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Livermore
Livermore
ZHEN

RBF Capital, LLC

SEC CIK
0001134621
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
471
−13 vs. Q2 2021
Portfolio value
$1.75B
−$36.7M (−2.0%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of RBF Capital, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BLDRBuilders FirstSource, Inc.Stock3,030,538$156.8M8.9%−10,368−0.3%ReducedHistory
DACDanaos CorpSHS1,128,992$92.5M5.3%00.0%UnchangedHistory
BRK.ABerkshire Hathaway IncCL A212$87.2M5.0%00.0%UnchangedHistory
MSMorgan StanleyStock810,432$78.9M4.5%−3,000−0.4%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF146,300$62.8M3.6%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock13,485$35.9M2.1%00.0%UnchangedHistory
BACBank of America CorpStock760,000$32.3M1.8%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock87,400$29.7M1.7%00.0%UnchangedHistory
PEPPepsiCo IncStock160,000$24.1M1.4%00.0%UnchangedHistory
CROXCrocs, Inc.COM158,900$22.8M1.3%−420.0%ReducedHistory
MAMastercard IncStock65,500$22.8M1.3%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock55,000$21.5M1.2%00.0%UnchangedHistory
SPGIS&P Global Inc.Stock50,000$21.2M1.2%00.0%UnchangedHistory
VVisa Inc.Stock95,000$21.2M1.2%00.0%UnchangedHistory
HCAHCA Healthcare, Inc.COM75,000$18.2M1.0%00.0%UnchangedHistory
MSTRStrategy IncStock31,015$17.9M1.0%+2,400+8.4%AddedHistory
HNGRHanger, Inc.COM NEW778,224$17.1M1.0%00.0%UnchangedHistory
AAPLApple Inc.Stock120,000$17.0M1.0%00.0%UnchangedHistory
COFCapital One Financial CorpStock98,669$16.0M0.9%00.0%UnchangedHistory
MSFTMicrosoft CorpStock55,000$15.5M0.9%00.0%UnchangedHistory
ENTGEntegris IncCOM117,991$14.9M0.8%00.0%UnchangedHistory
SMCISuper Micro Computer, Inc.COM400,170$14.6M0.8%00.0%UnchangedHistory
Cornerstone Building Brands, Inc.21925D109COM962,997$14.1M0.8%+15,969+1.7%Added–
BABAAlibaba Group Holding LtdADR85,600$12.7M0.7%−14,000−14.1%ReducedHistory
MSCIMSCI Inc.Stock20,000$12.2M0.7%00.0%UnchangedHistory
AEOAmerican Eagle Outfitters IncCOM466,971$12.0M0.7%+346,971+289.1%AddedHistory
GSLGlobal Ship Lease, Inc.COM CL A504,762$12.0M0.7%−17,442−3.3%ReducedHistory
SIXSix Flags Entertainment CorpCOM270,137$11.5M0.7%−11,088−3.9%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF214,574$10.8M0.6%00.0%Unchanged–
PYPLPayPal Holdings, Inc.Stock40,000$10.4M0.6%00.0%UnchangedHistory
STCStewart Information Services CorpCOM145,640$9.21M0.5%00.0%UnchangedHistory
HOUSAnywhere Real Estate Inc.COM500,000$8.77M0.5%00.0%UnchangedHistory
GSGoldman Sachs Group IncStock23,000$8.70M0.5%00.0%UnchangedHistory
GSMFerroglobe PLCSHS987,752$8.59M0.5%00.0%UnchangedHistory
ROCKGibraltar Industries, Inc.COM123,099$8.57M0.5%00.0%UnchangedHistory
STTState Street CorpCOM96,000$8.13M0.5%00.0%UnchangedHistory
MMYTMakeMyTrip LtdStock296,805$8.07M0.5%+15,200+5.4%AddedHistory
CSVCarriage Services IncCOM180,557$8.05M0.5%00.0%UnchangedHistory
FICOFair Isaac CorpCOM20,000$7.96M0.5%00.0%UnchangedHistory
PMPhilip Morris International Inc.Stock83,250$7.89M0.5%+2,000+2.5%AddedHistory
