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Livermore
Livermore
ZHEN

Whitebox Advisors LLC

SEC CIK
0001257391
Latest filing
Aug 14, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Aug 26, 2026. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
289
−29 vs. Q2 2024
Portfolio value
$2.31B
−$175.0M (−7.0%) vs. Q2 2024
Filed
Aug 26, 2026
AmendedSECSEC
Holdings of Whitebox Advisors LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
APx Acquisition Corp. IG0440J125*W EXP 11/30/202125,000$6.25K<0.1%00.0%Unchanged–
Aimfinity Investment Corp. IG0135E126*W EXP 04/21/202350,000$7.04K<0.1%00.0%Unchanged–
Thunder BRDG Cap Prtnrs IV I88605L115*W EXP 04/30/20253,800$7.11K<0.1%00.0%Unchanged–
Consilium Acquisitn Corp I LG2365L127RIGHT 07/01/202345,000$7.65K<0.1%00.0%Unchanged–
Ys Biopharma Co LtdG9845F117*W EXP 03/15/202125,000$8.26K<0.1%00.0%Unchanged–
RZLVWRezolve AI PLC*W EXP 08/15/20250,000$9.00K<0.1%+50,000NewHistory
Bigbear AI Hldgs Inc08975B117*W EXP 99/99/99968,769$9.63K<0.1%00.0%Unchanged–
Vision Sensing Acquisition C92838J111*W EXP 10/21/202225,000$9.83K<0.1%00.0%Unchanged–
FLDDWFold Holdings, Inc.*W EXP 10/19/20250,000$10.0K<0.1%00.0%UnchangedHistory
VSEEWVsee Health, Inc.*W EXP 99/99/999250,000$10.0K<0.1%00.0%UnchangedHistory
Distoken Acquisition CorpG27740136RIGHT 99/99/9999100,000$11.0K<0.1%00.0%Unchanged–
MOBXWMobix Labs, Inc*W EXP 12/21/202100,000$11.0K<0.1%00.0%UnchangedHistory
BRLSWBorealis Foods Inc.EQUITY WRT160,000$11.2K<0.1%00.0%UnchangedHistory
Bitcoin Depot IN09174P113EQUITY WRT225,000$11.2K<0.1%00.0%Unchanged–
Bannix Acquisition Corp066644121RIGHT 07/31/2026100,000$11.8K<0.1%00.0%Unchanged–
SMNRWSemnur Pharmaceuticals, Inc.*W EXP 03/28/202200,000$12.0K<0.1%00.0%UnchangedHistory
RF Acquisition Corp74954L120RIGHT 05/01/2028100,000$12.0K<0.1%00.0%Unchanged–
Northview Acquisition Corp66718N129RIGHT 99/99/9999250,000$12.8K<0.1%00.0%Unchanged–
Gold Royalty Corp.38071H122*W EXP 05/31/20244,755$13.4K<0.1%−5,245−10.5%Reduced–
AA Mission Acquisition Corp.G1000R127*W EXP 08/01/203225,000$13.5K<0.1%+225,000New–
COCHWEnvoy Medical, Inc.Equity WRT184,000$14.7K<0.1%00.0%UnchangedHistory
Flyexclusive Inc.343928115*W EXP 05/28/20253,325$17.1K<0.1%00.0%Unchanged–
Global Blockchain Acqui Corp37961B112RIGHT 05/09/2027225,000$17.3K<0.1%00.0%Unchanged–
Rigel Resource Acq CorpG7573M114*W EXP 99/99/99950,000$17.5K<0.1%00.0%Unchanged–
CRMLWCritical Metals Corp.*W EXP 02/27/20275,000$18.0K<0.1%00.0%UnchangedHistory
Oak Woods Acquisition Corp67190B120RIGHT 03/23/202868,000$18.5K<0.1%00.0%Unchanged–
Nova Vision Acquisition CorpG6759A134RIGHT 12/23/202380,000$19.6K<0.1%00.0%Unchanged–
Inception Growth Acqustn Ltd45333D120RIGHT 12/08/2026175,000$21.0K<0.1%00.0%Unchanged–
Evergreen CorpG3312W117*W EXP 02/08/202350,000$21.0K<0.1%00.0%Unchanged–
