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Livermore
Livermore
ZHEN

UBS Oconnor LLC

SEC CIK
0001132716
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Aug 14, 2024. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
474
−40 vs. Q2 2023
Portfolio value
$5.59B
+$865.2M (+18.3%) vs. Q2 2023
Filed
Aug 14, 2024
AmendedSECSECSECSEC
Holdings of UBS Oconnor LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
QCOMQualcomm IncStock72,500$8.05M0.1%+72,500NewHistory
CCVIChurchill Capital Corp VICOM CL A771,960$8.07M0.1%00.0%UnchangedHistory
NHINational Health Investors IncCOM157,859$8.11M0.1%+29,226+22.7%AddedHistory
ONONOn Holding AGStock295,000$8.21M0.1%+295,000NewHistory
VMCVulcan Materials COCOM40,710$8.22M0.1%+26,450+185.5%AddedHistory
XPOXPO, Inc.COM110,744$8.27M0.1%+47,244+74.4%AddedHistory
OKTAOkta, Inc.CL A102,500$8.35M0.1%+32,500+46.4%AddedHistory
BMBLBumble Inc.COM CL A560,000$8.36M0.1%+295,000+111.3%AddedHistory
SBRASabra Health Care REIT, Inc.REIT612,384$8.54M0.2%+95,142+18.4%AddedHistory
Spotify USA Inc84921RAB6NOTE 3/1–$8.55M0.2%–––
SWKSSkyworks Solutions, Inc.Stock87,506$8.63M0.2%+75,000+599.7%AddedHistory
PYPLPayPal Holdings, Inc.Stock152,500$8.92M0.2%+113,500+291.0%AddedHistory
ORealty Income CorpREIT185,403$9.26M0.2%+106,419+134.7%AddedHistory
NTRNutrien Ltd.COM150,600$9.30M0.2%+150,600NewHistory
TRNOTerreno Realty CorpCOM164,827$9.36M0.2%+17,853+12.1%AddedHistory
Kraneshares Trust500767306CSI CHI INTERNET343,720$9.41M0.2%+343,720New–
OHIOmega Healthcare Investors IncCOM286,306$9.49M0.2%−59,625−17.2%ReducedHistory
BALLBALL CorpCOM192,140$9.56M0.2%+147,000+325.7%AddedHistory
SK Growth Opportunities CorpG8192N103CLASS A COM890,167$9.56M0.2%00.0%Unchanged–
CFLTConfluent, Inc.CLASS A COM325,000$9.62M0.2%+25,000+8.3%AddedHistory
CVIIChurchill Capital Corp VIICOM CL A921,523$9.63M0.2%00.0%UnchangedHistory
INVHInvitation Homes Inc.COM310,777$9.85M0.2%+69,232+28.7%AddedHistory
ESTCElastic N.V.ORD SHS122,500$9.95M0.2%−17,535−12.5%ReducedHistory
AMHAmerican Homes 4 RentCL A296,185$9.98M0.2%+165,503+126.6%AddedHistory
NNNNNN REIT, Inc.REIT287,900$10.2M0.2%+203,208+239.9%AddedHistory
CHHChoice Hotels International IncCOM83,274$10.2M0.2%−20,410−19.7%ReducedHistory
VALEVale S.A.SPONSORED ADS765,000$10.3M0.2%+765,000NewHistory
DKNGDraftKings Inc.Stock350,000$10.3M0.2%+125,000+55.6%AddedHistory
EXRExtra Space Storage Inc.COM84,901$10.3M0.2%−34,972−29.2%ReducedHistory
FRFirst Industrial Realty Trust IncCOM217,489$10.4M0.2%+47,610+28.0%AddedHistory
ELMEElme CommunitiesSH BEN INT781,668$10.7M0.2%−111,337−12.5%ReducedHistory
Beyond Meat, Inc.08862EAB5NOTE 3/1–$10.7M0.2%–––
ONOn Semiconductor CorpStock115,111$10.7M0.2%+89,500+349.5%AddedHistory
ADCAgree Realty CorpCOM199,916$11.0M0.2%+26,278+15.1%AddedHistory
QRVOQorvo, Inc.Stock118,155$11.3M0.2%+73,155+162.6%AddedHistory
BIDUBaidu, Inc.ADR85,000$11.4M0.2%+15,000+21.4%AddedHistory
WHWyndham Hotels & Resorts, Inc.COM171,871$12.0M0.2%−58,472−25.4%ReducedHistory
