Equitec Proprietary Markets, LLC
- SEC CIK
- 0001143261
- Latest filing
- Jul 20, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Jul 20, 2021. Long positions only.
- Positions
- 216
- No filing for Q1 2021
- Portfolio value
- $140.5M
- No filing for Q1 2021
Equitec Proprietary Markets, LLC did not file a 13F for Q1 2021, so these holdings cannot be compared with the previous quarter and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| RILYBRC Group Holdings, Inc. | COM | 451,255 | $34.1M | 24.2% | – | – | History |
| KSUKansas City Southern | COM NEW | 50,800 | $14.4M | 10.2% | – | – | History |
| African Gold Acquisition CorG0112R108 | SHS CL A | 1,287,209 | $12.4M | 8.8% | – | – | – |
| Coherent Inc192479103 | COM | 32,414 | $8.57M | 6.1% | – | – | – |
| GPREGreen Plains Inc. | COM | 229,200 | $7.71M | 5.5% | – | – | History |
| GOOGLAlphabet Inc. | Stock | 3,100 | $7.57M | 5.4% | – | – | History |
| PFPTProofpoint Inc | COM | 39,100 | $6.79M | 4.8% | – | – | History |
| Churchill Capital Corp IV171439102 | CL A | 138,647 | $4.00M | 2.8% | – | – | – |
| NUANNuance Communications, Inc. | COM | 61,916 | $3.37M | 2.4% | – | – | History |
| OECOrion S.A. | COM | 156,478 | $2.97M | 2.1% | – | – | History |
| XLNXXilinx Inc | COM | 18,000 | $2.60M | 1.9% | – | – | History |
| CNSTConstellation Pharmaceuticals Inc | COM | 68,900 | $2.33M | 1.7% | – | – | History |
| BWBabcock & Wilcox Enterprises, Inc. | COM | 287,643 | $2.27M | 1.6% | – | – | History |
| SNCRSynchronoss Technologies Inc | COM | 488,789 | $1.75M | 1.2% | – | – | History |
| African Gold Acquisition CorG0112R124 | *W EXP 03/31/202 | 2,335,402 | $1.47M | 1.0% | – | – | – |
| Oceantech Acquisitions I Cor675507206 | UNIT 05/12/2026 | 118,000 | $1.18M | 0.8% | – | – | – |
| CMBTCmb.tech NV | SHS | 123,264 | $1.15M | 0.8% | – | – | History |
| GMEGameStop Corp. | Stock | 5,000 | $1.07M | 0.8% | – | – | History |
| SMSISmith Micro Software, Inc. | COM NEW | 187,300 | $978.0K | 0.7% | – | – | History |
| Property Solutions Acquisiti74348Q116 | *W EXP 03/20/202 | 227,514 | $910.0K | 0.6% | – | – | – |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 15,700 | $890.0K | 0.6% | – | – | History |
| Clever Leaves Holdings Inc.186760112 | *W EXP 12/18/202 | 423,661 | $881.0K | 0.6% | – | – | – |
| MXMagnachip Semiconductor Corp | COM | 34,900 | $833.0K | 0.6% | – | – | History |
| IMBILegacy IMBDS, Inc. | COM CL A | 100,000 | $805.0K | 0.6% | – | – | History |
| 23ANDME Holding Co90138Q116 | *W EXP 06/16/202 | 259,418 | $786.0K | 0.6% | – | – | – |
| Apex Technology Acquisition03768F110 | *W EXP 09/18/202 | 223,841 | $761.0K | 0.5% | – | – | – |
| SYKESykes Enterprises Inc | COM | 13,600 | $730.0K | 0.5% | – | – | History |
| Fly Leasing Ltd34407D109 | SPONSORED ADR | 38,800 | $657.0K | 0.5% | – | – | – |
| Ouster, Inc.68989M111 | *W EXP 03/11/202 | 174,164 | $636.0K | 0.5% | – | – | – |
