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Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
934
+21 vs. Q1 2023
Portfolio value
$1.85B
+$147.7M (+8.7%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of Wetherby Asset Management Inc in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NVVENuvve Holding Corp.COM21,098$12.6K<0.1%00.0%UnchangedHistory
RENTRent the Runway, Inc.COM CL A10,271$20.3K<0.1%00.0%UnchangedHistory
OPKOpko Health, Inc.COM11,225$24.4K<0.1%−259−2.3%ReducedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS14,115$26.3K<0.1%−7,476−34.6%ReducedHistory
URGUr-Energy IncCOM26,625$28.0K<0.1%00.0%UnchangedHistory
Lumiradx LimitedG5709L109SHS83,489$40.1K<0.1%00.0%Unchanged–
HBIHanesbrands Inc.COM10,592$48.1K<0.1%+10,592NewHistory
BBBLACKBERRY LtdCOM10,469$57.9K<0.1%−2,645−20.2%ReducedHistory
ERICEricsson LM Telephone CoADR B SEK 1011,111$60.6K<0.1%−5,443−32.9%ReducedHistory
HMYHarmony Gold Mining Co LtdADR15,084$63.4K<0.1%+68+0.5%AddedHistory
UNITUniti Group Inc.COM13,796$63.7K<0.1%+1,819+15.2%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS13,905$70.2K<0.1%00.0%UnchangedHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM13,988$71.9K<0.1%00.0%UnchangedHistory
VVRInvesco Senior Income TrustCOM19,094$73.5K<0.1%00.0%UnchangedHistory
NCVVirtus Convertible & Income FundCOM21,919$76.3K<0.1%00.0%UnchangedHistory
SIDNational Steel CoSPONSORED ADR30,998$80.3K<0.1%−2,962−8.7%ReducedHistory
GGBGerdau S.A.SPON ADR REP PFD15,630$81.6K<0.1%−92−0.6%ReducedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,000$86.2K<0.1%00.0%UnchangedHistory
ZSZscaler, Inc.Stock603$88.2K<0.1%+603NewHistory
RUMRUM Group Inc.Stock10,000$89.2K<0.1%00.0%UnchangedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD15,410$90.9K<0.1%−30.0%ReducedHistory
TEITempleton Emerging Markets Income FundCOM18,000$92.7K<0.1%00.0%UnchangedHistory
PGREParamount Group, Inc.COM21,767$96.4K<0.1%+21,767NewHistory
UGPUltrapar Holdings IncSP ADR REP COM25,816$101.5K<0.1%+182+0.7%AddedHistory
SIRISirius XM Holdings Inc.COM23,024$104.3K<0.1%−327−1.4%ReducedHistory
OPENOpendoor Technologies Inc.COM26,088$104.9K<0.1%−436−1.6%ReducedHistory
SWNSouthwestern Energy CoCOM17,705$106.4K<0.1%−12,278−40.9%ReducedHistory
BRSPBrightSpire Capital, Inc.COM CL A16,856$113.4K<0.1%−6,521−27.9%ReducedHistory
KEYKeycorpCOM12,386$114.4K<0.1%−10,359−45.5%ReducedHistory
KGCKinross Gold CorpCOM24,011$114.5K<0.1%+551+2.3%AddedHistory
MYDBlackRock Muniyield Fund, Inc.COM10,994$114.8K<0.1%+718+7.0%AddedHistory
BlackRock New York Municipal Income Trust09248L106SH BEN INT11,132$115.1K<0.1%+702+6.7%Added–
LUMNLumen Technologies, Inc.Stock50,998$115.3K<0.1%+27,622+118.2%AddedHistory
BYMBlackRock Municipal Income Quality TrustCOM10,350$116.4K<0.1%+10,350NewHistory
BFKBlackRock Municipal Income TrustSH BEN INT11,728$116.6K<0.1%+738+6.7%AddedHistory
LCIDLucid Group, Inc.COM17,053$117.5K<0.1%+1,237+7.8%AddedHistory
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM10,665$117.8K<0.1%+598+5.9%AddedHistory
MVFBlackRock Munivest Fund, Inc.COM17,537$118.0K<0.1%+980+5.9%AddedHistory
VKIInvesco Advantage Municipal Income Trust IISH BEN INT14,168$119.2K<0.1%+756+5.6%AddedHistory
GRFSGrifols SASP ADR REP B NVT13,008$119.2K<0.1%−6,544−33.5%ReducedHistory
MYNBlackRock Muniyield New York Quality Fund, Inc.COM11,833$119.9K<0.1%+707+6.4%AddedHistory
NXJNuveen New Jersey Quality Municipal Income FundCOM10,455$119.9K<0.1%+10,455NewHistory
NQPNuveen Pennsylvania Quality Municipal Income FundCOM10,715$120.4K<0.1%+542+5.3%AddedHistory
