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Livermore
Livermore
ZHEN

Bluefin Capital Management, LLC

SEC CIK
0001144208
Latest filing
Aug 14, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Sep 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
79
−47 vs. Q1 2023
Portfolio value
$441.8M
−$267.8M (−37.7%) vs. Q1 2023
Filed
Sep 11, 2023
AmendedSEC
Holdings of Bluefin Capital Management, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Chesapeake Energy Corp165167172*W EXP 99/99/9991,242,880$92.8M21.0%–––
Chesapeake Energy Corp165167180*W EXP 03/01/2021,193,919$78.1M17.7%–––
Coherent Corp.19247G2066% CONV PFD A196,531$44.6M10.1%+196,531New–
SIMOSilicon Motion Technology CORPSPONSORED ADR580,715$41.7M9.4%––History
Dexcom Inc252131AH0NOTE 0.750%12/0102,030$31.8M7.2%+102,030New–
iShares Tr464287184CHINA LG-CAP ETF985,406$26.8M6.1%–––
Occidental Pete Corp WT Exp 080327674599162Stock433,836$16.2M3.7%–––
iShares Tr464287234MSCI EMG MKT ETF379,565$15.0M3.4%–––
VMWVmware LLCCL A COM62,552$8.99M2.0%+62,552NewHistory
ETRNMidstream Co LLCCOM697,502$6.67M1.5%+697,502NewHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR420,837$6.28M1.4%––History
HZNPHorizon Therapeutics Public Ltd CoSHS57,577$5.92M1.3%+57,577NewHistory
STHOStar HoldingsSHS BEN INT358,703$5.26M1.2%––History
Infinera Corp45667GAF0DEBT 3.750% 8/030,000$4.48M1.0%–––
ARK Innovation ETF00214Q104ETF90,399$3.99M0.9%–––
Granite PT Mtg Tr Inc38741LAC1NOTE 6.375%10/040,000$3.86M0.9%+40,000New–
MOAltria Group, Inc.Stock83,700$3.79M0.9%––History
ISEEIVERIC bio, Inc.COM94,904$3.73M0.8%+94,904NewHistory
TECKTeck Resources LtdCL B87,971$3.70M0.8%+87,971NewHistory
EQTEQT CorpStock71,614$2.95M0.7%––History
FFord Motor CoStock136,663$2.07M0.5%––History
Starwood Ppty Tr Inc85571BBA2NOTE 6.750% 7/1–$2.04M0.5%–New–
Dropbox, Inc.26210CAD6NOTE 3/020,000$1.91M0.4%–––
PSLVSprott Physical Silver TrustPHYSICAL SILVER215,565$1.68M0.4%––History
GHIGreystone Housing Impact Investors LPBEN UNIT CTF99,443$1.64M0.4%––History
AVGOBroadcom Inc.Stock1,700$1.47M0.3%––History
ETEnergy Transfer LPCOM UT LTD PTN109,400$1.39M0.3%––History
Valaris LtdG9460G119*W EXP 04/29/202121,418$1.28M0.3%–––
CTLPCantaloupe, Inc.COM157,646$1.25M0.3%––History
INTCIntel CorpStock33,100$1.11M0.3%––History
IRBTiRobot CorpCOM23,957$1.08M0.2%+23,957NewHistory
iShares Tr464287515EXPANDED TECH2,801$968.9K0.2%+2,801New–
Chijet MTR Co Inc.G4465R103ORD SHS346,917$929.7K0.2%+346,917New–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR66,911$925.4K0.2%––History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 12,500$859.6K0.2%+2,500NewHistory
RPDRapid7, Inc.COM18,502$837.8K0.2%+18,502NewHistory
iShares Inc46434G772MSCI TAIWAN ETF17,414$818.8K0.2%–––
PLTRPalantir Technologies Inc.Stock51,482$789.2K0.2%––History
AAPLApple Inc.Stock3,872$751.1K0.2%+3,872NewHistory
XOMExxonMobil Holdings CorpCOM6,900$740.0K0.2%––History
Chesapeake Energy Corp165167164*W EXP 99/99/9999,214$717.8K0.2%–––
CCitigroup IncStock13,823$636.4K0.1%––History
iShares Inc464286822MSCI MEXICO ETF10,000$621.8K0.1%–––
