Skip to main content
Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
908
+5 vs. Q3 2021
Portfolio value
$1.77B
+$162.3M (+10.1%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Wetherby Asset Management Inc in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
VMWVmware LLCCL A COM5,860$679.0K<0.1%+3,174+118.2%AddedHistory
NTRSNorthern Trust CorpCOM5,731$685.0K<0.1%+182+3.3%AddedHistory
CARRCarrier Global CorpStock12,788$694.0K<0.1%+495+4.0%AddedHistory
WCNWaste Connections, Inc.COM5,130$699.0K<0.1%−203−3.8%ReducedHistory
First Rep BK San Francisco C33616C100COM3,391$700.0K<0.1%+33+1.0%Added–
ALCAlcon IncStock8,080$704.0K<0.1%+560+7.4%AddedHistory
LKQLKQ CorpCOM11,720$704.0K<0.1%+129+1.1%AddedHistory
BIIBBiogen Inc.COM2,948$707.0K<0.1%−1,581−34.9%ReducedHistory
UGIUgi CorpStock15,609$717.0K<0.1%−163−1.0%ReducedHistory
FCXFreeport-McMoran IncStock17,239$719.0K<0.1%+548+3.3%AddedHistory
LNCLincoln National CorpCOM10,566$721.0K<0.1%+106+1.0%AddedHistory
FTSFortis Inc.COM14,977$723.0K<0.1%+514+3.6%AddedHistory
GDGeneral Dynamics CorpStock3,479$725.0K<0.1%+126+3.8%AddedHistory
XYZBlock, Inc.CL A4,493$726.0K<0.1%−573−11.3%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR19,406$726.0K<0.1%−316−1.6%ReducedHistory
ADMArcher-Daniels-Midland CoStock10,904$737.0K<0.1%+76+0.7%AddedHistory
SBACSba Communications CorpCL A1,899$739.0K<0.1%+96+5.3%AddedHistory
WSMWilliams Sonoma IncCOM4,388$742.0K<0.1%+7+0.2%AddedHistory
MRVLMarvell Technology, Inc.COM8,501$744.0K<0.1%+1,836+27.5%AddedHistory
DDominion Energy, IncStock9,492$745.0K<0.1%−486−4.9%ReducedHistory
CMCanadian Imperial Bank of CommerceCOM6,459$753.0K<0.1%+307+5.0%AddedHistory
METMetlife IncStock12,092$755.0K<0.1%+1,412+13.2%AddedHistory
OKEONEOK IncCOM12,868$756.0K<0.1%−1,645−11.3%ReducedHistory
RSGRepublic Services, Inc.COM5,466$762.0K<0.1%+378+7.4%AddedHistory
PCARPaccar IncCOM8,687$767.0K<0.1%−188−2.1%ReducedHistory
PSXPhillips 66Stock10,606$769.0K<0.1%+1,136+12.0%AddedHistory
HASHasbro, Inc.COM7,568$770.0K<0.1%+637+9.2%AddedHistory
STXSeagate Technology Holdings plcORD SHS6,824$771.0K<0.1%−314−4.4%ReducedHistory
WECWec Energy Group, Inc.Stock7,948$772.0K<0.1%−216−2.6%ReducedHistory
MKCMcCormick & Co IncStock8,001$773.0K<0.1%−30−0.4%ReducedHistory
FITBFifth Third BancorpCOM17,764$774.0K<0.1%+188+1.1%AddedHistory
HDBHDFC Bank LtdSPONSORED ADS11,912$776.0K<0.1%00.0%UnchangedHistory
TRGPTarga Resources Corp.COM14,865$777.0K<0.1%−202−1.3%ReducedHistory
IQVIQVIA Holdings Inc.Stock2,761$779.0K<0.1%+102+3.8%AddedHistory
KDPKeurig Dr Pepper Inc.COM21,129$779.0K<0.1%+4,507+27.1%AddedHistory
STLAStellantis N.V.SHS41,600$780.0K<0.1%+677+1.7%AddedHistory
HBANHuntington Bancshares IncCOM50,982$786.0K<0.1%+636+1.3%AddedHistory
Vanguard Information Technology ETF92204A702ETF1,725$790.0K<0.1%00.0%Unchanged–
EXCExelon CorpStock13,669$790.0K<0.1%+302+2.3%AddedHistory
FISFidelity National Information Services, Inc.Stock7,241$791.0K<0.1%−978−11.9%ReducedHistory
NMRNomura Holdings IncSPONSORED ADR183,634$795.0K<0.1%−7,348−3.8%ReducedHistory
BIDUBaidu, Inc.ADR5,350$796.0K<0.1%+600+12.6%AddedHistory
KKRKKR & Co. Inc.COM10,700$797.0K<0.1%00.0%UnchangedHistory
MNSTMonster Beverage CorpCOM8,373$804.0K<0.1%+9+0.1%AddedHistory
Liberty Media Corp Del531229607COM C SIRIUSXM15,807$804.0K<0.1%00.0%Unchanged–
CRHCRH Public Ltd CoADR15,280$807.0K<0.1%+987+6.9%AddedHistory
iShares Tr4642874571 3 YR TREAS BD9,525$815.0K<0.1%+9,525New–