| GOTUGaotu Techedu Inc. | SPONSORED ADS | 41,100 | $607.0K | 0.4% | – | – | History |
| Fusion Acquisition Corp36118H113 | *W EXP 06/01/202 | 429,481 | $601.0K | 0.4% | – | – | – |
| Osiris Acquisition Corp.68829A202 | UNIT 99/99/9999 | 59,860 | $594.0K | 0.4% | – | – | – |
| CNICanadian National Railway Co | Stock | 5,100 | $538.0K | 0.4% | – | – | History |
| Evo Acquisition Corp30052G207 | UNIT 99/99/9999 | 47,600 | $479.0K | 0.3% | – | – | – |
| Advent Technologies Holdng I00788A113 | *W EXP 02/03/202 | 276,266 | $461.0K | 0.3% | – | – | – |
| BBBLACKBERRY Ltd | COM | 34,600 | $423.0K | 0.3% | – | – | History |
| GCM Grosvenor Inc.36831E116 | *W EXP 11/17/202 | 272,148 | $419.0K | 0.3% | – | – | – |
| UISUnisys Corp | COM NEW | 14,601 | $370.0K | 0.3% | – | – | History |
| HOMEAt Home Group Inc. | COM | 9,600 | $354.0K | 0.3% | – | – | History |
| View, Inc.92671V114 | *W EXP 03/08/202 | 197,272 | $339.0K | 0.2% | – | – | – |
| COINCoinbase Global, Inc. | COM CL A | 1,332 | $337.0K | 0.2% | – | – | History |
| BFIIWBurgerFi International, Inc. | *W EXP 12/16/202 | 149,181 | $334.0K | 0.2% | – | – | History |
| SIRESisecam Resources LP | COM UNIT LTD | 22,416 | $325.0K | 0.2% | – | – | History |
| SOSSOS Ltd | SPNSORD ADS NEW | 91,037 | $301.0K | 0.2% | – | – | History |
| Reinvent Technology PartnersG7483N103 | *W EXP 09/16/202 | 151,715 | $297.0K | 0.2% | – | – | – |
| Katapult Holdings, Inc.485859110 | *W EXP 06/09/202 | 91,600 | $292.0K | 0.2% | – | – | – |
| Perella Weinberg Partners71367G110 | *W EXP 12/31/202 | 101,143 | $281.0K | 0.2% | – | – | – |
| JAZZJazz Pharmaceuticals plc | SHS USD | 1,430 | $254.0K | 0.2% | – | – | History |
| Growth Cap Acquisition Corp39986V107 | CL A | 23,875 | $232.0K | 0.2% | – | – | – |
| CLOVClover Health Investments, Corp. | COM CL A | 16,600 | $221.0K | 0.2% | – | – | History |
| CHNGChange Healthcare Inc. | COM | 9,000 | $207.0K | 0.1% | – | – | History |
| LMF Acquisition Opportunit I502015100 | CL A COM | 20,072 | $199.0K | 0.1% | – | – | – |
| ADEAAdeia Inc. | COM | 8,344 | $186.0K | 0.1% | – | – | History |
| Lightning Emotor53228T119 | EQUITY WRT | 107,555 | $177.0K | 0.1% | – | – | – |
| Sustainable Opportnts Acq CoG8598Y117 | *W EXP 99/99/999 | 121,254 | $175.0K | 0.1% | – | – | – |
| indie Semiconductor, Inc.45569U119 | *W EXP 06/15/202 | 82,100 | $173.0K | 0.1% | – | – | – |
| BM Technologies, Inc.05591L115 | *W EXP 01/04/202 | 65,000 | $167.0K | 0.1% | – | – | – |
| Roman DBDR Tech Acquisition77584N119 | *W EXP 10/31/202 | 95,150 | $156.0K | 0.1% | – | – | – |
| Andina Acquisition Corp IIIG04415124 | *W EXP 07/31/202 | 125,000 | $156.0K | 0.1% | – | – | – |
| Gores Holdings VI Inc38286R113 | *W EXP 08/24/202 | 25,900 | $155.0K | 0.1% | – | – | – |
| EOSEWEos Energy Enterprises, Inc. | *W EXP 05/06/202 | 21,431 | $154.0K | 0.1% | – | – | History |
| Electric Last Mile Solutns I28489L112 | *W EXP 08/24/202 | 64,534 | $146.0K | 0.1% | – | – | – |
