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Livermore
Livermore
ZHEN

Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 8, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
267
+2 vs. Q1 2023
Portfolio value
$1.21B
−$16.8M (−1.4%) vs. Q1 2023
Filed
Aug 8, 2023
SEC
Holdings of Rational Advisors LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PFEPfizer IncStock460$16.9K<0.1%00.0%UnchangedHistory
IQVIQVIA Holdings Inc.Stock66$14.8K<0.1%00.0%UnchangedHistory
JCIJohnson Controls International plcStock216$14.7K<0.1%00.0%UnchangedHistory
MRNAModerna, Inc.Stock118$14.3K<0.1%00.0%UnchangedHistory
ARRYArray Technologies, Inc.COM SHS618$14.0K<0.1%00.0%UnchangedHistory
EWEdwards Lifesciences CorpStock140$13.2K<0.1%00.0%UnchangedHistory
ADSKAutodesk, Inc.COM64$13.1K<0.1%00.0%UnchangedHistory
ENSEnerSysCOM112$12.2K<0.1%00.0%UnchangedHistory
CSIQCanadian Solar Inc.COM296$11.5K<0.1%00.0%UnchangedHistory
CTASCintas CorpStock22$10.9K<0.1%00.0%UnchangedHistory
PCTPureCycle Technologies, Inc.COM1,016$10.9K<0.1%00.0%UnchangedHistory
ITGartner IncCOM30$10.5K<0.1%00.0%UnchangedHistory
SHLSShoals Technologies Group, Inc.CL A408$10.4K<0.1%00.0%UnchangedHistory
ENPHEnphase Energy, Inc.Stock60$10.0K<0.1%00.0%UnchangedHistory
CWSTCasella Waste Systems IncCL A108$9.77K<0.1%00.0%UnchangedHistory
SEDGSolaredge Technologies, Inc.COM36$9.69K<0.1%00.0%UnchangedHistory
ORAOrmat Technologies, Inc.COM116$9.33K<0.1%00.0%UnchangedHistory
INGRIngredion IncCOM88$9.32K<0.1%00.0%UnchangedHistory
XYLXylem Inc.COM76$8.56K<0.1%00.0%UnchangedHistory
Freyr BatteryL4135L100COM910$8.51K<0.1%−37,000−97.6%Reduced–
FLNCFluence Energy, Inc.COM CL A318$8.47K<0.1%00.0%UnchangedHistory
WTSWatts Water Technologies IncCL A46$8.45K<0.1%00.0%UnchangedHistory
WSTWest Pharmaceutical Services IncCOM22$8.41K<0.1%00.0%UnchangedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG262$8.26K<0.1%00.0%UnchangedHistory
MKCMcCormick & Co IncStock90$7.85K<0.1%00.0%UnchangedHistory
KEYSKeysight Technologies, Inc.Stock46$7.70K<0.1%00.0%UnchangedHistory
BEBloom Energy CorpCOM CL A458$7.49K<0.1%00.0%UnchangedHistory
CWENClearway Energy, Inc.CL C262$7.48K<0.1%00.0%UnchangedHistory
AWKAmerican Water Works Company, Inc.Stock52$7.42K<0.1%00.0%UnchangedHistory
NTAPNetApp, Inc.Stock94$7.18K<0.1%00.0%UnchangedHistory
SRCLStericycle IncCOM152$7.06K<0.1%00.0%UnchangedHistory
WATWaters CorpCOM26$6.93K<0.1%00.0%UnchangedHistory
NOVASunnova Energy International Inc.COM374$6.85K<0.1%00.0%UnchangedHistory
MANManpowerGroup Inc.COM86$6.83K<0.1%00.0%UnchangedHistory
Maxeon Solar Technologies LTY58473102SHS242$6.82K<0.1%00.0%Unchanged–
CWTCalifornia Water Service GroupCOM130$6.71K<0.1%00.0%UnchangedHistory
MNTKMontauk Renewables, Inc.COM902$6.71K<0.1%00.0%UnchangedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN114$6.68K<0.1%00.0%UnchangedHistory
CBRECbre Group, Inc.CL A82$6.62K<0.1%00.0%UnchangedHistory
AMRCAmeresco, Inc.CL A128$6.22K<0.1%00.0%UnchangedHistory
Atlantica Sustainable Infr PG0751N103SHS260$6.09K<0.1%00.0%Unchanged–
RUNSunrun Inc.COM276$4.93K<0.1%00.0%UnchangedHistory
MSCIMSCI Inc.Stock10$4.69K<0.1%+10NewHistory
BAXBaxter International IncStock102$4.65K<0.1%00.0%UnchangedHistory
CHPTChargePoint Holdings, Inc.COM CL A518$4.55K<0.1%00.0%UnchangedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM180$4.50K<0.1%00.0%UnchangedHistory
Sunpower Corp867652406COM456$4.47K<0.1%00.0%Unchanged–
BEAMBeam Therapeutics Inc.COM126$4.02K<0.1%00.0%UnchangedHistory
