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Livermore
Livermore
ZHEN

Equitec Proprietary Markets, LLC

SEC CIK
0001143261
Latest filing
Jul 20, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 26, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
45
+3 vs. Q2 2025
Portfolio value
$16.8M
−$8.32M (−33.2%) vs. Q2 2025
Filed
Nov 26, 2025
SEC
Holdings of Equitec Proprietary Markets, LLC in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
KKellanovaStock51,800$4.25M25.3%−34,760−40.2%ReducedHistory
PSKYParamount Skydance CorpCOM CL B197,500$3.74M22.3%+197,500NewHistory
EAElectronic Arts Inc.COM10,900$2.20M13.1%+10,900NewHistory
ETNB89bio, Inc.COM130,200$1.91M11.4%+130,200NewHistory
KBDCKayne Anderson BDC, Inc.COM SHS121,998$1.63M9.7%00.0%UnchangedHistory
Aris Water Solutions, Inc.04041L106CLASS A COM27,300$673.2K4.0%+27,300New–
SPRSpirit AeroSystems Holdings, Inc.COM CL A13,200$509.5K3.0%−8,500−39.2%ReducedHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT9,700$381.1K2.3%+9,700NewHistory
ZIMVZimVie Inc.Stock18,000$340.9K2.0%+18,000NewHistory
GMEGameStop Corp.Stock8,625$235.3K1.4%00.0%UnchangedHistory
CDZICadiz IncCOM NEW32,735$154.5K0.9%−75,311−69.7%ReducedHistory
Bigbear AI Hldgs Inc08975B117*W EXP 99/99/99962,500$132.5K0.8%−12,500−16.7%Reduced–
D-Wave Quantum Inc.26740W117*W EXP 08/05/2025,300$129.3K0.8%00.0%Unchanged–
COMPCompass, Inc.CL A10,000$80.3K0.5%+10,000NewHistory
PMCBPharmaCyte Biotech, Inc.COM NEW82,727$80.2K0.5%00.0%UnchangedHistory
iShares Tr46428743220 YR TR BD ETF800$71.5K0.4%00.0%Unchanged–
TFSLTFS Financial CORPCOM4,574$60.3K0.4%−13,101−74.1%ReducedHistory
TMCTMC the metals Co Inc.COM4,000$25.5K0.2%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock100$24.4K0.1%00.0%UnchangedHistory
LVTXLAVA Therapeutics NVSHS12,500$19.5K0.1%+12,500NewHistory
LiveWire Group, Inc.53838J113*W EXP 09/26/202237,735$17.3K0.1%+134,900+131.2%Added–
AWREAware IncCOM7,000$16.9K0.1%00.0%UnchangedHistory
WOLFWolfspeed, Inc.COMMON STOCK500$14.3K0.1%+500NewHistory
SIRISirius XM Holdings Inc.COMMON STOCK520$12.1K0.1%00.0%UnchangedHistory
SCPHscPharmaceuticals Inc.COM2,000$11.3K0.1%+2,000NewHistory
LNSRLENSAR, Inc.COM900$11.1K0.1%+900NewHistory
NIOBWNiocorp Developments Ltd*W EXP 03/17/2025,000$9.20K0.1%00.0%UnchangedHistory
ALEAllete IncCOM NEW100$6.64K<0.1%+100NewHistory
Clearbridge Energy Midstrm O18469P118RIGHT 10/10/2025266,454$5.06K<0.1%+266,454New–
JDJD.com, Inc.SPON ADS CL A125$4.37K<0.1%00.0%UnchangedHistory
WEATTeucrium Commodity TrustWHEAT FD1,000$4.11K<0.1%00.0%UnchangedHistory
Amplify ETF Tr032108474ALTRNTV HARV ETF83$3.10K<0.1%00.0%Unchanged–
AMCAMC Entertainment Holdings, Inc.CL A NEW971$2.82K<0.1%00.0%UnchangedHistory
SABRSabre CorpCOM1,000$1.83K<0.1%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF2$1.33K<0.1%00.0%UnchangedHistory
UVXYProShares Trust IIULTRA VIX SHORT100$1.04K<0.1%00.0%UnchangedHistory
CLSKWCleanspark, Inc.*W EXP 12/29/2022,045$982<0.1%00.0%UnchangedHistory
ICUCWSeaStar Medical Holding CorpEQUITY WRT35,700$967<0.1%−44,699−55.6%ReducedHistory
MSP Recovery, Inc.553745126*W EXP 05/20/202500,000$900<0.1%00.0%Unchanged–
HEHawaiian Electric Industries IncCOM75$828<0.1%00.0%UnchangedHistory
DRTSWAlpha Tau Medical Ltd.*W EXP 03/07/2021,900$656<0.1%00.0%UnchangedHistory
ASSTStrive, Inc.CL A COM160$400<0.1%+160NewHistory
PARAWBanzai International, Inc.*W EXP 12/14/2025,000$134<0.1%00.0%UnchangedHistory
ANGHWAnghami Inc*W EXP 02/03/2022,500$33<0.1%00.0%UnchangedHistory
Sonder Holdings Inc.83542D110CALL EXP31JAN222,600$28<0.1%00.0%Unchanged–

