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Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
913
+26 vs. Q4 2022
Portfolio value
$1.71B
+$151.7M (+9.8%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Wetherby Asset Management Inc in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
DOMADoma Holdings, Inc.COMMON STOCK16,000$6.52K<0.1%+16,000NewHistory
GSATGlobalstar, Inc.COM10,017$11.6K<0.1%+10,017NewHistory
NVVENuvve Holding Corp.COM21,098$14.8K<0.1%00.0%UnchangedHistory
OPKOpko Health, Inc.COM11,484$16.8K<0.1%+11,484NewHistory
DHCDiversified Healthcare TrustCOM SH BEN INT13,517$18.2K<0.1%+13,517NewHistory
TELLTellurian Inc.COM17,473$21.5K<0.1%+17,473NewHistory
URGUr-Energy IncCOM26,625$28.2K<0.1%00.0%UnchangedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS21,591$28.7K<0.1%−9,080−29.6%ReducedHistory
RENTRent the Runway, Inc.COM CL A10,271$29.3K<0.1%00.0%UnchangedHistory
BRF SA10552T107SPONSORED ADR23,566$30.2K<0.1%−11,475−32.7%Reduced–
Credit Suisse Group225401108SPONSORED ADR41,375$36.8K<0.1%+7,625+22.6%Added–
Lumiradx LimitedG5709L109SHS83,489$38.8K<0.1%00.0%Unchanged–
UNITUniti Group Inc.COM11,977$42.5K<0.1%+11,977NewHistory
OPENOpendoor Technologies Inc.COM26,524$46.7K<0.1%+11,340+74.7%AddedHistory
ARDXArdelyx, Inc.COM10,253$49.1K<0.1%+10,253NewHistory
BBBLACKBERRY LtdCOM13,114$59.8K<0.1%−4,141−24.0%ReducedHistory
BRMKBroadmark Realty Capital Inc.COM13,024$61.2K<0.1%+13,024NewHistory
HMYHarmony Gold Mining Co LtdADR15,016$61.6K<0.1%+3,103+26.0%AddedHistory
LUMNLumen Technologies, Inc.Stock23,376$61.9K<0.1%+4,890+26.5%AddedHistory
UGPUltrapar Holdings IncSP ADR REP COM25,634$70.0K<0.1%+4,486+21.2%AddedHistory
VVRInvesco Senior Income TrustCOM19,094$70.3K<0.1%00.0%UnchangedHistory
JQCNuveen Credit Strategies Income FundCOM SHS13,905$71.1K<0.1%00.0%UnchangedHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM13,988$71.3K<0.1%00.0%UnchangedHistory
NCVVirtus Convertible & Income FundCOM21,919$73.6K<0.1%00.0%UnchangedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD15,413$75.1K<0.1%+678+4.6%AddedHistory
ETRNMidstream Co LLCCOM12,997$75.1K<0.1%−3,456−21.0%ReducedHistory
GGBGerdau S.A.SPON ADR REP PFD15,722$77.5K<0.1%−511−3.1%ReducedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,000$85.9K<0.1%00.0%UnchangedHistory
TEITempleton Emerging Markets Income FundCOM18,000$91.3K<0.1%00.0%UnchangedHistory
ENICEnel Chile S.A.SPONSORED ADR33,910$91.6K<0.1%+126+0.4%AddedHistory
SIRISirius XM Holdings Inc.COM23,351$92.7K<0.1%+2,315+11.0%AddedHistory
QSQuantumScape CorpCOM CL A11,599$94.9K<0.1%+110+1.0%AddedHistory
ERICEricsson LM Telephone CoADR B SEK 1016,554$96.8K<0.1%−2,895−14.9%ReducedHistory
SBSWSibanye Stillwater LtdSPONSORED ADR11,880$98.8K<0.1%−2,164−15.4%ReducedHistory
RUMRUM Group Inc.Stock10,000$100.0K<0.1%+10,000NewHistory
SIDNational Steel CoSPONSORED ADR33,960$104.3K<0.1%+3,051+9.9%AddedHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD19,833$104.9K<0.1%+19,833NewHistory
BlackRock New York Municipal Income Trust09248L106SH BEN INT10,430$108.5K<0.1%−26−0.2%Reduced–
MYDBlackRock Muniyield Fund, Inc.COM10,276$110.5K<0.1%−27−0.3%ReducedHistory
KGCKinross Gold CorpCOM23,460$110.5K<0.1%−917−3.8%ReducedHistory
AGROAdecoagro S.A.COM13,700$110.8K<0.1%00.0%UnchangedHistory
