Whitebox Advisors LLC
- SEC CIK
- 0001257391
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 433
- +57 vs. Q2 2021
- Portfolio value
- $4.20B
- +$7.75M (+0.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Post Holdings Partnering Cor737465104 | COM SER A | 10,200 | $98.0K | <0.1% | +10,200 | New | – |
| Rice Acquisition Corp IIG75529100 | SHS CL A | 10,000 | $99.0K | <0.1% | +10,000 | New | – |
| Soar Technology Acquisn CorpG82472104 | UNIT 99/99/9999 | 10,000 | $102.0K | <0.1% | +10,000 | New | – |
| DGNUDragoneer Growth Opportunities Corp. III | CL A SHS | 18,400 | $180.0K | <0.1% | −1,600−8.0% | Reduced | History |
| SHPWShapeways Holdings, Inc. | COMMON STOCK | 25,000 | $193.0K | <0.1% | +25,000 | New | History |
| RIGTransocean Ltd. | REGISTERED SHS | 51,068 | $194.0K | <0.1% | −249,932−83.0% | Reduced | History |
| Blue Whale Acquisition CorpG1330M111 | UNIT 07/30/2026 | 20,000 | $199.0K | <0.1% | +20,000 | New | – |
| FTAAFTAC Athena Acquisition Corp. | CL A SHS | 21,160 | $209.0K | <0.1% | −1,840−8.0% | Reduced | History |
| GOBIGobi Acquisition Corp. | CLASS A ORD SHS | 25,000 | $241.0K | <0.1% | 00.0% | Unchanged | History |
| TPBAUTPB Acquisition Corp I | UNIT 08/09/2026 | 25,000 | $249.0K | <0.1% | +25,000 | New | History |
| Direct Selling Acquisitin Co25460L202 | UNIT 99/99/9999 | 25,000 | $252.0K | <0.1% | +25,000 | New | – |
| Spectral AI, Inc.77732R103 | COM CL A | 27,600 | $268.0K | <0.1% | −2,400−8.0% | Reduced | – |
| BHILBenson Hill, Inc. | COMMON STOCK | 40,000 | $285.0K | <0.1% | +40,000 | New | History |
| TCVATCV Acquisition Corp. | CL A SHS | 29,600 | $290.0K | <0.1% | −400−1.3% | Reduced | History |
| APMIUAxonPrime Infrastructure Acquisition Corp | UNIT 05/31/2028 | 30,000 | $297.0K | <0.1% | +30,000 | New | History |
| VLNValens Semiconductor Ltd. | ORDINARY SHARES | 49,445 | $366.0K | <0.1% | +49,445 | New | History |
| Roman DBDR Tech Acquisition77584N101 | COM CL A | 38,400 | $388.0K | <0.1% | 00.0% | Unchanged | – |
| SES AI CorpG4R87P114 | COM CL A | 40,000 | $396.0K | <0.1% | 00.0% | Unchanged | – |
| Marquee Raine Acquisition CoG58442107 | CL A SHS | 40,000 | $400.0K | <0.1% | 00.0% | Unchanged | – |
| ABGIABG Acquisition Corp. I | CL A SHS | 45,000 | $438.0K | <0.1% | 00.0% | Unchanged | History |
| Solid Power, Inc.24279D105 | CLASS A COM | 46,000 | $462.0K | <0.1% | 00.0% | Unchanged | – |
| Two Harbors Investment Corp.90187B408 | COM NEW | 73,400 | $465.0K | <0.1% | +73,400 | New | – |
| Boa Acquisition Corp05601A109 | COM CL A | 48,000 | $466.0K | <0.1% | −2,000−4.0% | Reduced | – |
| ATAQAltimar Acquisition Corp. III | SHS CL A | 48,000 | $468.0K | <0.1% | −2,000−4.0% | Reduced | History |
| EACEdify Acquisition Corp. | CL A | 48,000 | $469.0K | <0.1% | −2,000−4.0% | Reduced | History |
| Arclight Clean Transition IIG0R21B104 | CLASS A ORD SHS | 48,400 | $472.0K | <0.1% | −399−0.8% | Reduced | – |
