Silverback Asset Management LLC
- SEC CIK
- 0001278960
- Latest filing
- Aug 13, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Mar 2, 2023. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 128
- +36 vs. Q2 2022
- Portfolio value
- $622.0M
- +$173.1M (+38.6%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Scorpio Tankers Inc (Exchange)80918TAD1 | NOTE 3.0000% 15-May-2025 | – | $28.7M | 4.6% | – | – | – |
| Infinera Corp45667GAF0 | DEBT 3.750% 8/0 | – | $27.9M | 4.5% | – | New | – |
| Harmonic Inc.413160AD4 | DBCV 2.000% 9/0 | – | $23.8M | 3.8% | – | – | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $19.2M | 3.1% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $17.1M | 2.7% | – | – | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $15.4M | 2.5% | – | New | – |
| FuboTV Inc.35953DAB0 | NOTE 3.250% 2/1 | – | $14.7M | 2.4% | – | – | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $14.4M | 2.3% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $13.8M | 2.2% | – | – | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $13.7M | 2.2% | – | – | – |
| Accuray Inc004397AK1 | NOTE 3.750% 6/0 | – | $13.1M | 2.1% | – | – | – |
| Bandwidth Inc.05988JAB9 | NOTE 0.250% 3/0 | – | $13.1M | 2.1% | – | – | – |
| Ivanhoe Mines Ltd46579RAA2 | NOTE 2.5000% 15-Apr-2026 | – | $12.8M | 2.1% | – | – | – |
| DISH Network CORP25470MAF6 | NOTE 12/1 | – | $12.8M | 2.1% | – | – | – |
| Box Inc10316TAB0 | NOTE 1/1 | – | $12.4M | 2.0% | – | – | – |
| Accolade, Inc.00437EAB8 | NOTE 0.500% 4/0 | – | $12.0M | 1.9% | – | – | – |
| Mesa Labs Inc59064RAA7 | NOTE 1.375% 8/1 | – | $11.7M | 1.9% | – | New | – |
| Omnicell Com68213NAD1 | NOTE 0.250% 9/1 | – | $11.7M | 1.9% | – | – | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $10.7M | 1.7% | – | – | – |
| Fastly, Inc.31188VAB6 | NOTE 3/1 | – | $10.6M | 1.7% | – | – | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $10.3M | 1.7% | – | – | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $10.0M | 1.6% | – | – | – |
| RDNWRideNow Group, Inc. | COM CL B | 589,495 | $9.97M | 1.6% | 00.0% | Unchanged | History |
| Neogenomics Inc64049MAB6 | NOTE 0.250% 1/1 | – | $9.88M | 1.6% | – | New | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $9.62M | 1.5% | – | – | – |
| Impinj Inc453204AC3 | Note 1.1250% 15-May-2027 | – | $9.53M | 1.5% | – | – | – |
| Nova Ltd.66980MAB2 | NOTE 10/1 | – | $9.40M | 1.5% | – | – | – |
| Invacare Corp461203AL5 | NOTE 5.000%11/1 | – | $9.38M | 1.5% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $9.35M | 1.5% | – | – | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $8.35M | 1.3% | – | – | – |
| Health Catalyst, Inc.42225TAB3 | NOTE 2.500% 4/1 | – | $8.33M | 1.3% | – | New | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $7.91M | 1.3% | – | – | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $7.74M | 1.2% | – | – | – |
| Magnite, Inc.55955DAB6 | NOTE 0.250% 3/1 | – | $7.49M | 1.2% | – | – | – |
| Par Technology Corp698884AE3 | NOTE 1.500%10/1 | – | $7.43M | 1.2% | – | New | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $7.28M | 1.2% | – | – | – |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $7.26M | 1.2% | – | – | – |
| Porch Group, Inc.733245AA2 | Note 0.7500% 15-Sep-2026 | – | $6.92M | 1.1% | – | – | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $6.89M | 1.1% | – | New | – |