USPHU S Physical Therapy IncCOM69,999$7.74M0.4%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock46,000$7.53M0.4%00.0%UnchangedHistory
BIDUBaidu, Inc.ADR50,000$7.44M0.4%+35,000+233.3%AddedHistory
BKRBaker Hughes CoCL A300,000$7.42M0.4%+120,000+66.7%AddedHistory
Tenneco Inc880349105CL A VTG COM STK519,840$7.42M0.4%−5,948−1.1%Reduced–
VIPSVipshop Holdings LtdSPONSORED ADS A661,600$7.37M0.4%00.0%UnchangedHistory
CVGICommercial Vehicle Group, Inc.COM766,612$7.25M0.4%00.0%UnchangedHistory
TOLToll Brothers, Inc.COM130,828$7.23M0.4%00.0%UnchangedHistory
WMTWalmart Inc.Stock51,774$7.22M0.4%00.0%UnchangedHistory
UTIUniversal Technical Institute IncCOM1,052,017$7.11M0.4%+41,538+4.1%AddedHistory
BERYBerry Global Group, Inc.COM114,997$7.00M0.4%00.0%UnchangedHistory
UBERUber Technologies, IncStock153,900$6.89M0.4%00.0%UnchangedHistory
WLDNWilldan Group, Inc.COM193,159$6.88M0.4%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock2,500$6.68M0.4%00.0%UnchangedHistory
GMGeneral Motors CoCOM120,000$6.33M0.4%−60,000−33.3%ReducedHistory
EVCEntravision Communications CorpCL A857,394$6.09M0.3%+65,984+8.3%AddedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM157,154$5.98M0.3%−32,423−17.1%ReducedHistory
VCTRVictory Capital Holdings, Inc.COM CL A166,079$5.82M0.3%00.0%UnchangedHistory
MACMacerich CoCOM348,000$5.82M0.3%−101,222−22.5%ReducedHistory
ARWArrow Electronics, Inc.COM50,500$5.67M0.3%00.0%UnchangedHistory
PRTSCarParts.com, Inc.COM354,000$5.53M0.3%00.0%UnchangedHistory
AIGAmerican International Group, Inc.Stock100,000$5.49M0.3%00.0%UnchangedHistory
LKQLKQ CorpCOM107,970$5.43M0.3%00.0%UnchangedHistory
AMTAmerican Tower CorpREIT20,000$5.31M0.3%00.0%UnchangedHistory
HBANHuntington Bancshares IncCOM339,596$5.25M0.3%00.0%UnchangedHistory
KOCoca Cola CoStock100,000$5.25M0.3%00.0%UnchangedHistory
BNYBank of New York Mellon CorpStock100,000$5.18M0.3%00.0%UnchangedHistory
PCGPG&E CorpStock526,000$5.05M0.3%−50,000−8.7%ReducedHistory
BLKBlackRock, Inc.COM6,000$5.03M0.3%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock86,000$5.00M0.3%00.0%UnchangedHistory
CHNGChange Healthcare Inc.COM234,898$4.92M0.3%00.0%UnchangedHistory
ORNOrion Group Holdings IncCOM903,532$4.92M0.3%−95,603−9.6%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF65,000$4.83M0.3%00.0%Unchanged–
MDYSPDR S&P Midcap 400 ETF TrustETF10,000$4.81M0.3%00.0%UnchangedHistory
WFCWells Fargo & CompanyStock100,000$4.64M0.3%00.0%UnchangedHistory
RCLRoyal Caribbean Cruises LtdCOM51,000$4.54M0.3%+1,000+2.0%AddedHistory
Credit Suisse Group225401108SPONSORED ADR727,800$4.52M0.3%−349,930−32.5%Reduced–
SLBSLB LimitedStock215,000$4.47M0.3%−20,050−8.5%ReducedHistory
BRSLBrightstar Lottery PLCSHS USD169,990$4.47M0.3%−10,000−5.6%ReducedHistory
CBRLCracker Barrel Old Country Store, IncCOM31,770$4.44M0.3%00.0%UnchangedHistory
MHKMohawk Industries IncCOM25,000$4.43M0.3%−1,000−3.8%ReducedHistory
CNOCNO Financial Group, Inc.COM185,034$4.36M0.2%00.0%UnchangedHistory
PARPar Technology CorpCOM70,685$4.35M0.2%00.0%UnchangedHistory
STRSStratus Properties IncCOM NEW133,131$4.31M0.2%−20,500−13.3%ReducedHistory
iShares MSCI Eafe ETF464287465ETF54,880$4.28M0.2%00.0%Unchanged–
