Founders Financial Securities LLC
- SEC CIK
- 0001342396
- Latest filing
- Jul 31, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 12, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 427
- +3 vs. Q2 2024
- Portfolio value
- $1.08B
- +$26.5M (+2.5%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 627,032 | $52.0M | 4.8% | +52,760+9.2% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 414,724 | $35.1M | 3.2% | −6,494−1.5% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 645,597 | $34.1M | 3.1% | −21,174−3.2% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 302,388 | $30.6M | 2.8% | +116,703+62.8% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 260,405 | $30.5M | 2.8% | +54,742+26.6% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 491,190 | $25.9M | 2.4% | +2,269+0.5% | Added | – |
| Strategy Shs86280R803 | DAY HAGAN SMART | 596,343 | $24.8M | 2.3% | +2,526+0.4% | Added | – |
| NVDANVIDIA Corp | Stock | 180,742 | $21.9M | 2.0% | −17,148−8.7% | Reduced | History |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 453,186 | $21.2M | 2.0% | +100,360+28.4% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 80,157 | $21.1M | 2.0% | −95−0.1% | Reduced | – |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 722,029 | $19.8M | 1.8% | +21,697+3.1% | Added | – |
| AAPLApple Inc. | Stock | 76,276 | $17.8M | 1.6% | −14,455−15.9% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 35,992 | $17.6M | 1.6% | −12,517−25.8% | Reduced | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 91,791 | $16.5M | 1.5% | −2,320−2.5% | Reduced | – |
| Dimensional ETF Trust25434V831 | US HIGH PROF ETF | 443,399 | $15.1M | 1.4% | +22,132+5.3% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 65,223 | $14.7M | 1.4% | −7,633−10.5% | Reduced | – |
| J P Morgan Exchange Traded F46641Q670 | CORE PLUS BD ETF | 301,325 | $14.5M | 1.3% | +94,887+46.0% | Added | – |
| iShares Tr46434V860 | TRS FLT RT BD | 268,243 | $13.6M | 1.3% | −11,752−4.2% | Reduced | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 142,916 | $13.0M | 1.2% | +38,602+37.0% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 21,868 | $12.6M | 1.2% | −4,057−15.6% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 28,248 | $12.2M | 1.1% | −3,043−9.7% | Reduced | History |
| iShares Tr46435G326 | CORE MSCI INTL | 163,213 | $11.6M | 1.1% | +21,308+15.0% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 143,503 | $11.2M | 1.0% | −38,571−21.2% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 102,706 | $11.2M | 1.0% | −395−0.4% | Reduced | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 114,043 | $10.8M | 1.0% | +29,096+34.3% | Added | – |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 81,188 | $10.7M | 1.0% | −5,798−6.7% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 61,032 | $10.7M | 1.0% | −2,759−4.3% | Reduced | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 116,008 | $10.7M | 1.0% | +3,224+2.9% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 27,725 | $10.6M | 1.0% | −7,090−20.4% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 68,967 | $10.6M | 1.0% | −1,687−2.4% | Reduced | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 208,545 | $9.45M | 0.9% | −36,534−14.9% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 151,456 | $9.44M | 0.9% | −100,041−39.8% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 17,508 | $9.24M | 0.9% | −4,197−19.3% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 43,958 | $8.19M | 0.8% | −2,823−6.0% | Reduced | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 81,180 | $7.34M | 0.7% | +10,595+15.0% | Added | – |
| SPDR Series Trust78468R804 | ST STR R1K LOWV | 42,793 | $7.24M | 0.7% | +1,143+2.7% | Added | – |
| Pgim ETF Tr69344A883 | FLOATING RT INC | 142,529 | $7.22M | 0.7% | +26,997+23.4% | Added | – |
| iShares Tr46435U853 | BROAD USD HIGH | 177,980 | $6.70M | 0.6% | −52,436−22.8% | Reduced | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 114,989 | $6.50M | 0.6% | +83,462+264.7% | Added | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 58,688 | $5.91M | 0.5% | −360−0.6% | Reduced | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 62,471 | $5.85M | 0.5% | −4,681−7.0% | Reduced | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 99,921 | $5.78M | 0.5% | −5,292−5.0% | Reduced | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 136,496 | $5.63M | 0.5% | −40,901−23.1% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 19,383 | $5.49M | 0.5% | −936−4.6% | Reduced | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 26,132 | $5.24M | 0.5% | +2,119+8.8% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 199,768 | $5.22M | 0.5% | +1,251+0.6% | Added | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 59,990 | $4.99M | 0.5% | −811−1.3% | Reduced | – |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 39,625 | $4.94M | 0.5% | +621+1.6% | Added | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 45,692 | $4.76M | 0.4% | +3,293+7.8% | Added | – |
