Whitebox Advisors LLC
- SEC CIK
- 0001257391
- Latest filing
- Aug 14, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Aug 26, 2026. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 289
- −29 vs. Q2 2024
- Portfolio value
- $2.31B
- −$175.0M (−7.0%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vine Hill Cap Invt Corp.G93Y09123 | UNIT 09/06/2026 | 265,000 | $2.65M | 0.1% | +265,000 | New | – |
| Bilibili Inc.090040AF3 | NOTE 0.500%12/0 | – | $2.67M | 0.1% | – | – | – |
| Cardlytics, Inc.14161WAB1 | NOTE 1.000% 9/1 | – | $2.73M | 0.1% | – | – | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $2.89M | 0.1% | – | New | – |
| CARAvis Budget Group, Inc. | COM | 33,003 | $2.89M | 0.1% | +13,000+65.0% | Added | History |
| CCOClear Channel Outdoor Holdings, Inc. | COM | 1,807,486 | $2.89M | 0.1% | +185,700+11.5% | Added | History |
| SVCService Properties Trust | COM SH BEN INT | 640,602 | $2.92M | 0.1% | +30,000+4.9% | Added | History |
| Presidio MidCo Inc.G3106N125 | UNIT 99/99/9999 | 300,000 | $2.98M | 0.1% | +300,000 | New | – |
| MBIMbia Inc | COM | 844,431 | $3.01M | 0.1% | +50,000+6.3% | Added | History |
| THCTenet Healthcare Corp | COM NEW | 21,402 | $3.56M | 0.2% | −7,000−24.6% | Reduced | History |
| HCM II Acquisition CorpG43658114 | UNIT 99/99/9999 | 400,000 | $4.00M | 0.2% | +400,000 | New | – |
| Redfin Corp75737FAE8 | NOTE 0.500% 4/0 | – | $4.14M | 0.2% | – | – | – |
| AA Mission Acquisition Corp.G1000R101 | ORD SHS CL A | 450,000 | $4.51M | 0.2% | +450,000 | New | – |
| Oatly Group AB67421JAC2 | NOTE 9.250% 9/1 | – | $4.88M | 0.2% | – | – | – |
| SIMAUSIM Acquisition Corp. I | UNIT 06/17/2029 | 500,000 | $5.02M | 0.2% | +500,000 | New | History |
| Liberty Media Corp530715AG6 | DEB 4.000%11/1 | – | $5.17M | 0.2% | – | – | – |
| Gossamer Bio, Inc.38341PAA0 | NOTE 5.000% 6/0 | – | $5.24M | 0.2% | – | – | – |
| EQCEQC Liquidating Trust | COM SH BEN INT | 264,626 | $5.27M | 0.2% | −794,374−75.0% | Reduced | History |
| Cree Inc225447AD3 | NOTE 1.750% 5/0 | – | $5.32M | 0.2% | – | – | – |
| NIO Inc.62914VAJ5 | NOTE 3.875%10/1 | – | $5.54M | 0.2% | – | New | – |
| Omeros Corp682143AG7 | NOTE 5.250% 2/1 | – | $5.74M | 0.2% | – | – | – |
| GTGoodyear Tire & Rubber Co | COM | 693,028 | $6.13M | 0.3% | +284,168+69.5% | Added | History |
| Groupon, Inc.399473AF4 | NOTE 1.125% 3/1 | – | $6.52M | 0.3% | – | – | – |
| Upstart Hldgs Inc91680MAB3 | NOTE 0.250% 8/1 | – | $6.96M | 0.3% | – | – | – |
| GMGeneral Motors Co | COM | 160,776 | $7.21M | 0.3% | −27,215−14.5% | Reduced | History |
| CSTMConstellium SE | CL A SHS | 447,284 | $7.27M | 0.3% | +127,923+40.1% | Added | History |
| Hadron Energy, Inc.G38648112 | UNIT 99/99/9999 | 760,000 | $7.58M | 0.3% | +760,000 | New | – |
| CIVICivitas Resources, Inc. | EQUITY US CM | 172,000 | $8.72M | 0.4% | +172,000 | New | History |
| DCHDauch Corp | COM | 1,415,173 | $8.75M | 0.4% | +389,760+38.0% | Added | History |
| CYHCommunity Health Systems Inc | COM | 1,462,773 | $8.88M | 0.4% | −1,558,160−51.6% | Reduced | History |
| Tpi Composites, Inc87266JAB0 | NOTE 5.250% 3/1 | – | $8.92M | 0.4% | – | – | – |
