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Livermore
Livermore
ZHEN

Equitec Proprietary Markets, LLC

SEC CIK
0001143261
Latest filing
Jul 20, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
366
+163 vs. Q3 2021
Portfolio value
$188.1M
−$548.0K (−0.3%) vs. Q3 2021
Filed
Jan 31, 2022
SEC
Holdings of Equitec Proprietary Markets, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
RILYBRC Group Holdings, Inc.COM681,486$60.6M32.2%−24,217−3.4%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM126,626$9.11M4.8%+125,626+12,562.6%AddedHistory
African Gold Acquisition CorG0112R108SHS CL A937,209$9.07M4.8%+937,209New–
GPREGreen Plains Inc.COM201,355$7.00M3.7%−34,440−14.6%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 118,440$6.70M3.6%+18,440NewHistory
MGNIMagnite, Inc.COM372,707$6.52M3.5%+372,707NewHistory
OECOrion S.A.COM297,999$5.47M2.9%+27,039+10.0%AddedHistory
UISUnisys CorpCOM NEW251,379$5.17M2.7%+194,853+344.7%AddedHistory
VNEArriver Holdco, Inc.COM144,743$5.13M2.7%+70,430+94.8%AddedHistory
MIMEMimecast LtdORD SHS57,688$4.59M2.4%+57,688NewHistory
SAFMSanderson Farms IncCOM22,700$4.34M2.3%+7,100+45.5%AddedHistory
XLNXXilinx IncCOM17,350$3.68M2.0%+1,850+11.9%AddedHistory
Parabellum Acquisition Corp.69901P208UNIT 99/99/9999294,310$2.99M1.6%−162,403−35.6%Reduced–
NUANNuance Communications, Inc.COM53,254$2.95M1.6%+1,056+2.0%AddedHistory
Invesco QQQ Trust Series I46090E103ETF7,300$2.90M1.5%+7,300New–
iShares Russell 2000 ETF464287655ETF11,000$2.45M1.3%+3,312+43.1%Added–
TSLATesla, Inc.Stock2,300$2.43M1.3%+2,300NewHistory
DDIDoubleDown Interactive Co., Ltd.ADS131,127$2.03M1.1%−184,158−58.4%ReducedHistory
SOSSOS LtdSPNSORD ADS NEW2,254,503$1.85M1.0%+2,193,466+3,593.7%AddedHistory
CLOVClover Health Investments, Corp.COM CL A495,375$1.84M1.0%+285,775+136.3%AddedHistory
BWBabcock & Wilcox Enterprises, Inc.COM194,216$1.75M0.9%−97,827−33.5%ReducedHistory
AMZNAmazon Com IncStock500$1.67M0.9%+500NewHistory
GOOGLAlphabet Inc.Stock484$1.40M0.7%+484NewHistory
COINCoinbase Global, Inc.COM CL A5,400$1.36M0.7%+5,400NewHistory
CONECyrusOne Holdco LLCCOM14,900$1.34M0.7%+14,900NewHistory
Coherent Inc192479103COM5,000$1.33M0.7%−5,807−53.7%Reduced–
SNCRSynchronoss Technologies IncCOM499,500$1.22M0.6%−39,289−7.3%ReducedHistory
MSFTMicrosoft CorpStock3,600$1.21M0.6%+3,600NewHistory
African Gold Acquisition CorG0112R124*W EXP 03/31/2022,294,353$1.13M0.6%+2,294,353New–
MARAMARA Holdings, Inc.COM31,900$1.05M0.6%+31,800+31,800.0%AddedHistory
AAPLApple Inc.Stock5,000$888.0K0.5%+5,000NewHistory
Paramount Global92556H206CL B28,282$854.0K0.5%−39,118−58.0%Reduced–
AMDAdvanced Micro Devices IncStock5,130$738.0K0.4%+700+15.8%AddedHistory
LCIDLucid Group, Inc.COM17,900$681.0K0.4%−39,600−68.9%ReducedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS79,456$660.0K0.4%+79,456NewHistory
PMCBPharmaCyte Biotech, Inc.COM NEW258,694$647.0K0.3%+258,694NewHistory
QGENQiagen N.V.SHS NEW11,200$622.0K0.3%+11,200NewHistory
FIEEFiEE, Inc.COM427,382$534.0K0.3%00.0%UnchangedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW138,007$524.0K0.3%+138,007NewHistory
BRGBluerock Residential Growth REIT, Inc.COM CL A19,300$509.0K0.3%+19,300NewHistory
