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Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 14, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
930
+1 vs. Q2 2025
Portfolio value
$2.45B
+$202.8M (+9.0%) vs. Q2 2025
Filed
Nov 14, 2025
SEC
Holdings of Wetherby Asset Management Inc in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
NVVENuvve Holding Corp.COM21,525$5.06K<0.1%+21,525NewHistory
CURVTorrid Holdings Inc.COM24,664$43.2K<0.1%00.0%UnchangedHistory
URGUr-Energy IncCOM26,625$47.7K<0.1%00.0%UnchangedHistory
CERSCerus CorpCOM36,860$58.6K<0.1%00.0%UnchangedHistory
GRABGrab Holdings LtdCLASS A ORD10,029$60.4K<0.1%+10,029NewHistory
TMCTMC the metals Co Inc.COM11,000$70.1K<0.1%+11,000NewHistory
RUMRUM Group Inc.Stock10,200$73.8K<0.1%+138+1.4%AddedHistory
ARRYArray Technologies, Inc.COM SHS10,787$87.9K<0.1%+474+4.6%AddedHistory
LPLLG Display Co., Ltd.SPONS ADR REP18,414$96.1K<0.1%+18,414NewHistory
ABEVAmbev S.A.SPONSORED ADR43,906$97.9K<0.1%−13,905−24.1%ReducedHistory
ECEcopetrol S.A.SPONSORED ADS10,635$97.9K<0.1%−2,134−16.7%ReducedHistory
AXIAYAXIA Energia S.A.SPONSORED ADR10,209$101.3K<0.1%+10,209NewHistory
MPTMedical Properties Trust IncCOM22,568$114.4K<0.1%+4,713+26.4%AddedHistory
NADNuveen Quality Municipal Income FundCOM10,500$122.7K<0.1%+10,500NewHistory
SBSWSibanye Stillwater LtdSPONSORED ADR11,019$123.9K<0.1%+589+5.6%AddedHistory
PGREParamount Group, Inc.COM19,142$125.2K<0.1%+444+2.4%AddedHistory
RLXRLX Technology Inc.SPONSORED ADS49,455$130.1K<0.1%−435−0.9%ReducedHistory
PKPark Hotels & Resorts Inc.COM11,897$131.8K<0.1%+11,897NewHistory
ProShares Ultrashort S&P 50074347G416ETF10,000$144.5K<0.1%00.0%Unchanged–
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN12,500$152.1K<0.1%00.0%UnchangedHistory
UGPUltrapar Holdings IncSP ADR REP COM37,697$154.6K<0.1%−10,880−22.4%ReducedHistory
JFRNuveen Floating Rate Income FundCOM19,382$158.5K<0.1%00.0%UnchangedHistory
KIOKKR Income Opportunities FundCOM12,996$163.8K<0.1%00.0%UnchangedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT13,892$166.7K<0.1%00.0%UnchangedHistory
BTZBlackRock Credit Allocation Income TrustCOM15,125$167.1K<0.1%00.0%UnchangedHistory
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT11,400$167.7K<0.1%00.0%UnchangedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM12,996$169.1K<0.1%−14,872−53.4%ReducedHistory
DNPDNP Select Income Fund IncCOM17,246$172.6K<0.1%00.0%UnchangedHistory
AESAES CorpStock13,240$174.2K<0.1%+2,454+22.8%AddedHistory
JRSNuveen Real Estate Income FundCOM21,329$174.5K<0.1%−22,524−51.4%ReducedHistory
GUGGuggenheim Active Allocation FundCOMMON STOCK11,232$175.2K<0.1%−12,358−52.4%ReducedHistory
BWGBrandywineGLOBAL-Global Income Opportunities Fund IncCOM21,077$182.9K<0.1%00.0%UnchangedHistory
SCDLMP Capital & Income Fund Inc.COM11,792$183.1K<0.1%−11,018−48.3%ReducedHistory
PTENPatterson Uti Energy IncCOM35,517$184.0K<0.1%−2,902−7.6%ReducedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM17,892$184.6K<0.1%−19,815−52.5%ReducedHistory
GHYPGIM Global High Yield Fund, Inc.COM14,453$186.2K<0.1%00.0%UnchangedHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM31,678$187.9K<0.1%00.0%UnchangedHistory
HMYHarmony Gold Mining Co LtdADR10,421$189.1K<0.1%−225−2.1%ReducedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM20,853$190.0K<0.1%00.0%UnchangedHistory
