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Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
908
+5 vs. Q3 2021
Portfolio value
$1.77B
+$162.3M (+10.1%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Wetherby Asset Management Inc in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
DCOYDecoy Therapeutics Inc.COM NEW39,746$20.0K<0.1%00.0%UnchangedHistory
ENICEnel Chile S.A.SPONSORED ADR13,354$24.0K<0.1%−2,642−16.5%ReducedHistory
URGUr-Energy IncCOM26,625$32.0K<0.1%00.0%UnchangedHistory
TKCTurkcell Iletisim Hizmetleri A SSPON ADR NEW13,085$47.0K<0.1%+13,085NewHistory
KGCKinross Gold CorpCOM10,709$62.0K<0.1%−1,679−13.6%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM16,481$63.0K<0.1%00.0%UnchangedHistory
UGPUltrapar Holdings IncSP ADR REP COM27,289$72.0K<0.1%+6,753+32.9%AddedHistory
BRF SA10552T107SPONSORED ADR17,648$72.0K<0.1%+2,962+20.2%Added–
MCNXAI Madison Equity Premium Income FundCOM10,531$84.0K<0.1%00.0%UnchangedHistory
EODAllspring Global Dividend Opportunity FundCOM14,771$87.0K<0.1%00.0%UnchangedHistory
IQiQIYI, Inc.SPONSORED ADS19,545$89.0K<0.1%+19,545NewHistory
HTHersha Hospitality TrustPR SHS BEN INT10,028$92.0K<0.1%−74−0.7%ReducedHistory
QVCGAOld QVC Group, Inc.COM SER A12,446$95.0K<0.1%+556+4.7%AddedHistory
USALiberty All Star Equity FundSH BEN INT11,598$97.0K<0.1%00.0%UnchangedHistory
DBRGDigitalBridge Group, Inc.CL A COM11,630$97.0K<0.1%−1,702−12.8%ReducedHistory
SWNSouthwestern Energy CoCOM21,717$101.0K<0.1%−743−3.3%ReducedHistory
AVALGrupo Aval Acciones Y Valores S.A.SPONSORED ADS20,185$103.0K<0.1%+905+4.7%AddedHistory
SVCService Properties TrustCOM SH BEN INT11,735$103.0K<0.1%−1,767−13.1%ReducedHistory
IGRCbre Global Real Estate Income FundCOM10,725$105.0K<0.1%00.0%UnchangedHistory
TALTAL Education GroupSPONSORED ADS27,533$108.0K<0.1%+27,533NewHistory
Just Eat Takeaway Com N V48214T305SPONSORED ADS10,185$110.0K<0.1%+10,185New–
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR15,141$111.0K<0.1%+2,879+23.5%AddedHistory
FRMMForum Markets IncCOM28,901$113.0K<0.1%−322−1.1%ReducedHistory
China Life Ins Co Ltd16939P106SPON ADR REP H13,865$114.0K<0.1%+821+6.3%Added–
EDUNew Oriental Education & Technology Group Inc.SPON ADR54,237$114.0K<0.1%+28,068+107.3%AddedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD31,440$118.0K<0.1%−6,675−17.5%ReducedHistory
PGREParamount Group, Inc.COM14,579$122.0K<0.1%+4,569+45.6%AddedHistory
SIRISirius XM Holdings Inc.COM19,466$124.0K<0.1%+3,696+23.4%AddedHistory
PSECProspect Capital CorpCOM15,003$126.0K<0.1%00.0%UnchangedHistory
Copel-ADR20441B605ADR23,296$131.0K<0.1%−6,069−20.7%Reduced–