| Paratek Pharmaceuticals, Inc.699374AB0 | CONVERTIBLE BOND | – | $6.83M | 1.1% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $6.52M | 1.0% | – | – | – |
| Esperion Therapeutics Inc Ne29664WAB1 | NOTE 4.000%11/1 | – | $6.49M | 1.0% | – | – | – |
| Everbridge, Inc.29978AAE4 | NOTE 3/1 | – | $6.48M | 1.0% | – | New | – |
| Vroom, Inc.92918VAB5 | NOTE 0.750% 7/0 | – | $6.48M | 1.0% | – | New | – |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | – | $6.15M | 1.0% | – | – | – |
| TheRealReal, Inc.88339PAB7 | NOTE 3.000% 6/1 | – | $5.69M | 0.9% | – | – | – |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $5.51M | 0.9% | – | – | – |
| Groupon, Inc.399473AF4 | NOTE 1.125% 3/1 | – | $4.83M | 0.8% | – | – | – |
| Upwork, Inc91688FAB0 | NOTE 0.250% 8/1 | – | $4.80M | 0.8% | – | New | – |
| Atech (Parent) Resolution Corp.00973N102 | COM | 1,600,000 | $4.75M | 0.8% | +125,000+8.5% | Added | – |
| Fiverr Intl Ltd33835LAA3 | NOTE 11/0 | – | $4.74M | 0.8% | – | – | – |
| Fluidigm Corp Del34385PAF5 | NOTE 5.250%12/0 | – | $4.29M | 0.7% | – | New | – |
| Oak STR Health Inc67181AAB3 | NOTE 3/1 | – | $4.24M | 0.7% | – | – | – |
| iShares Russell 2000 ETF464287655 | ETF | 25,000 | $4.12M | 0.7% | +25,000 | New | – |
| DocuSign, Inc.256163AD8 | NOTE 1/1 | – | $4.03M | 0.6% | – | New | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $4.01M | 0.6% | – | New | – |
| Invacare Corp461203AQ4 | NOTE 4.250% 3/1 | – | $3.95M | 0.6% | – | – | – |
| Arrival Group04271QAA4 | Note 3.5000% 01-Dec-2026 | – | $3.93M | 0.6% | – | New | – |
| RingCentral, Inc.76680RAH0 | NOTE 3/1 | – | $3.68M | 0.6% | – | New | – |
| VALValaris Ltd | CL A | 70,000 | $3.43M | 0.6% | +70,000 | New | History |
| LendingTree, Inc.52603BAD9 | NOTE 0.500% 7/1 | – | $3.34M | 0.5% | – | – | – |
| BridgeBio Pharma, Inc.10806XAB8 | NOTE 2.500% 3/1 | – | $2.98M | 0.5% | – | – | – |
| TheRealReal, Inc.88339PAD3 | NOTE 1.000% 3/0 | – | $2.83M | 0.5% | – | – | – |
| Bigcommerce Hldgs Inc08975PAB4 | NOTE 0.250%10/0 | – | $2.58M | 0.4% | – | New | – |
| MXMagnachip Semiconductor Corp | COM | 210,000 | $2.15M | 0.3% | +5,000+2.4% | Added | History |
| Airbnb, Inc.009066AB7 | NOTE 3/1 | – | $2.07M | 0.3% | – | New | – |
| Okta, Inc.679295AF2 | NOTE 0.375% 6/1 | – | $1.96M | 0.3% | – | New | – |
| Bentley Sys Inc08265TAD1 | NOTE 0.375% 7/0 | – | $1.90M | 0.3% | – | New | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $1.86M | 0.3% | – | New | – |
| Neogenomics Inc64049MAA8 | NOTE 1.250% 5/0 | – | $1.73M | 0.3% | – | New | – |
| Eventbrite, Inc.29975EAD1 | NOTE 0.750% 9/1 | – | $1.70M | 0.3% | – | New | – |
| Progenity Inc74319FAB3 | NOTE 7.250%12/0 | – | $1.48M | 0.2% | – | New | – |
| Pearl Holdings Acquisitn CorG44525122 | UNIT 12/15/2026 | 125,000 | $1.26M | 0.2% | +125,000 | New | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $1.04M | 0.2% | – | – | – |
| Target Global Acquisi I CorpG8675N117 | UNIT 99/99/9999 | 100,000 | $1.01M | 0.2% | +100,000 | New | – |
| Accelerate Acquisition Corp.00439D102 | COM CL A | 100,000 | $981.0K | 0.2% | 00.0% | Unchanged | – |
| TRHCTabula Rasa HealthCare, Inc. | COM | 200,000 | $960.0K | 0.2% | 00.0% | Unchanged | History |
| Blackline, Inc.09239BAD1 | NOTE 3/1 | – | $816.3K | 0.1% | – | New | – |
| Industrial Tech Acqstns II I45635R207 | UNIT 03/31/2028 | 75,000 | $753.4K | 0.1% | 00.0% | Unchanged | – |
| Af Acquisition Corp001040104 | CLASS A COM | 75,000 | $735.0K | 0.1% | 00.0% | Unchanged | – |
