Skip to main content
Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
908
+5 vs. Q3 2021
Portfolio value
$1.77B
+$162.3M (+10.1%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Wetherby Asset Management Inc in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
OTEXOpen Text CorpCOM8,304$394.0K<0.1%+201+2.5%AddedHistory
CAGConagra Brands Inc.Stock11,580$395.0K<0.1%−407−3.4%ReducedHistory
NXGNXG NextGen Infrastructure Income FundCOM8,971$395.0K<0.1%00.0%UnchangedHistory
VLOValero Energy CorpStock5,273$396.0K<0.1%−246−4.5%ReducedHistory
TWTRTwitter, Inc.COM9,154$396.0K<0.1%−573−5.9%ReducedHistory
SSLSasol LtdSPONSORED ADR24,191$397.0K<0.1%−23−0.1%ReducedHistory
PTENPatterson Uti Energy IncCOM47,242$399.0K<0.1%−633−1.3%ReducedHistory
ProShares Tr74347G739ULTSHRT QQQ25,500$399.0K<0.1%00.0%Unchanged–
PSOPearson PLCSPONSORED ADR47,625$400.0K<0.1%+13,575+39.9%AddedHistory
ONCBeOne Medicines Ltd.ADR1,482$401.0K<0.1%+48+3.3%AddedHistory
NBTBNBT Bancorp IncCOM10,433$402.0K<0.1%00.0%UnchangedHistory
EMNEastman Chemical CoStock3,333$403.0K<0.1%+573+20.8%AddedHistory
EPDEnterprise Products Partners L.P.Stock18,373$404.0K<0.1%−8,029−30.4%ReducedHistory
VMCVulcan Materials COCOM1,947$404.0K<0.1%+87+4.7%AddedHistory
STAGSTAG Industrial, Inc.COM8,477$406.0K<0.1%−123−1.4%ReducedHistory
AEEAmeren CorpCOM4,564$406.0K<0.1%+165+3.8%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F6,415$408.0K<0.1%00.0%Unchanged–
iShares Tr464288414NATIONAL MUN ETF3,530$410.0K<0.1%−1,910−35.1%Reduced–
ZMZoom Communications, Inc.Stock2,231$411.0K<0.1%−298−11.8%ReducedHistory
VNOVornado Realty TrustSH BEN INT9,822$411.0K<0.1%+3,258+49.6%AddedHistory
WELLWelltower Inc.REIT4,805$412.0K<0.1%+208+4.5%AddedHistory
ALLYAlly Financial Inc.Stock8,662$412.0K<0.1%−30.0%ReducedHistory
MGMMGM Resorts InternationalStock9,222$414.0K<0.1%+106+1.2%AddedHistory
RAREUltragenyx Pharmaceutical Inc.COM4,956$417.0K<0.1%+204+4.3%AddedHistory
RBLXRoblox CorpStock4,066$419.0K<0.1%+460+12.8%AddedHistory
ZSZscaler, Inc.Stock1,303$419.0K<0.1%−71−5.2%ReducedHistory
CXCemex SAB de CVSPON ADR NEW62,058$421.0K<0.1%−237−0.4%ReducedHistory
CIGIColliers International Group Inc.SUB VTG SHS2,839$422.0K<0.1%−2−0.1%ReducedHistory
LUVSouthwest Airlines CoCOM9,848$422.0K<0.1%−655−6.2%ReducedHistory
DREDuke Realty CorpCOM NEW6,423$422.0K<0.1%−6−0.1%ReducedHistory
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER43,000$423.0K<0.1%−2,000−4.4%ReducedHistory
GFIGold Fields LtdSPONSORED ADR38,582$424.0K<0.1%−2,207−5.4%ReducedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF1,678$427.0K<0.1%00.0%Unchanged–
XELXcel Energy IncStock6,351$430.0K<0.1%+588+10.2%AddedHistory
SNAPSnap IncStock9,160$431.0K<0.1%+498+5.7%AddedHistory
Credit Suisse Group225401108SPONSORED ADR44,688$431.0K<0.1%+4,626+11.5%Added–
JJacobs Solutions Inc.COM3,096$431.0K<0.1%+105+3.5%AddedHistory
FWONALiberty Media CorpCOM SER A FRMLA7,312$434.0K<0.1%−1,624−18.2%ReducedHistory
VRSNVerisign IncCOM1,712$435.0K<0.1%+106+6.6%AddedHistory
POOLPool CorpCOM770$436.0K<0.1%−7−0.9%ReducedHistory
DELLDell Technologies Inc.Stock7,776$437.0K<0.1%+238+3.2%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,700$437.0K<0.1%00.0%Unchanged–
FTNTFortinet, Inc.Stock1,218$438.0K<0.1%+107+9.6%AddedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF2,563$440.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF2,936$442.0K<0.1%+102+3.6%Added–
AREAlexandria Real Estate Equities, Inc.COM1,981$442.0K<0.1%−27−1.3%ReducedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF6,476$442.0K<0.1%00.0%Unchanged–