| iShares Tr464288786 | U.S. INSRNCE ETF | 36,607 | $4.72M | 0.4% | +849+2.4% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 40,127 | $4.70M | 0.4% | −1,507−3.6% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 8,157 | $4.67M | 0.4% | −175−2.1% | Reduced | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 74,371 | $4.66M | 0.4% | −25,236−25.3% | Reduced | – |
| iShares Tr464287721 | U.S. TECH ETF | 30,747 | $4.66M | 0.4% | −238−0.8% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 33,243 | $4.50M | 0.4% | +4,231+14.6% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 50,156 | $4.40M | 0.4% | −522−1.0% | Reduced | – |
| PGProcter & Gamble Co | Stock | 24,683 | $4.28M | 0.4% | −5,727−18.8% | Reduced | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 50,985 | $4.23M | 0.4% | +10,181+25.0% | Added | – |
| Capital Group Growth ETF14020G101 | SHS CREAT UNIT | 121,053 | $4.21M | 0.4% | +15,873+15.1% | Added | – |
| AVGOBroadcom Inc. | Stock | 24,152 | $4.17M | 0.4% | −1,248−4.9% | ReducedConverted for a 10-for-1 split | History |
| VVisa Inc. | Stock | 14,826 | $4.08M | 0.4% | +638+4.5% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 6,959 | $4.07M | 0.4% | −349−4.8% | Reduced | History |
| Capital Group Dividend Value14020W106 | SHS CREAT UNIT | 110,173 | $4.01M | 0.4% | +11,675+11.9% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 34,785 | $3.84M | 0.4% | −4,701−11.9% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 18,115 | $3.82M | 0.4% | −2,274−11.2% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 33,548 | $3.79M | 0.3% | −2,451−6.8% | Reduced | – |
| J P Morgan Exchange Traded F46654Q732 | U S TEC LEA ETF | 54,705 | $3.76M | 0.3% | +54,705 | New | – |
| Capital Group Core Equity Et14020V108 | SHS CREAT UNIT | 105,228 | $3.61M | 0.3% | +4,551+4.5% | Added | – |
| iShares Inc464286533 | MSCI EMERG MRKT | 57,010 | $3.57M | 0.3% | +1,496+2.7% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 19,632 | $3.52M | 0.3% | +18,196+1,267.1% | Added | – |
| Invesco Actively Managed Exc46090A879 | VAR RATE INVT | 130,648 | $3.28M | 0.3% | +1,622+1.3% | Added | – |
| RTXRTX Corp | Stock | 26,335 | $3.19M | 0.3% | −567−2.1% | Reduced | History |
| Capital Group Core Balanced14021D107 | SHS | 102,251 | $3.17M | 0.3% | +25,558+33.3% | Added | – |
| TSLATesla, Inc. | Stock | 11,861 | $3.10M | 0.3% | −1,467−11.0% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 3,462 | $3.07M | 0.3% | −115−3.2% | Reduced | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 50,734 | $3.00M | 0.3% | +1,936+4.0% | Added | – |
| GOOGLAlphabet Inc. | Stock | 18,079 | $3.00M | 0.3% | +7,169+65.7% | Added | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 39,798 | $2.99M | 0.3% | −512−1.3% | Reduced | – |
| iShares MSCI India ETF46429B598 | ETF | 49,550 | $2.90M | 0.3% | +1,240+2.6% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 6,194 | $2.85M | 0.3% | −806−11.5% | Reduced | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 38,625 | $2.76M | 0.3% | −14,171−26.8% | Reduced | – |
| FSKFS KKR Capital Corp | COM | 140,001 | $2.76M | 0.3% | −45,239−24.4% | Reduced | History |
| CMCSAComcast Corp | Stock | 62,509 | $2.61M | 0.2% | −3,712−5.6% | Reduced | History |
| WMBWilliams Companies, Inc. | COM | 56,696 | $2.59M | 0.2% | +447+0.8% | Added | History |
| SRESempra | Stock | 30,509 | $2.55M | 0.2% | +414+1.4% | Added | History |
| WMTWalmart Inc. | Stock | 30,419 | $2.46M | 0.2% | −2,839−8.5% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 10,977 | $2.43M | 0.2% | −774−6.6% | Reduced | History |
| ENBEnbridge Inc | Stock | 59,479 | $2.42M | 0.2% | +4,615+8.4% | Added | History |
| iShares Tr46435U374 | MSCI JP VALUE | 72,651 | $2.40M | 0.2% | +1,909+2.7% | Added | – |
| JNJJohnson & Johnson | Stock | 14,789 | $2.40M | 0.2% | −2,471−14.3% | Reduced | History |
| HDHome Depot, Inc. | Stock | 5,871 | $2.38M | 0.2% | −182−3.0% | Reduced | History |
| LINLinde PLC | Stock | 4,982 | $2.38M | 0.2% | +78+1.6% | Added | History |
