Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- Latest filing
- Aug 14, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 52
- 0 vs. Q2 2023
- Portfolio value
- $115.1M
- −$11.3M (−9.0%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 47,819 | $8.19M | 7.1% | +30.0% | Added | History |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 287,592 | $7.78M | 6.8% | +7,525+2.7% | Added | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 124,695 | $7.33M | 6.4% | +12,806+11.4% | Added | – |
| CPBCAMPBELL'S Co | COM | 151,372 | $6.22M | 5.4% | +46,383+44.2% | Added | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 53,196 | $5.88M | 5.1% | −77−0.1% | Reduced | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 130,558 | $5.65M | 4.9% | −1,022−0.8% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 87,129 | $5.62M | 4.9% | +1,963+2.3% | Added | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 39,075 | $5.46M | 4.7% | −2,016−4.9% | Reduced | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 63,979 | $4.53M | 3.9% | −2,971−4.4% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 41,908 | $3.95M | 3.4% | +140.0% | Added | – |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 42,147 | $3.84M | 3.3% | −4,350−9.4% | Reduced | – |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 84,019 | $3.65M | 3.2% | −30,798−26.8% | Reduced | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 232,392 | $3.26M | 2.8% | −46,475−16.7% | Reduced | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 55,137 | $2.95M | 2.6% | +55,137 | New | – |
| BRK.BBerkshire Hathaway Inc | Stock | 8,380 | $2.94M | 2.6% | −109−1.3% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 38,630 | $2.92M | 2.5% | −1,993−4.9% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 30,710 | $2.72M | 2.4% | −80,282−72.3% | Reduced | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 56,637 | $2.39M | 2.1% | +16,710+41.9% | Added | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 101,438 | $2.29M | 2.0% | −57,315−36.1% | Reduced | – |
| J P Morgan Exchange Traded F46641Q308 | DIV RTN EM EQT | 36,990 | $1.86M | 1.6% | −1,455−3.8% | Reduced | – |
| Syntax ETF Tr87166N403 | STRATIFIED US TT | 44,485 | $1.83M | 1.6% | +697+1.6% | Added | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 165,935 | $1.82M | 1.6% | +4,877+3.0% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 7,850 | $1.63M | 1.4% | +29+0.4% | Added | – |
| KMIKinder Morgan, Inc. | Stock | 83,135 | $1.38M | 1.2% | −2,468−2.9% | Reduced | History |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 44,109 | $1.32M | 1.2% | +484+1.1% | Added | – |
| GSKGSK plc | ADR | 33,869 | $1.23M | 1.1% | +33,869 | New | History |
| BXBlackstone Inc. | COM | 11,399 | $1.22M | 1.1% | −1,571−12.1% | Reduced | History |
| GDGeneral Dynamics Corp | Stock | 5,292 | $1.17M | 1.0% | −435−7.6% | Reduced | History |
| DUKDuke Energy CORP | Stock | 11,311 | $998.3K | 0.9% | −668−5.6% | Reduced | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 10,896 | $952.3K | 0.8% | 00.0% | Unchanged | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 3,352 | $912.8K | 0.8% | +4+0.1% | Added | – |
| MRKMerck & Co., Inc. | Stock | 8,859 | $912.0K | 0.8% | −707−7.4% | Reduced | History |
| Syntax ETF Tr87166N106 | STRATIFD LRG CAP | 13,808 | $902.9K | 0.8% | 00.0% | Unchanged | – |
| ProShares Tr74347X849 | SHRT 20+YR TRE | 32,230 | $810.6K | 0.7% | +32,230 | New | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 3,434 | $729.5K | 0.6% | +1,660+93.6% | Added | – |
| CAGConagra Brands Inc. | Stock | 23,973 | $657.3K | 0.6% | −210−0.9% | Reduced | History |
| NFLXNetflix Inc | Stock | 1,735 | $655.1K | 0.6% | 00.0% | Unchanged | History |
| Syntax ETF Tr87166N502 | STRATIFIED US TT | 16,682 | $633.1K | 0.5% | 00.0% | Unchanged | – |
| PPLPPL Corp | COM | 26,440 | $622.9K | 0.5% | −1,363−4.9% | Reduced | History |
| EPDEnterprise Products Partners L.P. | Stock | 22,538 | $616.9K | 0.5% | −1,000−4.2% | Reduced | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 22,709 | $611.1K | 0.5% | 00.0% | Unchanged | – |
| BAXBaxter International Inc | Stock | 16,105 | $607.8K | 0.5% | −1,155−6.7% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 8,685 | $594.3K | 0.5% | −1,289−12.9% | Reduced | – |
| NUVNuveen Municipal Value Fund Inc | COM | 65,263 | $539.1K | 0.5% | −1,844−2.7% | Reduced | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 4,983 | $501.7K | 0.4% | +27+0.5% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 1,163 | $456.6K | 0.4% | +1+0.1% | Added | – |
| NEMNEWMONT Corp | Stock | 11,011 | $406.9K | 0.4% | 00.0% | Unchanged | History |
| iShares Core S&P 500 ETF464287200 | ETF | 792 | $340.3K | 0.3% | +25+3.3% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,491 | $281.9K | 0.2% | +2+0.1% | Added | – |
| TAT&T Inc. | Stock | 14,076 | $211.4K | 0.2% | 00.0% | Unchanged | History |
| BIVIBiovie Inc. | CL A NEW | 29,450 | $100.4K | 0.1% | 00.0% | Unchanged | History |
| GALTGalectin Therapeutics Inc | COM NEW | 12,000 | $23.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2023 (3)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| AMGNAmgen Inc | Stock | 5,302 | $1.18M | 0.9% | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $646.0K | 0.5% | History |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 4,664 | $296.7K | 0.2% | – |