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Livermore
Livermore
ZHEN

Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 8, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
267
+2 vs. Q1 2023
Portfolio value
$1.21B
−$16.8M (−1.4%) vs. Q1 2023
Filed
Aug 8, 2023
SEC
Holdings of Rational Advisors LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF1,884$48.9K<0.1%−163−8.0%Reduced–
CPCanadian Pacific Kansas City LtdCOM610$49.3K<0.1%−24−3.8%ReducedHistory
WPMWheaton Precious Metals Corp.COM1,154$49.9K<0.1%−44−3.7%ReducedHistory
FCXFreeport-McMoran IncStock1,247$49.9K<0.1%−49−3.8%ReducedHistory
Graniteshares ETF Tr38747R108BBG COMMD K 12,426$50.1K<0.1%−203−7.7%Reduced–
XUnited States Steel CorpCOM2,045$51.1K<0.1%−82−3.9%ReducedHistory
MKLMarkel Group Inc.COM37$51.2K<0.1%−1−2.6%ReducedHistory
EQIXEquinix IncCOM66$51.7K<0.1%−2−2.9%ReducedHistory
PGRProgressive CorpStock398$52.7K<0.1%−5,552−93.3%ReducedHistory
AMAntero Midstream CorpStock4,741$55.0K<0.1%−174−3.5%ReducedHistory
WMBWilliams Companies, Inc.COM1,686$55.0K<0.1%−63−3.6%ReducedHistory
APDAir Products & Chemicals, Inc.Stock185$55.4K<0.1%−7−3.6%ReducedHistory
STLDSteel Dynamics IncCOM531$57.8K<0.1%−226−29.9%ReducedHistory
EOGEOG Resources IncStock518$59.3K<0.1%−17−3.2%ReducedHistory
ECLEcolab Inc.Stock320$59.7K<0.1%−11−3.3%ReducedHistory
RSReliance, Inc.COM224$60.8K<0.1%−92−29.1%ReducedHistory
CVXChevron CorpStock388$61.1K<0.1%−12−3.0%ReducedHistory
Direxion Shs ETF Tr25460E307AUSPCE CMD STG2,178$64.1K<0.1%−787−26.5%Reduced–
XOMExxonMobil Holdings CorpCOM602$64.6K<0.1%−11,343−95.0%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD4,746$64.6K<0.1%−309−6.1%Reduced–
Abrdn ETFs003261104BBRG ALL COMD K13,206$64.6K<0.1%−208−6.1%Reduced–
COPConocoPhillipsStock630$65.3K<0.1%−19−2.9%ReducedHistory
Kraneshares Trust500767678GLOBAL CARB STRA1,767$67.0K<0.1%−104−5.6%Reduced–
ENLCEnLink Midstream, LLCCOM UNIT REP LTD6,370$67.5K<0.1%−191−2.9%ReducedHistory
DBCInvesco DB Commodity Index Tracking FundUNIT2,983$67.7K<0.1%−186−5.9%ReducedHistory
SLBSLB LimitedStock1,408$69.2K<0.1%−41−2.8%ReducedHistory
NUENucor CorpCOM433$71.0K<0.1%−13−2.9%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM2,769$78.9K<0.1%+2,769NewHistory
KHCKraft Heinz CoStock2,461$87.4K<0.1%+2,461NewHistory
CSXCSX CorpStock2,792$95.2K<0.1%+1,463+110.1%AddedHistory
PCARPaccar IncCOM1,289$107.8K<0.1%−9,275−87.8%ReducedHistory
ORLYO Reilly Automotive IncStock114$108.9K<0.1%+114NewHistory
VRTXVertex Pharmaceuticals IncStock382$134.4K<0.1%+382NewHistory
GILDGilead Sciences, Inc.Stock1,980$152.6K<0.1%+1,740+725.0%AddedHistory
KLACKLA CorpCOM NEW322$156.2K<0.1%+322NewHistory
ADPAutomatic Data Processing IncStock719$158.0K<0.1%+719NewHistory
AMGNAmgen IncStock771$171.2K<0.1%−3,062−79.9%ReducedHistory
TXNTexas Instruments IncStock1,135$204.3K<0.1%+1,135NewHistory
SBUXStarbucks CorpStock2,107$208.7K<0.1%+1,600+315.6%AddedHistory
WMTWalmart Inc.Stock1,339$210.5K<0.1%+1,339NewHistory
DUKDuke Energy CORPStock2,375$213.1K<0.1%+2,375NewHistory