SK Growth Opportunities CorpG8192N111*W EXP 06/28/202100,000$21.0K<0.1%00.0%Unchanged–
AIRJWAirJoule Technologies Corp.*W EXP 03/15/20250,000$21.0K<0.1%00.0%UnchangedHistory
PSNYWPolestar Automotive Holding UK PLCADS C-175,000$22.5K<0.1%00.0%UnchangedHistory
Digiasia Corp.G27617110*W EXP 04/02/202124,940$23.7K<0.1%00.0%Unchanged–
United Homes Group, Inc.91060H116*W EXP 01/28/20225,000$25.0K<0.1%00.0%Unchanged–
Iron Horse Acquisitions Corp462837121RIGHT 99/99/9999150,000$25.5K<0.1%00.0%Unchanged–
DT Cloud Acquisition CorpG28524133RIGHT 02/14/2029107,306$26.8K<0.1%00.0%Unchanged–
DRTSWAlpha Tau Medical Ltd.*W EXP 03/07/202146,256$27.8K<0.1%00.0%UnchangedHistory
BKHARBlack Hawk Acquisition CorpRIGHT 06/20/202525,000$29.0K<0.1%00.0%UnchangedHistory
OCSAWOculis Holding AG*W EXP 03/06/20216,833$35.3K<0.1%00.0%UnchangedHistory
VGASWVerde Clean Fuels, Inc.*W EXP 02/15/202190,419$40.0K<0.1%00.0%UnchangedHistory
Burtech Acquisition Corp123013112*W EXP 12/18/202225,000$45.0K<0.1%00.0%Unchanged–
ESPREsperion Therapeutics, Inc.COM30,182$49.8K<0.1%+30,182NewHistory
ENGNWenGene Therapeutics Inc.*W EXP 10/31/20233,333$70.0K<0.1%00.0%UnchangedHistory
NAZNuveen Arizona Quality Municipal Income FundCOM11,133$131.6K<0.1%−25,143−69.3%ReducedHistory
NOMNuveen Missouri Quality Municipal Income FundCOM14,718$162.4K<0.1%+2,887+24.4%AddedHistory
ULYXUrgent.ly Inc.COM278,189$189.1K<0.1%00.0%UnchangedHistory
TSEOQTrinseo PLCCOM39,146$200.0K<0.1%+39,146NewHistory
AI Transn Acquisition CorpG01490112ORD SHS20,000$209.6K<0.1%00.0%Unchanged–
MGMMGM Resorts InternationalStock7,662$299.5K<0.1%+7,662NewHistory
QETAQuetta Acquisition CorpCOM30,000$312.0K<0.1%00.0%UnchangedHistory
EBSEmergent BioSolutions Inc.COM40,427$337.6K<0.1%+40,427NewHistory
OPIOffice Properties Income TrustCOM SHS BEN INT157,646$343.7K<0.1%00.0%UnchangedHistory
TGNATegna IncCOM25,500$402.4K<0.1%+25,500NewHistory
CXHMFS Investment Grade Municipal TrustSH BEN INT49,454$406.5K<0.1%+793+1.6%AddedHistory
CXEMFS High Income Municipal TrustSH BEN INT116,625$467.1K<0.1%+10,475+9.9%AddedHistory
DTSQDT Cloud Star Acquisition CorpSHS50,000$499.8K<0.1%+50,000NewHistory
HYACHaymaker Acquisition Corp VCLASS A50,000$533.0K<0.1%00.0%UnchangedHistory
NNNextnav Inc.COMMON STOCK71,999$539.3K<0.1%00.0%UnchangedHistory
KVACFKeen Vision Acquisition Corp.SHS75,000$807.0K<0.1%00.0%UnchangedHistory
VODVodafone Group Public Ltd CoADR90,585$907.7K<0.1%00.0%UnchangedHistory
BlackRock New York Municipal Income Trust09248L106SH BEN INT82,517$907.7K<0.1%+7,084+9.4%Added–
FVNNUFuture Vision II Acquisition Corp.UNIT 06/20/2029100,000$1.00M<0.1%+100,000NewHistory
ELBMElectra Battery Materials CorpCOM NEW1,759,703$1.00M<0.1%00.0%UnchangedHistory
CUBWULionheart HoldingsUNIT 99/99/9999100,000$1.02M<0.1%00.0%UnchangedHistory
MUEBlackRock Muniholdings Quality Fund II, Inc.COM101,047$1.08M<0.1%+5,757+6.0%AddedHistory