NVDANVIDIA CorpStock27,771$12.1M0.2%−13,961−33.5%ReducedHistory
AMTAmerican Tower CorpREIT77,358$12.7M0.2%+28,723+59.1%AddedHistory
SBACSba Communications CorpCL A67,803$13.6M0.2%−10,822−13.8%ReducedHistory
IRIngersoll Rand Inc.COM222,818$14.2M0.3%+35,800+19.1%AddedHistory
Applied Optoelectronics, Inc.03823UAB8NOTE 5.000% 3/1–$15.0M0.3%–––
AMZNAmazon Com IncStock122,526$15.6M0.3%+92,748+311.5%AddedHistory
NVRNVR IncCOM2,641$15.7M0.3%+6+0.2%AddedHistory
Travere Therapeutics, Inc.89422GAA5NOTE 2.250% 3/0–$16.1M0.3%–––
Revance Therapeutics, Inc.761330AB5NOTE 1.750% 2/1–$16.2M0.3%–New–
FuboTV Inc.35953DAB0NOTE 3.250% 2/1–$16.5M0.3%–––
REXRRexford Industrial Realty, Inc.COM355,236$17.5M0.3%−8,189−2.3%ReducedHistory
FLYYSpirit Aviation Holdings, Inc.COM1,147,771$18.9M0.3%−27,770−2.4%ReducedHistory
Acorda Therapeutics, Inc.00484MAC0NOTE 6.000%12/0–$19.2M0.3%–––
PetIQ, Inc.71639TAB2NOTE 4.000% 6/0–$19.5M0.3%–––
NPABNew Providence Acquisition Corp. IICLASS A COM1,857,465$20.1M0.4%00.0%UnchangedHistory
MATMattel IncCOM919,029$20.2M0.4%+86,000+10.3%AddedHistory
Bandwidth Inc.05988JAD5NOTE 0.500% 4/0–$22.7M0.4%–––
RYAAYRyanair Holdings PLCSPONSORED ADR241,033$23.4M0.4%−5,745−2.3%ReducedHistory
Gores Holdings IX, Inc.38287A101CLASS A COM2,265,792$23.5M0.4%00.0%Unchanged–
LendingTree, Inc.52603BAD9NOTE 0.500% 7/1–$23.7M0.4%–––
NXGNNextgen Healthcare, Inc.COM1,008,379$23.9M0.4%+1,008,379NewHistory
SCRMScreaming Eagle Acquisition Corp.CLASS A ORD SHS2,492,371$26.1M0.5%00.0%UnchangedHistory
DISH Network CORP25470MAF6NOTE 12/1–$27.0M0.5%–––
Peloton Interactive, Inc.70614WAB6NOTE 2/1–$32.2M0.6%–––
Occidental Pete Corp WT Exp 080327674599162Stock1,000,000$43.0M0.8%00.0%Unchanged–
Spirit Airls Inc848577AB8NOTE 1.000% 5/1–$76.5M1.4%–––
CPRICapri Holdings LtdSHS1,661,294$87.4M1.6%+1,661,294NewHistory
TWNKHostess Brands, Inc.CL A2,842,642$94.7M1.7%+2,842,642NewHistory
SPLKSplunk IncCOM698,334$102.1M1.8%+694,334+17,358.4%AddedHistory
Abcam PLC000380204ADS5,664,354$128.2M2.3%+5,664,354New–
DENDenbury IncCOM1,931,731$189.3M3.4%+1,931,731NewHistory
NATINational Instruments CorpCOM4,043,391$241.1M4.3%+1,868,383+85.9%AddedHistory
NEWRNew Relic, Inc.COM3,313,068$283.7M5.1%+3,203,068+2,911.9%AddedHistory
VMWVmware LLCCL A COM2,123,453$353.5M6.3%+1,031,472+94.5%AddedHistory
SGENSeagen Inc.COM1,750,496$371.4M6.6%−98,609−5.3%ReducedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS7,664,245$886.7M15.9%+3,332,978+77.0%AddedHistory
ATVIActivision Blizzard, Inc.COM11,360,963$1.06B19.0%+8,542,282+303.1%AddedHistory

Options (79)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of UBS Oconnor LLC in Q3 2023
SecurityClassPutsCalls
AALAmerican Airlines Group Inc.Stock$7.94M–
CCLCarnival Corp Ltd.UNIT 99/99/9999$1.62M–
PTONPeloton Interactive, Inc.CL A COM$1.36M–
FLYYSpirit Aviation Holdings, Inc.COM$1.28M–
LCIDLucid Group, Inc.COM$1.28M–
iShares Russell 2000 ETF464287655ETF$1.15M$97.6K