SOSouthern CoStock3,230$226.9K<0.1%+3,230NewHistory
BDXBecton Dickinson & CoStock860$227.0K<0.1%+860NewHistory
TAT&T Inc.Stock14,411$229.9K<0.1%+14,411NewHistory
BLKBlackRock, Inc.COM345$238.4K<0.1%+345NewHistory
ACNAccenture plcStock800$246.9K<0.1%+800NewHistory
LINLinde PLCStock659$251.1K<0.1%+498+309.3%AddedHistory
PYPLPayPal Holdings, Inc.Stock3,884$259.2K<0.1%+3,288+551.7%AddedHistory
CCitigroup IncStock5,684$261.7K<0.1%+4,856+586.5%AddedHistory
GSGoldman Sachs Group IncStock827$266.7K<0.1%+827NewHistory
TSLATesla, Inc.Stock1,046$273.8K<0.1%−8,993−89.6%ReducedHistory
CVSCVS Health CorpStock3,962$273.9K<0.1%−6,976−63.8%ReducedHistory
MSMorgan StanleyStock3,220$275.0K<0.1%−3,154−49.5%ReducedHistory
KOCoca Cola CoStock4,748$285.9K<0.1%+3,969+509.5%AddedHistory
SYKStryker CorpStock946$288.6K<0.1%+946NewHistory
ABTAbbott LaboratoriesStock2,690$293.3K<0.1%+2,502+1,330.9%AddedHistory
SPGIS&P Global Inc.Stock773$309.9K<0.1%+773NewHistory
ADBEAdobe Inc.Stock643$314.4K<0.1%+593+1,186.0%AddedHistory
GEGeneral Electric CoStock3,056$335.7K<0.1%+3,056NewHistory
GOOGAlphabet Inc.Stock2,782$336.5K<0.1%+2,582+1,291.0%AddedHistory
VZVerizon Communications IncStock9,279$345.1K<0.1%−10,533−53.2%ReducedHistory
PLDPrologis, Inc.REIT2,856$350.2K<0.1%+2,503+709.1%AddedHistory
MDTMedtronic plcStock3,981$350.7K<0.1%+3,981NewHistory
DKNGDraftKings Inc.Stock13,500$358.7K<0.1%+13,500NewHistory
NOWServiceNow, Inc.Stock644$361.9K<0.1%+600+1,363.6%AddedHistory
BABoeing CoStock1,833$387.1K<0.1%+1,577+616.0%AddedHistory
UPSUnited Parcel Service IncStock2,287$409.9K<0.1%+2,030+789.9%AddedHistory
HDHome Depot, Inc.Stock1,357$421.5K<0.1%+1,357NewHistory
HONHoneywell International IncCOM2,126$441.1K<0.1%+1,884+778.5%AddedHistory
NEENextera Energy IncStock6,028$447.3K<0.1%+5,730+1,922.8%AddedHistory
WFCWells Fargo & CompanyStock10,844$462.8K<0.1%+9,800+938.7%AddedHistory
RTXRTX CorpStock4,883$478.3K<0.1%+4,326+776.7%AddedHistory
iShares Tr4642874407-10 YR TRSY BD4,958$478.9K<0.1%−33,442−87.1%Reduced–
NFLXNetflix IncStock1,095$482.3K<0.1%+1,049+2,280.4%AddedHistory
JNJJohnson & JohnsonStock2,921$483.5K<0.1%+2,921NewHistory
PGProcter & Gamble CoStock3,193$484.5K<0.1%+3,193NewHistory
CMCSAComcast CorpStock12,067$501.4K<0.1%−8,613−41.6%ReducedHistory
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1503,000$505.7K<0.1%−730,000−59.2%Reduced–
NVDANVIDIA CorpStock1,201$508.0K<0.1%−5,871−83.0%ReducedHistory
BACBank of America CorpStock18,005$516.6K<0.1%+16,791+1,383.1%AddedHistory
DISWalt Disney CoStock6,186$552.3K<0.1%+5,837+1,672.5%AddedHistory
TMUST-Mobile US, Inc.Stock4,958$688.7K0.1%+4,958NewHistory
CSCOCisco Systems, Inc.Stock15,313$792.3K0.1%+14,895+3,563.4%AddedHistory
Booking Holdings Inc.09857LAN8NOTE 0.750% 5/0550,000$824.3K0.1%−1,370,000−71.4%Reduced–
APOApollo Global Management, Inc.COM12,276$942.9K0.1%+6,475+111.6%AddedHistory
PEPPepsiCo IncStock5,697$1.06M0.1%+5,697NewHistory
AVGOBroadcom Inc.Stock1,258$1.09M0.1%−1,604−56.0%ReducedHistory