| Two HBRS Invt Corp90187BAB7 | NOTE 6.250% 1/1 | – | $9.02M | 0.4% | – | – | – |
| LBRDALiberty Broadband Corp | COM SER A | 118,151 | $9.08M | 0.4% | 00.0% | Unchanged | History |
| NACNuveen California Quality Municipal Income Fund | COM | 791,703 | $9.41M | 0.4% | −328,669−29.3% | Reduced | History |
| Marathon Digital Holdings IN565788AB2 | NOTE 1.000%12/0 | – | $9.52M | 0.4% | – | – | – |
| Encore Cap Group Inc292554AM4 | NOTE 3.250%10/0 | – | $9.65M | 0.4% | – | – | – |
| NCMINational CineMedia, Inc. | COM NEW | 1,390,867 | $9.81M | 0.4% | −30,000−2.1% | Reduced | History |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | – | $10.4M | 0.5% | – | – | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $10.6M | 0.5% | – | – | – |
| Vishay Intertechnology Inc928298AR9 | NOTE 2.250% 9/1 | – | $11.4M | 0.5% | – | New | – |
| BHCBausch Health Companies Inc. | Stock | 1,436,787 | $11.7M | 0.5% | −3,099−0.2% | Reduced | History |
| Coinbase Global, Inc.19260QAB3 | NOTE 0.500% 6/0 | – | $11.7M | 0.5% | – | – | – |
| NENoble Corp plc | ORD SHS A | 365,083 | $13.2M | 0.6% | −19,511−5.1% | Reduced | History |
| ProShares Bitcoin ETF74347G440 | ETF | 697,042 | $13.4M | 0.6% | +114,872+19.7% | Added | – |
| Liberty Media Corp530715AL5 | DEB 3.750% 2/1 | – | $15.1M | 0.7% | – | – | – |
| GPORGulfport Energy Corp | COMMON SHARES | 103,980 | $15.7M | 0.7% | −15,000−12.6% | Reduced | History |
| PTC Therapeutics, Inc.69366JAD3 | NOTE 1.500% 9/1 | – | $16.1M | 0.7% | – | – | – |
| Luminar Technologies, Inc.550424AE5 | DEBT 11.500% 1/1 | – | $16.7M | 0.7% | – | New | – |
| Bloom Energy Corp093712AK3 | NOTE 3.000% 6/0 | – | $18.1M | 0.8% | – | – | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $19.0M | 0.8% | – | New | – |
| World Kinect Corp98149GAB6 | NOTE 3.250% 7/0 | – | $19.5M | 0.8% | – | New | – |
| Transocean Ltd.893830BW8 | DEB 4.625% 9/3 | – | $19.6M | 0.9% | – | – | – |
| NIO Inc.62914VAK2 | NOTE 4.625%10/1 | – | $22.6M | 1.0% | – | New | – |
| Esperion Therapeutics Inc Ne29664WAB1 | NOTE 4.000%11/1 | – | $22.6M | 1.0% | – | – | – |
| UPWheels Up Experience Inc. | COM CL A | 42,686,519 | $22.6M | 1.0% | −341,682−0.8% | Reduced | History |
| Nabors Inds Inc62957HAL9 | NOTE 1.750% 6/1 | – | $22.6M | 1.0% | – | – | – |
| HCI Group, Inc.40416EAF0 | NOTE 4.750% 6/0 | – | $23.3M | 1.0% | – | – | – |
| Cryolife Inc228903AB6 | NOTE 4.250% 7/0 | – | $23.9M | 1.0% | – | – | – |
| BLCOBausch & Lomb Corp | COMMON SHARES | 1,243,245 | $24.0M | 1.0% | −302,701−19.6% | Reduced | History |
| CHRDChord Energy Corp | COM NEW | 185,264 | $24.1M | 1.0% | +23,980+14.9% | Added | History |
| Zynex Inc98986MAD5 | NOTE 5.000% 5/1 | – | $24.5M | 1.1% | – | – | – |
| ACIAlbertsons Companies, Inc. | COMMON STOCK | 1,357,682 | $25.1M | 1.1% | +81,413+6.4% | Added | History |
| VALValaris Ltd | CL A | 459,111 | $25.6M | 1.1% | −1,894−0.4% | Reduced | History |
| Herbalife Ltd.42703MAF0 | NOTE 4.250% 6/1 | – | $26.3M | 1.1% | – | New | – |
| SIRISirius XM Holdings Inc. | COMMON STOCK | 1,176,722 | $27.8M | 1.2% | +1,176,722 | New | History |