| Blade Air Mobili092667112 | COM | 51,695 | $142.0K | 0.1% | – | – | – |
| African Gold Acquisition CorG0112R116 | UNIT 99/99/9999 | 13,483 | $136.0K | 0.1% | – | – | – |
| Quantum Fintech Acquistin Co74767A105 | COMMON STOCK | 13,800 | $135.0K | 0.1% | – | – | – |
| Canoo Inc.13803R110 | *W EXP 12/21/202 | 44,600 | $133.0K | 0.1% | – | – | – |
| RIOTRiot Platforms, Inc. | COM | 3,500 | $132.0K | 0.1% | – | – | History |
| UpHealth, Inc.91532B119 | *W EXP 06/08/202 | 148,400 | $128.0K | 0.1% | – | – | – |
| Paysafe LtdG6964L115 | *W EXP 08/11/202 | 35,000 | $125.0K | 0.1% | – | – | – |
| CANOCano Health, Inc. | COM CL A | 10,000 | $121.0K | 0.1% | – | – | History |
| UWM Holdings Corp91823B117 | *W EXP 01/21/202 | 67,600 | $120.0K | 0.1% | – | – | – |
| Zanite Acquisition Corp98907K111 | *W EXP 10/08/202 | 97,052 | $118.0K | 0.1% | – | – | – |
| The Original Bark Company68622E112 | *W EXP 05/01/202 | 33,543 | $117.0K | 0.1% | – | – | – |
| Software Acquisitn Grup Inc83407F119 | *W EXP 09/17/202 | 69,749 | $114.0K | 0.1% | – | – | – |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 6,161 | $111.0K | 0.1% | – | – | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 2,200 | $106.0K | 0.1% | – | – | History |
| FRTAForterra, Inc. | COM | 4,500 | $106.0K | 0.1% | – | – | History |
| NAVNavistar International Corp | COM | 2,300 | $102.0K | 0.1% | – | – | History |
| ALITAlight, Inc. / Delaware | COM CL A | 10,200 | $100.0K | 0.1% | – | – | History |
| MEHCQChrome Holding Co. | CLASS A COM | 8,500 | $99.0K | 0.1% | – | – | History |
| Innoviz Technologies Ltd.M5R635116 | *W EXP 04/05/202 | 30,000 | $99.0K | 0.1% | – | – | – |
| Digital Media Solutions, Inc.25401G114 | *W EXP 07/15/202 | 69,284 | $98.0K | 0.1% | – | – | – |
| Growth Cap Acquisition Corp39986V115 | *W EXP 06/01/202 | 157,849 | $98.0K | 0.1% | – | – | – |
| Edify Acquisition Corp.28059Q202 | UNIT 11/25/2025 | 9,742 | $97.0K | 0.1% | – | – | – |
| LMF Acquisition Opportunit I502015118 | *W EXP 01/26/202 | 192,725 | $96.0K | 0.1% | – | – | – |
| BODYWBeachbody Company, Inc. | *W EXP 12/31/202 | 31,104 | $93.0K | 0.1% | – | – | History |
| Falcon Capital Acquisitn Cor30606L116 | *W EXP 08/20/202 | 51,100 | $91.0K | 0.1% | – | – | – |
| FAST Acquisition Corp.311875116 | *W EXP 08/25/202 | 30,000 | $89.0K | 0.1% | – | – | – |
| DISWalt Disney Co | Stock | 500 | $88.0K | 0.1% | – | – | History |
| Peridot Acquisition Corp.G7008A107 | *W EXP 11/30/202 | 32,500 | $88.0K | 0.1% | – | – | – |
| GX Acquisition Corp36251A115 | *W EXP 05/24/202 | 60,000 | $82.0K | 0.1% | – | – | – |
| Trident Acquisitions Corp89615T114 | *W EXP 05/09/202 | 35,000 | $82.0K | 0.1% | – | – | – |
| Bridgetown Holdings LtdG1355U121 | *W EXP 09/30/202 | 40,700 | $81.0K | 0.1% | – | – | – |
| Seaport Global Acquisitn Cor812227114 | *W EXP 12/15/202 | 87,064 | $75.0K | 0.1% | – | – | – |
| Fintech Acquisition Corp V31810Q115 | *W EXP 12/31/202 | 22,650 | $72.0K | 0.1% | – | – | – |