DT Cloud Acquisition CorpG28524117ORD SHS107,306$1.11M<0.1%00.0%Unchanged–
HTZWWHertz Global Holdings, IncCommon Stock515,114$1.13M<0.1%−191,287−27.1%ReducedHistory
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM192,127$1.20M0.1%+26,319+15.9%AddedHistory
TAT&T Inc.Stock55,713$1.23M0.1%−92,134−62.3%ReducedHistory
CAPNUCayson Acquisition CorpUNIT 99/99/9999125,000$1.25M0.1%+125,000NewHistory
BKHABlack Hawk Acquisition CorpUSD CL A SHS125,000$1.28M0.1%00.0%UnchangedHistory
KSSKOHLS CorpStock62,770$1.32M0.1%+10,000+19.0%AddedHistory
NXJNuveen New Jersey Quality Municipal Income FundCOM101,909$1.33M0.1%−197,461−66.0%ReducedHistory
AFBAlliancebernstein National Municipal Income FundCOM113,955$1.34M0.1%+6,905+6.5%AddedHistory
Azul S A05501U106SPONSR ADR PFD402,775$1.39M0.1%+402,775New–
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS125,910$1.41M0.1%+6,269+5.2%AddedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM171,438$1.41M0.1%+1,994+1.2%AddedHistory
BOXBox IncCL A44,300$1.45M0.1%+44,300NewHistory
RRyder System IncCOM10,014$1.46M0.1%−8,500−45.9%ReducedHistory
Voyager Acquisition CorpG93A7H120UNIT 99/99/9999150,000$1.50M0.1%+150,000New–
VLOSUVelos Acquisition I Corp.UNIT 99/99/9999150,000$1.50M0.1%+150,000NewHistory
UCFICN Healthy Food Tech Group Corp.COM150,000$1.53M0.1%00.0%UnchangedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM147,993$1.65M0.1%+8,020+5.7%AddedHistory
MERCMercer International Inc.COM254,014$1.72M0.1%+80,000+46.0%AddedHistory
Cutera Inc232109AG3NOTE 4.000% 6/0–$1.73M0.1%–––
Paramount Global92556H206CL B163,723$1.74M0.1%+40,000+32.3%Added–
NQPNuveen Pennsylvania Quality Municipal Income FundCOM139,454$1.76M0.1%−19,877−12.5%ReducedHistory
Faro Technologies Inc311642AB8NOTE 5.500% 2/0–$1.87M0.1%–––
POLEUAndretti Acquisition Corp. IIUNIT 99/99/9999200,000$2.00M0.1%+200,000NewHistory
VRNSVaronis Systems IncCOM35,500$2.01M0.1%+35,500NewHistory
HOUSAnywhere Real Estate Inc.COM398,489$2.02M0.1%+248,489+165.7%AddedHistory
Sunnova Energy Intl Inc.86745KAH7NOTE 2.625% 2/1–$2.10M0.1%–––
HC2 Hldgs Inc404139AG2NOTE 7.500% 8/0–$2.12M0.1%–––
WBDWarner Bros. Discovery, Inc.Stock261,832$2.16M0.1%+15,000+6.1%AddedHistory
Veritone, Inc.92347MAB6NOTE 1.750%11/1–$2.44M0.1%–––
JWNNordstrom IncStock108,957$2.45M0.1%+4,500+4.3%AddedHistory
Black Spade Acquisition II CG1153L125UNIT 02/15/2029250,000$2.49M0.1%+250,000New–
LPAAULaunch One Acquisition Corp.UNIT 99/99/9999250,000$2.50M0.1%+250,000NewHistory
Graf Global Corp.G4036C114UNIT 05/31/2032250,000$2.51M0.1%00.0%Unchanged–
VMOInvesco Municipal Opportunity TrustCOM254,394$2.61M0.1%+16,871+7.1%AddedHistory

Options (32)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Whitebox Advisors LLC in Q3 2024
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$555.9M–