KMXCarMax IncCOM3,414$445.0K<0.1%+31+0.9%AddedHistory
CHKPCheck Point Software Technologies LtdORD3,816$445.0K<0.1%−368−8.8%ReducedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR40,803$448.0K<0.1%+946+2.4%AddedHistory
GIBCgi IncCL A5,093$451.0K<0.1%+54+1.1%AddedHistory
OTISOtis Worldwide CorpStock5,206$453.0K<0.1%+159+3.2%AddedHistory
NUENucor CorpCOM4,005$458.0K<0.1%+71+1.8%AddedHistory
VFCV F CorpStock6,297$461.0K<0.1%+73+1.2%AddedHistory
AKAMAkamai Technologies IncCOM3,941$461.0K<0.1%+206+5.5%AddedHistory
VTRVentas, Inc.REIT9,031$462.0K<0.1%−239−2.6%ReducedHistory
ETF Ser Solutions26922A594AAM S&P 50015,000$464.0K<0.1%00.0%Unchanged–
CCJCameco CorpStock21,335$465.0K<0.1%+218+1.0%AddedHistory
CCDCalamos Dynamic Convertible & Income FundCOM14,747$465.0K<0.1%+1,900+14.8%AddedHistory
AVBAvalonbay Communities IncCOM1,840$465.0K<0.1%+151+8.9%AddedHistory
EXPEExpedia Group, Inc.Stock2,594$469.0K<0.1%+180+7.5%AddedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT37,545$469.0K<0.1%+693+1.9%AddedHistory
LHLabcorp Holdings Inc.COM NEW1,493$469.0K<0.1%+44+3.0%AddedHistory
MDBMongoDB, Inc.CL A887$470.0K<0.1%+160+22.0%AddedHistory
Dimensional U.S. Small Cap ETF25434V500ETF7,848$471.0K<0.1%00.0%Unchanged–
STESTERIS plcSHS USD1,934$471.0K<0.1%+23+1.2%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF9,365$473.0K<0.1%+40.0%Added–
EQTEQT CorpStock21,716$473.0K<0.1%−428−1.9%ReducedHistory
NXPINXP Semiconductors N.V.COM2,088$476.0K<0.1%+268+14.7%AddedHistory
BRBroadridge Financial Solutions, Inc.Stock2,610$477.0K<0.1%+180+7.4%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock2,341$479.0K<0.1%−97−4.0%ReducedHistory
CNQCanadian Natural Resources LtdCOM11,326$479.0K<0.1%+406+3.7%AddedHistory
CLHClean Harbors IncCOM4,822$481.0K<0.1%−219−4.3%ReducedHistory
Shaw Communications Inc82028K200CL B CONV15,869$481.0K<0.1%−543−3.3%Reduced–
CTRACoterra Energy Inc.Stock25,405$483.0K<0.1%+25,405NewHistory
ECEcopetrol S.A.SPONSORED ADS37,652$485.0K<0.1%+579+1.6%AddedHistory
MASMasco CorpCOM6,919$486.0K<0.1%+54+0.8%AddedHistory
RRCRange Resources CorpCOM27,234$486.0K<0.1%−2,042−7.0%ReducedHistory
GAPGap IncCOM27,630$488.0K<0.1%−586−2.1%ReducedHistory
CNCCentene CorpStock5,937$489.0K<0.1%+574+10.7%AddedHistory
EOGEOG Resources IncStock5,505$489.0K<0.1%−4−0.1%ReducedHistory
iShares Tr464287721U.S. TECH ETF4,263$489.0K<0.1%00.0%Unchanged–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM63,000$491.0K<0.1%00.0%UnchangedHistory
HALHalliburton CoStock21,506$492.0K<0.1%+1,527+7.6%AddedHistory
ODFLOld Dominion Freight Line, Inc.COM1,375$493.0K<0.1%+12+0.9%AddedHistory
BBDBank BradescoSP ADR PFD NEW144,225$493.0K<0.1%+12,360+9.4%AddedHistory
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR17,054$495.0K<0.1%−878−4.9%ReducedHistory
CNHCNH Industrial N.V.SHS25,513$496.0K<0.1%+2,159+9.2%AddedHistory
APTVAptiv PLCSHS3,007$496.0K<0.1%+189+6.7%AddedHistory
DOCHealthpeak Properties, Inc.COM13,797$498.0K<0.1%−561−3.9%ReducedHistory
EPAMEPAM Systems, Inc.COM745$498.0K<0.1%+102+15.9%AddedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF8,556$501.0K<0.1%00.0%Unchanged–
SANBanco Santander, S.A.ADR152,697$502.0K<0.1%+7,934+5.5%AddedHistory
BDNBrandywine Realty TrustSH BEN INT NEW37,403$502.0K<0.1%+12,994+53.2%AddedHistory
NIONIO Inc.ADR15,997$507.0K<0.1%+383+2.5%AddedHistory
LULUlululemon athletica inc.Stock1,302$509.0K<0.1%+77+6.3%AddedHistory
NTAPNetApp, Inc.Stock5,536$509.0K<0.1%+19+0.3%AddedHistory
