Whitebox Advisors LLC
- SEC CIK
- 0001257391
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 433
- +57 vs. Q2 2021
- Portfolio value
- $4.20B
- +$7.75M (+0.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Prospector Capital CorpG7273A105 | CL A | 75,000 | $732.0K | <0.1% | +14,668+24.3% | Added | – |
| TB SA Acquisition CorpG8657L105 | CLASS A ORD SHS | 75,000 | $732.0K | <0.1% | 00.0% | Unchanged | – |
| Independence Holdings CorpG4761A101 | CLASS A ORD SHS | 75,000 | $733.0K | <0.1% | 00.0% | Unchanged | – |
| IACCION Acquisition Corp 3 Ltd. | SHS CL A | 75,000 | $733.0K | <0.1% | 00.0% | Unchanged | History |
| Social Leverage Acquisn Corp83363K102 | COM CL A | 75,000 | $734.0K | <0.1% | 00.0% | Unchanged | – |
| Proptech Investment Corp II743497109 | COM CL A | 75,000 | $735.0K | <0.1% | 00.0% | Unchanged | – |
| Lead Edge Growth Oprtunts LTG54085108 | COM | 75,000 | $735.0K | <0.1% | 00.0% | Unchanged | – |
| Orion Biotech Opportuntes CoG6780C109 | CLASS A ORD SHS | 75,000 | $737.0K | <0.1% | +75,000 | New | – |
| Altimar Acquisition Corp IIG03709105 | SHS CL A | 75,000 | $739.0K | <0.1% | 00.0% | Unchanged | – |
| Poema Global Holdings CorpG7154B107 | CL A SHS | 75,000 | $739.0K | <0.1% | 00.0% | Unchanged | – |
| Gores Hldgs VIII Inc382863108 | CL A | 75,000 | $739.0K | <0.1% | 00.0% | Unchanged | – |
| Decarbonization Plus Acqu II242794105 | COM CL A | 75,000 | $740.0K | <0.1% | 00.0% | Unchanged | – |
| Live Oak Crestview Climate A538086208 | UNIT 99/99/9999 | 75,600 | $742.0K | <0.1% | +75,600 | New | – |
| VPC Impact Acqu Holdi III IN91835J108 | COM CL A | 75,000 | $743.0K | <0.1% | 00.0% | Unchanged | – |
| Highland Transcend PartnersG44690108 | COM CL A | 75,000 | $744.0K | <0.1% | +25,000+50.0% | Added | – |
| Pioneer Merger Corp.G7S24C103 | CL A SHS | 75,000 | $745.0K | <0.1% | 00.0% | Unchanged | – |
| Alpha Healthcare Acqu Corp I02073F203 | UNIT 04/01/2026 | 75,000 | $745.0K | <0.1% | +75,000 | New | – |
| Healthwell Acquisition Corp42227R208 | UNIT 08/05/2028 | 75,000 | $745.0K | <0.1% | +75,000 | New | – |
| Iron Spark I Inc46301G103 | CLASS A COM | 75,000 | $750.0K | <0.1% | 00.0% | Unchanged | – |
| Colombier Acquisition Corp19533H108 | CL A | 80,000 | $774.0K | <0.1% | +80,000 | New | – |
| HIIIHudson Executive Investment Corp. III | COM CL A | 79,700 | $775.0K | <0.1% | 00.0% | Unchanged | History |
| Isos Acquisition CorporationG4962C112 | SHARES CL A | 80,000 | $798.0K | <0.1% | 00.0% | Unchanged | – |
| Nova Vision Acquisition CorpG6759A126 | UNIT 07/20/2026 | 80,000 | $818.0K | <0.1% | +80,000 | New | – |
| Skydeck Acquisition Corp.G82220123 | CLASS A ORD SHS | 84,641 | $820.0K | <0.1% | +84,641 | New | – |
| Gaming & Hospitality Acqu Co364681106 | COM CL A | 83,812 | $821.0K | <0.1% | 00.0% | Unchanged | – |
| Lazard Growth Acquisition CoG54035103 | SHS | 84,969 | $827.0K | <0.1% | 00.0% | Unchanged | – |