BGBunge Global SACOM8,741$816.0K<0.1%+897+11.4%AddedHistory
OKTAOkta, Inc.CL A3,660$820.0K<0.1%−34−0.9%ReducedHistory
ETF Ser Solutions26922A560CHANG FIN US LRG23,394$820.0K<0.1%00.0%Unchanged–
MSCIMSCI Inc.Stock1,343$823.0K<0.1%−43−3.1%ReducedHistory
ETSYEtsy IncCOM3,760$823.0K<0.1%+384+11.4%AddedHistory
PPGPPG Industries IncStock4,803$828.0K<0.1%+174+3.8%AddedHistory
HSICHenry Schein IncCOM10,689$829.0K<0.1%−227−2.1%ReducedHistory
ATVIActivision Blizzard, Inc.COM12,475$830.0K<0.1%−2,508−16.7%ReducedHistory
GLWCorning IncCOM22,340$832.0K<0.1%−354−1.6%ReducedHistory
SRESempraStock6,290$833.0K<0.1%+334+5.6%AddedHistory
CMGChipotle Mexican Grill IncCOM477$834.0K<0.1%+4+0.8%AddedHistory
DDDuPont de Nemours, Inc.COM10,503$848.0K<0.1%+238+2.3%AddedHistory
ALGNAlign Technology IncCOM1,292$849.0K<0.1%+23+1.8%AddedHistory
DOCUDocuSign, Inc.Stock5,629$857.0K<0.1%−852−13.1%ReducedHistory
BBYBest Buy Co IncStock8,448$858.0K<0.1%−120−1.4%ReducedHistory
iShares Select Dividend ETF464287168ETF7,081$868.0K<0.1%−675−8.7%Reduced–
OMCOmnicom Group Inc.COM11,903$872.0K<0.1%+1,173+10.9%AddedHistory
DRIDarden Restaurants IncCOM5,800$874.0K<0.1%+74+1.3%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF22,471$878.0K<0.1%+1,403+6.7%Added–
CMAComerica IncCOM10,115$880.0K<0.1%+9+0.1%AddedHistory
DHIHorton D R IncCOM8,193$889.0K0.1%+369+4.7%AddedHistory
FICOFair Isaac CorpCOM2,056$892.0K0.1%+46+2.3%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 12,468$897.0K0.1%00.0%UnchangedHistory
WBAWalgreens Boots Alliance, Inc.COM17,202$897.0K0.1%+641+3.9%AddedHistory
CLXClorox CoStock5,159$899.0K0.1%−4,067−44.1%ReducedHistory
COPConocoPhillipsStock12,541$905.0K0.1%+589+4.9%AddedHistory
CCEPCoca-Cola Europacific Partners plcSHS16,446$920.0K0.1%−4,348−20.9%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS118,090$922.0K0.1%−677−0.6%ReducedHistory
CTSHCognizant Technology Solutions CorpCL A10,500$932.0K0.1%+584+5.9%AddedHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW25,400$936.0K0.1%−2,221−8.0%ReducedHistory
WALWestern Alliance BancorporationCOM8,703$937.0K0.1%−733−7.8%ReducedHistory
CDNSCadence Design Systems IncStock5,063$943.0K0.1%−448−8.1%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF4,251$961.0K0.1%+20.0%Added–
YUMYum Brands IncStock6,972$968.0K0.1%+236+3.5%AddedHistory
TECKTeck Resources LtdCL B33,648$970.0K0.1%−1,297−3.7%ReducedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF8,912$975.0K0.1%−3,228−26.6%Reduced–
TAKTakeda Pharmaceutical Co LtdADR71,925$980.0K0.1%+4,736+7.0%AddedHistory
iShares Tr464288257MSCI ACWI ETF9,273$981.0K0.1%+162+1.8%Added–
BAXBaxter International IncStock11,580$994.0K0.1%+200+1.8%AddedHistory
FASTFastenal CoStock15,591$998.0K0.1%+333+2.2%AddedHistory
BSXBoston Scientific CorpStock23,638$1.00M0.1%−986−4.0%ReducedHistory
ABBNYABB LtdSPONSORED ADR26,332$1.00M0.1%+2,518+10.6%AddedHistory
TTETotalEnergies SESPONSORED ADS20,433$1.01M0.1%+2,227+12.2%AddedHistory
DUKDuke Energy CORPStock9,758$1.02M0.1%+227+2.4%AddedHistory
ENTGEntegris IncCOM7,463$1.03M0.1%+13+0.2%AddedHistory
iShares Tr46429B655FLTG RATE NT ETF20,480$1.04M0.1%00.0%Unchanged–
EXPDExpeditors International of Washington IncCOM7,746$1.04M0.1%−88−1.1%ReducedHistory
BCSBarclays PLCADR100,636$1.04M0.1%+643+0.6%AddedHistory
ProShares Tr74348A210SHRT RUSSELL200050,000$1.04M0.1%00.0%Unchanged–
PHParker-Hannifin CorpStock3,308$1.05M0.1%+92+2.9%AddedHistory