RVTRoyce Small-Cap Trust, Inc.COM11,798$190.3K<0.1%00.0%UnchangedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT20,278$191.8K<0.1%00.0%UnchangedHistory
AMCRAmcor plcORD23,679$193.7K<0.1%+2,006+9.3%AddedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM8,389$200.7K<0.1%00.0%UnchangedHistory
JBSJBS N.V.ADR13,472$201.1K<0.1%−154−1.1%ReducedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF3,531$203.1K<0.1%+3,531New–
SSLSasol LtdSPONSORED ADR32,723$203.5K<0.1%+1,593+5.1%AddedHistory
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM4,540$203.9K<0.1%−3,812−45.6%ReducedHistory
INSMINSMED IncCOM PAR $.011,417$204.1K<0.1%+1,417NewHistory
PUKPrudential PLCADR7,302$204.4K<0.1%+7,302NewHistory
CRWVCoreWeave, Inc.Stock1,500$205.3K<0.1%−300−16.7%ReducedHistory
RRyder System IncCOM1,090$205.6K<0.1%+1,090NewHistory
TERTeradyne, IncStock1,494$205.6K<0.1%+1,494NewHistory
JHGJanus Henderson Group Ltd.ORD SHS4,643$206.7K<0.1%+4,643NewHistory
RUNSunrun Inc.COM12,007$207.6K<0.1%+205+1.7%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,066$208.0K<0.1%+11+0.5%Added–
POOLPool CorpCOM678$210.2K<0.1%+678NewHistory
TYLTyler Technologies IncCOM402$210.3K<0.1%+41+11.4%AddedHistory
THQabrdn Healthcare Opportunities FundSHS12,200$210.9K<0.1%+200+1.7%AddedHistory
GAMGeneral American Investors Co IncCOM3,392$211.0K<0.1%+3,392NewHistory
ONOn Semiconductor CorpStock4,291$211.6K<0.1%+13+0.3%AddedHistory
BALLBALL CorpCOM4,213$212.4K<0.1%−253−5.7%ReducedHistory
SFMSprouts Farmers Market, Inc.COM1,956$212.8K<0.1%+174+9.8%AddedHistory
CPAYCorpay, Inc.COM SHS740$213.2K<0.1%+123+19.9%AddedHistory
SOFISoFi Technologies, Inc.Stock8,099$214.0K<0.1%+8,099NewHistory
DOCHealthpeak Properties, Inc.COM11,229$215.0K<0.1%+11,229NewHistory
FEFirstenergy CorpCOM4,704$215.5K<0.1%+4,704NewHistory
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM10,000$216.7K<0.1%00.0%UnchangedHistory
UDRUDR, Inc.COM5,831$217.3K<0.1%+220+3.9%AddedHistory
ProShares Tr Ultrashort QQQ74349Y829ETF10,100$217.5K<0.1%00.0%Unchanged–
GDDYGoDaddy Inc.CL A1,590$217.6K<0.1%−602−27.5%ReducedHistory
BBDBank BradescoSP ADR PFD NEW64,604$218.4K<0.1%−1,260−1.9%ReducedHistory
ALKAlaska Air Group, Inc.COM4,416$219.8K<0.1%+4,416NewHistory
iShares Tr464288885EAFE GRWTH ETF1,934$220.2K<0.1%00.0%Unchanged–
TPLTexas Pacific Land CorpStock236$220.3K<0.1%−10−4.1%ReducedHistory
RBARB Global Inc.COM2,037$220.7K<0.1%+2,037NewHistory
PKGPackaging Corp of AmericaStock1,014$221.0K<0.1%+1,014NewHistory
KSSKOHLS CorpStock14,398$221.3K<0.1%−223−1.5%ReducedHistory
MURMurphy Oil CorpCOM7,803$221.7K<0.1%−1,753−18.3%ReducedHistory
KVUEKenvue Inc.Stock13,746$223.1K<0.1%+13,746NewHistory
ZIONZions Bancorporation, National AssociationCOM3,945$223.2K<0.1%−67−1.7%ReducedHistory
First Trust Dow Jones Internet Index Fund33733E302ETF805$225.3K<0.1%00.0%Unchanged–
HOLXHologic IncCOM3,338$225.3K<0.1%+24+0.7%AddedHistory
DECKDeckers Outdoor CorpCOM2,227$225.8K<0.1%+82+3.8%AddedHistory
DTMDT Midstream, Inc.COMMON STOCK1,997$225.8K<0.1%+119+6.3%AddedHistory
IPInternational Paper CoCOM4,901$227.4K<0.1%+64+1.3%AddedHistory
EFXEquifax IncCOM889$228.1K<0.1%+14+1.6%AddedHistory
Pacer Trendpilot US Large Cap ETF69374H105ETF4,168$228.2K<0.1%00.0%Unchanged–
THGHanover Insurance Group, Inc.COM1,257$228.3K<0.1%−4−0.3%ReducedHistory