| CTACKing LLC Merger Sub, LLC | SHS CL A | 106,879 | $835.0K | <0.1% | +106,879 | New | History |
| DXCDXC Technology Co | Stock | 24,861 | $836.0K | <0.1% | +2,000+8.7% | Added | History |
| TYGOTigo Energy, Inc. | COM | 90,000 | $885.0K | <0.1% | +90,000 | New | History |
| Pathfinder Acquisition CorpG04119106 | CL A | 90,000 | $889.0K | <0.1% | +23,904+36.2% | Added | – |
| APAAPA Corp | Stock | 42,484 | $910.0K | <0.1% | −3,500−7.6% | Reduced | History |
| Tradeup Acquisition Corp89268A206 | UNIT 10/15/2027 | 90,952 | $923.0K | <0.1% | +90,952 | New | – |
| GETRGetaround, Inc | CL A COM | 95,100 | $930.0K | <0.1% | 00.0% | Unchanged | History |
| Pontem CorporationG71707106 | SHS CL A | 98,000 | $952.0K | <0.1% | −2,000−2.0% | Reduced | – |
| Ushg Acquisition Corp91748P100 | COM CL A | 98,000 | $952.0K | <0.1% | −2,000−2.0% | Reduced | – |
| Arctos Northstar Acquis CorpG0477L100 | SHS CL A | 98,000 | $956.0K | <0.1% | +23,603+31.7% | Added | – |
| MSDAMSD Acquisition Corp. | CLASS A ORD SHS | 98,199 | $960.0K | <0.1% | +16,869+20.7% | Added | History |
| Tech and Energy Transition87823R102 | CLASS A COM | 98,400 | $961.0K | <0.1% | −1,600−1.6% | Reduced | – |
| FRWPWP Forward Acquisition Corp. I | CLASS A COM | 100,000 | $962.0K | <0.1% | 00.0% | Unchanged | History |
| B Riley Prin 250 Merger Corp05602L104 | CLASS A COM | 100,000 | $966.0K | <0.1% | +100,000 | New | – |
| Joff Fintech Acquisition Cor46592C100 | COM CL A | 100,000 | $967.0K | <0.1% | 00.0% | Unchanged | – |
| Veea Inc.G7134L126 | CLASS A ORD SHS | 100,000 | $967.0K | <0.1% | 00.0% | Unchanged | – |
| Tio Tech AG8T10C106 | CLASS A ORD SHS | 100,000 | $967.0K | <0.1% | +100,000 | New | – |
| ACAHAtlantic Coastal Acquisition Corp. | CLASS A COM | 100,000 | $969.0K | <0.1% | 00.0% | Unchanged | History |
| AEACAuthentic Equity Acquisition Corp. | CL A SHS | 100,000 | $970.0K | <0.1% | 00.0% | Unchanged | History |
| Agile Growth Corp.G01202103 | CLASS A ORD | 100,000 | $970.0K | <0.1% | 00.0% | Unchanged | – |
| Science Strategic Acq Alpha808641104 | COM CL A | 100,000 | $971.0K | <0.1% | +1,696+1.7% | Added | – |
| Noble Rock Acquisition CorpG6546R101 | CL A SHS | 100,000 | $971.0K | <0.1% | 00.0% | Unchanged | – |
| Sandbridge X2 Corp799792106 | COM CLASS A | 100,000 | $971.0K | <0.1% | 00.0% | Unchanged | – |
| DISADisruptive Acquisition Corp I | CLASS A ORD SHS | 100,000 | $971.0K | <0.1% | 00.0% | Unchanged | History |
| Peridot Acquisition Corp. IIG7008B105 | SHS CL A | 100,000 | $971.0K | <0.1% | 00.0% | Unchanged | – |
| RXR Acquisition Corp74981W107 | CLASS A COM | 100,000 | $972.0K | <0.1% | 00.0% | Unchanged | – |
| 7GC & Co Holdings Inc81786A107 | COM CL A | 100,000 | $973.0K | <0.1% | 00.0% | Unchanged | – |
| SCOAScION Tech Growth I | CL A SHS | 100,000 | $973.0K | <0.1% | 00.0% | Unchanged | History |