BFKBlackRock Municipal Income TrustSH BEN INT10,990$112.2K<0.1%−26−0.2%ReducedHistory
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM10,067$112.7K<0.1%−46−0.5%ReducedHistory
MYNBlackRock Muniyield New York Quality Fund, Inc.COM11,126$112.9K<0.1%−33−0.3%ReducedHistory
RDFNRedfin CorpCOM12,579$114.0K<0.1%−1,206−8.7%ReducedHistory
MVFBlackRock Munivest Fund, Inc.COM16,557$114.6K<0.1%−88−0.5%ReducedHistory
NQPNuveen Pennsylvania Quality Municipal Income FundCOM10,173$116.3K<0.1%−58−0.6%ReducedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM11,150$118.6K<0.1%−80−0.7%ReducedHistory
KTFDWS Municipal Income TrustCOM13,343$118.8K<0.1%−80−0.6%ReducedHistory
BLEBlackRock Municipal Income Trust IICOM11,069$118.8K<0.1%−71−0.6%ReducedHistory
VKIInvesco Advantage Municipal Income Trust IISH BEN INT13,412$119.5K<0.1%−84−0.6%ReducedHistory
FUBOFuboTV Inc.COM100,619$121.7K<0.1%+100,619NewHistory
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS10,907$126.4K<0.1%−85−0.8%ReducedHistory
LCIDLucid Group, Inc.COM15,816$127.2K<0.1%+3,661+30.1%AddedHistory
MELIMercadolibre IncCOM100$131.8K<0.1%00.0%UnchangedHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN12,500$133.1K<0.1%00.0%UnchangedHistory
Copel-ADR20441B605ADR20,499$137.8K<0.1%00.0%Unchanged–
BRSPBrightSpire Capital, Inc.COM CL A23,377$137.9K<0.1%+23,377NewHistory
GBDCGolub Capital BDC, Inc.COM10,531$142.8K<0.1%+494+4.9%AddedHistory
GRFSGrifols SASP ADR REP B NVT19,552$144.1K<0.1%−8,769−31.0%ReducedHistory
RITMRithm Capital Corp.REIT18,417$147.3K<0.1%−154−0.8%ReducedHistory
SWNSouthwestern Energy CoCOM29,983$149.9K<0.1%+3,646+13.8%AddedHistory
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR15,450$154.7K<0.1%−3,868−20.0%ReducedHistory
APLEApple Hospitality REIT, Inc.REIT10,043$155.9K<0.1%00.0%UnchangedHistory
HPPHudson Pacific Properties, Inc.COM23,528$156.5K<0.1%+12,410+111.6%AddedHistory
VTRSViatris IncStock16,409$157.9K<0.1%+85+0.5%AddedHistory
RCReady Capital CorpCOM16,253$165.3K<0.1%+33+0.2%AddedHistory
SOUNSoundhound AI, Inc.CLASS A COM60,680$167.5K<0.1%00.0%UnchangedHistory
DEIDouglas Emmett IncCOM13,611$167.8K<0.1%+3,373+32.9%AddedHistory
CNXCNX Resources CorpCOM10,478$167.9K<0.1%+10,478NewHistory
AGNCAGNC Investment Corp.REIT17,168$173.1K<0.1%+4,769+38.5%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF15,112$178.0K<0.1%−8−0.1%ReducedHistory
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM10,000$178.4K<0.1%00.0%UnchangedHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM15,896$182.0K<0.1%−42−0.3%ReducedHistory
IIMInvesco Value Municipal Income TrustCOM14,920$182.0K<0.1%−15−0.1%ReducedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT15,348$183.4K<0.1%−45−0.3%ReducedHistory
HTGCHercules Capital, Inc.COM14,255$183.7K<0.1%+205+1.5%AddedHistory
PMLPIMCO Municipal Income Fund IICOM19,630$184.3K<0.1%−27−0.1%ReducedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM15,726$186.2K<0.1%−54−0.3%ReducedHistory
VMOInvesco Municipal Opportunity TrustCOM19,053$186.9K<0.1%−66−0.3%ReducedHistory
MHDBlackRock Muniholdings Fund, Inc.COM15,540$187.3K<0.1%−63−0.4%ReducedHistory
DNPDNP Select Income Fund IncCOM17,038$187.8K<0.1%+287+1.7%AddedHistory
ADXAdams Diversified Equity Fund, Inc.COM12,203$189.8K<0.1%00.0%UnchangedHistory
THQabrdn Healthcare Opportunities FundSHS10,233$192.0K<0.1%+10,233NewHistory