GMABGenmab A/SSPONSORED ADS7,475$229.3K<0.1%+7,475NewHistory
Harbor ETF Trust41151J406LONG TERM GROWER7,402$230.6K<0.1%00.0%Unchanged–
Vanguard Consumer Staples ETF92204A207ETF1,081$231.0K<0.1%+1,081New–
FIXComfort Systems USA IncCOM280$231.1K<0.1%+280NewHistory
HUBSHubSpot IncCOM496$232.0K<0.1%+16+3.3%AddedHistory
WEXWEX Inc.COM1,474$232.2K<0.1%+1,474NewHistory
SLMSLM CorpCOM8,412$232.8K<0.1%00.0%UnchangedHistory
Vanguard World FD921910725ESG INTL STK ETF3,361$233.1K<0.1%−31−0.9%Reduced–
Schwab U.S. Large-Cap ETF808524201ETF8,855$233.3K<0.1%+126+1.4%Added–
SNASnap-on IncCOM674$233.6K<0.1%+22+3.4%AddedHistory
ACREAres Commercial Real Estate CorpCOM51,801$233.6K<0.1%+19,976+62.8%AddedHistory
TXTTextron IncCOM2,769$234.0K<0.1%+96+3.6%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q3 2025
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF–$732.8K

Sold out since Q2 2025 (41)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
iShares Tr46429B655FLTG RATE NT ETF24,670$1.26M0.1%–
HESHess CorpStock4,202$582.1K<0.1%History
ANSSAnsys IncCOM1,268$445.3K<0.1%History
Pioneer High Income Tr72369H106COM47,165$381.6K<0.1%–
JNPRJuniper Networks IncCOM9,288$370.9K<0.1%History
DOXAmdocs LtdSHS3,322$303.1K<0.1%History
HQHabrdn Healthcare InvestorsSH BEN INT19,442$301.2K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF5,319$298.5K<0.1%–
DTDynatrace, Inc.Stock5,400$298.1K<0.1%History
PHIPLDT Inc.SPONSORED ADR13,340$290.3K<0.1%History
EMNEastman Chemical CoStock3,362$251.0K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM21,737$249.5K<0.1%History
STZConstellation Brands, Inc.Stock1,529$248.7K<0.1%History
TEAMAtlassian CorpCL A1,207$245.1K<0.1%History
MOHMolina Healthcare, Inc.COM795$236.8K<0.1%History
ALSumisho Air Lease CorpCL A3,811$222.9K<0.1%History
GGenpact LTDSHS5,042$221.9K<0.1%History
LULUlululemon athletica inc.Stock907$215.5K<0.1%History
KDKyndryl Holdings, Inc.Stock5,080$213.2K<0.1%History
CPTCamden Property TrustREIT1,842$207.6K<0.1%History
TTDTrade Desk, Inc.Stock2,860$205.9K<0.1%History
IGAVoya Global Advantage & Premium Opportunity FundCOM20,681$205.4K<0.1%History
DPGDuff & Phelps Utility & Infrastructure Fund Inc.COM16,380$203.3K<0.1%History
BMIBadger Meter IncCOM829$203.1K<0.1%History
KMXCarMax IncCOM3,020$203.0K<0.1%History
CWENClearway Energy, Inc.CL C6,332$202.6K<0.1%History
BRWSaba Capital Income & Opportunities FundSHS NEW25,107$202.4K<0.1%History
CARTMaplebear Inc.COM4,471$202.3K<0.1%History
GDVGabelli Dividend & Income TrustCOM7,736$201.2K<0.1%History
SPESpecial Opportunities Fund, Inc.COM12,637$195.7K<0.1%History
FLCFlaherty & Crumrine Total Return Fund IncCOM11,464$194.9K<0.1%History
SABASaba Capital Income & Opportunities Fund IICOM NEW21,197$194.8K<0.1%History
BOEBlackRock Enhanced Global Dividend TrustCOM17,134$194.5K<0.1%History
RLTYCohen & Steers Real Estate Opportunities & Income FundSHS BENFIN INT12,609$191.4K<0.1%History
FTFFranklin Ltd Duration Income TrustCOM29,743$191.0K<0.1%History
OGNOrganon & Co.Stock17,529$169.7K<0.1%History
PCGPG&E CorpStock10,206$142.3K<0.1%History
RDFNRedfin CorpCOM12,026$134.6K<0.1%History
LCIDLucid Group, Inc.COM33,762$71.2K<0.1%History
GGBGerdau S.A.SPON ADR REP PFD14,345$41.9K<0.1%History
SIDNational Steel CoSPONSORED ADR13,604$19.0K<0.1%History