Founders Financial Securities LLC
- SEC CIK
- 0001342396
- Latest filing
- Jul 31, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 17, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 332
- +12 vs. Q2 2023
- Portfolio value
- $771.8M
- +$14.6M (+1.9%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 777,022 | $46.1M | 6.0% | +21,654+2.9% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 795,829 | $32.8M | 4.3% | +37,759+5.0% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 428,878 | $30.3M | 3.9% | +28,883+7.2% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 566,634 | $24.8M | 3.2% | +37,578+7.1% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 220,112 | $20.8M | 2.7% | −24,692−10.1% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 48,122 | $17.2M | 2.2% | +10,349+27.4% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 78,966 | $16.4M | 2.1% | +5,180+7.0% | Added | – |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 355,333 | $15.5M | 2.0% | +27,408+8.4% | Added | – |
| Dimensional ETF Trust25434V831 | US HIGH PROF ETF | 591,131 | $15.2M | 2.0% | +50,949+9.4% | Added | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 292,311 | $13.6M | 1.8% | +35,864+14.0% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 201,974 | $13.0M | 1.7% | −2,162−1.1% | Reduced | – |
| AAPLApple Inc. | Stock | 71,932 | $12.3M | 1.6% | −708−1.0% | Reduced | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 540,465 | $12.2M | 1.6% | +44,021+8.9% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 73,200 | $12.0M | 1.6% | +20,514+38.9% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 85,601 | $11.3M | 1.5% | +8,535+11.1% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 117,887 | $11.1M | 1.4% | +41,168+53.7% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 25,431 | $10.9M | 1.4% | +277+1.1% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 416,294 | $10.1M | 1.3% | +30,257+7.8% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 93,577 | $9.60M | 1.2% | +86,963+1,314.8% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 38,427 | $9.58M | 1.2% | +7,944+26.1% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 221,576 | $9.32M | 1.2% | +18,228+9.0% | Added | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 99,517 | $9.14M | 1.2% | −31,389−24.0% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 27,135 | $8.57M | 1.1% | +856+3.3% | Added | History |
| NVDANVIDIA Corp | Stock | 19,613 | $8.53M | 1.1% | +245+1.3% | Added | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 96,906 | $8.52M | 1.1% | +7,280+8.1% | Added | – |
| iShares Tr46435U853 | BROAD USD HIGH | 235,150 | $8.16M | 1.1% | +44,536+23.4% | Added | – |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 74,040 | $7.02M | 0.9% | +5,169+7.5% | Added | – |
| iShares Tr46434V860 | TRS FLT RT BD | 126,896 | $6.44M | 0.8% | −36,992−22.6% | Reduced | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 99,328 | $6.31M | 0.8% | +59,335+148.4% | Added | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 61,153 | $6.29M | 0.8% | +2,471+4.2% | Added | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 94,376 | $6.19M | 0.8% | +55,164+140.7% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 85,408 | $6.18M | 0.8% | +3,758+4.6% | Added | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 58,749 | $5.91M | 0.8% | +58,749 | New | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 34,428 | $5.54M | 0.7% | +14,697+74.5% | Added | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 109,558 | $5.51M | 0.7% | +4,380+4.2% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 54,206 | $5.50M | 0.7% | +31,897+143.0% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 13,872 | $5.45M | 0.7% | +2,808+25.4% | Added | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 145,300 | $5.43M | 0.7% | −5,216−3.5% | Reduced | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 65,055 | $5.37M | 0.7% | +13,074+25.2% | Added | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 109,392 | $5.23M | 0.7% | +2,827+2.7% | Added | – |