HCCIHeritage-Crystal Clean, Inc.COM98$3.70K<0.1%00.0%UnchangedHistory
FCELFuelcell Energy IncCOM1,696$3.66K<0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock348$3.62K<0.1%00.0%UnchangedHistory
FSRFisker Inc.CL A COM STK590$3.33K<0.1%00.0%UnchangedHistory
BLDPBallard Power Systems Inc.COM748$3.26K<0.1%00.0%UnchangedHistory
Aris Water Solutions, Inc.04041L106CLASS A COM254$2.62K<0.1%00.0%Unchanged–
GWRSGlobal Water Resources, Inc.COM188$2.38K<0.1%00.0%UnchangedHistory
TPICQTpi Composites, IncCOM218$2.26K<0.1%00.0%UnchangedHistory
BLNKBlink Charging Co.COM370$2.22K<0.1%00.0%UnchangedHistory
AMTXAemetis, IncCOM NEW278$2.04K<0.1%00.0%UnchangedHistory
SOLEmeren Group LtdSPONSORED ADS478$1.81K<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM126$1.64K<0.1%00.0%UnchangedHistory
EVAEnviva, LLCCOM120$1.30K<0.1%00.0%UnchangedHistory
SUNWSunworks, Inc.COM NEW1,076$1.22K<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM860$1.19K<0.1%00.0%UnchangedHistory
GPGreenpower Motor Co Inc.COM NEW386$1.01K<0.1%00.0%UnchangedHistory
WKHSWorkhorse Group Inc.COM NEW910$793<0.1%00.0%UnchangedHistory
GOEVCanoo Inc.COM CL A1,366$655<0.1%00.0%UnchangedHistory
FUVArcimoto IncCOM NEW6$9<0.1%00.0%UnchangedHistory

Sold out since Q1 2023 (42)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK95,200$4.73M0.4%–
DocuSign, Inc.256163AD8NOTE 1/13,350,000$3.20M0.3%–
Boston Scientific Corp1011372065.50% CNV PFD A18,935$2.28M0.2%–
AMDAdvanced Micro Devices IncStock19,701$1.93M0.2%History
ELEstee Lauder Companies IncCL A7,800$1.92M0.2%History
ANETArista Networks, Inc.COM11,143$1.87M0.2%History
REGNRegeneron Pharmaceuticals, Inc.COM2,060$1.69M0.1%History
TWTradeweb Markets Inc.Stock21,183$1.67M0.1%History
WDAYWorkday, Inc.CL A7,840$1.62M0.1%History
SNPSSynopsys IncCOM4,050$1.56M0.1%History
Wix.com Ltd.92940WAD1NOTE 8/11,780,000$1.54M0.1%–
ROPRoper Technologies IncStock3,311$1.46M0.1%History
GLWCorning IncCOM39,509$1.39M0.1%History
MODNModel N, Inc.COM40,037$1.34M0.1%History
PAYCPaycom Software, Inc.Stock4,161$1.26M0.1%History
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK17,100$1.08M0.1%–
MOG.AMoog Inc.CL A10,395$1.05M0.1%History
BMYBristol Myers Squibb CoStock13,419$930.1K0.1%History
GWWW.W. Grainger, Inc.Stock1,287$886.5K0.1%History
AMATApplied Materials IncStock7,142$877.3K0.1%History
DEDeere & CoStock2,095$865.0K0.1%History
DOCHealthpeak Properties, Inc.COM39,191$861.0K0.1%History
DRIDarden Restaurants IncCOM5,446$845.0K0.1%History
HOLXHologic IncCOM10,307$831.8K0.1%History
CAHCardinal Health IncStock10,643$803.5K0.1%History
VLOValero Energy CorpStock5,705$796.4K0.1%History
ADMArcher-Daniels-Midland CoStock9,855$785.0K0.1%History
CAGConagra Brands Inc.Stock20,248$760.5K0.1%History
ULTAUlta Beauty, Inc.Stock1,299$708.8K0.1%History
RLRalph Lauren CorpCL A5,964$695.8K0.1%History
LDOSLeidos Holdings, Inc.COM7,217$664.4K0.1%History
AFLAflac IncStock10,224$659.7K0.1%History
ROSTRoss Stores, Inc.COM6,070$644.2K0.1%History
ALKAlaska Air Group, Inc.COM14,271$598.8K<0.1%History
EXCExelon CorpStock14,140$592.3K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS17,300$566.1K<0.1%History
ATOAtmos Energy CorpCOM4,866$546.7K<0.1%History
AMCRAmcor plcORD45,986$523.3K<0.1%History
FMCFMC CorpCOM NEW4,240$517.8K<0.1%History
OXYOccidental Petroleum CorpStock6,600$412.0K<0.1%History
GEVOGevo, Inc.COM PAR2,110$3.25K<0.1%History
OTLYOatly Group ABSPONSORED ADS1,092$2.64K<0.1%History