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Shepherd Kaplan Krochuk, LLC

SEC CIK
0001218583
Latest filing
Aug 14, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 14, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
55
−2 vs. Q2 2024
Portfolio value
$132.6M
+$5.94M (+4.7%) vs. Q2 2024
Filed
Nov 14, 2024
SEC
Holdings of Shepherd Kaplan Krochuk, LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock46,557$10.8M8.2%−1,282−2.7%ReducedHistory
VanEck ETF Trust92189F437FALLEN ANGEL HG293,475$8.63M6.5%+49,940+20.5%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF80,969$7.39M5.6%−10,355−11.3%Reduced–
CPBCAMPBELL'S CoCOM146,352$7.16M5.4%−6,987−4.6%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF77,193$6.20M4.7%−7,919−9.3%Reduced–
PIMCO ETF Tr72201R88225YR+ ZERO U S70,976$5.85M4.4%+43,861+161.8%Added–
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR93,225$5.27M4.0%−14,889−13.8%Reduced–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF45,332$5.02M3.8%+10,262+29.3%Added–
BRK.BBerkshire Hathaway IncStock9,126$4.20M3.2%+231+2.6%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN252,703$4.06M3.1%+1250.0%AddedHistory
Schwab US Dividend Equity ETF808524797ETF47,461$4.01M3.0%−2,184−4.4%Reduced–
PIMCO ETF Tr72201R817INV GRD CRP BD37,698$3.75M2.8%+1,276+3.5%Added–
iShares MSCI USA Momentum Factor ETF46432F396ETF18,381$3.73M2.8%−4,344−19.1%Reduced–
iShares Core S&P Small Cap ETF464287804ETF30,855$3.61M2.7%−1,245−3.9%Reduced–
Janus Detroit STR Tr47103U852HENDERSON MTG75,417$3.52M2.7%+5,681+8.1%Added–
iShares Tr464288257MSCI ACWI ETF27,294$3.26M2.5%00.0%Unchanged–
Alps ETF Tr00162Q452ALERIAN MLP62,432$2.94M2.2%+141+0.2%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM46,860$2.79M2.1%−36,207−43.6%Reduced–
Vanguard Real Estate ETF922908553ETF28,253$2.75M2.1%+2,643+10.3%Added–
DBX ETF Tr233051630XTRACK MSCI EAFE85,696$2.30M1.7%−21,746−20.2%Reduced–
iShares Tr46436E7180-3 MTH TREASURY22,431$2.26M1.7%+4,937+28.2%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF7,676$2.17M1.6%+1,710+28.7%Added–
Exchange Listed FDS Tr30151E533STRATIFIED LARGE27,321$2.16M1.6%+27,321New–
Vanguard Morningstar Mid-Cap ETF922908629ETF7,925$2.09M1.6%+64+0.8%Added–
Invesco Exch Traded FD Tr II46138E511PFD ETF164,436$2.03M1.5%−1,569−0.9%Reduced–
KMIKinder Morgan, Inc.Stock74,874$1.65M1.2%−3,548−4.5%ReducedHistory
MRKMerck & Co., Inc.Stock13,748$1.56M1.2%+5,314+63.0%AddedHistory
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF126,749$1.42M1.1%−69,936−35.6%Reduced–
GSKGSK plcADR31,956$1.31M1.0%+76+0.2%AddedHistory
NFLXNetflix IncStock1,735$1.23M0.9%00.0%UnchangedHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX10,974$1.19M0.9%00.0%Unchanged–
Vanguard Morningstar Growth ETF922908736ETF3,083$1.18M0.9%+5+0.2%Added–
MDTMedtronic plcStock11,934$1.07M0.8%−236−1.9%ReducedHistory
DUKDuke Energy CORPStock9,194$1.06M0.8%−1,256−12.0%ReducedHistory
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT18,016$1.02M0.8%−4,722−20.8%Reduced–
VanEck ETF Trust92189F106GOLD MINERS ETF24,666$982.2K0.7%+374+1.5%Added–
iShares Core S&P 500 ETF464287200ETF1,582$912.5K0.7%+73+4.8%Added–
PFEPfizer IncStock30,212$874.3K0.7%−1,330−4.2%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD15,724$803.8K0.6%00.0%Unchanged–
iShares S&P 500 Growth ETF464287309ETF8,101$775.6K0.6%+164+2.1%Added–
State Street SPDR S&P Biotech ETF78464A870ETF7,769$767.6K0.6%00.0%Unchanged–
Exchange Listed FDS Tr30151E525STRATIFIED LARGE17,419$753.7K0.6%+17,419New–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT20,615$745.7K0.6%−8,224−28.5%Reduced–
EPDEnterprise Products Partners L.P.Stock22,538$656.1K0.5%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock2,947$651.6K0.5%+1,080+57.8%AddedHistory
Vanguard S&P 500 ETF922908363ETF1,167$615.9K0.5%+1+0.1%Added–
NEMNEWMONT CorpStock10,921$583.7K0.4%−90−0.8%ReducedHistory
NUVNuveen Municipal Value Fund IncCOM61,432$554.1K0.4%00.0%UnchangedHistory
IBITiShares Bitcoin Trust ETFETF13,127$474.3K0.4%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF587$336.8K0.3%+587NewHistory
Harbor ETF Trust41151J885INTERNATNAL COMP11,598$335.5K0.3%+11,598New–
TAT&T Inc.Stock14,076$309.7K0.2%00.0%UnchangedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF3,193$250.2K0.2%+3,193New–
GLDSPDR Gold TrustETF992$241.1K0.2%00.0%UnchangedHistory
VVisa Inc.Stock836$229.8K0.2%00.0%UnchangedHistory

Sold out since Q2 2024 (7)

Positions held at the end of Q2 2024 that are gone from this filing.

Positions of Shepherd Kaplan Krochuk, LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
GDGeneral Dynamics CorpStock4,926$1.43M1.1%History
BXBlackstone Inc.COM10,762$1.33M1.1%History
Syntax ETF Tr87166N106STRATIFD LRG CAP17,698$1.33M1.0%–
Syntax ETF Tr87166N502STRATIFIED US TT17,419$703.0K0.6%–
Syntax ETF Tr87166N403STRATIFIED US TT14,606$689.8K0.5%–
ProShares Tr74347X849SHRT 20+YR TRE28,748$682.5K0.5%–
BIVIBiovie Inc.CL A NEW29,450$11.8K<0.1%History