iShares U.S. Medical Devices ETF464288810ETF7,770$512.0K<0.1%00.0%Unchanged–
SNNSmith & Nephew PLCSPDN ADR NEW14,876$515.0K<0.1%−418−2.7%ReducedHistory
QGENQiagen N.V.SHS NEW9,291$516.0K<0.1%+618+7.1%AddedHistory

Options (20)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q4 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$2.56M–
BACBank of America CorpStock–$1.00M
AMZNAmazon Com IncStock–$1.00M
MELIMercadolibre IncCOM–$674.0K
GOOGAlphabet Inc.Stock–$579.0K
MSFTMicrosoft CorpStock–$504.0K
FFord Motor CoStock–$415.0K
SHOPShopify Inc.Stock–$413.0K
AAPLApple Inc.Stock–$408.0K
VVisa Inc.Stock–$325.0K
ZSZscaler, Inc.Stock–$321.0K
TEAMAtlassian CorpCL A–$229.0K
MDBMongoDB, Inc.CL A–$212.0K
NVDANVIDIA CorpStock–$206.0K
PYPLPayPal Holdings, Inc.Stock–$189.0K
CRWDCrowdStrike Holdings, Inc.Stock–$143.0K
TTDTrade Desk, Inc.Stock–$137.0K
DOCUDocuSign, Inc.Stock–$122.0K
ZMZoom Communications, Inc.Stock–$110.0K
ROKURoku, IncCOM CL A–$46.0K

Sold out since Q3 2021 (44)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
MDLAMedallia, Inc.COM185,016$6.27M0.4%History
SKMSK Telecom Co LtdSPONSORED ADR66,359$2.00M0.1%History
TDOCTeladoc Health, Inc.COM12,724$1.61M0.1%History
iShares Tips Bond ETF464287176ETF8,308$1.06M0.1%–
ProShares Tr74347B383ULTRASHRT S&P500114,688$1.02M0.1%–
KSUKansas City SouthernCOM NEW1,821$493.0K<0.1%History
APOApollo Global Management, Inc.COM CL A6,361$392.0K<0.1%History
XECCimarex Energy CoCOM4,421$386.0K<0.1%History
U.S. Global Jets ETF26922A842ETF12,861$303.0K<0.1%–
DARDarling Ingredients Inc.COM4,109$295.0K<0.1%History
COINCoinbase Global, Inc.COM CL A1,246$283.0K<0.1%History
ZLABZai Lab LtdADR2,678$282.0K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF5,769$279.0K<0.1%–
PRTAProthena Corp Public Ltd CoSHS3,906$278.0K<0.1%History
VMEOVimeo, Inc.COMMON STOCK8,958$264.0K<0.1%History
ADPTAdaptive Biotechnologies CorpCOM7,534$256.0K<0.1%History
Vanguard Index FDS922908652EXTEND MKT ETF1,361$248.0K<0.1%–
HXLHexcel CorpCOM4,128$245.0K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET5,000$237.0K<0.1%–
China Petroleum & Chemical C16941R108SPON ADR H SHS4,826$237.0K<0.1%–
NVAXNovavax IncCOM NEW1,131$234.0K<0.1%History
Global X FDS37954Y814FINTECH ETF4,837$232.0K<0.1%–
CAECae IncCOM7,491$224.0K<0.1%History
GRMNGarmin LtdSHS1,393$217.0K<0.1%History
PLTRPalantir Technologies Inc.Stock8,920$214.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/99998,547$214.0K<0.1%History
XRAYDentsply Sirona Inc.Stock3,656$212.0K<0.1%History
ALKAlaska Air Group, Inc.COM3,580$210.0K<0.1%History
CLDRCloudera, Inc.COM13,153$210.0K<0.1%History
NBIXNeurocrine Biosciences IncStock2,155$207.0K<0.1%History
HQHabrdn Healthcare InvestorsSH BEN INT8,008$205.0K<0.1%History
iShares Tr46429B7470-5 YR TIPS ETF1,931$204.0K<0.1%–
WBWEIBO CorpSPONSORED ADR4,268$203.0K<0.1%History
DALDelta Air Lines, Inc.COM NEW4,743$202.0K<0.1%History
FMXMexican Economic Development IncSPON ADR UNITS2,312$201.0K<0.1%History
MKTXMarketaxess Holdings IncCOM478$201.0K<0.1%History
EPREpr PropertiesCOM SH BEN INT4,061$201.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM4,194$200.0K<0.1%History
ORANYOrangeSPONSORED ADR14,577$158.0K<0.1%History
RPAIRetail Properties of America, Inc.CL A10,889$140.0K<0.1%History
WIXWix.com Ltd.SHS556$109.0K<0.1%History
Enel Americas S A29274F104SPONSORED ADR10,893$64.0K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM10,410$19.0K<0.1%History
UPSTUpstart Holdings, Inc.COM7$2.00K<0.1%History