JPMJPMorgan Chase & CoStock7,518$1.09M0.1%+2,312+44.4%AddedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF14,896$1.10M0.1%+14,896New–
PetIQ, Inc.71639TAB2NOTE 4.000% 6/01,225,000$1.12M0.1%+220,000+21.9%Added–
MAMastercard IncStock2,988$1.18M0.1%−1,705−36.3%ReducedHistory
Insulet Corp45784PAK7NOTE 0.375% 9/01,070,000$1.47M0.1%−920,000−46.2%Reduced–
WFC.PLWells Fargo & CompanyPERP PFD CNV A1,300$1.50M0.1%+1,300NewHistory
HSYHershey CoCOM6,025$1.50M0.1%+875+17.0%AddedHistory
CRMSalesforce, Inc.Stock7,257$1.53M0.1%−6,938−48.9%ReducedHistory
Chegg, Inc163092AF6NOTE 9/02,057,000$1.54M0.1%00.0%Unchanged–
BRK.ABerkshire Hathaway IncCL A3$1.55M0.1%+3NewHistory
BSXBoston Scientific CorpStock29,095$1.57M0.1%+28,691+7,101.7%AddedHistory
ATIAti IncStock37,600$1.66M0.1%−4,535−10.8%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF9,608$1.67M0.1%+9,608New–

Sold out since Q1 2023 (42)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK95,200$4.73M0.4%–
DocuSign, Inc.256163AD8NOTE 1/13,350,000$3.20M0.3%–
Boston Scientific Corp1011372065.50% CNV PFD A18,935$2.28M0.2%–
AMDAdvanced Micro Devices IncStock19,701$1.93M0.2%History
ELEstee Lauder Companies IncCL A7,800$1.92M0.2%History
ANETArista Networks, Inc.COM11,143$1.87M0.2%History
REGNRegeneron Pharmaceuticals, Inc.COM2,060$1.69M0.1%History
TWTradeweb Markets Inc.Stock21,183$1.67M0.1%History
WDAYWorkday, Inc.CL A7,840$1.62M0.1%History
SNPSSynopsys IncCOM4,050$1.56M0.1%History
Wix.com Ltd.92940WAD1NOTE 8/11,780,000$1.54M0.1%–
ROPRoper Technologies IncStock3,311$1.46M0.1%History
GLWCorning IncCOM39,509$1.39M0.1%History
MODNModel N, Inc.COM40,037$1.34M0.1%History
PAYCPaycom Software, Inc.Stock4,161$1.26M0.1%History
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK17,100$1.08M0.1%–
MOG.AMoog Inc.CL A10,395$1.05M0.1%History
BMYBristol Myers Squibb CoStock13,419$930.1K0.1%History
GWWW.W. Grainger, Inc.Stock1,287$886.5K0.1%History
AMATApplied Materials IncStock7,142$877.3K0.1%History
DEDeere & CoStock2,095$865.0K0.1%History
DOCHealthpeak Properties, Inc.COM39,191$861.0K0.1%History
DRIDarden Restaurants IncCOM5,446$845.0K0.1%History
HOLXHologic IncCOM10,307$831.8K0.1%History
CAHCardinal Health IncStock10,643$803.5K0.1%History
VLOValero Energy CorpStock5,705$796.4K0.1%History
ADMArcher-Daniels-Midland CoStock9,855$785.0K0.1%History
CAGConagra Brands Inc.Stock20,248$760.5K0.1%History
ULTAUlta Beauty, Inc.Stock1,299$708.8K0.1%History
RLRalph Lauren CorpCL A5,964$695.8K0.1%History
LDOSLeidos Holdings, Inc.COM7,217$664.4K0.1%History
AFLAflac IncStock10,224$659.7K0.1%History
ROSTRoss Stores, Inc.COM6,070$644.2K0.1%History
ALKAlaska Air Group, Inc.COM14,271$598.8K<0.1%History
EXCExelon CorpStock14,140$592.3K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS17,300$566.1K<0.1%History
ATOAtmos Energy CorpCOM4,866$546.7K<0.1%History
AMCRAmcor plcORD45,986$523.3K<0.1%History
FMCFMC CorpCOM NEW4,240$517.8K<0.1%History
OXYOccidental Petroleum CorpStock6,600$412.0K<0.1%History
GEVOGevo, Inc.COM PAR2,110$3.25K<0.1%History
OTLYOatly Group ABSPONSORED ADS1,092$2.64K<0.1%History