| Software Acquisitn Grup Inc83407F101 | COM CL A | 6,900 | $69.0K | <0.1% | – | – | – |
| DBAInvesco DB Agriculture Fund | AGRICULTURE FD | 3,500 | $65.0K | <0.1% | – | – | History |
| Global Blue Group Holding AGH33700115 | *W EXP 08/28/202 | 43,490 | $64.0K | <0.1% | – | – | – |
| Foresight Acquisition Corp34552Y205 | UNIT 01/29/2026 | 6,000 | $62.0K | <0.1% | – | – | – |
| AerSale Corp00810F114 | *W EXP 12/22/202 | 20,000 | $57.0K | <0.1% | – | – | – |
Options (44)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| KSUKansas City Southern | COM NEW | $31.7M | $14.7M |
| PFPTProofpoint Inc | COM | $5.75M | $19.2M |
| GMEGameStop Corp. | Stock | $14.5M | $6.83M |
| Coherent Inc192479103 | COM | $16.9M | $1.32M |
| JAZZJazz Pharmaceuticals plc | SHS USD | $13.5M | – |
| OXYOccidental Petroleum Corp | Stock | – | $13.3M |
| TSLATesla, Inc. | Stock | $9.65M | $2.85M |
| ABBVAbbVie Inc. | Stock | $5.49M | $890.0K |
| HOMEAt Home Group Inc. | COM | $1.82M | $3.60M |
| NUANNuance Communications, Inc. | COM | $3.38M | $778.0K |
| CNSTConstellation Pharmaceuticals Inc | COM | $3.54M | $64.0K |
| XLNXXilinx Inc | COM | $3.54M | – |
| Churchill Capital Corp IV171439102 | CL A | $1.16M | $1.30M |
| COHRCoherent Corp. | COM | $1.09M | $1.09M |
| iShares Russell 2000 ETF464287655 | ETF | – | $2.06M |
| UFSDomtar CORP | COM NEW | $1.10M | $901.0K |
| MXMagnachip Semiconductor Corp | COM | $845.0K | $849.0K |
| CNICanadian National Railway Co | Stock | $1.05M | – |
| SYKESykes Enterprises Inc | COM | $967.0K | – |
| MMATMeta Materials Inc. | COM | $152.0K | $795.0K |
| Fly Leasing Ltd34407D109 | SPONSORED ADR | $635.0K | $264.0K |
| TLNDTalend S.A. | ADS | $459.0K | $328.0K |
| PSFEPaysafe Ltd | ORD | $400.0K | $363.0K |
| CLDRCloudera, Inc. | COM | $243.0K | $351.0K |
| USCRU.S. Concrete, Inc. | COM | – | $576.0K |
| CAI International, Inc.12477X106 | COM | $162.0K | $319.0K |
| Lydall Inc550819106 | COM | $363.0K | $6.00K |
| CLOVClover Health Investments, Corp. | COM CL A | $186.0K | $163.0K |
| UPHLUpHealth, Inc. | COM | $247.0K | $91.0K |
| CHNGChange Healthcare Inc. | COM | $260.0K | – |
| MEHCQChrome Holding Co. | CLASS A COM | $99.0K | $125.0K |
| NAVNavistar International Corp | COM | $223.0K | – |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | – | $153.0K |
| TCRTAlaunos Therapeutics, Inc. | COM | $56.0K | $78.0K |
| PGENPrecigen, Inc. | COM | $1.00K | $125.0K |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | $126.0K | – |
| CANOCano Health, Inc. | COM CL A | $121.0K | – |
| FRTAForterra, Inc. | COM | $118.0K | – |
| ALITAlight, Inc. / Delaware | COM CL A | $100.0K | – |
| DOYUDouYu International Holdings Ltd | SPONSORED ADS | $35.0K | $34.0K |
| GNWGenworth Financial Inc | COM SHS | $46.0K | $15.0K |
| SPWHSportsman's Warehouse Holdings, Inc. | COM | $36.0K | $18.0K |
| VIEWView, Inc. | COM CL A | – | $42.0K |
| Falcon Capital Acquisitn Cor30606L108 | COM CL A | $29.0K | – |