METAMeta Platforms, Inc.Stock1,505$506.0K0.3%+1,505NewHistory
Evo Acquisition Corp30052G207UNIT 99/99/999947,600$472.0K0.3%00.0%Unchanged–
ROGRogers CorpCOM1,710$467.0K0.2%+1,710NewHistory
NVDANVIDIA CorpStock1,500$441.0K0.2%+1,500NewHistory
MXMagnachip Semiconductor CorpCOM21,000$440.0K0.2%−9,500−31.1%ReducedHistory
IMBILegacy IMBDS, Inc.COM CL A72,443$435.0K0.2%−30,345−29.5%ReducedHistory
East Stone Acquisition CorpG2911D108SHS35,500$420.0K0.2%+35,500New–
PAEPAE IncCOM CL A41,689$414.0K0.2%+41,689NewHistory
RIVNRivian Automotive, Inc.Stock3,800$394.0K0.2%+3,800NewHistory
GCM Grosvenor Inc.36831E116*W EXP 11/17/202258,166$387.0K0.2%+200+0.1%Added–
FTAIFTAI Aviation Ltd.COM REP LTD LIAB13,200$382.0K0.2%+13,200NewHistory
SIRESisecam Resources LPCOM UNIT LTD22,416$370.0K0.2%00.0%UnchangedHistory
ANATAmerican National Group IncCOM NEW1,900$359.0K0.2%+1,900NewHistory
SMSISmith Micro Software, Inc.COM NEW69,380$341.0K0.2%−112,520−61.9%ReducedHistory
Lightning Emotor53228T119EQUITY WRT258,053$312.0K0.2%+133,053+106.4%Added–
JPMJPMorgan Chase & CoStock1,757$278.0K0.1%+1,757NewHistory
Occidental Pete Corp WT Exp 080327674599162Stock19,188$242.0K0.1%+19,062+15,128.6%Added–
DISWalt Disney CoStock1,556$241.0K0.1%+1,056+211.2%AddedHistory
Growth Cap Acquisition Corp39986V107CL A23,875$237.0K0.1%00.0%Unchanged–
Vulcan Infrastructure & Power Inc.39531G100CLASS A COM13,200$212.0K0.1%−12,641−48.9%Reduced–
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT12,154$207.0K0.1%+5,993+97.3%AddedHistory
LMF Acquisition Opportunit I502015100CL A COM20,072$202.0K0.1%00.0%Unchanged–
MCFEMcAfee Corp.COM CL A7,710$199.0K0.1%+7,710NewHistory
BACBank of America CorpStock4,237$189.0K0.1%+4,237NewHistory
MAMastercard IncStock500$180.0K0.1%+500NewHistory
ADEAAdeia Inc.COM9,144$173.0K0.1%+800+9.6%AddedHistory
Celularity Inc151190113*W EXP 05/24/202199,817$172.0K0.1%+66,375+49.7%Added–
GMEGameStop Corp.Stock1,100$163.0K0.1%+800+266.7%AddedHistory
AvePoint, Inc.053604112EQUITY WRT136,170$154.0K0.1%+42,770+45.8%Added–
CRMSalesforce, Inc.Stock600$152.0K0.1%+600NewHistory
NFLXNetflix IncStock250$151.0K0.1%+250NewHistory
XOMExxonMobil Holdings CorpCOM2,464$151.0K0.1%+2,464NewHistory
Bridgetown Holdings LtdG1355U113COM CL A15,300$150.0K0.1%+15,300New–
AAMIAcadian Asset Management Inc.COM5,800$148.0K0.1%+5,800NewHistory
ADBEAdobe Inc.Stock250$142.0K0.1%+250NewHistory
CHNGChange Healthcare Inc.COM6,600$141.0K0.1%−3,900−37.1%ReducedHistory
LLYEli Lilly & CoStock500$138.0K0.1%+500NewHistory
African Gold Acquisition CorG0112R116UNIT 99/99/999913,483$136.0K0.1%+13,483New–
PYPLPayPal Holdings, Inc.Stock700$132.0K0.1%+700NewHistory
CMCSAComcast CorpStock2,594$131.0K0.1%+2,594NewHistory
INTUIntuit Inc.Stock200$129.0K0.1%+200NewHistory
QCOMQualcomm IncStock700$128.0K0.1%+700NewHistory
TMPOTempo Automation Holdings, Inc.CL A12,900$128.0K0.1%+12,900NewHistory
Healthcare AI Acquisition Corp.G4373K125UNIT 12/07/202612,830$128.0K0.1%+12,830New–
VZVerizon Communications IncStock2,400$125.0K0.1%+2,400NewHistory
KRAKraton CorpCOM2,700$125.0K0.1%+2,700NewHistory
PFEPfizer IncStock2,100$124.0K0.1%+2,100NewHistory
Advent Technologies Holdng I00788A113*W EXP 02/03/202100,000$122.0K0.1%00.0%Unchanged–