| Xometry, Inc.98423FAB5 | NOTE 1.000% 2/0 | – | $28.2M | 1.2% | – | – | – |
| Wolfspeed, Inc.977852AD4 | NOTE 1.875%12/0 | – | $28.6M | 1.2% | – | – | – |
| Lumentum Hldgs Inc55024UAH2 | NOTE 1.500%12/1 | – | $29.0M | 1.3% | – | – | – |
| HEI.AHeico Corp | CL A | 148,351 | $30.2M | 1.3% | 00.0% | Unchanged | History |
| Array Technologies, Inc.04271TAB6 | NOTE 1.000%12/0 | – | $32.1M | 1.4% | – | – | – |
| Canadian Solar Inc.136635AG4 | NOTE 2.500%10/0 | – | $34.3M | 1.5% | – | – | – |
| Wayfair Inc.94419LAP6 | NOTE 3.250% 9/1 | – | $36.4M | 1.6% | – | – | – |
| GRFSGrifols SA | SP ADR REP B NVT | 4,221,483 | $37.5M | 1.6% | +1,519,093+56.2% | Added | History |
| Novavax Inc670002AD6 | NOTE 5.000%12/1 | – | $43.7M | 1.9% | – | – | – |
| PPLIPeople Inc | COM NEW | 833,259 | $44.8M | 1.9% | −515,321−38.2% | Reduced | History |
| Collegium Pharmaceutical, Inc19459JAC8 | NOTE 2.875% 2/1 | – | $47.1M | 2.0% | – | – | – |
| TFPMTriple Flag Precious Metals Corp. | Stock | 3,054,703 | $49.4M | 2.1% | −174,956−5.4% | Reduced | History |
| Cinemark Hldgs Inc17243VAB8 | NOTE 4.500% 8/1 | – | $50.5M | 2.2% | – | – | – |
| Encore Cap Group Inc292554AP7 | NOTE 4.000% 3/1 | – | $50.6M | 2.2% | – | – | – |
| Sea Ltd81141RAF7 | NOTE 2.375%12/0 | – | $52.1M | 2.3% | – | – | – |
| Wayfair Inc.94419LAR2 | NOTE 3.500%11/1 | – | $52.6M | 2.3% | – | – | – |
| On Semiconductor Corp682189AS4 | NOTE 5/0 | – | $57.1M | 2.5% | – | – | – |
| Sunnova Energy Intl Inc.86745KAF1 | NOTE 0.250%12/0 | – | $59.1M | 2.6% | – | – | – |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $68.2M | 3.0% | – | – | – |
| Semtech Corp816850AF8 | NOTE 1.625%11/0 | – | $81.9M | 3.6% | – | – | – |
| Freshpet, Inc.358039AB1 | NOTE 3.000% 4/0 | – | $121.0M | 5.2% | – | – | – |
| MicroStrategy Inc594972AE1 | NOTE 2/1 | – | $131.1M | 5.7% | – | – | – |
| INSMED Inc457669AB5 | NOTE 0.750% 6/0 | – | $142.3M | 6.2% | – | – | – |
| LBRDKLiberty Broadband Corp | COM SER C | 2,224,438 | $171.9M | 7.4% | −753,669−25.3% | Reduced | History |
Options (32)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $555.9M | – |
| RCLRoyal Caribbean Cruises Ltd | COM | $133.0M | – |
| KKRKKR & Co. Inc. | COM | $104.5M | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $72.3M | – |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | $70.9M | – |
| AAPLApple Inc. | Stock | $69.9M | – |
| iShares Russell 2000 ETF464287655 | ETF | $66.3M | – |
| LUMNLumen Technologies, Inc. | Stock | $41.2M | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $32.3M | – |
| CNKCinemark Holdings, Inc. | COM | $27.8M | – |
| RUNSunrun Inc. | COM | $22.6M | – |
| HLFHerbalife Ltd. | COM SHS | $21.6M | – |
| AALAmerican Airlines Group Inc. | Stock | $19.7M | – |
| WOLFWolfspeed, Inc. | Stock | $19.4M | – |
| MSTRStrategy Inc | Stock | $18.5M | – |
| RIVNRivian Automotive, Inc. | Stock | $16.8M | – |
| UALUnited Airlines Holdings, Inc. | COM | $15.4M | – |
| BYNDBeyond Meat, Inc. | COM | $13.9M | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $10.8M | – |
| AMCAMC Entertainment Holdings, Inc. | CL A NEW | $10.0M | – |