| APOApollo Global Management, Inc. | COM | 18,945 | $2.37M | 0.2% | −2,700−12.5% | Reduced | History |
| PNCPNC Financial Services Group, Inc. | Stock | 12,404 | $2.29M | 0.2% | −222−1.8% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 9,149 | $2.25M | 0.2% | +449+5.2% | Added | History |
| BDXBecton Dickinson & Co | Stock | 9,207 | $2.22M | 0.2% | +195+2.2% | Added | History |
| TRVTravelers Companies, Inc. | Stock | 9,269 | $2.17M | 0.2% | −70−0.7% | Reduced | History |
| J P Morgan Exchange Traded F46641Q191 | BETA EURO ET NE | 34,424 | $2.15M | 0.2% | +315+0.9% | Added | – |
| CVXChevron Corp | Stock | 14,571 | $2.15M | 0.2% | −642−4.2% | Reduced | History |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 20,428 | $2.14M | 0.2% | +810+4.1% | Added | – |
Sold out since Q2 2024 (50)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| iShares Tr46432F859 | CORE 1 5 YR USD | 287,235 | $13.6M | 1.3% | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 68,147 | $7.12M | 0.7% | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 20,460 | $3.99M | 0.4% | – |
| ARK Innovation ETF00214Q104 | ETF | 62,140 | $2.73M | 0.3% | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 25,076 | $1.49M | 0.1% | – |
| MARMarriott International Inc | Stock | 5,149 | $1.24M | 0.1% | History |
| INTCIntel Corp | Stock | 29,953 | $927.6K | 0.1% | History |
| iShares Tr464287291 | GLOBAL TECH ETF | 10,975 | $909.0K | 0.1% | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 17,488 | $800.1K | 0.1% | – |
| PRUPrudential Financial Inc | Stock | 6,035 | $707.3K | 0.1% | History |
| iShares Tr464287150 | CORE S&P TTL STK | 5,190 | $616.5K | 0.1% | – |
| iShares Tr464288687 | PFD AND INCM SEC | 18,945 | $597.7K | 0.1% | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 10,849 | $554.3K | 0.1% | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 8,592 | $552.0K | 0.1% | – |
| iShares MSCI Eafe ETF464287465 | ETF | 6,698 | $524.7K | <0.1% | – |
| TAT&T Inc. | Stock | 26,807 | $512.3K | <0.1% | History |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 4,134 | $413.4K | <0.1% | – |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 8,050 | $411.1K | <0.1% | – |
| TEAMAtlassian Corp | CL A | 2,201 | $389.3K | <0.1% | History |
| ELEstee Lauder Companies Inc | CL A | 3,586 | $381.6K | <0.1% | History |
| DOWDow Inc. | Stock | 7,188 | $381.3K | <0.1% | History |
| ABNBAirbnb, Inc. | Stock | 2,284 | $346.3K | <0.1% | History |
| iShares Tr464287812 | US CONSM STAPLES | 4,785 | $314.6K | <0.1% | – |
| BABoeing Co | Stock | 1,680 | $305.8K | <0.1% | History |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 5,747 | $298.1K | <0.1% | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 2,305 | $293.2K | <0.1% | – |
| APTVAptiv PLC | SHS | 3,872 | $272.7K | <0.1% | History |
| NSCNorfolk Southern Corp | Stock | 1,244 | $267.0K | <0.1% | History |
| Capital Grp Fixed Incm ETF T14020Y300 | US MULTI-SECTOR | 9,875 | $265.8K | <0.1% | – |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 3,618 | $263.2K | <0.1% | – |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 2,121 | $261.5K | <0.1% | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 3,490 | $258.5K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 8,756 | $253.2K | <0.1% | – |
| iShares Tr464288737 | GLB CNSM STP ETF | 3,927 | $236.1K | <0.1% | – |
| HONHoneywell International Inc | COM | 1,069 | $228.3K | <0.1% | History |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 2,927 | $227.8K | <0.1% | – |
| iShares Tr46435U861 | CORE DIVID ETF | 5,013 | $221.8K | <0.1% | – |
| ADPAutomatic Data Processing Inc | Stock | 914 | $218.2K | <0.1% | History |
| MOAltria Group, Inc. | Stock | 4,761 | $216.8K | <0.1% | History |
| OSKOshkosh Corp | COM | 1,920 | $207.7K | <0.1% | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 2,525 | $206.2K | <0.1% | – |
| Dimensional ETF Trust25434V872 | CORE FIXE IN ETF | 4,918 | $204.3K | <0.1% | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 1,170 | $204.2K | <0.1% | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 2,124 | $202.9K | <0.1% | – |
| PDIPIMCO Dynamic Income Fund | SHS | 10,352 | $194.7K | <0.1% | History |
| HYBNew America High Income Fund Inc | COM NEW | 13,375 | $98.0K | <0.1% | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 10,898 | $62.1K | <0.1% | History |
| AHTAshford Hospitality Trust Inc | COM | 30,000 | $29.1K | <0.1% | History |
| ALTOAlto Ingredients, Inc. | COM | 12,500 | $18.1K | <0.1% | History |
| SOBRSOBR Safe, Inc. | COM NEW | 26,150 | $3.84K | <0.1% | History |