| KIIIKismet Acquisition Three Corp. | CL A SHARES | 100,000 | $973.0K | <0.1% | 00.0% | Unchanged | History |
| Bright Lights Acquisition Co10920K101 | COM CL A | 100,000 | $974.0K | <0.1% | 00.0% | Unchanged | – |
| Z-Work Acquisition Corp98880C102 | COM CL A | 100,000 | $974.0K | <0.1% | 00.0% | Unchanged | – |
| Deep Lake Capital Acqustn CoG27029100 | CL A SHS | 100,000 | $974.0K | <0.1% | +17,744+21.6% | Added | – |
| Haymaker Acquisition Corp II42087R108 | CLASS A COM | 100,000 | $974.0K | <0.1% | 00.0% | Unchanged | – |
| NSTCNorthern Star Investment Corp. III | COM CL A | 100,000 | $974.0K | <0.1% | +400.0% | Added | History |
| Ithax Acquisition CorpG49775102 | CL A SHS | 100,000 | $975.0K | <0.1% | 00.0% | Unchanged | – |
| VAQCVector Acquisition Corp II | CL A SHS | 100,000 | $975.0K | <0.1% | 00.0% | Unchanged | History |
| Sportstek Acquisition Corp849196100 | COM CL A | 100,000 | $975.0K | <0.1% | 00.0% | Unchanged | – |
| SLAMSlam Corp. | CL A SHS | 100,000 | $975.0K | <0.1% | 00.0% | Unchanged | History |
| COOLCorner Growth Acquisition Corp. | CL A SHS | 100,000 | $976.0K | <0.1% | 00.0% | Unchanged | History |
| SVF Investment Corp.G8601L102 | CL A SHS | 100,000 | $976.0K | <0.1% | 00.0% | Unchanged | – |
| Clarim Acquisition Corp18049C108 | COM CL A | 100,000 | $977.0K | <0.1% | 00.0% | Unchanged | – |
| Eq Health Acquisition Corp26886A101 | COM CL A | 100,000 | $977.0K | <0.1% | 00.0% | Unchanged | – |
| Fortistar Sustainable Sol Co34962M106 | COM CL A | 100,000 | $977.0K | <0.1% | 00.0% | Unchanged | – |
| BNAIBrand Engagement Network Inc. | CLASS A ORD SHS | 100,000 | $977.0K | <0.1% | 00.0% | Unchanged | History |
| FCAXFortress Capital Acquisition Corp | SHS CL A | 100,000 | $978.0K | <0.1% | +3,101+3.2% | Added | History |
| Golden Arrow Merger Corp380799106 | CLASS A COM | 100,000 | $978.0K | <0.1% | 00.0% | Unchanged | – |
| TCW Special Purpose Acqu Cor87301L106 | COM CL A | 100,000 | $978.0K | <0.1% | 00.0% | Unchanged | – |
| G Squared Ascend II IncG42041106 | COM CL A | 100,000 | $978.0K | <0.1% | +100,000 | New | – |
| TWOAtwo | COM CL A | 100,000 | $979.0K | <0.1% | 00.0% | Unchanged | History |
| Jaws Juggernaut Acquisitn CoG50735102 | CLASS A ORD SHS | 100,000 | $979.0K | <0.1% | +100,000 | New | – |
| Khosla Ventures Acqut Co III482506102 | COM CL A | 100,000 | $980.0K | <0.1% | 00.0% | Unchanged | – |
| NSTDNorthern Star Investment Corp. IV | COM CL A | 100,000 | $980.0K | <0.1% | 00.0% | Unchanged | History |
| PRPBCC Neuberger Principal Holdings II | SHS CL A | 100,000 | $982.0K | <0.1% | +100,000 | New | History |
| Silver Crest Acquisition CorG81355102 | CL A SHS | 100,000 | $983.0K | <0.1% | 00.0% | Unchanged | – |
| ELIQElectriq Power Holdings, Inc. | COM CL A | 100,000 | $985.0K | <0.1% | 00.0% | Unchanged | History |
| Velocity Acquisition Corp92259E104 | COM CL A | 100,000 | $986.0K | <0.1% | +100,000 | New | – |