RCLRoyal Caribbean Cruises LtdCOM$133.0M–
KKRKKR & Co. Inc.COM$104.5M–
SPDR Series Trust78468R556SP O&G EXPL PRO$72.3M–
VanEck ETF Trust92189H607OIL SERVICES ETF$70.9M–
AAPLApple Inc.Stock$69.9M–
iShares Russell 2000 ETF464287655ETF$66.3M–
LUMNLumen Technologies, Inc.Stock$41.2M–
CCLCarnival Corp Ltd.UNIT 99/99/9999$32.3M–
CNKCinemark Holdings, Inc.COM$27.8M–
RUNSunrun Inc.COM$22.6M–
HLFHerbalife Ltd.COM SHS$21.6M–
AALAmerican Airlines Group Inc.Stock$19.7M–
WOLFWolfspeed, Inc.Stock$19.4M–
MSTRStrategy IncStock$18.5M–
RIVNRivian Automotive, Inc.Stock$16.8M–
UALUnited Airlines Holdings, Inc.COM$15.4M–
BYNDBeyond Meat, Inc.COM$13.9M–
Invesco QQQ Trust Series I46090E103ETF$10.8M–
AMCAMC Entertainment Holdings, Inc.CL A NEW$10.0M–
NOVASunnova Energy International Inc.COM$7.79M–
iShares Inc464286400MSCI BRAZIL ETF$5.90M–
EBSEmergent BioSolutions Inc.COM$4.17M–
UPSTUpstart Holdings, Inc.COM$4.00M–
BEBloom Energy CorpCOM CL A$3.59M–
NIONIO Inc.ADR$3.34M–
JBLUJetBlue Airways CorpCOM–$3.28M
MPTMedical Properties Trust IncCOM$2.92M–
FLYYSpirit Aviation Holdings, Inc.COM$1.20M$720.0K
Azul S A05501U106SPONSR ADR PFD$1.72M–
OPIOffice Properties Income TrustCOM SHS BEN INT–$1.09M
WWWW International, Inc.COM$175.6K–

Sold out since Q2 2024 (66)

Positions held at the end of Q2 2024 that are gone from this filing.

Positions of Whitebox Advisors LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
Royal Caribbean Group780153BQ4NOTE 6.000% 8/1–$230.0M9.3%–
Bread Financial Holdings, Inc.018581AN8NOTE 4.250% 6/1–$56.6M2.3%–
NEE.PSNextera Energy IncUNIT 06/01/2027600,000$29.7M1.2%History
BAXBaxter International IncStock788,039$26.4M1.1%History
Liberty Media Corp531229789Stock1,136,498$25.2M1.0%–
AQNAlgonquin Power & Utilities Corp.COM3,157,963$18.5M0.7%History
Infinera Corp45667GAG8NOTE 3.750% 8/0–$18.4M0.7%–
Zillow Group, Inc.98954MAG6NOTE 1.375% 9/0–$17.9M0.7%–
Liberty Media Corp531229813Stock452,001$10.0M0.4%–
Realogy Grp LLC/Realogy Co75606DAP6NOTE 0.250% 6/1–$6.88M0.3%–
Cable One, Inc.12685JAG0NOTE 1.125% 3/1–$3.71M0.1%–
GPNGlobal Payments IncStock37,000$3.58M0.1%History
MHIPioneer Municipal High Income Fund, Inc.COM SHS329,238$3.01M0.1%History
NBHNeuberger Municipal Fund Inc.COM249,474$2.66M0.1%History
MAVPioneer Municipal High Income Advantage Fund, Inc.COM269,192$2.21M0.1%History
DMFBNY Mellon Municipal Income, Inc.COM210,519$1.51M0.1%History
VPVInvesco Pennsylvania Value Municipal Income TrustCOM127,118$1.38M0.1%History
VTNInvesco Trust for Investment Grade New York MunicipalsCOM120,354$1.35M0.1%History
MIOPioneer Municipal High Income Opportunities Fund, Inc.COMMON STOCK114,612$1.34M0.1%History
GVAGranite Construction IncCOM20,200$1.25M0.1%History
FMNFederated Hermes Premier Municipal Income FundCOM95,981$1.10M<0.1%History
OVVOvintiv Inc.COM21,550$1.01M<0.1%History
BALYBally's CorpCOM79,639$953.3K<0.1%History