DISHDISH Network CORPCL A$1.07M$29.5K
COTYCoty Inc.COM CL A$1.05M–
iShares Tr464288513IBOXX HI YD ETF$934.5K–
SPYSPDR S&P 500 ETF TrustETF$894.4K–
HOGHarley-Davidson, Inc.COM$875.0K–
RIGTransocean Ltd.REGISTERED SHS$733.1K–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN$636.5K–
CRNXCrinetics Pharmaceuticals, Inc.COM$875$588.0K
FFord Motor CoStock$576.4K–
BGSB&G Foods, Inc.COM$555.3K–
XRXXerox Holdings CorpCOM NEW$551.7K–
U.S. Global Jets ETF26922A842ETF$340.0K–
APLSApellis Pharmaceuticals, Inc.COM$91.5K$248.0K
LYVLive Nation Entertainment, Inc.COM$339.4K–
VanEck Semiconductor ETF92189F676ETF$287.3K–
ORICOric Pharmaceuticals, Inc.COM$285.0K–
HHyatt Hotels CorpCOM CL A$259.9K–
iShares Inc464286400MSCI BRAZIL ETF–$232.5K
CVNACarvana Co.CL A$230.0K–
SRPTSarepta Therapeutics, Inc.COM–$229.0K
VTYXVentyx Biosciences, Inc.COM$115.5K$112.5K
ALLYAlly Financial Inc.Stock$227.5K–
THOThor Industries IncCOM$211.9K–
IOVAIovance Biotherapeutics, Inc.COM–$189.8K
SNDXSyndax Pharmaceuticals IncCOM–$174.0K
MGMMGM Resorts InternationalStock$161.9K–
USBUS Bancorp DECOM NEW$157.3K–
VLOValero Energy CorpStock$155.0K–
ADTADT Inc.COM$142.4K–
MMacy's, Inc.COM$118.9K–
ACRSAclaris Therapeutics, Inc.COM–$117.0K
REPLReplimune Group, Inc.COM–$114.6K
CPRICapri Holdings LtdSHS$110.6K–
RAREUltragenyx Pharmaceutical Inc.COM–$108.8K
NCLHNorwegian Cruise Line Holdings Ltd.SHS$106.9K–
CZRCaesars Entertainment, Inc.COM$93.8K$11.6K
VanEck ETF Trust92189F106GOLD MINERS ETF–$97.5K
SVCService Properties TrustCOM SH BEN INT$80.5K–
State Street SPDR S&P Biotech ETF78464A870ETF–$76.1K
EXPEExpedia Group, Inc.Stock$68.2K–
MRTXMirati Therapeutics, Inc.COM–$66.9K
WDCWestern Digital CorpCOM$63.4K–
KPTIKaryopharm Therapeutics Inc.COM–$60.0K
UALUnited Airlines Holdings, Inc.COM$57.3K–
DALDelta Air Lines, Inc.COM NEW$55.5K–
VICIVici Properties Inc.COM$55.4K–
RCUSArcus Biosciences, Inc.COM–$52.5K
BCYCBicycle Therapeutics PLCSPONSORED ADS–$52.3K
RYTMRhythm Pharmaceuticals, Inc.COM–$49.5K
NAVINavient CorpCOM$48.8K–
ARVNArvinas, Inc.COM–$48.0K
BPMCBlueprint Medicines CorpCOM–$47.9K
INCYIncyte CorpCOM–$47.3K
ARDXArdelyx, Inc.COM–$46.3K
STWDStarwood Property Trust, Inc.COM$41.3K–
RLAYRelay Therapeutics, Inc.COM–$40.0K
OMFOneMain Holdings, Inc.COM$24.6K$14.6K
ALNYAlnylam Pharmaceuticals, Inc.COM$14.3K$21.3K
RDNRadian Group IncCOM$34.3K–
FUBOFuboTV Inc.COM–$32.0K
NVONovo Nordisk A SADR–$30.0K
ANNXAnnexon, Inc.COM–$30.0K
QUREuniQure N.V.SHS–$29.3K
HLTHilton Worldwide Holdings Inc.COM$27.3K–
State Street Health Care Select Sector SPDR ETF81369Y209ETF–$26.0K
DCPHDeciphera Pharmaceuticals, Inc.COM–$25.3K
NVCRNovoCure LtdORD SHS–$19.4K
AMSCAmerican Superconductor CorpStock–$11.4K
SLRNACELYRIN, Inc.COM–$4.71K
DKNGDraftKings Inc.Stock$4.13K–
MORFMorphic Holding, Inc.COM–$2.63K
CBAYCymaBay Therapeutics, Inc.COM$2.25K–
SILKSilk Road Medical IncCOM–$750

Sold out since Q2 2023 (128)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 128 by value last quarter.