| AMZNAmazon Com Inc | Stock | 40,762 | $5.18M | 0.7% | +2,147+5.6% | Added | History |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 147,747 | $4.96M | 0.6% | +5,950+4.2% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 34,463 | $4.75M | 0.6% | +3,858+12.6% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 42,511 | $4.41M | 0.6% | +5,741+15.6% | Added | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 72,431 | $4.37M | 0.6% | +27,371+60.7% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 33,307 | $4.29M | 0.6% | −8,373−20.1% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 89,130 | $4.24M | 0.5% | −2,315−2.5% | Reduced | – |
| iShares Tr46435G326 | CORE MSCI INTL | 72,773 | $4.24M | 0.5% | +5,139+7.6% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 15,553 | $4.24M | 0.5% | +1,893+13.9% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 40,071 | $4.09M | 0.5% | +705+1.8% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 19,094 | $4.06M | 0.5% | −709−3.6% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 44,795 | $4.05M | 0.5% | +15,614+53.5% | Added | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 81,438 | $4.03M | 0.5% | +1,948+2.5% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 27,220 | $3.86M | 0.5% | +10,882+66.6% | Added | – |
| FSKFS KKR Capital Corp | COM | 177,855 | $3.50M | 0.5% | −3,379−1.9% | Reduced | History |
| PGProcter & Gamble Co | Stock | 23,552 | $3.44M | 0.4% | +1,860+8.6% | Added | History |
| JNJJohnson & Johnson | Stock | 21,124 | $3.29M | 0.4% | −605−2.8% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 6,483 | $3.27M | 0.4% | +404+6.6% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 98,470 | $3.27M | 0.4% | +25,279+34.5% | Added | – |
| iShares Tr464287192 | US TRSPRTION | 13,753 | $3.22M | 0.4% | +13,753 | New | – |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 94,834 | $3.21M | 0.4% | +28,024+41.9% | Added | – |
| VVisa Inc. | Stock | 11,948 | $2.75M | 0.4% | +649+5.7% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 22,931 | $2.70M | 0.3% | +817+3.7% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 49,146 | $2.64M | 0.3% | +460+0.9% | Added | History |
| TSLATesla, Inc. | Stock | 10,145 | $2.54M | 0.3% | −72−0.7% | Reduced | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 35,797 | $2.46M | 0.3% | +2,244+6.7% | Added | – |
| ARK Innovation ETF00214Q104 | ETF | 59,510 | $2.36M | 0.3% | −17,191−22.4% | Reduced | – |
| KOCoca Cola Co | Stock | 42,100 | $2.36M | 0.3% | +1,276+3.1% | Added | History |
| Innovator ETFs Trust45782C276 | GRWT100 PWR BUF | 43,970 | $2.23M | 0.3% | +43,970 | New | – |
| JPMJPMorgan Chase & Co | Stock | 15,293 | $2.22M | 0.3% | −1,556−9.2% | Reduced | History |
| Innovator ETFs Trust45783Y814 | LADERD ALCTN PWR | 58,822 | $2.21M | 0.3% | −26,535−31.1% | Reduced | – |
| PFEPfizer Inc | Stock | 65,687 | $2.18M | 0.3% | +33,330+103.0% | Added | History |
| APOApollo Global Management, Inc. | COM | 23,942 | $2.15M | 0.3% | +1,412+6.3% | Added | History |
| CMCSAComcast Corp | Stock | 47,359 | $2.10M | 0.3% | +1,639+3.6% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 5,977 | $2.09M | 0.3% | +1,162+24.1% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 29,143 | $2.02M | 0.3% | +2,050+7.6% | Added | – |
| COSTCostco Wholesale Corp | Stock | 3,570 | $2.02M | 0.3% | −106−2.9% | Reduced | History |