| Live Oak Mobility Acquisi Co538126103 | COM CL A | 50,000 | $484.0K | <0.1% | 00.0% | Unchanged | – |
| TRCATwin Ridge Capital Acquisition Corp. | SHS CL A | 50,000 | $485.0K | <0.1% | 00.0% | Unchanged | History |
| Class Acceleration Corp18274B106 | COM | 50,000 | $486.0K | <0.1% | 00.0% | Unchanged | – |
| Arrowroot Acquisition Corp04282M102 | CL A COM | 50,000 | $486.0K | <0.1% | 00.0% | Unchanged | – |
| Frontier Acquisition Corp.G36826108 | CLASS A ORD SHS | 50,000 | $486.0K | <0.1% | 00.0% | Unchanged | – |
| TMACMusic Acquisition Corp | COM CLASS A | 50,000 | $487.0K | <0.1% | 00.0% | Unchanged | History |
| LHCLeo Holdings Corp. II | COM CL A | 50,000 | $487.0K | <0.1% | 00.0% | Unchanged | History |
| Af Acquisition Corp001040104 | CLASS A COM | 50,000 | $487.0K | <0.1% | 00.0% | Unchanged | – |
| L Catterton Asia AcquisitionG5346G125 | CLASS A ORD SHS | 50,000 | $487.0K | <0.1% | 00.0% | Unchanged | – |
| HCNEJaws Hurricane Acquisition Corp | CLASS A COM | 50,000 | $487.0K | <0.1% | +50,000 | New | History |
| Golden Falcon Acquisition Co38102H109 | CL A | 50,000 | $488.0K | <0.1% | 00.0% | Unchanged | – |
| Primavera Capital Acquist CoG7255E109 | SHS CL A | 50,000 | $488.0K | <0.1% | 00.0% | Unchanged | – |
| LVRALevere Holdings Corp. | CLASS A ORD SHS | 50,000 | $488.0K | <0.1% | 00.0% | Unchanged | History |
| TPG Pace Beneficial II CorpG89826104 | COMMON STOCK | 49,600 | $488.0K | <0.1% | +27,600+125.5% | Added | – |
| Fintech Acquisition Corp VI31811H106 | CLASS A COM | 50,000 | $488.0K | <0.1% | +50,000 | New | – |
| H.I.G. Acquisition Corp.G44898107 | COM CL A | 50,000 | $489.0K | <0.1% | 00.0% | Unchanged | – |
| Glass Houses Acquisition Cor37714P103 | CLASS A COM | 50,000 | $489.0K | <0.1% | 00.0% | Unchanged | – |
| Silver Spike Acquisitn CorpG8201H105 | CLASS A ORD SHS | 50,000 | $490.0K | <0.1% | 00.0% | Unchanged | – |
| SVF Investment Corp. 2G8601M100 | CL A SHS | 50,000 | $491.0K | <0.1% | 00.0% | Unchanged | – |
| OKLOOklo Inc. | COM CL A | 50,000 | $492.0K | <0.1% | +50,000 | New | History |
| SVF Investment Corp 3G8601N108 | CL A SHS | 50,000 | $492.0K | <0.1% | 00.0% | Unchanged | – |
| CCAIUCascadia Acquisition Corp. | UNIT 09/30/2028 | 50,000 | $492.0K | <0.1% | +50,000 | New | History |
| CF Acquisition Corp V12520R106 | CL A | 50,000 | $495.0K | <0.1% | 00.0% | Unchanged | – |
| Motive Capital CorpG6293A103 | SHS CL A | 50,000 | $495.0K | <0.1% | 00.0% | Unchanged | – |
| LGVLongview Acquisition Corp. II | COM CL A | 50,000 | $495.0K | <0.1% | 00.0% | Unchanged | History |
| Magnum Opus Acquisition LtdG5S70A104 | SHS CL A | 50,000 | $495.0K | <0.1% | 00.0% | Unchanged | – |
| 890 5th Ave Partners Inc28250A105 | COM CL A | 50,000 | $496.0K | <0.1% | 00.0% | Unchanged | – |
| VOSOVirtuoso Acquisition Corp. | COM CL A | 50,000 | $496.0K | <0.1% | 00.0% | Unchanged | History |
