K<0.1%−295−73.8%Reduced–
EPREpr PropertiesCOM SH BEN INT51$2.00K<0.1%−207−80.2%ReducedHistory
iShares Tr464287275GBL COMM SVC ETF30$2.00K<0.1%−30−50.0%Reduced–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF35$2.00K<0.1%00.0%Unchanged–
PHINPhinia Inc.COMMON STOCK60$2.00K<0.1%+60NewHistory
ATRCAtriCure, Inc.COM35$2.00K<0.1%00.0%UnchangedHistory
Global X FDS37954Y673US INFR DEV ETF75$2.00K<0.1%00.0%Unchanged–
Invesco Actively Managed Exc46090A879VAR RATE INVT98$2.00K<0.1%00.0%Unchanged–
CHEChemed CorpCOM3$2.00K<0.1%00.0%UnchangedHistory
iShares Tr46435U853BROAD USD HIGH63$2.00K<0.1%00.0%Unchanged–
GDVGabelli Dividend & Income TrustCOM100$2.00K<0.1%+100NewHistory
MLCOMelco Resorts & Entertainment LTDADR225$2.00K<0.1%00.0%UnchangedHistory
NFENew Fortress Energy Inc.COM CL A50$2.00K<0.1%00.0%UnchangedHistory
OMEXOdyssey Marine Exploration IncCOM NEW600$2.00K<0.1%00.0%UnchangedHistory
SACHSachem Capital Corp.COM700$2.00K<0.1%+700NewHistory
DKNGDraftKings Inc.COM CL A60$2.00K<0.1%00.0%UnchangedHistory
E Trade Financial Corporation269246104COMMON STOCK115$2.00K<0.1%00.0%Unchanged–
HOLXHologic IncCOM25$2.00K<0.1%00.0%UnchangedHistory
Husqvarna AB448103101ADR150$2.00K<0.1%00.0%Unchanged–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of AlphaMark Advisors, LLC in Q3 2023
SecurityClassPutsCalls
Call NVDA $45067066G994COM–$5.00K

Sold out since Q2 2023 (58)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of AlphaMark Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Edwards Lifesciences C26176E108COM21,847$2.06M1.0%–
AQR Diversified Arbitr00203H107ETF31,152$368.0K0.2%–
PTYPIMCO Corporate & Income Opportunity FundCOM4,372$61.0K<0.1%History
CPCanadian Pacific Kansas City LtdCOM576$47.0K<0.1%History
First Tr Exchng Traded FD VI33740F664FT VEST US EQT800$30.0K<0.1%–
Roche Hldg Ltd ADR771195104COM600$23.0K<0.1%–
TXNTexas Instruments IncStock105$19.0K<0.1%History
iShares Inc464286293ASIA/PAC DIV ETF570$19.0K<0.1%–
PAGPPlains GP Holdings LPLTD PARTNR INT A1,218$18.0K<0.1%History
iShares Core S&P Mid-Cap ETF464287507ETF65$17.0K<0.1%–
Kraneshares Tr500767736QUADRTC INT RT750$15.0K<0.1%–
SMGScotts Miracle-Gro CoStock225$14.0K<0.1%History
DVADavita Inc.COM144$14.0K<0.1%History
CARRCarrier Global CorpStock255$13.0K<0.1%History
Johnson Controls Inc478366107COM185$13.0K<0.1%–
Janus Global Technolog471023663COM280$13.0K<0.1%–
UNHUnitedHealth Group IncStock25$12.0K<0.1%History
Vanguard Morningstar Small-Cap Value ETF922908611ETF65$11.0K<0.1%–
ALGMAllegro Microsystems, Inc.COM250$11.0K<0.1%History
Koninklijke Ahold Delhaize N500467501COM300$10.0K<0.1%–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP154$10.0K<0.1%History
DVNDevon Energy CorpStock170$8.00K<0.1%History
AAAlcoa CorpCOM250$8.00K<0.1%History
First Tr Exch TRD Alphdx FD33737J190GERMANY ALPHA195$8.00K<0.1%–
Paramount Global92556H206CL B475$8.00K<0.1%–
VLOValero Energy CorpStock63$7.00K<0.1%History
MET.PAMetlife IncCOM300$7.00K<0.1%History
iShares S&P Small-Cap 600 Growth ETF464287887ETF54$6.00K<0.1%–
UBERUber Technologies, IncStock147$6.00K<0.1%History
iShares Tr464288695GLOBAL MATER ETF75$6.00K<0.1%–
PRGOPERRIGO Co plcSHS171$6.00K<0.1%History
Vanguard Inflat Protected Sec922031869COM519$6.00K<0.1%–
VTRSViatris IncStock475$5.00K<0.1%History
XYLXylem Inc.COM46$5.00K<0.1%History
Carl Zeiss Meditec AG NPV Isin DE0005313704 Sedol 5922961D14895102COMMONSTOCK50$5.00K<0.1%–
State Street SPDR S&P Homebuilders ETF78464A888ETF50$4.00K<0.1%–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT85$4.00K<0.1%–
iShares Inc464286822MSCI MEXICO ETF68$4.00K<0.1%–
Daimler Truck Hldg AG Sponsored ADS23384L101ADR200$4.00K<0.1%–
DGDollar General CorpCOM18$3.00K<0.1%History
First Tr Exchng Traded FD VI33740U802FT VEST U.S.85$3.00K<0.1%–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT95$3.00K<0.1%History
Komatsu Ltd500458401ADR100$3.00K<0.1%–
CFMSConformis IncCOM982$2.00K<0.1%History
CURLFCuraleaf Holdings, Inc.COM800$2.00K<0.1%History
SWNSouthwestern Energy CoCOM409$2.00K<0.1%History
XYZBlock, Inc.CL A21$1.00K<0.1%History
Adidas AG ADR00687A107ADR6$1.00K<0.1%–
American Fd Fundamental360802102COM21$1.00K<0.1%–
VACMarriott Vacations Worldwide CorpCOM1$00.0%History
NVAXNovavax IncCOM NEW35$00.0%History
Bridgeway Natl Corp10874R102COM34$00.0%–
CWBHFCharlotte's Web Holdings, Inc.COM575$00.0%History
American FD Growth FD Of399874106COM1$00.0%–
Valaris PLC Shs Class AG9402V109Stock125$00.0%–
ZEVLightning eMotors, Inc.COM11$00.0%History
Valaris LtdG9460G119*W EXP 04/29/20241$00.0%–
Alliance Growth & Incm018597500ETF6$00.0%–