| Home Plate Acquisition Corp43734R202 | UNIT 09/30/2026 | 100,000 | $986.0K | <0.1% | +100,000 | New | – |
| Galata Acquisition CorpG3R23A108 | SHS CL A | 100,000 | $990.0K | <0.1% | +100,000 | New | – |
| Armada Acquisition Corp. I04208V202 | UNIT 08/13/2026 | 100,000 | $992.0K | <0.1% | +100,000 | New | – |
| Artisan Acquisition CorpG0509L102 | CLASS A ORD SHS | 100,000 | $992.0K | <0.1% | +100,000 | New | – |
| AURAurora Innovation, Inc. | CLASS A ORD SHS | 100,000 | $993.0K | <0.1% | 00.0% | Unchanged | History |
| Leo Holdings III CorpG5463T108 | SHS CL A | 100,000 | $994.0K | <0.1% | 00.0% | Unchanged | – |
| XBP Global Holdings, Inc.12520C109 | CLASS A COM | 100,000 | $997.0K | <0.1% | 00.0% | Unchanged | – |
| Aries I Acquisition CorpG0542N107 | CLASS A ORD SHS | 100,200 | $1.00M | <0.1% | +100,200 | New | – |
| SHF Holdings, Inc.66538L105 | CLASS A COM | 100,000 | $1.00M | <0.1% | +100,000 | New | – |
| JAMFJamf Holding Corp. | COM | 26,000 | $1.00M | <0.1% | +26,000 | New | History |
| OneMedNet Corp237699103 | CLASS A COM | 100,000 | $1.00M | <0.1% | +100,000 | New | – |
| Bannix Acquisition Corp066644204 | UNIT 07/31/2026 | 100,000 | $1.03M | <0.1% | +100,000 | New | – |
| ALTIAlTi Global, Inc. | CL A SHS | 106,254 | $1.05M | <0.1% | 00.0% | Unchanged | History |
| Seaport Global Acquisitn Cor812227106 | COM CL A | 110,928 | $1.12M | <0.1% | −14,066−11.3% | Reduced | – |
| SIRISirius XM Holdings Inc. | COM | 185,000 | $1.13M | <0.1% | 00.0% | Unchanged | History |
| Hamilton Lane Alliance Hldgs40749M103 | COM CL A | 118,297 | $1.15M | <0.1% | +18,297+18.3% | Added | – |
| CXApp Inc.49714K109 | COM CL A | 117,943 | $1.17M | <0.1% | −10,257−8.0% | Reduced | – |
| ZLSZalatoris II Acquisition Corp | CLASS A ORD | 121,447 | $1.18M | <0.1% | +121,447 | New | History |
Options (212)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 212 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $343.3M | – |
| AALAmerican Airlines Group Inc. | Stock | $119.5M | – |
| iShares Russell 2000 ETF464287655 | ETF | $93.0M | – |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $21.3M | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $15.0M | – |
| PBFPBF Energy Inc. | CL A | $13.0M | – |
| ARK Innovation ETF00214Q104 | ETF | $11.1M | – |
| Independence Holdings CorpG4761A127 | *W EXP 03/31/202 | – | $869.0K |
| Latch, Inc.51818V114 | *W EXP 06/04/202 | – | $475.0K |
| Beauty Health Co88331L116 | EQUITY WRT | – | $434.0K |
| Gores Guggenheim, Inc.38286Q115 | *W EXP 03/25/202 | – | $404.0K |
| eFFECTOR Therapeutics, Inc.28202V116 | *W EXP 12/31/202 | – | $350.0K |
| Hillman Solution431636117 | EQUITY WRT | – | $325.0K |
| Oyster Enterprises Acq Corp69242M112 | *W EXP 01/20/202 | – | $165.0K |
| Corner Growth Acquisitn CorpG2426E120 | *W EXP 04/09/202 | – | $137.0K |
| Concord Acquisition Corp206071110 | *W EXP 12/28/202 | – | $133.0K |