| Athena Technology Acquisi Co04687A109 | COM CLASS A | 50,000 | $496.0K | <0.1% | 00.0% | Unchanged | – |
| Northern Genesis Acquisition66516U101 | COMMON STOCK | 50,000 | $497.0K | <0.1% | 00.0% | Unchanged | – |
| Roth CH Acquisition III Co77867Q102 | COM | 50,000 | $497.0K | <0.1% | 00.0% | Unchanged | – |
| SILVERspac Inc.G8136V120 | UNIT 09/09/2026 | 50,000 | $497.0K | <0.1% | +50,000 | New | – |
| Thimble Point Acquisition Co88408P107 | COM CL A | 50,300 | $500.0K | <0.1% | 00.0% | Unchanged | – |
| Metals Acquisition CorpG60405100 | SHS CL A | 50,000 | $500.0K | <0.1% | +50,000 | New | – |
| CIIG Capital Partners II, Inc.12561U208 | UNIT 02/28/2028 | 50,000 | $504.0K | <0.1% | +50,000 | New | – |
| Argus Capital Corp04026L204 | UNIT 08/31/2028 | 50,000 | $505.0K | <0.1% | +50,000 | New | – |
| Aesther Healthcare Acqstn Co00809L205 | UNIT 09/14/2026 | 50,000 | $507.0K | <0.1% | +50,000 | New | – |
| Orion Acquisition Corp68626A108 | COM CL A | 53,001 | $514.0K | <0.1% | +3,001+6.0% | Added | – |
| European Biotech Acqutn CorpG3167F102 | CLASS A ORD SHS | 54,500 | $527.0K | <0.1% | 00.0% | Unchanged | – |
| NCMINational CineMedia, Inc. | COM | 151,818 | $540.0K | <0.1% | +151,818 | New | History |
| Tastemaker Acquisition Corp876545104 | COM CL A | 54,900 | $541.0K | <0.1% | 00.0% | Unchanged | – |
| TriSalus Life Sciences, Inc.58507N105 | COM CL A | 55,804 | $554.0K | <0.1% | +15,504+38.5% | Added | – |
| SCP & Co Healthcare Acqustn784065104 | COM CL A | 57,681 | $561.0K | <0.1% | −500−0.9% | Reduced | – |
| PHP Ventures Acquisition Cor69291C205 | UNIT 01/01/2023 | 55,000 | $563.0K | <0.1% | +55,000 | New | – |
| HHG Capital CorpG4R23P137 | UNIT 02/25/2026 | 55,000 | $564.0K | <0.1% | +55,000 | New | – |
| EJFAEJF Acquisition Corp. | CL A SHS | 57,700 | $569.0K | <0.1% | 00.0% | Unchanged | History |
| Global Synergy Acquisit CorpG3934J106 | CL A SHS | 60,000 | $588.0K | <0.1% | 00.0% | Unchanged | – |
| Lakeshore Acquisition I Corp.G53521103 | ORDINARY SHARES | 60,000 | $590.0K | <0.1% | +60,000 | New | – |
| Montes Archimedes Acquisitio612657106 | COM CL A | 66,500 | $622.0K | <0.1% | +66,500 | New | – |
| Compute Health Acquisitin Co204833107 | COM CL A | 64,600 | $631.0K | <0.1% | 00.0% | Unchanged | – |
| Powered BrandsG7209M108 | CL A | 65,000 | $636.0K | <0.1% | 00.0% | Unchanged | – |
| Airship AI Holdings, Inc.G1R25Q105 | CLASS A ORD SHS | 65,829 | $639.0K | <0.1% | +5,945+9.9% | Added | – |
| VPC Impact Acquisition HldgG9460L126 | CLASS A ORD | 69,039 | $680.0K | <0.1% | −1,655−2.3% | Reduced | – |
| RRyder System Inc | COM | 8,433 | $697.0K | <0.1% | −3,825−31.2% | Reduced | History |
| CF Acquisition Corp VI12521J103 | COM CL A | 73,000 | $709.0K | <0.1% | −2,000−2.7% | Reduced | – |
| Tuatara Capital Acquisitn CoG9118J101 | CL A SHS | 73,000 | $710.0K | <0.1% | +23,000+46.0% | Added | – |
| Alpha Partners Tech Mergr CoG63290111 | CLASS A ORD SHS | 75,000 | $726.0K | <0.1% | +75,000 | New | – |