AALAmerican Airlines Group Inc.Stock79,245$897.8K<0.1%History
SIRISirius XM Holdings Inc.COM286,674$811.3K<0.1%History
LCIDLucid Group, Inc.COM300,000$783.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999941,679$780.2K<0.1%History
OAKUOak Woods Acquisition CorpCL A68,000$739.8K<0.1%History
Cutera Inc232109AD0NOTE 2.250% 6/0–$720.1K<0.1%–
KTFDWS Municipal Income TrustCOM63,001$596.6K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM140,000$512.4K<0.1%History
TPRTapestry, Inc.COM11,770$503.6K<0.1%History
99 Acquisition Group Inc65445K101CL A35,000$367.5K<0.1%–
KSMDWS Strategic Municipal Income TrustCOM34,777$342.9K<0.1%History
Sable Offshore Corp.78574H112*W EXP 99/99/99929,958$127.9K<0.1%–
Westrock Coffee Co96145W111*W EXP 08/29/20250,000$111.0K<0.1%–
GROYGold Royalty Corp.COMMON SHARES49,300$69.5K<0.1%History
Intuitive Machines, Inc.46125A118*W EXP 02/13/20275,000$51.0K<0.1%–
ASTLWAlgoma Steel Group Inc.*W EXP 10/19/20247,644$42.9K<0.1%History
Zura Bio LtdG9TY5A119*W EXP 03/20/20275,000$30.0K<0.1%–
Monterey Cap Acquisition Cor61244M125RIGHT 05/10/202775,000$13.5K<0.1%–
99 Acquisition Group Inc65445K127RIGHT 08/25/202835,000$9.45K<0.1%–
Fintech Ecosystem Deve318136124RIGHT 04/01/202675,000$8.25K<0.1%–
Kernel Group Holdings, Inc.G5259L129*W EXP 02/02/20256,902$7.42K<0.1%–
Armada Acquisition Corp. I04208V111*W EXP 08/13/20250,000$6.97K<0.1%–
Tortoiseecofin Acquisition CG8956E117*W EXP 07/22/20244,137$6.93K<0.1%–
Slam Corp.G8210L121*W EXP 02/23/20223,000$5.72K<0.1%–
Arogo Capital Acquisition Corp.042644112*W EXP 03/23/202176,000$5.28K<0.1%–
Golden Arrow Merger Corp380799114*W EXP 07/31/20223,000$3.45K<0.1%–
Aura Fat Projs Acquisition CG06362126*W EXP 03/31/202200,000$3.22K<0.1%–
Monterey Cap Acquisition Cor61244M117*W EXP 01/01/20275,000$3.08K<0.1%–
Canna Global Acquisition Cor13767K119*W EXP 11/30/202275,000$2.89K<0.1%–
Project Energy Reimagined AcG72556114*W EXP 10/28/20225,000$2.12K<0.1%–
OCA Acquisition Corp.670865112*W EXP 01/14/20222,724$2.05K<0.1%–
Enphys Acquisition Corp.G3167L117*W EXP 99/99/99950,000$1.75K<0.1%–
Xpac Acquisition CorpG9831X122*W EXP 99/99/99940,482$1.63K<0.1%–
SOARWVolato Group, Inc.*W EXP 99/99/999100,000$1.45K<0.1%History
ZCARWZoomcar Holdings, Inc.*W EXP 05/31/202100,000$1.40K<0.1%History
Spectaire Hldgs Inc84753T117*W EXP 10/17/20237,500$1.33K<0.1%–
99 Acquisition Group Inc65445K119*W EXP 08/25/20235,000$1.16K<0.1%–
Holdco Nuvo Group D G LtdM53051112*W EXP 05/01/20250,000$1.06K<0.1%–
Mercury Ecom Acquisition Cor589381110*W EXP 07/27/202125,000$925<0.1%–
Fintech Ecosystem Deve318136116*W EXP 04/01/20237,500$750<0.1%–
PBMWWPsyence Biomedical Ltd.*W EXP 01/25/20250,000$525<0.1%History
eFFECTOR Therapeutics, Inc.28202V116*W EXP 12/31/202298,145$358<0.1%–
Blueriver Acquisition CorpG1261Q115*W EXP 01/04/20223,000$313<0.1%–