STLAStellantis N.V.SHS33,400$585.8K0.1%+33,400NewHistory
OWLBlue Owl Capital Inc.COM CL A45,763$533.1K0.1%––History
Invesco QQQ Trust Series I46090E103ETF1,384$511.3K0.1%–––
ABBVAbbVie Inc.Stock3,400$458.1K0.1%+3,400NewHistory
MRKMerck & Co., Inc.Stock3,700$426.9K0.1%+3,700NewHistory
NATNordic American Tankers LtdCOM115,100$422.4K0.1%+115,100NewHistory
BPBP PLCADR10,900$384.7K0.1%––History
SPYSPDR S&P 500 ETF TrustETF821$363.9K0.1%––History
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM50,024$355.2K0.1%+50,024NewHistory
JPMJPMorgan Chase & CoStock2,300$334.5K0.1%––History
GSGoldman Sachs Group IncStock1,000$322.5K0.1%––History
Kraneshares Trust500767306CSI CHI INTERNET11,613$312.7K0.1%–––
VZVerizon Communications IncStock8,200$305.0K0.1%––History
BTIBritish American Tobacco p.l.c.SPONSORED ADR9,100$302.1K0.1%––History
Brooge Energy LtdG1611B107SHS59,439$285.9K0.1%–––
NLYAnnaly Capital Management IncREIT13,505$270.2K0.1%+13,505NewHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM31,323$261.2K0.1%––History
NTESNetEase, Inc.SPONSORED ADS2,696$260.7K0.1%––History
CYRXCryoport, Inc.COM PAR $0.00115,024$259.2K0.1%––History
iShares Tr46429B309MSCI INDONIA ETF11,055$254.8K0.1%–––
RBARB Global Inc.COM3,800$228.0K0.1%+3,800NewHistory
NPWRNet Power Inc.COM CL A17,087$222.1K0.1%+17,087NewHistory
EPDEnterprise Products Partners L.P.Stock7,800$205.5K<0.1%+7,800NewHistory
GPPGreen Plains Partners LPCOM REP PTR IN15,000$194.1K<0.1%+15,000NewHistory
IEPIcahn Enterprises L.P.DEPOSITARY UNIT4,000$116.1K<0.1%+4,000NewHistory
Flame Acquisition Corp33850F116*W EXP 02/26/202220,400$68.9K<0.1%–––
Net Power Inc.64107A113*W EXP 06/08/20219,051$64.0K<0.1%+19,051New–
Procaps Group S AL7756P110*W EXP 04/01/202316,091$60.0K<0.1%–––
TLRYTilray Brands, Inc.COM CL 229,087$45.4K<0.1%––History
Tidewater Inc88642R117*W EXP 07/31/20232,400$37.6K<0.1%+32,400New–
SNDLSNDL Inc.COM19,700$27.0K<0.1%––History
Viveon Health Acquisition Co92853V122RIGHT 12/31/2025402,443$23.1K<0.1%–––
Brooge Energy LtdG1611B115*W EXP 12/20/2021,019,029$20.5K<0.1%–––
Tigo Energy, Inc.88675P111*W EXP 05/23/20210,695$19.6K<0.1%+10,695New–
Northview Acquisition Corp66718N129RIGHT 99/99/9999160,000$19.2K<0.1%–––
Liberty Media Corp530715AG6DEB 4.000%11/1–$8.40K<0.1%–New–

Options (63)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Bluefin Capital Management, LLC in Q2 2023
SecurityClassPutsCalls
ATVIActivision Blizzard, Inc.COM$15.6M$24.4M
SGENSeagen Inc.COM$9.77M$1.13M
HZNPHorizon Therapeutics Public Ltd CoSHS$7.85M$423.3K
SIMOSilicon Motion Technology CORPSPONSORED ADR$2.62M$3.06M
BYNDBeyond Meat, Inc.COM$3.97M$23.5K
VMWVmware LLCCL A COM$790.6K$2.86M
USFDUS Foods Holding Corp.COM$369.6K$2.19M
ETRNMidstream Co LLCCOM$26.7K$876.2K
TSLATesla, Inc.Stock–$899.3K
TECKTeck Resources LtdCL B$696.9K$22.1K
iShares Tr464287234MSCI EMG MKT ETF$437.5K$40.1K
METAMeta Platforms, Inc.Stock–$436.6K
FFord Motor CoStock$281.3K$143.1K
EQTEQT CorpStock$382.5K–
TLRYTilray Brands, Inc.COM CL 2$364.3K–
CCitigroup IncStock$25.2K$174.2K