| Evo Acquisition Corp30052G108 | COM CL A | 75,000 | $727.0K | <0.1% | 00.0% | Unchanged | – |
| Fintech Evolution Acquis GroG3R19A104 | SHS CL A | 75,000 | $727.0K | <0.1% | 00.0% | Unchanged | – |
| Ibere PharmaceuticalsG46843101 | SHS CL A | 75,000 | $727.0K | <0.1% | 00.0% | Unchanged | – |
| Tailwind Internatnal Acq CorG8662F101 | COM CL A | 75,000 | $728.0K | <0.1% | 00.0% | Unchanged | – |
| WPCAWarburg Pincus Capital Corp I-A | SHS CL A | 74,259 | $729.0K | <0.1% | −2,109−2.8% | Reduced | History |
| DNZD & Z Media Acquisition Corp. | COM CL A | 75,000 | $730.0K | <0.1% | 00.0% | Unchanged | History |
| Broadscale Acquisition Corp11134Y101 | COM CL A | 75,000 | $730.0K | <0.1% | +25,000+50.0% | Added | – |
| Corazon Capital V838 MonocerG24237102 | CLASS A ORD SHS | 75,000 | $730.0K | <0.1% | +8,948+13.5% | Added | – |
| Zimmer Energy Transition Acq989570106 | COM CL A | 75,000 | $730.0K | <0.1% | +75,000 | New | – |
| HCIIHudson Executive Investment Corp. II | COM CL A | 75,000 | $731.0K | <0.1% | 00.0% | Unchanged | History |
| Blueriver Acquisition CorpG1261Q107 | SHS CL A | 75,000 | $731.0K | <0.1% | 00.0% | Unchanged | – |
| COVA Acquisition Corp.G2554Y104 | CL A SHS | 75,000 | $731.0K | <0.1% | 00.0% | Unchanged | – |
| Crown PropTech AcquisitionsG25741102 | SHS CL A | 75,000 | $731.0K | <0.1% | 00.0% | Unchanged | – |
| B Riley Principal 150 Merger05601V103 | COM CL A | 75,000 | $731.0K | <0.1% | 00.0% | Unchanged | – |
| Dila Capital Acquisition Cor254028103 | COM CL A | 75,200 | $731.0K | <0.1% | +75,200 | New | – |
| Atlas Crest Investment Corp049287105 | COM CL A | 75,000 | $732.0K | <0.1% | +23,100+44.5% | Added | – |
| CSTAFConstellation Acquisition Corp I | SHS CL A | 75,000 | $732.0K | <0.1% | +35,000+87.5% | Added | History |
Options (212)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 212 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $343.3M | – |
| AALAmerican Airlines Group Inc. | Stock | $119.5M | – |
| iShares Russell 2000 ETF464287655 | ETF | $93.0M | – |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $21.3M | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $15.0M | – |
| PBFPBF Energy Inc. | CL A | $13.0M | – |
| ARK Innovation ETF00214Q104 | ETF | $11.1M | – |
| Independence Holdings CorpG4761A127 | *W EXP 03/31/202 | – | $869.0K |
| Latch, Inc.51818V114 | *W EXP 06/04/202 | – | $475.0K |
| Beauty Health Co88331L116 | EQUITY WRT | – | $434.0K |
| Gores Guggenheim, Inc.38286Q115 | *W EXP 03/25/202 | – | $404.0K |
| eFFECTOR Therapeutics, Inc.28202V116 | *W EXP 12/31/202 | – | $350.0K |
| Hillman Solution431636117 | EQUITY WRT | – | $325.0K |
| Oyster Enterprises Acq Corp69242M112 | *W EXP 01/20/202 | – | $165.0K |
| Corner Growth Acquisitn CorpG2426E120 | *W EXP 04/09/202 | – | $137.0K |
| Concord Acquisition Corp206071110 | *W EXP 12/28/202 | – | $133.0K |