KTFDWS Municipal Income TrustCOM14,007$120.6K<0.1%+664+5.0%AddedHistory
BLEBlackRock Municipal Income Trust IICOM11,670$121.5K<0.1%+601+5.4%AddedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM11,692$122.5K<0.1%+542+4.9%AddedHistory
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS11,430$123.1K<0.1%+523+4.8%AddedHistory
PLUGPlug Power IncStock11,864$123.3K<0.1%+11,864NewHistory
GAPGap IncCOM14,111$126.0K<0.1%−49,570−77.8%ReducedHistory
AGROAdecoagro S.A.COM13,700$128.2K<0.1%00.0%UnchangedHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN12,500$136.6K<0.1%00.0%UnchangedHistory
AGNCAGNC Investment Corp.REIT13,852$140.3K<0.1%−3,316−19.3%ReducedHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD28,683$147.1K<0.1%+8,850+44.6%AddedHistory
RDFNRedfin CorpCOM12,163$151.1K<0.1%−416−3.3%ReducedHistory
APLEApple Hospitality REIT, Inc.REIT10,097$152.6K<0.1%+54+0.5%AddedHistory
BEKEKE Holdings Inc.SPONSORED ADS10,297$152.9K<0.1%+10,297NewHistory
RLXRLX Technology Inc.SPONSORED ADS86,620$153.3K<0.1%−9,835−10.2%ReducedHistory
TIMBTim S.A.SPONSORED ADR10,043$153.6K<0.1%+10,043NewHistory
DEIDouglas Emmett IncCOM12,415$156.1K<0.1%−1,196−8.8%ReducedHistory
PLTRPalantir Technologies Inc.Stock10,254$157.2K<0.1%+10,254NewHistory
CERSCerus CorpCOM64,360$158.3K<0.1%−456−0.7%ReducedHistory
ETRNMidstream Co LLCCOM16,609$158.8K<0.1%+3,612+27.8%AddedHistory
VTRSViatris IncStock16,249$162.2K<0.1%−160−1.0%ReducedHistory
GDSGDS Holdings LtdSPONSORED ADS15,786$173.5K<0.1%−9,645−37.9%ReducedHistory
IQiQIYI, Inc.SPONSORED ADS32,525$173.7K<0.1%+2,987+10.1%AddedHistory
RITMRithm Capital Corp.REIT18,863$176.4K<0.1%+446+2.4%AddedHistory
Copel-ADR20441B605ADR20,499$176.5K<0.1%00.0%Unchanged–
DNPDNP Select Income Fund IncCOM17,246$180.7K<0.1%+208+1.2%AddedHistory
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM10,000$182.0K<0.1%00.0%UnchangedHistory
WBWEIBO CorpSPONSORED ADR14,053$184.2K<0.1%+813+6.1%AddedHistory
HSTHost Hotels & Resorts, Inc.COM11,000$185.1K<0.1%−2,278−17.2%ReducedHistory
IIMInvesco Value Municipal Income TrustCOM15,941$188.4K<0.1%+1,021+6.8%AddedHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM16,882$188.6K<0.1%+986+6.2%AddedHistory
PMLPIMCO Municipal Income Fund IICOM20,881$188.8K<0.1%+1,251+6.4%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF16,140$188.8K<0.1%+1,028+6.8%AddedHistory
RVTRoyce Small-Cap Trust, Inc.COM13,722$189.4K<0.1%+13,722NewHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT16,312$190.2K<0.1%+964+6.3%AddedHistory
VMOInvesco Municipal Opportunity TrustCOM20,204$191.1K<0.1%+1,151+6.0%AddedHistory
MHDBlackRock Muniholdings Fund, Inc.COM16,458$191.4K<0.1%+918+5.9%AddedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM16,640$192.5K<0.1%+914+5.8%AddedHistory
SSentinelOne, Inc.CL A13,001$196.3K<0.1%−227−1.7%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF5,940$200.2K<0.1%+5,940New–
AGCOAGCO CorpCOM1,524$200.3K<0.1%+1,524NewHistory
ALKAlaska Air Group, Inc.COM3,767$200.3K<0.1%+3,767NewHistory
MUSAMurphy USA Inc.COM644$200.4K<0.1%+644NewHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,031$200.4K<0.1%−4,036−50.0%Reduced–
JLLJones Lang Lasalle IncCOM1,288$200.7K<0.1%−2,968−69.7%ReducedHistory
MTDRMatador Resources CoCOM3,843$201.1K<0.1%+3,843NewHistory
KMXCarMax IncCOM2,413$202.0K<0.1%+2,413NewHistory
CBOECboe Global Markets, Inc.COM1,465$202.2K<0.1%+1,465NewHistory
AXONAxon Enterprise, Inc.COM1,041$203.1K<0.1%−13−1.2%ReducedHistory
SEICSEI Investments CoCOM3,410$203.3K<0.1%+3,410NewHistory
LYVLive Nation Entertainment, Inc.COM2,232$203.4K<0.1%+2,232NewHistory