SYYSysco CorpStock13,400$1.05M0.1%−210−1.5%ReducedHistory
ORLYO Reilly Automotive IncStock1,491$1.05M0.1%+2+0.1%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF6,068$1.05M0.1%+8+0.1%Added–

Options (20)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q4 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$2.56M–
BACBank of America CorpStock–$1.00M
AMZNAmazon Com IncStock–$1.00M
MELIMercadolibre IncCOM–$674.0K
GOOGAlphabet Inc.Stock–$579.0K
MSFTMicrosoft CorpStock–$504.0K
FFord Motor CoStock–$415.0K
SHOPShopify Inc.Stock–$413.0K
AAPLApple Inc.Stock–$408.0K
VVisa Inc.Stock–$325.0K
ZSZscaler, Inc.Stock–$321.0K
TEAMAtlassian CorpCL A–$229.0K
MDBMongoDB, Inc.CL A–$212.0K
NVDANVIDIA CorpStock–$206.0K
PYPLPayPal Holdings, Inc.Stock–$189.0K
CRWDCrowdStrike Holdings, Inc.Stock–$143.0K
TTDTrade Desk, Inc.Stock–$137.0K
DOCUDocuSign, Inc.Stock–$122.0K
ZMZoom Communications, Inc.Stock–$110.0K
ROKURoku, IncCOM CL A–$46.0K

Sold out since Q3 2021 (44)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
MDLAMedallia, Inc.COM185,016$6.27M0.4%History
SKMSK Telecom Co LtdSPONSORED ADR66,359$2.00M0.1%History
TDOCTeladoc Health, Inc.COM12,724$1.61M0.1%History
iShares Tips Bond ETF464287176ETF8,308$1.06M0.1%–
ProShares Tr74347B383ULTRASHRT S&P500114,688$1.02M0.1%–
KSUKansas City SouthernCOM NEW1,821$493.0K<0.1%History
APOApollo Global Management, Inc.COM CL A6,361$392.0K<0.1%History
XECCimarex Energy CoCOM4,421$386.0K<0.1%History
U.S. Global Jets ETF26922A842ETF12,861$303.0K<0.1%–
DARDarling Ingredients Inc.COM4,109$295.0K<0.1%History
COINCoinbase Global, Inc.COM CL A1,246$283.0K<0.1%History
ZLABZai Lab LtdADR2,678$282.0K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF5,769$279.0K<0.1%–
PRTAProthena Corp Public Ltd CoSHS3,906$278.0K<0.1%History
VMEOVimeo, Inc.COMMON STOCK8,958$264.0K<0.1%History
ADPTAdaptive Biotechnologies CorpCOM7,534$256.0K<0.1%History
Vanguard Index FDS922908652EXTEND MKT ETF1,361$248.0K<0.1%–
HXLHexcel CorpCOM4,128$245.0K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET5,000$237.0K<0.1%–
China Petroleum & Chemical C16941R108SPON ADR H SHS4,826$237.0K<0.1%–
NVAXNovavax IncCOM NEW1,131$234.0K<0.1%History
Global X FDS37954Y814FINTECH ETF4,837$232.0K<0.1%–
CAECae IncCOM7,491$224.0K<0.1%History
GRMNGarmin LtdSHS1,393$217.0K<0.1%History
PLTRPalantir Technologies Inc.Stock8,920$214.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/99998,547$214.0K<0.1%History
XRAYDentsply Sirona Inc.Stock3,656$212.0K<0.1%History
ALKAlaska Air Group, Inc.COM3,580$210.0K<0.1%History
CLDRCloudera, Inc.COM13,153$210.0K<0.1%History
NBIXNeurocrine Biosciences IncStock2,155$207.0K<0.1%History
HQHabrdn Healthcare InvestorsSH BEN INT8,008$205.0K<0.1%History
iShares Tr46429B7470-5 YR TIPS ETF1,931$204.0K<0.1%–
WBWEIBO CorpSPONSORED ADR4,268$203.0K<0.1%History
DALDelta Air Lines, Inc.COM NEW4,743$202.0K<0.1%History
FMXMexican Economic Development IncSPON ADR UNITS2,312$201.0K<0.1%History
MKTXMarketaxess Holdings IncCOM478$201.0K<0.1%History
EPREpr PropertiesCOM SH BEN INT4,061$201.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM4,194$200.0K<0.1%History
ORANYOrangeSPONSORED ADR14,577$158.0K<0.1%History
RPAIRetail Properties of America, Inc.CL A10,889$140.0K<0.1%History
WIXWix.com Ltd.SHS556$109.0K<0.1%History
Enel Americas S A29274F104SPONSORED ADR10,893$64.0K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM10,410$19.0K<0.1%History
UPSTUpstart Holdings, Inc.COM7$2.00K<0.1%History