Options (23)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Equitec Proprietary Markets, LLC in Q3 2025
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$250.5M–
NFLXNetflix IncStock–$119.9M
PSKYParamount Skydance CorpCOM CL B$16.0M$1.77M
KKellanovaStock$10.5M$6.83M
ETNB89bio, Inc.COM$4.68M$937.9K
EAElectronic Arts Inc.COM$2.20M–
SIRISirius XM Holdings Inc.COMMON STOCK$121.0K$1.58M
WBDWarner Bros. Discovery, Inc.Stock$1.24M–
HRIHerc Holdings IncCOM$583.3K$583.3K
TSLATesla, Inc.Stock–$933.9K
SCPHscPharmaceuticals Inc.COM$912.3K–
VRNAVerona Pharma plcSPONSORED ADS–$875.0K
WESWestern Midstream Partners, LPCOM UNIT LP INT$381.1K$444.0K
RKTRocket Companies, Inc.Stock$348.8K$275.2K
ZIMVZimVie Inc.Stock$608.0K–
Aris Water Solutions, Inc.04041L106CLASS A COM$493.2K–
SPRSpirit AeroSystems Holdings, Inc.COM CL A$386.0K–
WOLFWolfspeed, Inc.COMMON STOCK$114.4K–
COMPCompass, Inc.CL A$80.3K–
LVTXLAVA Therapeutics NVSHS$24.0K–
LNSRLENSAR, Inc.COM$11.1K$2.47K
ALEAllete IncCOM NEW$13.3K–
SSTKShutterstock, Inc.COM$2.08K–

Sold out since Q2 2025 (11)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Equitec Proprietary Markets, LLC sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
BPMCBlueprint Medicines CorpCOM92,500$11.9M47.3%History
SAGESage Therapeutics, Inc.COM63,900$582.8K2.3%History
WBAWalgreens Boots Alliance, Inc.COM44,600$512.0K2.0%History
BWBabcock & Wilcox Enterprises, Inc.COM325,928$313.6K1.2%History
KLGWK Kellogg CoCOM18,125$288.9K1.2%History
JNPRJuniper Networks IncCOM6,500$259.5K1.0%History
RDFNRedfin CorpCOM18,000$201.4K0.8%History
RGTIWRigetti Computing, Inc.*W EXP 99/99/99932,000$134.1K0.5%History
SSTKShutterstock, Inc.COM3,000$56.9K0.2%History
VERVVerve Therapeutics, Inc.COM4,900$55.0K0.2%History
ASSTStrive, Inc.CL B NEW160$600<0.1%History