ABEVAmbev S.A.SPONSORED ADR47,926$134.0K<0.1%−9,806−17.0%ReducedHistory
Natura &CO Hldg S A63884N108ADS14,624$136.0K<0.1%−4,773−24.6%Reduced–
IHDVoya Emerging Markets High Dividend Equity FundCOM20,200$143.0K<0.1%00.0%UnchangedHistory
VNETVNET Group, Inc.SPONSORED ADS A16,708$151.0K<0.1%+16,708NewHistory
CPLGCorePoint Lodging Inc.COM10,000$157.0K<0.1%00.0%UnchangedHistory
BSBRBanco Santander (Brasil) S.A.ADS REP 1 UNIT29,797$160.0K<0.1%+2,539+9.3%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN20,109$165.0K<0.1%00.0%UnchangedHistory
APLEApple Hospitality REIT, Inc.REIT10,396$168.0K<0.1%00.0%UnchangedHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN12,500$169.0K<0.1%00.0%UnchangedHistory
ETRNMidstream Co LLCCOM16,367$169.0K<0.1%−137−0.8%ReducedHistory
DNPDNP Select Income Fund IncCOM15,626$170.0K<0.1%+278+1.8%AddedHistory
MLCOMelco Resorts & Entertainment LTDADR16,819$171.0K<0.1%+16,819NewHistory
SIDNational Steel CoSPONSORED ADR38,603$171.0K<0.1%+11,344+41.6%AddedHistory
FHNFirst Horizon CorpCOM11,352$185.0K<0.1%+639+6.0%AddedHistory
NLYAnnaly Capital Management IncCOM24,010$187.0K<0.1%−10,734−30.9%ReducedHistory
QUOTQuotient Technology Inc.COM25,735$191.0K<0.1%+87+0.3%AddedHistory
PKPark Hotels & Resorts Inc.COM10,213$193.0K<0.1%+10,213NewHistory
MELIMercadolibre IncCOM145$196.0K<0.1%+10+7.4%AddedHistory
ICLICL Group Ltd.SHS20,576$199.0K<0.1%+547+2.7%AddedHistory
PBProsperity Bancshares IncCOM2,770$200.0K<0.1%−117−4.1%ReducedHistory
LYVLive Nation Entertainment, Inc.COM1,673$200.0K<0.1%+1,673NewHistory
HEI.AHeico CorpCL A1,561$201.0K<0.1%+1,561NewHistory
NOVNOV Inc.COM14,835$201.0K<0.1%+4,335+41.3%AddedHistory
ORAOrmat Technologies, Inc.COM2,530$201.0K<0.1%+2,530NewHistory
LSILife Storage, Inc.COM1,310$201.0K<0.1%+1,310NewHistory
UNMUnum GroupStock8,208$202.0K<0.1%+117+1.4%AddedHistory
CWENClearway Energy, Inc.CL C5,597$202.0K<0.1%+5,597NewHistory
KSSKOHLS CorpStock4,111$203.0K<0.1%+4,111NewHistory
FMSFresenius Medical Care AGSPONSORED ADR6,247$203.0K<0.1%−2,308−27.0%ReducedHistory
Liberty Media Corp531229409COM A SIRIUSXM3,997$203.0K<0.1%−1,568−28.2%Reduced–
WWDWoodward, Inc.COM1,860$204.0K<0.1%−105−5.3%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF2,000$205.0K<0.1%−385−16.1%Reduced–
VTRSViatris IncStock15,138$205.0K<0.1%+2,367+18.5%AddedHistory
ATOAtmos Energy CorpCOM1,959$205.0K<0.1%+1,959NewHistory
WHWyndham Hotels & Resorts, Inc.COM2,289$205.0K<0.1%+2,289NewHistory
XPEVXpeng Inc.ADS4,069$205.0K<0.1%+4,069NewHistory
LUMNLumen Technologies, Inc.Stock16,478$207.0K<0.1%+3,308+25.1%AddedHistory
HTHTH World Group LtdSPONSORED ADS5,539$207.0K<0.1%−230−4.0%ReducedHistory
MTBM&T Bank CorpCOM1,345$207.0K<0.1%+1,345NewHistory