MLMoneylion Inc.CL A30,200$122.0K0.1%+30,200NewHistory
INTCIntel CorpStock2,349$121.0K0.1%+2,349NewHistory
WMTWalmart Inc.Stock823$119.0K0.1%+823NewHistory
Golden Star Res Ltd Cda38119T807COM31,100$119.0K0.1%+31,100New–
DHRDanaher CorpStock360$118.0K0.1%+360NewHistory
BFIIWBurgerFi International, Inc.*W EXP 12/16/202166,251$118.0K0.1%+24,100+17.0%AddedHistory
NKENIKE, Inc.Stock700$117.0K0.1%+700NewHistory
BENEBenessere Capital Acquisition Corp.COM CL A11,400$116.0K0.1%+11,400NewHistory
WFCWells Fargo & CompanyStock2,400$115.0K0.1%+2,400NewHistory
TXNTexas Instruments IncStock600$113.0K0.1%+600NewHistory
Composecure Inc20459V113*W EXP 12/27/20272,450$111.0K0.1%+72,450New–
MRKMerck & Co., Inc.Stock1,418$109.0K0.1%+1,418NewHistory

Options (48)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Equitec Proprietary Markets, LLC in Q4 2021
SecurityClassPutsCalls
TSLATesla, Inc.Stock$141.6M$96.3M
AMZNAmazon Com IncStock$14.7M$164.4M
CPCanadian Pacific Kansas City LtdCOM$15.2M$3.39M
VNEArriver Holdco, Inc.COM$6.16M$6.63M
XLNXXilinx IncCOM$12.2M$318.0K
OXYOccidental Petroleum CorpStock–$12.0M
NUANNuance Communications, Inc.COM$8.24M$1.58M
JAZZJazz Pharmaceuticals plcSHS USD$9.54M–
ABBVAbbVie Inc.Stock$6.59M$1.07M
GMEGameStop Corp.Stock–$6.83M
Vonage Holdings Corp92886T201COM$775.0K$4.26M
MIMEMimecast LtdORD SHS$4.90M–
SAFMSanderson Farms IncCOM$4.89M–
AMDAdvanced Micro Devices IncStock$1.94M$2.73M
Coherent Inc192479103COM$3.33M$267.0K
ROGRogers CorpCOM$1.34M$1.94M
CERNCERNER CorpCOM$1.05M$1.75M
Del Taco Restaurants, Inc.245496104COM$479.0K$1.89M
Bridgetown Holdings LtdG1355U113COM CL A$1.02M$691.0K
CONECyrusOne Holdco LLCCOM$1.51M–
East Stone Acquisition CorpG2911D108SHS$186.0K$1.06M
PAEPAE IncCOM CL A$872.0K$128.0K
MCFEMcAfee Corp.COM CL A$823.0K–
BRGBluerock Residential Growth REIT, Inc.COM CL A$786.0K–
ARNAArena Pharmaceuticals IncCOM NEW–$771.0K
MLMoneylion Inc.CL A$351.0K$404.0K
MXMagnachip Semiconductor CorpCOM$566.0K$73.0K
QGENQiagen N.V.SHS NEW$622.0K–
CHNGChange Healthcare Inc.COM$308.0K$203.0K
FLOWSPX FLOW, Inc.COM–$502.0K
AAMIAcadian Asset Management Inc.COM$148.0K$353.0K
ANATAmerican National Group IncCOM NEW$359.0K–
RRDRR Donnelley & Sons CoCOM–$283.0K
MMATMeta Materials Inc.COM$6.00K$229.0K
BENEBenessere Capital Acquisition Corp.COM CL A$217.0K–
NPTNNeophotonics CorpCOM$80.0K$85.0K
KRAKraton CorpCOM$139.0K–
Golden Star Res Ltd Cda38119T807COM$115.0K–
GNWGenworth Financial IncCOM SHS$48.0K$15.0K
UPHLUpHealth, Inc.COM$26.0K$34.0K
SPWHSportsman's Warehouse Holdings, Inc.COM$24.0K$12.0K
Triple-S Mgmt Corp896749108CL B$36.0K–
WBTWelbilt, Inc.COM$29.0K–
TMPOTempo Automation Holdings, Inc.CL A$29.0K–
PGENPrecigen, Inc.COM–$27.0K
TCRTAlaunos Therapeutics, Inc.COM–$16.0K
AMCAMC Entertainment Holdings, Inc.CL A COM$8.00K–
Monmouth Real Estate Investment Corp609720107CL A$2.00K–

Sold out since Q3 2021 (54)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Equitec Proprietary Markets, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
STMPStamps.com IncCOM NEW147,594$48.7M25.8%History
KSUKansas City SouthernCOM NEW63,289$17.1M9.1%History
XLRNAcceleron Pharma IncCOM43,293$7.45M4.0%History