| Investindustrial Acquisition Corp.G4771L113 | *W EXP 10/30/202 | – | $129.0K |
| Anzu Special Acquisitin Corp03737A119 | *W EXP 01/27/202 | – | $128.0K |
| Acropolis Infrastructure Acq005029111 | *W EXP 03/30/202 | – | $125.0K |
| Ouster, Inc.68989M111 | *W EXP 03/11/202 | – | $122.0K |
| GIGCAPITAL4 Inc37518G119 | *W EXP 02/08/202 | – | $118.0K |
| Joby Aviation, Inc.G65163118 | *W EXP 08/10/202 | – | $115.0K |
| Dune Acquisition Corp265334110 | *W EXP 10/29/202 | – | $114.0K |
| Empowerment & Inclusion Capi29248N118 | *W EXP 01/12/202 | – | $113.0K |
| Power & Digital Infra Acq Co739190114 | *W EXP 02/12/202 | – | $110.0K |
| HYMCWHycroft Mining Holding Corp | *W EXP 02/12/202 | – | $109.0K |
| Summit Healthcre Acquistn CoG8566R110 | *W EXP 06/03/202 | – | $108.0K |
| Healthcare Capital Corp42228C119 | *W EXP 12/31/202 | – | $104.0K |
| Decarbonization Plus Acqu II24279D113 | *W EXP 03/19/202 | – | $97.0K |
| Seaport Global Acquisitn Cor812227114 | *W EXP 12/15/202 | – | $94.0K |
| Chavant Capital Acquisitn CoG2058L111 | *W EXP 99/99/999 | – | $90.0K |
| M3-Brigade Acquisition II Corp.553800111 | *W EXP 09/03/202 | – | $89.0K |
| Thunder BRDG Cap Prtnrs IV I88605L115 | *W EXP 04/30/202 | – | $88.0K |
| Perella Weinberg Partners71367G110 | *W EXP 12/31/202 | – | $84.0K |
| Isleworth Healthcare Acqu Co46468P110 | *W EXP 08/02/202 | – | $83.0K |
| Black Spade Acquisition CoG11537118 | *W EXP 99/99/999 | – | $83.0K |
| Shelter Acquisition Corp I822821112 | *W EXP 02/25/202 | – | $81.0K |
| Stonebridge Acquisition CorpG85094129 | *W EXP 03/31/202 | – | $80.0K |
| African Gold Acquisition CorG0112R124 | *W EXP 03/31/202 | – | $72.0K |
| DHB Capital Corp23291W117 | *W EXP 03/31/202 | – | $71.0K |
| Silver Crest Acquisition CorG81355128 | *W EXP 12/15/202 | – | $66.0K |
| Tailwind Two Acquisition CorG86613125 | *W EXP 03/09/202 | – | $66.0K |
| Mercury Ecom Acquisition Cor589381110 | *W EXP 07/27/202 | – | $66.0K |
| Longview Acquisition Corp. II54319Q113 | *W EXP 99/99/999 | – | $65.0K |
| Pine Technology Acquisitn Co722850112 | *W EXP 03/31/202 | – | $65.0K |
| Edtechx Holdings Acqu Corp I28139A110 | *W EXP 06/15/202 | – | $64.0K |
| Global Consumer Acquisitn Co37892B116 | *W EXP 05/21/202 | – | $64.0K |
| RMG Acquisition Corp IIIG76088122 | *W EXP 02/08/202 | – | $63.0K |
| Accelerate Acquisition Corp.00439D110 | *W EXP 06/15/202 | – | $63.0K |
| GIGINTERNATIONAL1 Inc37518W114 | *W EXP 04/19/202 | – | $63.0K |
| Forum Merger IV Corp349875112 | *W EXP 03/15/202 | – | $62.0K |
| GROVWGrove Collaborative Holdings, Inc. | *W EXP 03/13/202 | – | $60.0K |
| Ross Acquisition Corp IIG7641C114 | *W EXP 02/01/202 | – | $59.0K |
| Priveterra Acquisition Corp74275N110 | *W EXP 02/28/202 | – | $58.0K |
| North Atlantic Acquisitn CorG66139125 | *W EXP 10/20/202 | – | $56.0K |
| Esm Acquisition CorporationG3195H112 | *W EXP 02/02/202 | – | $55.0K |
