Skip to main content
Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
908
+5 vs. Q3 2021
Portfolio value
$1.77B
+$162.3M (+10.1%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Wetherby Asset Management Inc in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
WPMWheaton Precious Metals Corp.COM12,040$517.0K<0.1%−74−0.6%ReducedHistory
BF.BBrown Forman CorpStock7,113$518.0K<0.1%+162+2.3%AddedHistory
IMOImperial Oil LtdCOM NEW14,390$519.0K<0.1%+375+2.7%AddedHistory
STZConstellation Brands, Inc.Stock2,074$520.0K<0.1%+133+6.9%AddedHistory
OPRXOptimizeRx CorpCOM NEW8,365$520.0K<0.1%+31+0.4%AddedHistory
FSLRFirst Solar, Inc.Stock5,983$521.0K<0.1%−194−3.1%ReducedHistory
PEverpure, Inc.CL A16,064$523.0K<0.1%+27+0.2%AddedHistory
LENLennar CorpCL A4,514$524.0K<0.1%+235+5.5%AddedHistory
AIGAmerican International Group, Inc.Stock9,269$527.0K<0.1%−23−0.2%ReducedHistory
NACNuveen California Quality Municipal Income FundCOM33,686$527.0K<0.1%+2,323+7.4%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF4,633$529.0K<0.1%+6+0.1%Added–
GDDYGoDaddy Inc.CL A6,232$529.0K<0.1%+202+3.3%AddedHistory
PEGPublic Service Enterprise Group IncCOM7,938$530.0K<0.1%+481+6.5%AddedHistory
BKRBaker Hughes CoCL A22,132$532.0K<0.1%+1,236+5.9%AddedHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF10,690$534.0K<0.1%+5,206+94.9%Added–
GENGen Digital Inc.Stock20,611$535.0K<0.1%−6,272−23.3%ReducedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF29,367$535.0K<0.1%+99+0.3%AddedHistory
AEPAmerican Electric Power Co IncStock6,048$538.0K<0.1%−332−5.2%ReducedHistory
ETF Ser Solutions26922A586AAM S&P EMRG25,000$538.0K<0.1%00.0%Unchanged–
MROMarathon Oil CorpCOM32,789$538.0K<0.1%−1,088−3.2%ReducedHistory
OCOwens CorningStock5,953$539.0K<0.1%−726−10.9%ReducedHistory
SUSuncor Energy IncStock21,770$545.0K<0.1%+1,295+6.3%AddedHistory
BALLBALL CorpCOM5,671$546.0K<0.1%+288+5.4%AddedHistory
REXRRexford Industrial Realty, Inc.COM6,736$546.0K<0.1%+18+0.3%AddedHistory
IRMIron Mountain IncCOM10,474$548.0K<0.1%+778+8.0%AddedHistory
FSVFirstService CorpCOM2,791$548.0K<0.1%−3−0.1%ReducedHistory
ATRAptargroup, Inc.Stock4,493$550.0K<0.1%−50−1.1%ReducedHistory
HIGHartford Insurance Group, Inc.Stock7,963$550.0K<0.1%−120−1.5%ReducedHistory
ARCCAres Capital CorpCEF26,152$554.0K<0.1%−108−0.4%ReducedHistory
ESTCElastic N.V.ORD SHS4,500$554.0K<0.1%+55+1.2%AddedHistory
CTASCintas CorpStock1,255$556.0K<0.1%+54+4.5%AddedHistory
PUKPrudential PLCADR16,169$557.0K<0.1%−304−1.8%ReducedHistory
SWKStanley Black & Decker, Inc.COM2,963$559.0K<0.1%+127+4.5%AddedHistory
BCEBce IncCOM NEW10,754$559.0K<0.1%+638+6.3%AddedHistory
IEXIdex CorpCOM2,368$560.0K<0.1%−45−1.9%ReducedHistory
HALOHalozyme Therapeutics, Inc.COM13,931$560.0K<0.1%−57−0.4%ReducedHistory
WMBWilliams Companies, Inc.COM21,607$562.0K<0.1%−64−0.3%ReducedHistory
KEYKeycorpCOM24,491$566.0K<0.1%+1,519+6.6%AddedHistory
FTVFortive CorpStock7,437$567.0K<0.1%+47+0.6%AddedHistory
GMABGenmab A/SSPONSORED ADS14,389$569.0K<0.1%+358+2.6%AddedHistory
MGAMagna International IncCOM7,030$569.0K<0.1%−56−0.8%ReducedHistory
AVYAvery Dennison CorpCOM2,638$571.0K<0.1%+56+2.2%AddedHistory
YUMCYum China Holdings, Inc.COM11,521$574.0K<0.1%−48−0.4%ReducedHistory
PHIPLDT Inc.SPONSORED ADR16,105$575.0K<0.1%+1,006+6.7%AddedHistory
MLMMartin Marietta Materials IncCOM1,320$582.0K<0.1%+27+2.1%AddedHistory
TEAMAtlassian CorpCL A1,525$582.0K<0.1%−54−3.4%ReducedHistory
iShares Core S&P U.S. Growth ETF464287671ETF5,052$584.0K<0.1%+21+0.4%Added–