| NOVASunnova Energy International Inc. | COM | $7.79M | – |
| iShares Inc464286400 | MSCI BRAZIL ETF | $5.90M | – |
| EBSEmergent BioSolutions Inc. | COM | $4.17M | – |
| UPSTUpstart Holdings, Inc. | COM | $4.00M | – |
| BEBloom Energy Corp | COM CL A | $3.59M | – |
| NIONIO Inc. | ADR | $3.34M | – |
| JBLUJetBlue Airways Corp | COM | – | $3.28M |
| MPTMedical Properties Trust Inc | COM | $2.92M | – |
| FLYYSpirit Aviation Holdings, Inc. | COM | $1.20M | $720.0K |
| Azul S A05501U106 | SPONSR ADR PFD | $1.72M | – |
| OPIOffice Properties Income Trust | COM SHS BEN INT | – | $1.09M |
| WWWW International, Inc. | COM | $175.6K | – |
Sold out since Q2 2024 (66)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| Royal Caribbean Group780153BQ4 | NOTE 6.000% 8/1 | – | $230.0M | 9.3% | – |
| Bread Financial Holdings, Inc.018581AN8 | NOTE 4.250% 6/1 | – | $56.6M | 2.3% | – |
| NEE.PSNextera Energy Inc | UNIT 06/01/2027 | 600,000 | $29.7M | 1.2% | History |
| BAXBaxter International Inc | Stock | 788,039 | $26.4M | 1.1% | History |
| Liberty Media Corp531229789 | Stock | 1,136,498 | $25.2M | 1.0% | – |
| AQNAlgonquin Power & Utilities Corp. | COM | 3,157,963 | $18.5M | 0.7% | History |
| Infinera Corp45667GAG8 | NOTE 3.750% 8/0 | – | $18.4M | 0.7% | – |
| Zillow Group, Inc.98954MAG6 | NOTE 1.375% 9/0 | – | $17.9M | 0.7% | – |
| Liberty Media Corp531229813 | Stock | 452,001 | $10.0M | 0.4% | – |
| Realogy Grp LLC/Realogy Co75606DAP6 | NOTE 0.250% 6/1 | – | $6.88M | 0.3% | – |
| Cable One, Inc.12685JAG0 | NOTE 1.125% 3/1 | – | $3.71M | 0.1% | – |
| GPNGlobal Payments Inc | Stock | 37,000 | $3.58M | 0.1% | History |
| MHIPioneer Municipal High Income Fund, Inc. | COM SHS | 329,238 | $3.01M | 0.1% | History |
| NBHNeuberger Municipal Fund Inc. | COM | 249,474 | $2.66M | 0.1% | History |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 269,192 | $2.21M | 0.1% | History |
| DMFBNY Mellon Municipal Income, Inc. | COM | 210,519 | $1.51M | 0.1% | History |
| VPVInvesco Pennsylvania Value Municipal Income Trust | COM | 127,118 | $1.38M | 0.1% | History |
| VTNInvesco Trust for Investment Grade New York Municipals | COM | 120,354 | $1.35M | 0.1% | History |
| MIOPioneer Municipal High Income Opportunities Fund, Inc. | COMMON STOCK | 114,612 | $1.34M | 0.1% | History |
| GVAGranite Construction Inc | COM | 20,200 | $1.25M | 0.1% | History |
| FMNFederated Hermes Premier Municipal Income Fund | COM | 95,981 | $1.10M | <0.1% | History |
| OVVOvintiv Inc. | COM | 21,550 | $1.01M | <0.1% | History |
| BALYBally's Corp | COM | 79,639 | $953.3K | <0.1% | History |
| AALAmerican Airlines Group Inc. | Stock | 79,245 | $897.8K | <0.1% | History |
| SIRISirius XM Holdings Inc. | COM | 286,674 | $811.3K | <0.1% | History |
| LCIDLucid Group, Inc. | COM | 300,000 | $783.0K | <0.1% | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 41,679 | $780.2K | <0.1% | History |
| OAKUOak Woods Acquisition Corp | CL A | 68,000 | $739.8K | <0.1% | History |
| Cutera Inc232109AD0 | NOTE 2.250% 6/0 | – | $720.1K | <0.1% | – |
| KTFDWS Municipal Income Trust | COM | 63,001 | $596.6K | <0.1% | History |