| Software Acquisitn Grp Inc I83407J111 | *W EXP 02/02/202 | – | $55.0K |
| Elliott Opportunity II Corp.G30092111 | *W EXP 03/02/202 | – | $55.0K |
| Galata Acquisition CorpG3R23A116 | *W EXP 99/99/999 | – | $55.0K |
| PDYNWPalladyne AI Corp. | *W EXP 09/24/202 | – | $54.0K |
| Tortoiseecofin Acquisition CG8956E117 | *W EXP 07/22/202 | – | $54.0K |
| Angel Pond Holdings CorpG0447J128 | *W EXP 99/99/999 | – | $53.0K |
| Stratim Cloud Acquisition Corp.86309R115 | *W EXP 03/05/202 | – | $52.0K |
| FTAC Hera Acquisition Corp.G3728Y111 | *W EXP 02/28/202 | – | $52.0K |
| RMCOWRoyalty Management Holding Corp | *W EXP 05/28/202 | – | $51.0K |
| Healthcare Services Acqu Cor42227K112 | *W EXP 99/99/999 | – | $50.0K |
| 26 Capital Acquisition Corp.90138P118 | *W EXP 12/31/202 | – | $50.0K |
| Landcadia Holdings IV, Inc.51477A112 | *W EXP 03/29/202 | – | $50.0K |
| Tishman Speyer Innovation Co88825H118 | *W EXP 02/11/202 | – | $50.0K |
| Kingswood Acquisition Corp.496861113 | *W EXP 05/01/202 | – | $48.0K |
| Valor Latitude Acquisitn CorG9460N122 | *W EXP 04/02/202 | – | $47.0K |
| Dila Capital Acquisition Cor254028111 | *W EXP 06/09/202 | – | $47.0K |
| Arqit Quantum Inc.G0567U119 | *W EXP 11/02/202 | – | $47.0K |
| Mason Industrial Technolgy I57520Y114 | *W EXP 99/99/999 | – | $42.0K |
| KKR Acquisition Holding I Co48253T117 | *W EXP 99/99/999 | – | $42.0K |
| Nextgen Acquisition Corp IIG65317128 | *W EXP 03/23/202 | – | $42.0K |
| Athlon Acquisition Corp04748A114 | *W EXP 01/12/202 | – | $41.0K |
| Biotech Acquisition CompanyG1125A116 | *W EXP 11/30/202 | – | $41.0K |
| First Reserve Sustainable GW336169115 | *W EXP 03/05/202 | – | $41.0K |
| Maquia Capital Acquisition C56564V119 | *W EXP 05/05/202 | – | $41.0K |
| Colonnade Acquisition Corp IG2284B119 | *W EXP 99/99/999 | – | $41.0K |
| Global Synergy Acquisit CorpG3934J122 | *W EXP 99/99/999 | – | $40.0K |
| Macondray Cap Acquisitn CorpG5853A115 | *W EXP 05/31/202 | – | $39.0K |
| Cartesian Growth CorpG19276115 | *W EXP 02/26/202 | – | $38.0K |
| Clarus Therapeutics HLDNGS I18271L115 | *W EXP 08/11/202 | – | $38.0K |
| Artisan Acquisition CorpG0509L128 | *W EXP 03/26/202 | – | $38.0K |
| Kairos Acquisition Corp.G52110106 | *W EXP 11/30/202 | – | $37.0K |
| Isos Acquisition CorporationG4962C104 | *W EXP 03/01/202 | – | $37.0K |
| Osiris Acquisition Corp.68829A111 | *W EXP 05/01/202 | – | $37.0K |
| KL Acquisition Corp49837C117 | *W EXP 01/12/202 | – | $36.0K |
| Monument Circle Acquisitn Co61531M119 | *W EXP 01/14/202 | – | $36.0K |
| Kernel Group Holdings, Inc.G5259L129 | *W EXP 02/02/202 | – | $36.0K |
| Gores Technology Partners II38287L115 | *W EXP 03/16/202 | – | $36.0K |
| Environmental Impact Acqu Co29408N114 | *W EXP 09/30/202 | – | $35.0K |
| Sustainable Develp Acqu I Co86934L111 | *W EXP 02/04/202 | – | $34.0K |
| Authentic Equity Acquistn CoG06607124 | *W EXP 01/20/202 | – | $34.0K |