NDAQNasdaq, Inc.COM2,783$584.0K<0.1%+148+5.6%AddedHistory
CTVACorteva, Inc.Stock12,404$586.0K<0.1%+672+5.7%AddedHistory
BUDAnheuser-Busch InBev SA/NVADR9,758$591.0K<0.1%+493+5.3%AddedHistory
DFSDiscover Financial ServicesCOM5,145$595.0K<0.1%+77+1.5%AddedHistory
WATWaters CorpCOM1,599$596.0K<0.1%−3−0.2%ReducedHistory
TWLOTwilio IncCL A2,276$599.0K<0.1%−147−6.1%ReducedHistory
DGXQuest Diagnostics IncCOM3,477$602.0K<0.1%−27−0.8%ReducedHistory
iShares Tr464287556ISHARES BIOTECH3,960$605.0K<0.1%+1,000+33.8%Added–
PFGPrincipal Financial Group IncCOM8,366$605.0K<0.1%+375+4.7%AddedHistory
CPRTCopart IncCOM3,990$605.0K<0.1%+98+2.5%AddedHistory
MTCHMatch Group, Inc.COM4,585$607.0K<0.1%−25−0.5%ReducedHistory
DOWDow Inc.Stock10,765$611.0K<0.1%+591+5.8%AddedHistory
ESEversource EnergyStock6,711$611.0K<0.1%+180+2.8%AddedHistory
RMDResmed IncCOM2,347$611.0K<0.1%+36+1.6%AddedHistory
HMCHonda Motor Co LtdADR ECH CNV IN 321,513$612.0K<0.1%−1,145−5.1%ReducedHistory
CTLTCatalent, Inc.COM4,780$612.0K<0.1%+14+0.3%AddedHistory
MAAMid America Apartment Communities Inc.COM2,680$615.0K<0.1%−18−0.7%ReducedHistory
UBERUber Technologies, IncStock14,696$616.0K<0.1%−563−3.7%ReducedHistory
LNGCheniere Energy, Inc.COM NEW6,101$618.0K<0.1%+207+3.5%AddedHistory
Dimensional ETF Trust25434V401US EQUI MARK ETF11,973$619.0K<0.1%00.0%Unchanged–
FANGDiamondback Energy, Inc.Stock5,774$622.0K<0.1%+77+1.4%AddedHistory
IPGInterpublic Group of Companies, Inc.COM16,685$625.0K<0.1%+759+4.8%AddedHistory
AEGAegon Ltd.NY REGISTRY SHS126,866$627.0K<0.1%−3,294−2.5%ReducedHistory
URIUnited Rentals, Inc.COM1,889$628.0K<0.1%−27−1.4%ReducedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW15,708$629.0K<0.1%00.0%Unchanged–
GDSGDS Holdings LtdSPONSORED ADS13,472$635.0K<0.1%+5,914+78.2%AddedHistory
SKTTanger Inc.COM32,989$636.0K<0.1%00.0%UnchangedHistory
EQNREquinor ASASPONSORED ADR24,146$636.0K<0.1%+1,476+6.5%AddedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS116,628$637.0K<0.1%+6,073+5.5%AddedHistory
DLTRDollar Tree, Inc.COM4,548$639.0K<0.1%+47+1.0%AddedHistory
Barrick Gold Corp067901108COM33,687$640.0K<0.1%+732+2.2%Added–
BPBP PLCADR24,153$643.0K<0.1%+1,490+6.6%AddedHistory
TRPTC Energy CorpCOM13,826$644.0K<0.1%+339+2.5%AddedHistory
MCHPMicrochip Technology IncStock7,430$647.0K<0.1%+40+0.5%AddedConverted for a 2-for-1 splitHistory
IHGIntercontinental Hotels Group PLCSPONSORED ADS9,923$647.0K<0.1%−230−2.3%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF2,544$648.0K<0.1%00.0%Unchanged–
MACMacerich CoCOM37,531$648.0K<0.1%−93−0.2%ReducedHistory
EAElectronic Arts Inc.COM4,933$650.0K<0.1%−512−9.4%ReducedHistory
OVVOvintiv Inc.COM19,331$651.0K<0.1%−1,635−7.8%ReducedHistory
TELFYTelefonica S ASPONSORED ADR153,959$653.0K<0.1%−25,001−14.0%ReducedHistory
CORCencora, Inc.Stock4,923$654.0K<0.1%−117−2.3%ReducedHistory
VRSKVerisk Analytics, Inc.COM2,870$656.0K<0.1%+309+12.1%AddedHistory
CRLCharles River Laboratories International, Inc.COM1,749$659.0K<0.1%−188−9.7%ReducedHistory
DOVDOVER CorpCOM3,642$661.0K<0.1%−37−1.0%ReducedHistory
HPEHewlett Packard Enterprise CoCOM41,910$661.0K<0.1%+1,871+4.7%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock3,113$664.0K<0.1%−36−1.1%ReducedHistory
PPLIPeople IncCOM NEW5,101$667.0K<0.1%−439−7.9%ReducedHistory
GGenpact LTDSHS12,566$667.0K<0.1%00.0%UnchangedHistory
RFRegions Financial CorpCOM30,647$668.0K<0.1%+527+1.7%AddedHistory
SUISun Communities IncCOM3,202$672.0K<0.1%+61+1.9%AddedHistory