State Street Energy Select Sector SPDR ETF81369Y506ETF$193.3K$377
WMSAdvanced Drainage Systems, Inc.COM–$185.0K
FLYYSpirit Aviation Holdings, Inc.COM$69.3K$106.3K
SPYSPDR S&P 500 ETF TrustETF$77.3K$75.3K
TRIPTripAdvisor, Inc.COM$128.1K$18.2K
SPBSpectrum Brands Holdings, Inc.COM$3.13K$130.7K
Invesco QQQ Trust Series I46090E103ETF$116.4K$1.38K
CTLPCantaloupe, Inc.COM–$115.2K
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A–$106.3K
OWLBlue Owl Capital Inc.COM CL A$76.6K–
TBCHTurtle Beach CorpCOM NEW–$69.4K
FHNFirst Horizon CorpCOM$56.4K$7.16K
IRBTiRobot CorpCOM$5.14K$52.1K
PLTRPalantir Technologies Inc.Stock$49.9K–
SPSP Plus CorpCOM–$45.2K
PFSIPennyMac Financial Services, Inc.COM$36.5K–
SNDLSNDL Inc.COM$35.9K$56
CYRXCryoport, Inc.COM PAR $0.001$33.5K$2.13K
ACBAurora Cannabis IncCOM–$31.3K
DISWalt Disney CoStock$21.5K$8.84K
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR$26.0K–
MOAltria Group, Inc.Stock$24.1K–
VanEck ETF Trust92189F106GOLD MINERS ETF$13.5K$5.00K
DJTTrump Media & Technology Group Corp.Stock$16.8K–
GOOGAlphabet Inc.Stock$7.75K$8.80K
GLDSPDR Gold TrustETF–$15.0K
ARK Innovation ETF00214Q104ETF–$14.3K
ETEnergy Transfer LPCOM UT LTD PTN$12.5K–
AALAmerican Airlines Group Inc.Stock$11.5K–
BACBank of America CorpStock–$9.02K
SLViShares Silver TrustETF–$8.97K
XYZBlock, Inc.CL A–$8.84K
SBGISinclair, Inc.CL A–$8.25K
RPDRapid7, Inc.COM–$6.04K
IEPIcahn Enterprises L.P.DEPOSITARY UNIT$6.00K–
GTMZoomInfo Technologies Inc.Stock–$3.52K
BABAAlibaba Group Holding LtdADR–$2.90K
CTLTCatalent, Inc.COM$2.81K–
INTCIntel CorpStock$2.79K–
NLYAnnaly Capital Management IncREIT–$2.63K
MRNAModerna, Inc.Stock–$2.38K
OXYOccidental Petroleum CorpStock–$2.27K
PYPLPayPal Holdings, Inc.Stock–$1.71K
AMZNAmazon Com IncStock$1.65K–
DOCUDocuSign, Inc.Stock–$1.07K
QUREuniQure N.V.SHS–$375
iShares Russell 2000 ETF464287655ETF–$50

Sold out since Q1 2023 (77)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Bluefin Capital Management, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
Pioneer Nat Res Co723787AP2NOTE 0.250% 5/1–$34.2M4.8%–
SAFESafehold Inc.COM–$10.3M1.4%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF–$9.76M1.4%–
iShares Tr46429B671MSCI CHINA ETF–$7.27M1.0%–
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/1–$5.51M0.8%–
iShares MSCI India ETF46429B598ETF–$4.29M0.6%–
METAMeta Platforms, Inc.Stock–$4.09M0.6%History
iShares Inc464286772MSCI STH KOR ETF–$3.85M0.5%–
iShares Inc46434G814MSCI MLY ETF NEW–$3.47M0.5%–
ARNCArconic CorpCOM–$3.15M0.4%History
Apollo Coml Real Est Fin Inc03762UAC9NOTE 5.375%10/1–$2.91M0.4%–
TAT&T Inc.Stock–$2.78M0.4%History
iShares Tr46434V423MSCI SAUDI ARBIA–$1.82M0.3%–
iShares Inc464286400MSCI BRAZIL ETF–$1.62M0.2%–
Royal Caribbean Group780153BB7NOTE 4.250% 6/1–$1.23M0.2%–
SNAPSnap IncStock–$1.20M0.2%History
Danaher Corp2358514095% CONV PFD B–$1.15M0.2%–
PG&E Corp69331C140UNIT 99/99/9999–$1.14M0.2%–
DBX ETF Tr233051879XTRACK HRVST CSI–$1.13M0.2%–
TGNATegna IncCOM–$1.10M0.2%History
NATINational Instruments CorpCOM–$1.05M0.1%History