Positions of UBS Oconnor LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
ISEEIVERIC bio, Inc.COM5,850,120$230.1M4.9%History
PDCEPDC Energy, Inc.COM3,101,445$220.6M4.7%History
UNVRUnivar Solutions Inc.COM6,121,961$219.4M4.6%History
FOCSFocus Financial Partners Inc.COM CL A2,775,549$145.7M3.1%History
SYNHSyneos Health, Inc.CL A3,342,622$140.9M3.0%History
LSILife Storage, Inc.COM734,310$97.6M2.1%History
ACIAlbertsons Companies, Inc.COMMON STOCK4,300,000$93.8M2.0%History
TRTNTriton International LtdCL A746,927$62.2M1.3%History
DICEDICE Therapeutics, Inc.COM1,075,000$49.9M1.1%History
SIMOSilicon Motion Technology CORPSPONSORED ADR580,000$41.7M0.9%History
NUVANuvasive IncCOM941,845$39.2M0.8%History
MicroStrategy Inc594972AE1NOTE 2/1–$32.8M0.7%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF300,000$32.4M0.7%–
Vectivbio Hldg AGH9060V101ORD SHS1,847,666$31.2M0.7%–
Conyers Park III Acqsitn Cor21289P102CLASS A COM2,867,097$29.3M0.6%–
TSEMTower Semiconductor LtdSHS NEW675,000$25.3M0.5%History
Paratek Pharmaceuticals, Inc.699374AB0CONVERTIBLE BOND–$24.4M0.5%–
Alpha Healthcare Acqu Corp I02073F104CLASS A COM1,485,000$15.3M0.3%–
Afternext Healthtech AcquisiG01109100SHS CL A1,395,656$14.5M0.3%–
Redfin Corp75737FAE8NOTE 0.500% 4/0–$13.8M0.3%–
TWCBBilander Acquisition Corp.CL A COM1,123,806$11.4M0.2%History
EOCWElliott Opportunity II Corp.SHS CL A693,305$7.18M0.2%History
Kensington Capital AcquisitiG5251K103SHS CL A679,540$7.18M0.2%–
XPEVXpeng Inc.ADS464,298$6.23M0.1%History
ENTFEnterprise 4.0 Technology Acquisition CorpCLASS A ORD SHS554,644$5.93M0.1%History
BOCNBlue Ocean Acquisition CorpCLASS A ORD SHS543,790$5.75M0.1%History
UTA Acquisition CorpG9473A109CLASS A ORD SHS498,474$5.27M0.1%–
Ftac Zeus Acquisition Cor30320F106CLASS A COM503,225$5.25M0.1%–
LOCCLive Oak Crestview Climate Acquisition Corp.CL A COM499,180$5.12M0.1%History
Iconic Sports Acquisition Corp.G4712C107CL A ORD SHS462,203$4.92M0.1%–
OKLOOklo Inc.COM CL A462,203$4.82M0.1%History
Investcorp India Acquistn CoG49219101CLASS A ORD SHS445,083$4.76M0.1%–
The Growth for Good Acqu CorG41522106CLASS A ORD SHS453,158$4.73M0.1%–
THCPThunder Bridge Capital Partners IV, Inc.CLASS A COM462,567$4.68M0.1%History
Prime Impact Acquisition IG61074103SHS CL A437,286$4.67M0.1%–
FSNBFusion Acquisition Corp. IICOM CL A443,821$4.61M0.1%History
Forum Merger IV Corp349875104CLASS A COM437,725$4.49M0.1%–
CUBECubeSmartREIT89,946$4.02M0.1%History
FZTFAST Acquisition Corp. IICL A379,232$3.95M0.1%History
Artemis Strategic Invt Corp04303A103COM CL A369,763$3.93M0.1%–
BRXBrixmor Property Group Inc.COM177,155$3.90M0.1%History
M3-Brigade Acquisition III Corp.55407R103CL A COM369,763$3.86M0.1%–
ARNCArconic CorpCOM112,720$3.33M0.1%History
Graf Acquisition Corp IV384272100COM316,204$3.27M0.1%–