| iShares Inc464286822 | MSCI MEXICO ETF | 34,378 | $2.00M | 0.3% | +34,378 | New | – |
| PXDPioneer Natural Resources Co | COM | 8,392 | $1.93M | 0.2% | +751+9.8% | Added | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 27,170 | $1.90M | 0.2% | −116,070−81.0% | Reduced | – |
| WMBWilliams Companies, Inc. | COM | 56,022 | $1.89M | 0.2% | +2,947+5.6% | Added | History |
| WMTWalmart Inc. | Stock | 11,564 | $1.85M | 0.2% | −33−0.3% | Reduced | History |
| iShares Inc464286764 | MSCI SPAIN ETF | 66,624 | $1.83M | 0.2% | +5,387+8.8% | Added | – |
| RTXRTX Corp | Stock | 25,381 | $1.83M | 0.2% | −3,052−10.7% | Reduced | History |
| HDHome Depot, Inc. | Stock | 5,938 | $1.79M | 0.2% | +433+7.9% | Added | History |
| LINLinde PLC | Stock | 4,766 | $1.77M | 0.2% | +236+5.2% | Added | History |
| METAMeta Platforms, Inc. | Stock | 5,764 | $1.73M | 0.2% | +730+14.5% | Added | History |
| HTDJohn Hancock Tax-Advantaged Dividend Income Fund | COM | 95,370 | $1.69M | 0.2% | −513−0.5% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 10,623 | $1.65M | 0.2% | +4,278+67.4% | Added | – |
| SRESempra | Stock | 24,124 | $1.64M | 0.2% | +3,494+16.9% | AddedConverted for a 2-for-1 split | History |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 18,050 | $1.59M | 0.2% | +18,050 | New | – |
| IBMInternational Business Machines Corp | Stock | 11,312 | $1.59M | 0.2% | −33−0.3% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 15,212 | $1.57M | 0.2% | +934+6.5% | Added | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 36,434 | $1.54M | 0.2% | −2,350−6.1% | Reduced | – |
| UNPUnion Pacific Corp | Stock | 7,516 | $1.53M | 0.2% | +1,501+25.0% | Added | History |
| ENBEnbridge Inc | Stock | 45,826 | $1.52M | 0.2% | +5,866+14.7% | Added | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 22,844 | $1.49M | 0.2% | +2,001+9.6% | Added | – |
| BDXBecton Dickinson & Co | Stock | 5,708 | $1.48M | 0.2% | +570+11.1% | Added | History |
| AVGOBroadcom Inc. | Stock | 1,760 | $1.46M | 0.2% | −61−3.3% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G664 | S&P SMALLCAP 600 | 39,765 | $1.45M | 0.2% | +8,343+26.6% | AddedConverted for a 3-for-1 split | – |
Sold out since Q2 2023 (21)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| Vanguard Short-Term Bond ETF921937827 | ETF | 94,011 | $7.10M | 0.9% | – |
| iShares Inc464286608 | MSCI EURZONE ETF | 79,196 | $3.63M | 0.5% | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 23,540 | $2.27M | 0.3% | – |
| iShares Tr46429B671 | MSCI CHINA ETF | 39,224 | $1.75M | 0.2% | – |
| ProShares Tr74347B714 | SHORT QQQ NEW | 161,921 | $1.71M | 0.2% | – |
| ProShares Tr74348A210 | SHRT RUSSELL2000 | 74,887 | $1.71M | 0.2% | – |
| iShares Tr464288182 | MSCI AC ASIA ETF | 20,468 | $1.36M | 0.2% | – |
| STLAStellantis N.V. | SHS | 76,420 | $1.34M | 0.2% | History |
| BMYBristol Myers Squibb Co | Stock | 20,228 | $1.29M | 0.2% | History |
| SLViShares Silver Trust | ETF | 54,082 | $1.13M | 0.1% | History |
| VODVodafone Group Public Ltd Co | ADR | 109,854 | $1.04M | 0.1% | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 8,600 | $496.5K | 0.1% | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 3,658 | $421.6K | 0.1% | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 8,259 | $414.1K | 0.1% | – |
| iShares Tr464287515 | EXPANDED TECH | 897 | $310.3K | <0.1% | – |
| JCIJohnson Controls International plc | Stock | 3,669 | $250.0K | <0.1% | History |
| NSCNorfolk Southern Corp | Stock | 1,028 | $233.1K | <0.1% | History |
| DTEDte Energy Co | COM | 1,961 | $215.7K | <0.1% | History |
| FASTFastenal Co | Stock | 3,550 | $209.4K | <0.1% | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 4,059 | $206.3K | <0.1% | – |
| SPDR Index Shs FDS78463X871 | ST INTL CAP ETF | 6,593 | $201.2K | <0.1% | – |