| Investindustrial Acquisition Corp.G4771L113 | *W EXP 10/30/202 | – | $129.0K |
| Anzu Special Acquisitin Corp03737A119 | *W EXP 01/27/202 | – | $128.0K |
| Acropolis Infrastructure Acq005029111 | *W EXP 03/30/202 | – | $125.0K |
| Ouster, Inc.68989M111 | *W EXP 03/11/202 | – | $122.0K |
| GIGCAPITAL4 Inc37518G119 | *W EXP 02/08/202 | – | $118.0K |
| Joby Aviation, Inc.G65163118 | *W EXP 08/10/202 | – | $115.0K |
| Dune Acquisition Corp265334110 | *W EXP 10/29/202 | – | $114.0K |
| Empowerment & Inclusion Capi29248N118 | *W EXP 01/12/202 | – | $113.0K |
| Power & Digital Infra Acq Co739190114 | *W EXP 02/12/202 | – | $110.0K |
| HYMCWHycroft Mining Holding Corp | *W EXP 02/12/202 | – | $109.0K |
| Summit Healthcre Acquistn CoG8566R110 | *W EXP 06/03/202 | – | $108.0K |
| Healthcare Capital Corp42228C119 | *W EXP 12/31/202 | – | $104.0K |
| Decarbonization Plus Acqu II24279D113 | *W EXP 03/19/202 | – | $97.0K |
| Seaport Global Acquisitn Cor812227114 | *W EXP 12/15/202 | – | $94.0K |
| Chavant Capital Acquisitn CoG2058L111 | *W EXP 99/99/999 | – | $90.0K |
| M3-Brigade Acquisition II Corp.553800111 | *W EXP 09/03/202 | – | $89.0K |
| Thunder BRDG Cap Prtnrs IV I88605L115 | *W EXP 04/30/202 | – | $88.0K |
| Perella Weinberg Partners71367G110 | *W EXP 12/31/202 | – | $84.0K |
| Isleworth Healthcare Acqu Co46468P110 | *W EXP 08/02/202 | – | $83.0K |
| Black Spade Acquisition CoG11537118 | *W EXP 99/99/999 | – | $83.0K |
| Shelter Acquisition Corp I822821112 | *W EXP 02/25/202 | – | $81.0K |
| Stonebridge Acquisition CorpG85094129 | *W EXP 03/31/202 | – | $80.0K |
| African Gold Acquisition CorG0112R124 | *W EXP 03/31/202 | – | $72.0K |
| DHB Capital Corp23291W117 | *W EXP 03/31/202 | – | $71.0K |
| Silver Crest Acquisition CorG81355128 | *W EXP 12/15/202 | – | $66.0K |
| Tailwind Two Acquisition CorG86613125 | *W EXP 03/09/202 | – | $66.0K |
| Mercury Ecom Acquisition Cor589381110 | *W EXP 07/27/202 | – | $66.0K |
| Longview Acquisition Corp. II54319Q113 | *W EXP 99/99/999 | – | $65.0K |
| Pine Technology Acquisitn Co722850112 | *W EXP 03/31/202 | – | $65.0K |
| Edtechx Holdings Acqu Corp I28139A110 | *W EXP 06/15/202 | – | $64.0K |
| Global Consumer Acquisitn Co37892B116 | *W EXP 05/21/202 | – | $64.0K |
| RMG Acquisition Corp IIIG76088122 | *W EXP 02/08/202 | – | $63.0K |
| Accelerate Acquisition Corp.00439D110 | *W EXP 06/15/202 | – | $63.0K |
| GIGINTERNATIONAL1 Inc37518W114 | *W EXP 04/19/202 | – | $63.0K |
| Forum Merger IV Corp349875112 | *W EXP 03/15/202 | – | $62.0K |
| GROVWGrove Collaborative Holdings, Inc. | *W EXP 03/13/202 | – | $60.0K |
| Ross Acquisition Corp IIG7641C114 | *W EXP 02/01/202 | – | $59.0K |
| Priveterra Acquisition Corp74275N110 | *W EXP 02/28/202 | – | $58.0K |
| North Atlantic Acquisitn CorG66139125 | *W EXP 10/20/202 | – | $56.0K |
| Esm Acquisition CorporationG3195H112 | *W EXP 02/02/202 | – | $55.0K |