DPZDominos Pizza IncCOM366$207.0K<0.1%+366NewHistory
ESSEssex Property Trust, Inc.COM590$208.0K<0.1%+590NewHistory
MFGMizuho Financial Group IncSPONSORED ADR82,164$210.0K<0.1%+6,929+9.2%AddedHistory
SESea LtdSPONSORD ADS940$210.0K<0.1%−10−1.1%ReducedHistory
CERSCerus CorpCOM30,997$211.0K<0.1%00.0%UnchangedHistory
AIRCApartment Income REIT Corp.COM3,867$211.0K<0.1%+3,867NewHistory
BURLBurlington Stores, Inc.COM727$212.0K<0.1%+727NewHistory
TMHCTaylor Morrison Home CorpCOM6,092$213.0K<0.1%+6,092NewHistory
NVRNVR IncCOM36$213.0K<0.1%+36NewHistory
SUZSuzano S.A.SPON ADS19,844$214.0K<0.1%+598+3.1%AddedHistory
MYPSPLAYSTUDIOS, Inc.CLASS A COM54,250$214.0K<0.1%+36,500+205.6%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD2,648$215.0K<0.1%00.0%Unchanged–
China Southern Airlines Co L169409109SPON ADR CL H7,255$215.0K<0.1%+7,255New–
ELSEquity Lifestyle Properties IncCOM2,459$216.0K<0.1%+2,459NewHistory
DVADavita Inc.COM1,896$216.0K<0.1%+130+7.4%AddedHistory
LBTYKLiberty Global Ltd.SHS CL C7,686$216.0K<0.1%00.0%UnchangedHistory
DOXAmdocs LtdSHS2,901$217.0K<0.1%−27−0.9%ReducedHistory
NVCRNovoCure LtdORD SHS2,887$217.0K<0.1%+172+6.3%AddedHistory
ROKURoku, IncCOM CL A955$218.0K<0.1%−78−7.6%ReducedHistory
Cyberark Software LtdM2682V108SHS1,256$218.0K<0.1%+1,256New–
HTGCHercules Capital, Inc.COM13,200$219.0K<0.1%+13,200NewHistory
CPRICapri Holdings LtdSHS3,368$219.0K<0.1%+3,368NewHistory
iShares Tr464288646ISHS 1-5YR INVS4,080$220.0K<0.1%−180−4.2%Reduced–
CFCF Industries Holdings, Inc.COM3,109$220.0K<0.1%+3,109NewHistory
FBINFortune Brands Innovations, Inc.COM2,064$221.0K<0.1%+2,064NewHistory
DBXDropbox, Inc.CL A8,993$221.0K<0.1%+247+2.8%AddedHistory
VIPSVipshop Holdings LtdSPONSORED ADS A26,254$221.0K<0.1%+4,782+22.3%AddedHistory
AAAlcoa CorpStock3,724$222.0K<0.1%+3,724NewHistory
ALNYAlnylam Pharmaceuticals, Inc.COM1,310$222.0K<0.1%+48+3.8%AddedHistory
BILIBilibili Inc.SPONS ADS REP Z4,794$222.0K<0.1%−687−12.5%ReducedHistory
HAINHain Celestial Group IncCOM5,202$222.0K<0.1%−136−2.5%ReducedHistory

Options (20)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q4 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$2.56M–
BACBank of America CorpStock–$1.00M
AMZNAmazon Com IncStock–$1.00M
MELIMercadolibre IncCOM–$674.0K
GOOGAlphabet Inc.Stock–$579.0K
MSFTMicrosoft CorpStock–$504.0K
FFord Motor CoStock–$415.0K
SHOPShopify Inc.Stock–$413.0K
AAPLApple Inc.Stock–$408.0K
VVisa Inc.Stock–$325.0K
ZSZscaler, Inc.Stock–$321.0K
TEAMAtlassian CorpCL A–$229.0K
MDBMongoDB, Inc.CL A–$212.0K
NVDANVIDIA CorpStock–$206.0K
PYPLPayPal Holdings, Inc.Stock–$189.0K
CRWDCrowdStrike Holdings, Inc.Stock–$143.0K