| Digital Transformatn Opt Cor25401K115 | *W EXP 03/31/202 | – | $34.0K |
| Fusion Acquisition Corp. II36118N110 | *W EXP 02/29/202 | – | $34.0K |
| Warrior Technologies Acqui C936273119 | *W EXP 03/31/202 | – | $34.0K |
| Fortress Value Acquisi Corp34964K116 | *W EXP 03/18/202 | – | $33.0K |
Sold out since Q2 2021 (68)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $72.2M | 1.7% | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $41.4M | 1.0% | – |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 5,845,980 | $35.1M | 0.8% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $30.3M | 0.7% | – |
| Granite Constr Inc387328AB3 | NOTE 2.750%11/0 | – | $25.0M | 0.6% | – |
| Sabre GLBL Inc78573NAE2 | NOTE 4.000% 4/1 | – | $18.2M | 0.4% | – |
| Under Armour, Inc.904311AC1 | NOTE 1.500% 6/0 | – | $18.2M | 0.4% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $14.9M | 0.4% | – |
| Li Auto Inc.G5479MAA3 | DEBT 0.250% 5/0 | – | $13.9M | 0.3% | – |
| Canadian Solar Inc.C15396AB7 | DEBT 2.500%10/0 | – | $11.9M | 0.3% | – |
| WLLWhiting Holdings LLC | COM NEW | 161,943 | $8.83M | 0.2% | History |
| NIO Inc.G6525FAC6 | DEBT 2/0 | – | $7.98M | 0.2% | – |
| Eventbrite, Inc.29975EAB5 | NOTE 5.000%12/0 | – | $6.83M | 0.2% | – |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $6.82M | 0.2% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $6.59M | 0.2% | – |
| Centennial Resource Dev Inc15136AAA0 | NOTE 3.250% 4/0 | – | $6.58M | 0.2% | – |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $6.46M | 0.2% | – |
| Two HBRS Invt Corp90187BAB7 | NOTE 6.250% 1/1 | – | $6.45M | 0.2% | – |
| Protalix BioTherapeutics, Inc.74365AAD3 | NOTE 7.500%11/1 | – | $5.00M | 0.1% | – |
| PROS Holdings, Inc.74346YAH6 | NOTE 1.000% 5/1 | – | $4.49M | 0.1% | – |
| Corner Growth Acquisitn CorpG2426E112 | UNIT 05/27/2026 | 400,000 | $4.02M | 0.1% | – |
| Chiasma, Inc16706W102 | COM | 808,104 | $3.82M | 0.1% | – |
| Thunder Bridge Capital Partners IV, Inc.88605L206 | UNIT 06/30/2026 | 353,500 | $3.51M | 0.1% | – |
| CBRLCracker Barrel Old Country Store, Inc | COM | 21,323 | $3.17M | 0.1% | History |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 299,198 | $2.99M | 0.1% | – |
| Veoneer Inc92336XAA7 | NOTE 4.000% 6/0 | – | $2.88M | 0.1% | – |
| Summit Healthcre Acquistn CoG8566R128 | UNIT 06/03/2026 | 250,000 | $2.50M | 0.1% | – |
| Ligand Pharmaceuticals Inc53220KAF5 | NOTE 0.750% 5/1 | – | $2.47M | 0.1% | – |
| Global Consumer Acquisitn Co37892B207 | UNIT 05/21/2026 | 245,610 | $2.45M | 0.1% | – |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 200,000 | $2.03M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 200,000 | $2.00M | <0.1% | – |
| Angel Pond Holdings CorpG0447J110 | UNIT 99/99/9999 | 200,000 | $2.00M | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 200,000 | $1.99M | <0.1% | – |
| Kismet Acquisition One CorpG52753103 | SHS | 200,000 | $1.98M | <0.1% | – |
