Havens Advisors LLC
- SEC CIK
- 0001280200
- Latest filing
- Jan 25, 2023
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Jan 25, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 31
- −11 vs. Q3 2022
- Portfolio value
- $39.3M
- −$27.5M (−41.1%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| COWNCowen Inc. | CL A NEW | 90,000 | $3.48M | 8.8% | +26,000+40.6% | Added | History |
| UMPQUmpqua Holdings Corp | COM | 150,658 | $2.69M | 6.8% | +71,658+90.7% | Added | History |
| TSEMTower Semiconductor Ltd | SHS NEW | 60,472 | $2.61M | 6.6% | +3,062+5.3% | Added | History |
| FHNFirst Horizon Corp | COM | 106,000 | $2.60M | 6.6% | +82,000+341.7% | Added | History |
| RTORentokil Initial PLC | SPONSORED ADR | 81,000 | $2.50M | 6.3% | +81,000 | New | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 21,000 | $2.39M | 6.1% | +21,000 | New | History |
| Sierra Wireless Inc826516106 | COM | 73,000 | $2.12M | 5.4% | +73,000 | New | – |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 35,000 | $1.96M | 5.0% | +35,000 | New | History |
| POSHPoshmark, Inc. | COM CL A | 109,000 | $1.95M | 5.0% | +109,000 | New | History |
| SJISouth Jersey Industries Inc | COM | 51,000 | $1.81M | 4.6% | −39,000−43.3% | Reduced | History |
| COUPCoupa Software Inc | COM | 22,000 | $1.74M | 4.4% | +22,000 | New | History |
| AIMCAltra Industrial Motion Corp. | COM | 27,000 | $1.61M | 4.1% | +27,000 | New | History |
| STORStore Capital LLC | COM | 39,000 | $1.25M | 3.2% | 00.0% | Unchanged | History |
| VMWVmware LLC | CL A COM | 9,848 | $1.21M | 3.1% | 00.0% | Unchanged | History |
| FOXFox Corp | CL B COM | 35,000 | $995.8K | 2.5% | +35,000 | New | History |
| SPNTSiriusPoint Ltd | COM | 163,757 | $966.2K | 2.5% | +297+0.2% | Added | History |
| Meridian Bioscience Inc589584101 | COM | 26,800 | $890.0K | 2.3% | −50,200−65.2% | Reduced | – |
| IAAIAA, Inc. | COM | 22,107 | $884.3K | 2.2% | +22,107 | New | History |
| ONEM1Life Healthcare Inc | COM | 50,000 | $835.5K | 2.1% | −31,000−38.3% | Reduced | History |
| SGFYSignify Health, Inc. | CL A COM | 29,000 | $831.1K | 2.1% | −9,000−23.7% | Reduced | History |
| MAXRMaxar Technologies Inc. | COM | 15,000 | $776.1K | 2.0% | +15,000 | New | History |
| SPNESeaSpine Holdings Corp | COM | 84,859 | $708.6K | 1.8% | +84,859 | New | History |
| KNBEKnowBe4, Inc. | CL A | 28,000 | $693.8K | 1.8% | +28,000 | New | History |
| ROGRogers Corp | COM | 4,000 | $477.4K | 1.2% | −13,000−76.5% | Reduced | History |
| FLYYSpirit Aviation Holdings, Inc. | COM | 17,600 | $342.8K | 0.9% | −7,400−29.6% | Reduced | History |
| FORGForgeRock, Inc. | CL A | 10,000 | $227.7K | 0.6% | +10,000 | New | History |
| Ares Acquisition CorporationG33032114 | UNIT 99/99/9999 | 20,000 | $203.4K | 0.5% | 00.0% | Unchanged | – |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 20,000 | $201.1K | 0.5% | 00.0% | Unchanged | – |
| Warburg Pincus Captal Corp IG9460M116 | UNIT 99/99/9999 | 14,000 | $141.1K | 0.4% | 00.0% | Unchanged | – |
| Lead Edge Growth Oprtunts LTG54085124 | UNIT 04/01/2026 | 12,700 | $129.2K | 0.3% | 00.0% | Unchanged | – |
| EVOPEVO Payments, Inc. | CL A COM | 3,785 | $128.1K | 0.3% | +3,785 | New | History |
Sold out since Q3 2022 (25)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| ChemoCentryx, Inc.16383L106 | COM | 75,000 | $3.88M | 5.8% | – |
| TMXTerminix Global Holdings Inc | COM | 99,200 | $3.80M | 5.7% | History |
| YAlleghany Corp | COM | 4,400 | $3.69M | 5.5% | History |
| NLSNNielsen Holdings plc | SHS EUR | 126,300 | $3.50M | 5.2% | History |
| GBTGlobal Blood Therapeutics, Inc. | COM | 46,000 | $3.13M | 4.7% | History |
| SWCHSwitch, Inc. | CL A | 89,000 | $3.00M | 4.5% | History |
| AVLRAvalara, Inc. | COM | 32,000 | $2.94M | 4.4% | History |
| CTXSCitrix Systems Inc | COM | 27,000 | $2.81M | 4.2% | History |
| Ironsource LtdM5R75Y101 | CL A ORD SHS | 796,553 | $2.74M | 4.1% | – |
| ZENZendesk, Inc. | COM | 35,000 | $2.66M | 4.0% | History |
| BHVNBiohaven Ltd. | COM | 16,364 | $2.47M | 3.7% | History |
| CHNGChange Healthcare Inc. | COM | 88,000 | $2.42M | 3.6% | History |
| BTRSBTRS Holdings Inc. | COM CL 1 | 119,000 | $1.10M | 1.6% | History |
| Avalara, Inc.05338GAB2 | NOTE 0.250% 8/0 | – | $970.0K | 1.5% | – |
| TWTRTwitter, Inc. | COM | 22,000 | $964.0K | 1.4% | History |
| CVETCovetrus, Inc. | COM | 31,608 | $660.0K | 1.0% | History |
| CYBECyberoptics Corp | COM | 11,000 | $592.0K | 0.9% | History |
| MGIMoneygram International Inc | COM NEW | 54,199 | $564.0K | 0.8% | History |
| PINGPing Identity Holding Corp. | COM | 20,000 | $561.0K | 0.8% | History |
| Tenneco Inc880349105 | CL A VTG COM STK | 30,300 | $527.0K | 0.8% | – |
| Hennessy Capital Invs Corp V42589T206 | UNIT 01/15/2025 | 20,000 | $198.0K | 0.3% | – |
| Colicity Inc194170106 | COM CL A | 20,000 | $197.0K | 0.3% | – |
| CVIIChurchill Capital Corp VII | COM CL A | 10,000 | $98.0K | 0.1% | History |
| BHVNBiohaven Ltd. | COM | 15,000 | $95.0K | 0.1% | History |
| PZNPzena Investment Management, Inc. | CLASS A | 10,000 | $95.0K | 0.1% | History |