| FLYYSpirit Aviation Holdings, Inc. | COM | 140,000 | $512.4K | <0.1% | History |
| TPRTapestry, Inc. | COM | 11,770 | $503.6K | <0.1% | History |
| 99 Acquisition Group Inc65445K101 | CL A | 35,000 | $367.5K | <0.1% | – |
| KSMDWS Strategic Municipal Income Trust | COM | 34,777 | $342.9K | <0.1% | History |
| Sable Offshore Corp.78574H112 | *W EXP 99/99/999 | 29,958 | $127.9K | <0.1% | – |
| Westrock Coffee Co96145W111 | *W EXP 08/29/202 | 50,000 | $111.0K | <0.1% | – |
| GROYGold Royalty Corp. | COMMON SHARES | 49,300 | $69.5K | <0.1% | History |
| Intuitive Machines, Inc.46125A118 | *W EXP 02/13/202 | 75,000 | $51.0K | <0.1% | – |
| ASTLWAlgoma Steel Group Inc. | *W EXP 10/19/202 | 47,644 | $42.9K | <0.1% | History |
| Zura Bio LtdG9TY5A119 | *W EXP 03/20/202 | 75,000 | $30.0K | <0.1% | – |
| Monterey Cap Acquisition Cor61244M125 | RIGHT 05/10/2027 | 75,000 | $13.5K | <0.1% | – |
| 99 Acquisition Group Inc65445K127 | RIGHT 08/25/2028 | 35,000 | $9.45K | <0.1% | – |
| Fintech Ecosystem Deve318136124 | RIGHT 04/01/2026 | 75,000 | $8.25K | <0.1% | – |
| Kernel Group Holdings, Inc.G5259L129 | *W EXP 02/02/202 | 56,902 | $7.42K | <0.1% | – |
| Armada Acquisition Corp. I04208V111 | *W EXP 08/13/202 | 50,000 | $6.97K | <0.1% | – |
| Tortoiseecofin Acquisition CG8956E117 | *W EXP 07/22/202 | 44,137 | $6.93K | <0.1% | – |
| Slam Corp.G8210L121 | *W EXP 02/23/202 | 23,000 | $5.72K | <0.1% | – |
| Arogo Capital Acquisition Corp.042644112 | *W EXP 03/23/202 | 176,000 | $5.28K | <0.1% | – |
| Golden Arrow Merger Corp380799114 | *W EXP 07/31/202 | 23,000 | $3.45K | <0.1% | – |
| Aura Fat Projs Acquisition CG06362126 | *W EXP 03/31/202 | 200,000 | $3.22K | <0.1% | – |
| Monterey Cap Acquisition Cor61244M117 | *W EXP 01/01/202 | 75,000 | $3.08K | <0.1% | – |
| Canna Global Acquisition Cor13767K119 | *W EXP 11/30/202 | 275,000 | $2.89K | <0.1% | – |
| Project Energy Reimagined AcG72556114 | *W EXP 10/28/202 | 25,000 | $2.12K | <0.1% | – |
| OCA Acquisition Corp.670865112 | *W EXP 01/14/202 | 22,724 | $2.05K | <0.1% | – |
| Enphys Acquisition Corp.G3167L117 | *W EXP 99/99/999 | 50,000 | $1.75K | <0.1% | – |
| Xpac Acquisition CorpG9831X122 | *W EXP 99/99/999 | 40,482 | $1.63K | <0.1% | – |
| SOARWVolato Group, Inc. | *W EXP 99/99/999 | 100,000 | $1.45K | <0.1% | History |
| ZCARWZoomcar Holdings, Inc. | *W EXP 05/31/202 | 100,000 | $1.40K | <0.1% | History |
| Spectaire Hldgs Inc84753T117 | *W EXP 10/17/202 | 37,500 | $1.33K | <0.1% | – |
| 99 Acquisition Group Inc65445K119 | *W EXP 08/25/202 | 35,000 | $1.16K | <0.1% | – |
| Holdco Nuvo Group D G LtdM53051112 | *W EXP 05/01/202 | 50,000 | $1.06K | <0.1% | – |
| Mercury Ecom Acquisition Cor589381110 | *W EXP 07/27/202 | 125,000 | $925 | <0.1% | – |
| Fintech Ecosystem Deve318136116 | *W EXP 04/01/202 | 37,500 | $750 | <0.1% | – |
| PBMWWPsyence Biomedical Ltd. | *W EXP 01/25/202 | 50,000 | $525 | <0.1% | History |
| eFFECTOR Therapeutics, Inc.28202V116 | *W EXP 12/31/202 | 298,145 | $358 | <0.1% | – |
| Blueriver Acquisition CorpG1261Q115 | *W EXP 01/04/202 | 23,000 | $313 | <0.1% | – |