OSWOnespaworld Holdings LtdCOM423,971$4.23M0.2%−62,497−12.8%ReducedHistory
BHCBausch Health Companies Inc.Stock151,500$4.22M0.2%00.0%UnchangedHistory
DIDIYDiDi Global Inc.SPONSORED ADS539,000$4.20M0.2%+539,000NewHistory
NWLNewell Brands Inc.Stock187,817$4.16M0.2%00.0%UnchangedHistory
CNCCentene CorpStock66,660$4.15M0.2%00.0%UnchangedHistory
LUVSouthwest Airlines CoCOM80,000$4.11M0.2%00.0%UnchangedHistory
BKNGBooking Holdings Inc.Stock1,700$4.04M0.2%+300+21.4%AddedHistory
ASCArdmore Shipping CorpCOM967,212$4.01M0.2%+218,122+29.1%AddedHistory
SCHWSchwab Charles CorpStock54,000$3.93M0.2%00.0%UnchangedHistory
TPRTapestry, Inc.COM105,000$3.89M0.2%00.0%UnchangedHistory
AXPAmerican Express CoStock23,000$3.85M0.2%00.0%UnchangedHistory
DALDelta Air Lines, Inc.COM NEW90,000$3.83M0.2%00.0%UnchangedHistory
LINCLincoln Educational Services CorpCOM563,798$3.77M0.2%00.0%UnchangedHistory
BHBBar Harbor BanksharesCOM133,270$3.74M0.2%00.0%UnchangedHistory
JEFJefferies Financial Group Inc.COM100,000$3.71M0.2%00.0%UnchangedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of RBF Capital, LLC in Q3 2021
SecurityClassPutsCalls
HOODRobinhood Markets, Inc.Stock$15.9M–
GMGeneral Motors CoCOM–$8.96M
MSMorgan StanleyStock–$6.42M
AMZNAmazon Com IncStock–$3.29M
Credit Suisse Group225401108SPONSORED ADR–$2.74M
SLBSLB LimitedStock–$2.08M
QSQuantumScape CorpCOM CL A–$557.0K
BIDUBaidu, Inc.ADR–$308.0K

Sold out since Q2 2021 (31)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of RBF Capital, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
HLFHerbalife Ltd.COM SHS74,500$3.93M0.2%History
ALSKAlaska Communications Systems Group IncCOM1,092,840$3.64M0.2%History
iShares Tr464287556ISHARES BIOTECH14,000$2.29M0.1%–
First Choice Bancorp31948P104COM68,486$2.08M0.1%–
CVXChevron CorpStock15,000$1.57M0.1%History
GRAW R Grace & CoCOM22,500$1.55M0.1%History
IVCInvacare Holdings CorpCOM188,302$1.52M0.1%History
Bowx Acquisition Corp103085106CL A100,000$1.15M0.1%–
BYNDBeyond Meat, Inc.COM5,500$866.0K<0.1%History
ABNBAirbnb, Inc.Stock5,000$766.0K<0.1%History
BPBP PLCADR25,000$661.0K<0.1%History
SSYSStratasys Ltd.SHS23,000$595.0K<0.1%History
RIGTransocean Ltd.REGISTERED SHS120,012$542.0K<0.1%History
ABCLAbCellera Biologics Inc.COM23,948$527.0K<0.1%History
IBMInternational Business Machines CorpStock3,000$440.0K<0.1%History
Eros STX Global CorporationG3788M114SHS NEW250,000$383.0K<0.1%–
CLXClorox CoStock2,000$360.0K<0.1%History
CMRCCommerce.com, Inc.COM SER 15,000$325.0K<0.1%History
MARAMARA Holdings, Inc.COM10,000$314.0K<0.1%History
RNLXYRenalytix plcADS10,000$309.0K<0.1%History
TLNDTalend S.A.ADS4,380$287.0K<0.1%History
SKTTanger Inc.COM12,186$230.0K<0.1%History
Exfo Inc302046107SUB VTG SHS38,280$228.0K<0.1%–
NIONIO Inc.ADR4,000$213.0K<0.1%History
TREELendingTree, Inc.COM1,000$212.0K<0.1%History
UPSUnited Parcel Service IncStock1,000$208.0K<0.1%History
PLUGPlug Power IncStock6,000$205.0K<0.1%History
SWKStanley Black & Decker, Inc.COM1,000$205.0K<0.1%History
KHCKraft Heinz CoStock5,000$204.0K<0.1%History
CLSCelestica IncSUB VTG SHS23,371$183.0K<0.1%History
NWHMNew Home Co Inc.COM20,003$117.0K<0.1%History