ZBHZimmer Biomet Holdings, Inc.Stock5,304$674.0K<0.1%−462−8.0%ReducedHistory
VALEVale S.A.SPONSORED ADS48,056$674.0K<0.1%+929+2.0%AddedHistory
MPCMarathon Petroleum CorpStock10,541$675.0K<0.1%+477+4.7%AddedHistory

Options (20)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q4 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$2.56M–
BACBank of America CorpStock–$1.00M
AMZNAmazon Com IncStock–$1.00M
MELIMercadolibre IncCOM–$674.0K
GOOGAlphabet Inc.Stock–$579.0K
MSFTMicrosoft CorpStock–$504.0K
FFord Motor CoStock–$415.0K
SHOPShopify Inc.Stock–$413.0K
AAPLApple Inc.Stock–$408.0K
VVisa Inc.Stock–$325.0K
ZSZscaler, Inc.Stock–$321.0K
TEAMAtlassian CorpCL A–$229.0K
MDBMongoDB, Inc.CL A–$212.0K
NVDANVIDIA CorpStock–$206.0K
PYPLPayPal Holdings, Inc.Stock–$189.0K
CRWDCrowdStrike Holdings, Inc.Stock–$143.0K
TTDTrade Desk, Inc.Stock–$137.0K
DOCUDocuSign, Inc.Stock–$122.0K
ZMZoom Communications, Inc.Stock–$110.0K
ROKURoku, IncCOM CL A–$46.0K

Sold out since Q3 2021 (44)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
MDLAMedallia, Inc.COM185,016$6.27M0.4%History
SKMSK Telecom Co LtdSPONSORED ADR66,359$2.00M0.1%History
TDOCTeladoc Health, Inc.COM12,724$1.61M0.1%History
iShares Tips Bond ETF464287176ETF8,308$1.06M0.1%–
ProShares Tr74347B383ULTRASHRT S&P500114,688$1.02M0.1%–
KSUKansas City SouthernCOM NEW1,821$493.0K<0.1%History
APOApollo Global Management, Inc.COM CL A6,361$392.0K<0.1%History
XECCimarex Energy CoCOM4,421$386.0K<0.1%History
U.S. Global Jets ETF26922A842ETF12,861$303.0K<0.1%–
DARDarling Ingredients Inc.COM4,109$295.0K<0.1%History
COINCoinbase Global, Inc.COM CL A1,246$283.0K<0.1%History
ZLABZai Lab LtdADR2,678$282.0K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF5,769$279.0K<0.1%–
PRTAProthena Corp Public Ltd CoSHS3,906$278.0K<0.1%History
VMEOVimeo, Inc.COMMON STOCK8,958$264.0K<0.1%History
ADPTAdaptive Biotechnologies CorpCOM7,534$256.0K<0.1%History
Vanguard Index FDS922908652EXTEND MKT ETF1,361$248.0K<0.1%–
HXLHexcel CorpCOM4,128$245.0K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET5,000$237.0K<0.1%–
China Petroleum & Chemical C16941R108SPON ADR H SHS4,826$237.0K<0.1%–
NVAXNovavax IncCOM NEW1,131$234.0K<0.1%History
Global X FDS37954Y814FINTECH ETF4,837$232.0K<0.1%–
CAECae IncCOM7,491$224.0K<0.1%History
GRMNGarmin LtdSHS1,393$217.0K<0.1%History
PLTRPalantir Technologies Inc.Stock8,920$214.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/99998,547$214.0K<0.1%History
XRAYDentsply Sirona Inc.Stock3,656$212.0K<0.1%History
ALKAlaska Air Group, Inc.COM3,580$210.0K<0.1%History
CLDRCloudera, Inc.COM13,153$210.0K<0.1%History
NBIXNeurocrine Biosciences IncStock2,155$207.0K<0.1%History
HQHabrdn Healthcare InvestorsSH BEN INT8,008$205.0K<0.1%History
iShares Tr46429B7470-5 YR TIPS ETF1,931$204.0K<0.1%–
WBWEIBO CorpSPONSORED ADR4,268$203.0K<0.1%History
DALDelta Air Lines, Inc.COM NEW4,743$202.0K<0.1%History
FMXMexican Economic Development IncSPON ADR UNITS2,312$201.0K<0.1%History
MKTXMarketaxess Holdings IncCOM478$201.0K<0.1%History
EPREpr PropertiesCOM SH BEN INT4,061$201.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM4,194$200.0K<0.1%History
ORANYOrangeSPONSORED ADR14,577$158.0K<0.1%History
RPAIRetail Properties of America, Inc.CL A10,889$140.0K<0.1%History
WIXWix.com Ltd.SHS556$109.0K<0.1%History
Enel Americas S A29274F104SPONSORED ADR10,893$64.0K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM10,410$19.0K<0.1%History
UPSTUpstart Holdings, Inc.COM7$2.00K<0.1%History