SUZSuzano S.A.SPON ADS23,441$192.5K<0.1%−65−0.3%ReducedHistory
CERSCerus CorpCOM64,816$192.5K<0.1%−41−0.1%ReducedHistory
OPLNOPENLANE, Inc.COM14,073$192.5K<0.1%−1,240−8.1%ReducedHistory
LNTAlliant Energy CorpStock3,760$200.8K<0.1%+108+3.0%AddedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,699$200.9K<0.1%+4,699New–
AAAlcoa CorpStock4,733$201.4K<0.1%−18−0.4%ReducedHistory
DALDelta Air Lines, Inc.COM NEW5,791$202.2K<0.1%+5,791NewHistory
BAPCredicorp LtdCOM1,528$202.3K<0.1%+1,528NewHistory
ATHMAutohome Inc.SP ADS RP CL A6,047$202.4K<0.1%+6,047NewHistory
ESSEssex Property Trust, Inc.COM972$203.3K<0.1%−23−2.3%ReducedHistory
JKHYJack Henry & Associates IncStock1,350$203.5K<0.1%−476−26.1%ReducedHistory
MZTIMarzetti CoCOM1,004$203.7K<0.1%+1,004NewHistory
BWABorgwarner IncCOM4,149$203.8K<0.1%+4,149NewHistory
WLKWestlake CorpCOM1,767$204.9K<0.1%+1,767NewHistory
EXRExtra Space Storage Inc.COM1,269$206.8K<0.1%+1,269NewHistory
AFGAmerican Financial Group IncCOM1,706$207.3K<0.1%−43−2.5%ReducedHistory

Options (15)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q1 2023
SecurityClassPutsCalls
MELIMercadolibre IncCOM–$1.05M
NVDANVIDIA CorpStock–$222.2K
HDHome Depot, Inc.Stock–$206.6K
ABNBAirbnb, Inc.Stock–$149.3K
BBYBest Buy Co IncStock–$148.7K
AAPLApple Inc.Stock–$148.4K
TSLATesla, Inc.Stock–$124.5K
MSFTMicrosoft CorpStock–$115.3K
CMECME Group Inc.COM–$114.9K
MAMastercard IncStock–$109.0K
AMZNAmazon Com IncStock–$103.3K
CRWDCrowdStrike Holdings, Inc.Stock–$96.1K
SNOWSnowflake Inc.Stock–$61.7K
TTDTrade Desk, Inc.Stock–$60.9K
DLRDigital Realty Trust, Inc.COM–$59.0K

Sold out since Q4 2022 (30)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Tata MTRS Ltd876568502SPONSORED ADR62,007$1.43M0.1%–
IFFInternational Flavors & Fragrances IncCOM5,899$618.5K<0.1%History
China Southern Airlines Co L169409109SPON ADR CL H15,940$516.5K<0.1%–
First Rep BK San Francisco C33616C100COM4,186$510.2K<0.1%–
CAJPYCanon IncSPONSORED ADR13,993$303.4K<0.1%History
TSVT2seventy bio, Inc.COMMON STOCK30,783$288.4K<0.1%History
ZIONZions Bancorporation, National AssociationCOM5,750$282.7K<0.1%History
LNCLincoln National CorpCOM9,191$282.3K<0.1%History
RUNSunrun Inc.COM11,475$275.6K<0.1%History
FHNFirst Horizon CorpCOM10,823$265.2K<0.1%History
SIVBSVB Financial GroupCOM1,093$251.5K<0.1%History
PRTAProthena Corp Public Ltd CoSHS3,840$231.4K<0.1%History
NBIXNeurocrine Biosciences IncStock1,841$219.9K<0.1%History
State Street Financial Select Sector SPDR ETF81369Y605ETF6,162$210.7K<0.1%–
DBXDropbox, Inc.CL A9,338$209.0K<0.1%History
ZMZoom Communications, Inc.Stock3,082$208.8K<0.1%History
KMXCarMax IncCOM3,415$207.9K<0.1%History
RVTYRevvity, Inc.COM1,453$203.7K<0.1%History
MPTMedical Properties Trust IncCOM18,163$202.3K<0.1%History
MACMacerich CoCOM14,694$165.5K<0.1%History
PGREParamount Group, Inc.COM19,685$116.9K<0.1%History
SNAPSnap IncStock12,160$108.8K<0.1%History
TWKSThoughtworks Holding, Inc.COM10,669$108.7K<0.1%History
COTYCoty Inc.COM CL A10,209$87.4K<0.1%History
OXLCOxford Lane Capital Corp.COM15,000$76.0K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM10,000$63.2K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A20,664$33.7K<0.1%History
GOEVCanoo Inc.COM CL A22,162$27.3K<0.1%History
NKLANikola CorpCOM11,360$24.5K<0.1%History
AMRNAmarin Corp PLCSPONS ADR NEW13,571$16.4K<0.1%History