| Khosla Ventures Acqut Co III482506102 | COM CL A | 60,000 | $586.8K | 0.1% | 00.0% | Unchanged | – |
| SHAPUSpree Acquisition Corp. 1 Ltd | UNIT 99/99/9999 | 55,000 | $556.9K | 0.1% | +55,000 | New | History |
| Prospector Capital CorpG7273A105 | CL A | 52,258 | $521.0K | 0.1% | +52,258 | New | – |
| Artemis Strategic Invt Corp04303A202 | UNIT 09/30/2026 | 50,000 | $499.5K | 0.1% | 00.0% | Unchanged | – |
| Itiquira Acquisition CorpG49773107 | CL A SHS | 50,000 | $497.0K | 0.1% | +50,000 | New | – |
| Fintech Evolution Acquis GroG3R19A104 | SHS CL A | 50,000 | $496.0K | 0.1% | +50,000 | New | – |
| KIIIKismet Acquisition Three Corp. | CL A SHARES | 50,000 | $495.0K | 0.1% | +50,000 | New | History |
| Arrowroot Acquisition Corp04282M102 | CL A COM | 50,000 | $491.0K | 0.1% | 00.0% | Unchanged | – |
| TELLTellurian Inc. | COM | 160,000 | $382.4K | 0.1% | +160,000 | New | History |
| Deep Lake Capital Acqustn CoG27029100 | CL A SHS | 35,000 | $348.9K | 0.1% | +35,000 | New | – |
| DNZD & Z Media Acquisition Corp. | COM CL A | 35,322 | $348.6K | 0.1% | 00.0% | Unchanged | History |
| Blueriver Acquisition CorpG1261Q107 | SHS CL A | 31,869 | $315.5K | 0.1% | +31,869 | New | – |
| Ibere PharmaceuticalsG46843101 | SHS CL A | 30,000 | $297.3K | <0.1% | +30,000 | New | – |
| KAIIQuadro Acquisition One Corp. | CL A SHS | 26,100 | $259.2K | <0.1% | +26,100 | New | History |
| M3-Brigade Acquisition III Corp.55407R202 | UNIT 99/99/9999 | 25,000 | $252.0K | <0.1% | 00.0% | Unchanged | – |
| Crucible Acquisition Corp22877P108 | COM CL A | 25,000 | $249.0K | <0.1% | 00.0% | Unchanged | – |
| KAIRKairos Acquisition Corp. | CL A SHS | 25,000 | $249.0K | <0.1% | +25,000 | New | History |
| Senior Connect Acquisitn Cor81723H108 | COM CL A | 25,000 | $248.8K | <0.1% | 00.0% | Unchanged | – |
| HHLAHH&L Acquisition Co. | SHS CL A | 25,000 | $248.5K | <0.1% | +25,000 | New | History |
| Pontem CorporationG71707106 | SHS CL A | 25,000 | $248.5K | <0.1% | +25,000 | New | – |
Options (5)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2022 (17)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $10.6M | 2.4% | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $7.60M | 1.7% | – |
| 1Life Healthcare Inc68269GAB3 | NOTE 3.000% 6/1 | – | $6.61M | 1.5% | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $5.24M | 1.2% | – |
| Vroom, Inc.92918VAA7 | Note 0.7500% 01-Jul-2026 | – | $4.81M | 1.1% | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $4.79M | 1.1% | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $3.90M | 0.9% | – |
| Avadel Fin Cay Ltd/Avadel Pharm (Exchange Offer)05337YAC2 | Note 4.5000% 02-Oct-2023 | – | $3.76M | 0.8% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $2.96M | 0.7% | – |
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $2.13M | 0.5% | – |
| LCIDLucid Group, Inc. | COM | 100,000 | $1.72M | 0.4% | History |
| Glass Houses Acquisition Cor37714P103 | CLASS A COM | 50,000 | $491.0K | 0.1% | – |
| LABStandard Biotools Inc. | COM | 200,000 | $320.0K | 0.1% | History |
| Boa Acquisition Corp05601A109 | COM CL A | 10,208 | $100.0K | <0.1% | – |
| TBCPThunder Bridge Capital Partners III Inc. | COM CL A | 10,000 | $98.0K | <0.1% | History |
| Sportstek Acquisition Corp849196100 | COM CL A | 10,000 | $98.0K | <0.1% | – |
| Twelve Seas Investment Co. II90118T106 | COM CL A | 10,000 | $98.0K | <0.1% | – |