| Software Acquisitn Grp Inc I83407J111 | *W EXP 02/02/202 | – | $55.0K |
| Elliott Opportunity II Corp.G30092111 | *W EXP 03/02/202 | – | $55.0K |
| Galata Acquisition CorpG3R23A116 | *W EXP 99/99/999 | – | $55.0K |
| PDYNWPalladyne AI Corp. | *W EXP 09/24/202 | – | $54.0K |
| Tortoiseecofin Acquisition CG8956E117 | *W EXP 07/22/202 | – | $54.0K |
| Angel Pond Holdings CorpG0447J128 | *W EXP 99/99/999 | – | $53.0K |
| Stratim Cloud Acquisition Corp.86309R115 | *W EXP 03/05/202 | – | $52.0K |
| FTAC Hera Acquisition Corp.G3728Y111 | *W EXP 02/28/202 | – | $52.0K |
| RMCOWRoyalty Management Holding Corp | *W EXP 05/28/202 | – | $51.0K |
| Healthcare Services Acqu Cor42227K112 | *W EXP 99/99/999 | – | $50.0K |
| 26 Capital Acquisition Corp.90138P118 | *W EXP 12/31/202 | – | $50.0K |
| Landcadia Holdings IV, Inc.51477A112 | *W EXP 03/29/202 | – | $50.0K |
| Tishman Speyer Innovation Co88825H118 | *W EXP 02/11/202 | – | $50.0K |
| Kingswood Acquisition Corp.496861113 | *W EXP 05/01/202 | – | $48.0K |
| Valor Latitude Acquisitn CorG9460N122 | *W EXP 04/02/202 | – | $47.0K |
| Dila Capital Acquisition Cor254028111 | *W EXP 06/09/202 | – | $47.0K |
| Arqit Quantum Inc.G0567U119 | *W EXP 11/02/202 | – | $47.0K |
| Mason Industrial Technolgy I57520Y114 | *W EXP 99/99/999 | – | $42.0K |
| KKR Acquisition Holding I Co48253T117 | *W EXP 99/99/999 | – | $42.0K |
| Nextgen Acquisition Corp IIG65317128 | *W EXP 03/23/202 | – | $42.0K |
| Athlon Acquisition Corp04748A114 | *W EXP 01/12/202 | – | $41.0K |
| Biotech Acquisition CompanyG1125A116 | *W EXP 11/30/202 | – | $41.0K |
| First Reserve Sustainable GW336169115 | *W EXP 03/05/202 | – | $41.0K |
| Maquia Capital Acquisition C56564V119 | *W EXP 05/05/202 | – | $41.0K |
| Colonnade Acquisition Corp IG2284B119 | *W EXP 99/99/999 | – | $41.0K |
| Global Synergy Acquisit CorpG3934J122 | *W EXP 99/99/999 | – | $40.0K |
| Macondray Cap Acquisitn CorpG5853A115 | *W EXP 05/31/202 | – | $39.0K |
| Cartesian Growth CorpG19276115 | *W EXP 02/26/202 | – | $38.0K |
| Clarus Therapeutics HLDNGS I18271L115 | *W EXP 08/11/202 | – | $38.0K |
| Artisan Acquisition CorpG0509L128 | *W EXP 03/26/202 | – | $38.0K |
| Kairos Acquisition Corp.G52110106 | *W EXP 11/30/202 | – | $37.0K |
| Isos Acquisition CorporationG4962C104 | *W EXP 03/01/202 | – | $37.0K |
| Osiris Acquisition Corp.68829A111 | *W EXP 05/01/202 | – | $37.0K |
| KL Acquisition Corp49837C117 | *W EXP 01/12/202 | – | $36.0K |
| Monument Circle Acquisitn Co61531M119 | *W EXP 01/14/202 | – | $36.0K |
| Kernel Group Holdings, Inc.G5259L129 | *W EXP 02/02/202 | – | $36.0K |
| Gores Technology Partners II38287L115 | *W EXP 03/16/202 | – | $36.0K |
| Environmental Impact Acqu Co29408N114 | *W EXP 09/30/202 | – | $35.0K |
| Sustainable Develp Acqu I Co86934L111 | *W EXP 02/04/202 | – | $34.0K |
| Authentic Equity Acquistn CoG06607124 | *W EXP 01/20/202 | – | $34.0K |