TTDTrade Desk, Inc.Stock–$137.0K
DOCUDocuSign, Inc.Stock–$122.0K
ZMZoom Communications, Inc.Stock–$110.0K
ROKURoku, IncCOM CL A–$46.0K

Sold out since Q3 2021 (44)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
MDLAMedallia, Inc.COM185,016$6.27M0.4%History
SKMSK Telecom Co LtdSPONSORED ADR66,359$2.00M0.1%History
TDOCTeladoc Health, Inc.COM12,724$1.61M0.1%History
iShares Tips Bond ETF464287176ETF8,308$1.06M0.1%–
ProShares Tr74347B383ULTRASHRT S&P500114,688$1.02M0.1%–
KSUKansas City SouthernCOM NEW1,821$493.0K<0.1%History
APOApollo Global Management, Inc.COM CL A6,361$392.0K<0.1%History
XECCimarex Energy CoCOM4,421$386.0K<0.1%History
U.S. Global Jets ETF26922A842ETF12,861$303.0K<0.1%–
DARDarling Ingredients Inc.COM4,109$295.0K<0.1%History
COINCoinbase Global, Inc.COM CL A1,246$283.0K<0.1%History
ZLABZai Lab LtdADR2,678$282.0K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF5,769$279.0K<0.1%–
PRTAProthena Corp Public Ltd CoSHS3,906$278.0K<0.1%History
VMEOVimeo, Inc.COMMON STOCK8,958$264.0K<0.1%History
ADPTAdaptive Biotechnologies CorpCOM7,534$256.0K<0.1%History
Vanguard Index FDS922908652EXTEND MKT ETF1,361$248.0K<0.1%–
HXLHexcel CorpCOM4,128$245.0K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET5,000$237.0K<0.1%–
China Petroleum & Chemical C16941R108SPON ADR H SHS4,826$237.0K<0.1%–
NVAXNovavax IncCOM NEW1,131$234.0K<0.1%History
Global X FDS37954Y814FINTECH ETF4,837$232.0K<0.1%–
CAECae IncCOM7,491$224.0K<0.1%History
GRMNGarmin LtdSHS1,393$217.0K<0.1%History
PLTRPalantir Technologies Inc.Stock8,920$214.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/99998,547$214.0K<0.1%History
XRAYDentsply Sirona Inc.Stock3,656$212.0K<0.1%History
ALKAlaska Air Group, Inc.COM3,580$210.0K<0.1%History
CLDRCloudera, Inc.COM13,153$210.0K<0.1%History
NBIXNeurocrine Biosciences IncStock2,155$207.0K<0.1%History
HQHabrdn Healthcare InvestorsSH BEN INT8,008$205.0K<0.1%History
iShares Tr46429B7470-5 YR TIPS ETF1,931$204.0K<0.1%–
WBWEIBO CorpSPONSORED ADR4,268$203.0K<0.1%History
DALDelta Air Lines, Inc.COM NEW4,743$202.0K<0.1%History
FMXMexican Economic Development IncSPON ADR UNITS2,312$201.0K<0.1%History
MKTXMarketaxess Holdings IncCOM478$201.0K<0.1%History
EPREpr PropertiesCOM SH BEN INT4,061$201.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM4,194$200.0K<0.1%History
ORANYOrangeSPONSORED ADR14,577$158.0K<0.1%History
RPAIRetail Properties of America, Inc.CL A10,889$140.0K<0.1%History
WIXWix.com Ltd.SHS556$109.0K<0.1%History
Enel Americas S A29274F104SPONSORED ADR10,893$64.0K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM10,410$19.0K<0.1%History
UPSTUpstart Holdings, Inc.COM7$2.00K<0.1%History