Qad Inc74727D306CL A55,576$4.86M2.6%–
Trillium Therapeutics Inc.89620X506COM NEW126,597$2.22M1.2%–
HRCHill-Rom Holdings, Inc.COM11,500$1.73M0.9%History
RDNWRideNow Group, Inc.COM CL B33,177$1.29M0.7%History
UFSDomtar CORPCOM NEW15,500$845.0K0.4%History
TELLTellurian Inc.COM120,498$471.0K0.2%History
AMCAMC Entertainment Holdings, Inc.CL A COM9,800$373.0K0.2%History
23ANDME Holding Co90138Q116*W EXP 06/16/202184,800$340.0K0.2%–
Perella Weinberg Partners71367G110*W EXP 12/31/202100,000$316.0K0.2%–
KDMNKadmon Holdings, Inc.COM28,401$247.0K0.1%History
FAST Acquisition Corp.311875116*W EXP 08/25/20230,000$179.0K0.1%–
indie Semiconductor, Inc.45569U119*W EXP 06/15/20245,200$160.0K0.1%–
Quantum Fintech Acquistin Co74767A105COMMON STOCK13,800$136.0K0.1%–
AerSale Corp00810F114*W EXP 12/22/20220,000$123.0K0.1%–
FLNAFilana Therapeutics, Inc.COM1,900$118.0K0.1%History
Roman DBDR Tech Acquisition77584N119*W EXP 10/31/20272,450$117.0K0.1%–
BM Technologies, Inc.05591L115*W EXP 01/04/20270,000$104.0K0.1%–
CHW Acquisition CorporationG2254A117UNIT 03/01/202810,109$103.0K0.1%–
Verde Clean Fuels, Inc.15130M201UNIT 02/04/202610,000$101.0K0.1%–
AJRDAerojet Rocketdyne Holdings, Inc.COM2,200$96.0K0.1%History
Seaport Global Acquisitn Cor812227114*W EXP 12/15/20292,164$87.0K<0.1%–
Trident Acquisitions Corp89615T114*W EXP 05/09/20235,000$71.0K<0.1%–
TMC the metals Co Inc.87261Y114*W EXP 09/09/20265,492$63.0K<0.1%–
EOSEWEos Energy Enterprises, Inc.*W EXP 05/06/20212,317$62.0K<0.1%History
Foresight Acquisition Corp34552Y205UNIT 01/29/20266,000$60.0K<0.1%–
Fintech Acquisition Corp V31810Q115*W EXP 12/31/20225,000$52.0K<0.1%–
Oxus Acquisition CorpG6859L113UNIT 99/99/99995,000$51.0K<0.1%–
Mcap Acquisition Corp55282T208UNIT 02/18/20304,400$45.0K<0.1%–
Big Cypress Acquisition Corp089115117*W EXP 07/25/20245,000$41.0K<0.1%–
Live Oak Acquisition Corp II53804W205UNIT 99/99/99993,327$35.0K<0.1%–
BBBLACKBERRY LtdCOM3,200$31.0K<0.1%History
Industrial Tech Acqu Inc456357110*W EXP 08/06/20225,700$28.0K<0.1%–
Spartacus Acquisition Corp84677L117*W EXP 10/31/20217,225$27.0K<0.1%–
NVTSNavitas Semiconductor CorpCOM CL A1,750$17.0K<0.1%History
Altimeter Growth CorpG0370L116*W EXP 09/30/2026,550$15.0K<0.1%–
Seven Oaks Acquisition Corp81787X114*W EXP 12/22/20215,000$12.0K<0.1%–
UpHealth, Inc.91532B119*W EXP 06/08/20225,750$12.0K<0.1%–
BlackSky Technology Inc.09263B116*W EXP 10/30/2027,900$12.0K<0.1%–
IronNet, Inc.46323Q113*W EXP 08/26/2022,500$11.0K<0.1%–
890 5th Ave Partners Inc28250A204UNIT 01/12/20261,000$10.0K<0.1%–
PPDPPD, Inc.COM200$9.00K<0.1%History
B Riley Principal 150 Merger05601V103COM CL A700$7.00K<0.1%–
CSODCornerstone OnDemand IncCOM100$6.00K<0.1%History
Supernova Partners AcquistnG8T86C121*W EXP 99/99/9995,000$4.00K<0.1%–
PDYNWPalladyne AI Corp.*W EXP 09/24/2023,900$3.00K<0.1%History
Skillsoft Corp.83066P119*W EXP 06/11/2021,100$3.00K<0.1%–
Cazoo Group LtdG2007L113*W EXP 08/26/2022,200$3.00K<0.1%–
GSKYGreenSky, Inc.CL A200$2.00K<0.1%History
Apollo Strategic Growth CaptG0411R114*W EXP 10/29/2023,000$2.00K<0.1%–
New Frontier Health CorpG6461G114*W EXP 11/30/202500$1.00K<0.1%–
Angel Oak Finl Strategies IN03464A118RIGHT 10/14/20216,161$1.00K<0.1%–