iShares Inc464286780MSCI STH AFR ETF–$1.04M0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK–$1.04M0.1%History
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/0–$999.9K0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF–$977.7K0.1%–
COINCoinbase Global, Inc.COM CL A–$774.5K0.1%History
SOFISoFi Technologies, Inc.Stock–$636.4K0.1%History
FHNFirst Horizon CorpCOM–$622.3K0.1%History
CRCrane CoCOMMON STOCK–$619.2K0.1%History
SPGSimon Property Group Inc.REIT–$615.8K0.1%History
DISWalt Disney CoStock–$600.8K0.1%History
MPTMedical Properties Trust IncCOM–$574.9K0.1%History
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM–$570.8K0.1%History
Shaw Communications Inc82028K200CL B CONV–$568.3K0.1%–
iShares Inc464286624MSCI THAILND ETF–$531.3K0.1%–
Vanguard S&P 500 ETF922908363ETF–$526.5K0.1%–
SCHWSchwab Charles CorpStock–$523.8K0.1%History
BACBank of America CorpStock–$500.5K0.1%History
EOSEaton Vance Enhanced Equity Income Fund IICOM–$488.8K0.1%History
QUREuniQure N.V.SHS–$486.9K0.1%History
UNVRUnivar Solutions Inc.COM–$420.4K0.1%History
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM–$405.3K0.1%History
State Street Financial Select Sector SPDR ETF81369Y605ETF–$394.7K0.1%–
EXEExpand Energy CorpCOM–$380.2K0.1%History
FMCFMC CorpCOM NEW–$378.6K0.1%History
DOWDow Inc.Stock–$378.3K0.1%History
PAASPan American Silver CorpStock–$365.8K0.1%History
CRFCornerstone Total Return Fund IncCOM–$338.7K<0.1%History
BABoeing CoStock–$318.6K<0.1%History
BABAAlibaba Group Holding LtdADR–$306.5K<0.1%History
PLTKPlaytika Holding Corp.COM–$264.0K<0.1%History
RIORio Tinto PLCADR–$260.7K<0.1%History
DHTDHT Holdings, Inc.SHS NEW–$260.5K<0.1%History
SIRISirius XM Holdings Inc.COM–$252.5K<0.1%History
RIGTransocean Ltd.REGISTERED SHS–$250.1K<0.1%History
GDVGabelli Dividend & Income TrustCOM–$240.8K<0.1%History
SRGSeritage Growth PropertiesCL A–$236.1K<0.1%History
iShares Tr46429B408MSCI PHILIPS ETF–$230.6K<0.1%–
CLMCornerstone Strategic Investment Fund, Inc.COM–$226.9K<0.1%History
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM–$219.7K<0.1%History
FROFrontline plcCOM–$203.7K<0.1%History
RVTRoyce Small-Cap Trust, Inc.COM–$193.3K<0.1%History
iShares Tr46429B606MSCI POLAND ETF–$190.1K<0.1%–
ADXAdams Diversified Equity Fund, Inc.COM–$180.1K<0.1%History
VTNRVertex Energy Inc.COM–$168.0K<0.1%History
RXTRackspace Technology, Inc.COM–$81.5K<0.1%History
Blue Safari Grp Acquisitn CoG1195R130RIGHT 09/24/2026–$66.2K<0.1%–
DNNDenison Mines Corp.COM–$55.8K<0.1%History
Horizon Acquisition CorporatG46044114*W EXP 10/19/202–$47.0K<0.1%–
Nuscale PWR Corp67079K118*W EXP 05/02/202–$33.7K<0.1%–
DNAGinkgo Bioworks Holdings, Inc.CL A SHS–$27.5K<0.1%History
Butterfly Network, Inc.124155110*W EXP 05/27/202–$8.74K<0.1%–
ASPAC I Acquisition Corp.G0542S130*W EXP 05/21/202–$2.60K<0.1%–
Deep Medicine Acquisition Co243733110RIGHT 09/30/2028–$2.10K<0.1%–
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/2023–$2.01K<0.1%–
Blockchain Moon Acquisitn Co09370F117RIGHT 10/14/2026–$1.06K<0.1%–
Polymet MNG Corp731916144RIGHT 04/04/2023–$423<0.1%–