| Rotor Acquisition Corp77879W105 | COM | 188,622 | $1.88M | <0.1% | – |
| Valor Latitude Acquisitn CorG9460N114 | UNIT 04/02/2026 | 175,000 | $1.74M | <0.1% | – |
| Flyexclusive Inc.26846A209 | UNIT 99/99/9999 | 159,975 | $1.60M | <0.1% | – |
| Catalyst Partnrs Acquisitn CG19550113 | UNIT 99/99/9999 | 150,000 | $1.51M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 150,000 | $1.51M | <0.1% | – |
| Osiris Acquisition Corp.68829A202 | UNIT 99/99/9999 | 150,000 | $1.49M | <0.1% | – |
| Big Sky Growth Partners, Inc.08954L201 | UNIT 04/01/2026 | 126,100 | $1.26M | <0.1% | – |
| ETSYEtsy Inc | COM | 5,600 | $1.15M | <0.1% | History |
| Tricida, Inc.89610FAB7 | NOTE 3.500% 5/1 | – | $1.09M | <0.1% | – |
| Data Knights Acquisition Cor237699202 | UNIT 05/06/2026 | 100,000 | $1.03M | <0.1% | – |
| Northern Lights Acquisitn Co66538L204 | UNIT 11/01/2027 | 100,000 | $1.01M | <0.1% | – |
| Jaws Juggernaut Acquisitn CoG50735128 | UNIT 06/17/2026 | 100,000 | $1.01M | <0.1% | – |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 100,000 | $1.00M | <0.1% | – |
| G Squared Ascend II IncG42041114 | UNIT 99/99/9999 | 100,000 | $1.00M | <0.1% | – |
| Tio Tech AG8T10C122 | UNIT 04/12/2028 | 100,000 | $1.00M | <0.1% | – |
| Artisan Acquisition CorpG0509L110 | UNIT 03/26/2026 | 100,000 | $996.0K | <0.1% | – |
| B Riley Prin 250 Merger Corp05602L203 | UNIT 04/06/2026 | 100,000 | $995.0K | <0.1% | – |
| Centricus Acquisition CorpG2072Q104 | CL A SHS | 100,000 | $990.0K | <0.1% | – |
| Locust Walk Acquisition Corp54015L103 | COM CL A | 100,000 | $989.0K | <0.1% | – |
| Colombier Acquisition Corp19533H207 | UNIT 99/99/9999 | 80,000 | $794.0K | <0.1% | – |
| Dila Capital Acquisition Cor254028202 | UNIT 99/99/9999 | 75,200 | $757.0K | <0.1% | – |
| Orion Biotech Opportuntes CoG6780C125 | UNIT 04/15/2025 | 75,000 | $754.0K | <0.1% | – |
| Skydeck Acquisition Corp.G82220107 | UNIT 05/13/2026 | 75,105 | $751.0K | <0.1% | – |
| Lakeshore Acquisition I Corp.G53521129 | UNIT 06/04/2026 | 60,000 | $613.0K | <0.1% | – |
| ZTAQUZimmer Energy Transition Acquisition Corp. | UNIT 06/16/2026 | 54,584 | $554.0K | <0.1% | History |
| Fintech Acquisition Corp VI31811H205 | UNIT 06/24/2026 | 50,000 | $505.0K | <0.1% | – |
| Jaws Hurricane Acquisitn Cor47201B202 | UNIT 06/08/2026 | 50,000 | $503.0K | <0.1% | – |
| Velocity Acquisition Corp92259E203 | UNIT 99/99/9999 | 51,987 | $502.0K | <0.1% | – |
| Nextgen Acquisition CorpG65305107 | CL A | 50,000 | $497.0K | <0.1% | – |
| PBIPitney Bowes Inc | COM | 48,000 | $421.0K | <0.1% | History |
| Ca Healthcare Acquisition Co12510W107 | COM CL A | 40,000 | $395.0K | <0.1% | – |
| Khosla Ventures Acqustn Co I482505104 | COM CL A | 25,000 | $249.0K | <0.1% | – |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 10,200 | $106.0K | <0.1% | – |
| Rice Acquisition Corp IIG75529118 | UNIT 99/99/9999 | 10,000 | $102.0K | <0.1% | – |