| Digital Transformatn Opt Cor25401K115 | *W EXP 03/31/202 | – | $34.0K |
| Fusion Acquisition Corp. II36118N110 | *W EXP 02/29/202 | – | $34.0K |
| Warrior Technologies Acqui C936273119 | *W EXP 03/31/202 | – | $34.0K |
| Fortress Value Acquisi Corp34964K116 | *W EXP 03/18/202 | – | $33.0K |
Sold out since Q2 2021 (68)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $72.2M | 1.7% | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $41.4M | 1.0% | – |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 5,845,980 | $35.1M | 0.8% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $30.3M | 0.7% | – |
| Granite Constr Inc387328AB3 | NOTE 2.750%11/0 | – | $25.0M | 0.6% | – |
| Sabre GLBL Inc78573NAE2 | NOTE 4.000% 4/1 | – | $18.2M | 0.4% | – |
| Under Armour, Inc.904311AC1 | NOTE 1.500% 6/0 | – | $18.2M | 0.4% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $14.9M | 0.4% | – |
| Li Auto Inc.G5479MAA3 | DEBT 0.250% 5/0 | – | $13.9M | 0.3% | – |
| Canadian Solar Inc.C15396AB7 | DEBT 2.500%10/0 | – | $11.9M | 0.3% | – |
| WLLWhiting Holdings LLC | COM NEW | 161,943 | $8.83M | 0.2% | History |
| NIO Inc.G6525FAC6 | DEBT 2/0 | – | $7.98M | 0.2% | – |
| Eventbrite, Inc.29975EAB5 | NOTE 5.000%12/0 | – | $6.83M | 0.2% | – |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $6.82M | 0.2% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $6.59M | 0.2% | – |
| Centennial Resource Dev Inc15136AAA0 | NOTE 3.250% 4/0 | – | $6.58M | 0.2% | – |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $6.46M | 0.2% | – |
| Two HBRS Invt Corp90187BAB7 | NOTE 6.250% 1/1 | – | $6.45M | 0.2% | – |
| Protalix BioTherapeutics, Inc.74365AAD3 | NOTE 7.500%11/1 | – | $5.00M | 0.1% | – |
| PROS Holdings, Inc.74346YAH6 | NOTE 1.000% 5/1 | – | $4.49M | 0.1% | – |
| Corner Growth Acquisitn CorpG2426E112 | UNIT 05/27/2026 | 400,000 | $4.02M | 0.1% | – |
| Chiasma, Inc16706W102 | COM | 808,104 | $3.82M | 0.1% | – |
| Thunder Bridge Capital Partners IV, Inc.88605L206 | UNIT 06/30/2026 | 353,500 | $3.51M | 0.1% | – |
| CBRLCracker Barrel Old Country Store, Inc | COM | 21,323 | $3.17M | 0.1% | History |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 299,198 | $2.99M | 0.1% | – |
| Veoneer Inc92336XAA7 | NOTE 4.000% 6/0 | – | $2.88M | 0.1% | – |
| Summit Healthcre Acquistn CoG8566R128 | UNIT 06/03/2026 | 250,000 | $2.50M | 0.1% | – |
| Ligand Pharmaceuticals Inc53220KAF5 | NOTE 0.750% 5/1 | – | $2.47M | 0.1% | – |
| Global Consumer Acquisitn Co37892B207 | UNIT 05/21/2026 | 245,610 | $2.45M | 0.1% | – |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 200,000 | $2.03M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 200,000 | $2.00M | <0.1% | – |
| Angel Pond Holdings CorpG0447J110 | UNIT 99/99/9999 | 200,000 | $2.00M | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 200,000 | $1.99M | <0.1% | – |
| Kismet Acquisition One CorpG52753103 | SHS | 200,000 | $1.98M | <0.1% | – |