PATHUiPath, Inc.Stock12,280$203.5K<0.1%−5,625−31.4%ReducedHistory
MPTMedical Properties Trust IncCOM21,988$203.6K<0.1%+21,988NewHistory
DVADavita Inc.COM2,040$205.0K<0.1%+2,040NewHistory
ADXAdams Diversified Equity Fund, Inc.COM12,203$205.1K<0.1%00.0%UnchangedHistory
FUBOFuboTV Inc.COM98,753$205.4K<0.1%−1,866−1.9%ReducedHistory
FEFirstenergy CorpCOM5,305$206.3K<0.1%+5,305NewHistory
KBRKBR, Inc.COM3,172$206.4K<0.1%+3,172NewHistory

Options (17)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q2 2023
SecurityClassPutsCalls
MAMastercard IncStock–$472.0K
MSFTMicrosoft CorpStock–$340.5K
AMZNAmazon Com IncStock–$325.9K
AAPLApple Inc.Stock–$271.6K
MELIMercadolibre IncCOM–$236.9K
HDHome Depot, Inc.Stock–$217.4K
ABNBAirbnb, Inc.Stock–$166.6K
BBYBest Buy Co IncStock–$155.7K
CRWDCrowdStrike Holdings, Inc.Stock–$146.9K
SNOWSnowflake Inc.Stock–$140.8K
PANWPalo Alto Networks IncStock–$127.8K
ZSZscaler, Inc.Stock–$117.0K
TTDTrade Desk, Inc.Stock–$115.8K
CMECME Group Inc.COM–$111.2K
SHOPShopify Inc.Stock–$109.8K
GOOGLAlphabet Inc.Stock–$83.8K
DLRDigital Realty Trust, Inc.COM–$68.3K

Sold out since Q1 2023 (44)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
TRIThomson Reuters CorpCOM NEW18,564$2.42M0.1%History
ABBNYABB LtdSPONSORED ADR46,442$1.59M0.1%History
Vanguard BD Index FDS92203C303VANGUARD ULTRA27,898$1.37M0.1%–
Shaw Communications Inc82028K200CL B CONV20,569$615.2K<0.1%–
CTLTCatalent, Inc.COM8,931$586.9K<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM14,247$398.8K<0.1%–
BATRKAtlanta Braves Holdings, Inc.COM C BRAVES GRP11,691$393.9K<0.1%History
MANManpowerGroup Inc.COM4,568$377.0K<0.1%History
TSNTyson Foods, Inc.Stock6,266$371.7K<0.1%History
PPLPPL CorpCOM12,786$355.3K<0.1%History
iShares Core High Dividend ETF46429B663ETF3,449$350.6K<0.1%–
Paramount Global92556H206CL B14,172$316.2K<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY6,485$310.1K<0.1%–
WALWestern Alliance BancorporationCOM8,636$306.9K<0.1%History
IPInternational Paper CoCOM8,225$296.6K<0.1%History
NTRNutrien Ltd.COM3,720$274.7K<0.1%History
BURLBurlington Stores, Inc.COM1,253$253.2K<0.1%History
AREAlexandria Real Estate Equities, Inc.COM1,948$244.7K<0.1%History
CPBCAMPBELL'S CoCOM4,346$238.9K<0.1%History
MKTXMarketaxess Holdings IncCOM596$233.2K<0.1%History
CFGCitizens Financial Group IncCOM7,481$227.2K<0.1%History
NTRANatera, Inc.COM3,944$219.0K<0.1%History
LEALear CorpCOM NEW1,569$218.9K<0.1%History
CZRCaesars Entertainment, Inc.COM4,336$211.6K<0.1%History
EXRExtra Space Storage Inc.COM1,269$206.8K<0.1%History
WLKWestlake CorpCOM1,767$204.9K<0.1%History
BWABorgwarner IncCOM4,149$203.8K<0.1%History
ATHMAutohome Inc.SP ADS RP CL A6,047$202.4K<0.1%History
LNTAlliant Energy CorpStock3,760$200.8K<0.1%History
THQabrdn Healthcare Opportunities FundSHS10,233$192.0K<0.1%History
CNXCNX Resources CorpCOM10,478$167.9K<0.1%History
SOUNSoundhound AI, Inc.CLASS A COM60,680$167.5K<0.1%History
HPPHudson Pacific Properties, Inc.COM23,528$156.5K<0.1%History
GBDCGolub Capital BDC, Inc.COM10,531$142.8K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR11,880$98.8K<0.1%History
QSQuantumScape CorpCOM CL A11,599$94.9K<0.1%History
BRMKBroadmark Realty Capital Inc.COM13,024$61.2K<0.1%History
ARDXArdelyx, Inc.COM10,253$49.1K<0.1%History
Credit Suisse Group225401108SPONSORED ADR41,375$36.8K<0.1%–
BRF SA10552T107SPONSORED ADR23,566$30.2K<0.1%–
TELLTellurian Inc.COM17,473$21.5K<0.1%History
DHCDiversified Healthcare TrustCOM SH BEN INT13,517$18.2K<0.1%History
GSATGlobalstar, Inc.COM10,017$11.6K<0.1%History
DOMADoma Holdings, Inc.COMMON STOCK16,000$6.52K<0.1%History