| Rotor Acquisition Corp77879W105 | COM | 188,622 | $1.88M | <0.1% | – |
| Valor Latitude Acquisitn CorG9460N114 | UNIT 04/02/2026 | 175,000 | $1.74M | <0.1% | – |
| Flyexclusive Inc.26846A209 | UNIT 99/99/9999 | 159,975 | $1.60M | <0.1% | – |
| Catalyst Partnrs Acquisitn CG19550113 | UNIT 99/99/9999 | 150,000 | $1.51M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 150,000 | $1.51M | <0.1% | – |
| Osiris Acquisition Corp.68829A202 | UNIT 99/99/9999 | 150,000 | $1.49M | <0.1% | – |
| Big Sky Growth Partners, Inc.08954L201 | UNIT 04/01/2026 | 126,100 | $1.26M | <0.1% | – |
| ETSYEtsy Inc | COM | 5,600 | $1.15M | <0.1% | History |
| Tricida, Inc.89610FAB7 | NOTE 3.500% 5/1 | – | $1.09M | <0.1% | – |
| Data Knights Acquisition Cor237699202 | UNIT 05/06/2026 | 100,000 | $1.03M | <0.1% | – |
| Northern Lights Acquisitn Co66538L204 | UNIT 11/01/2027 | 100,000 | $1.01M | <0.1% | – |
| Jaws Juggernaut Acquisitn CoG50735128 | UNIT 06/17/2026 | 100,000 | $1.01M | <0.1% | – |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 100,000 | $1.00M | <0.1% | – |
| G Squared Ascend II IncG42041114 | UNIT 99/99/9999 | 100,000 | $1.00M | <0.1% | – |
| Tio Tech AG8T10C122 | UNIT 04/12/2028 | 100,000 | $1.00M | <0.1% | – |
| Artisan Acquisition CorpG0509L110 | UNIT 03/26/2026 | 100,000 | $996.0K | <0.1% | – |
| B Riley Prin 250 Merger Corp05602L203 | UNIT 04/06/2026 | 100,000 | $995.0K | <0.1% | – |
| Centricus Acquisition CorpG2072Q104 | CL A SHS | 100,000 | $990.0K | <0.1% | – |
| Locust Walk Acquisition Corp54015L103 | COM CL A | 100,000 | $989.0K | <0.1% | – |
| Colombier Acquisition Corp19533H207 | UNIT 99/99/9999 | 80,000 | $794.0K | <0.1% | – |
| Dila Capital Acquisition Cor254028202 | UNIT 99/99/9999 | 75,200 | $757.0K | <0.1% | – |
| Orion Biotech Opportuntes CoG6780C125 | UNIT 04/15/2025 | 75,000 | $754.0K | <0.1% | – |
| Skydeck Acquisition Corp.G82220107 | UNIT 05/13/2026 | 75,105 | $751.0K | <0.1% | – |
| Lakeshore Acquisition I Corp.G53521129 | UNIT 06/04/2026 | 60,000 | $613.0K | <0.1% | – |
| ZTAQUZimmer Energy Transition Acquisition Corp. | UNIT 06/16/2026 | 54,584 | $554.0K | <0.1% | History |
| Fintech Acquisition Corp VI31811H205 | UNIT 06/24/2026 | 50,000 | $505.0K | <0.1% | – |
| Jaws Hurricane Acquisitn Cor47201B202 | UNIT 06/08/2026 | 50,000 | $503.0K | <0.1% | – |
| Velocity Acquisition Corp92259E203 | UNIT 99/99/9999 | 51,987 | $502.0K | <0.1% | – |
| Nextgen Acquisition CorpG65305107 | CL A | 50,000 | $497.0K | <0.1% | – |
| PBIPitney Bowes Inc | COM | 48,000 | $421.0K | <0.1% | History |
| Ca Healthcare Acquisition Co12510W107 | COM CL A | 40,000 | $395.0K | <0.1% | – |
| Khosla Ventures Acqustn Co I482505104 | COM CL A | 25,000 | $249.0K | <0.1% | – |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 10,200 | $106.0K | <0.1% | – |
| Rice Acquisition Corp IIG75529118 | UNIT 99/99/9999 | 10,000 | $102.0K | <0.1% | – |