AMDAdvanced Micro Devices IncStock27,897$3.18M0.1%History
CWCurtiss Wright CorpStock16,859$3.10M0.1%History
KRCKilroy Realty CorpCOM102,030$3.07M0.1%History
Inflection PT Acquisitn CRPG4790U128UNIT 08/29/2031300,000$3.04M0.1%–
ADIAnalog Devices IncStock15,000$2.92M0.1%History
Heartland Media Acquisition Corp.42237V108CL A COM271,895$2.87M0.1%–
TWLOTwilio IncCL A45,000$2.86M0.1%History
CMGChipotle Mexican Grill IncCOM1,315$2.81M0.1%History
WABWestinghouse Air Brake Technologies CorpStock25,523$2.80M0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR27,547$2.78M0.1%History
NFNTInfinite Acquisition Corp.CL A ORD SHS247,522$2.62M0.1%History
BLDRBuilders FirstSource, Inc.Stock18,975$2.58M0.1%History
GoGreen Investments CorpG9461B101ORD SHS CL A231,028$2.56M0.1%–
XYLXylem Inc.COM22,100$2.49M0.1%History
Galata Acquisition CorpG3R23A108SHS CL A231,102$2.45M0.1%–
ELIQElectriq Power Holdings, Inc.COM CL A229,199$2.44M0.1%History
Roadzen Inc.G9320Z109CLASS A ORD226,579$2.41M0.1%–
7GC & Co Holdings Inc81786A107COM CL A229,199$2.41M0.1%–
PFTAPerception Capital Corp. IIICLASS A ORD SHS231,102$2.40M0.1%History
KnightSwan Acquisition Corp499103109CL A COM226,579$2.39M0.1%–
FICVFrontier Investment CorpCLASS231,102$2.39M0.1%History
PEGRProject Energy Reimagined Acquisition Corp.CLASS A ORD231,102$2.39M0.1%History
Tastemaker Acquisition Corp876545104COM CL A226,579$2.39M0.1%–
Viscogliosi Bros Acquistn Co92838K100COMMON STOCK226,579$2.39M0.1%–
Axonprime Infrstctr Aqstn Co05467C108CLASS A COM231,102$2.38M0.1%–
FG Merger Corp30324Y101COMMON STOCK222,542$2.35M<0.1%–
FLDFold Holdings, Inc.COM CL A226,579$2.35M<0.1%History
RIOTRiot Platforms, Inc.COM196,505$2.32M<0.1%History
PDMPiedmont Realty Trust, Inc.COM CL A316,540$2.30M<0.1%History
BDNBrandywine Realty TrustSH BEN INT NEW486,115$2.26M<0.1%History
BOXBox IncCL A75,000$2.20M<0.1%History
DNADSocial Capital Suvretta Holdings Corp. IVCLASS A ORD SHS211,253$2.19M<0.1%History
CITECartica Acquisition CorpCLASS A ORD SHS203,921$2.18M<0.1%History
MWAMueller Water Products, Inc.COM SER A131,500$2.13M<0.1%History
SPDR Series Trust78464A755ST STR SP METAL40,000$2.03M<0.1%–
ARCBArcbest CorpCOM19,540$1.93M<0.1%History
NSANational Storage Affiliates TrustCOM SHS BEN IN54,981$1.91M<0.1%History
ZWSZurn Elkay Water Solutions CorpCOM70,891$1.91M<0.1%History
MUMicron Technology IncStock30,000$1.89M<0.1%History
ARYEARYA Sciences Acquisition Corp VCLASS A ORD SHS181,263$1.88M<0.1%History
CNDAConcord Acquisition Corp IICOM CL A176,330$1.81M<0.1%History
AATAmerican Assets Trust, Inc.COM93,281$1.79M<0.1%History
HHLAHH&L Acquisition Co.SHS CL A162,326$1.70M<0.1%History
CCKCrown Holdings, Inc.COM19,224$1.67M<0.1%History
Corsair Partnering CorpG2540H108SHS CL A155,244$1.61M<0.1%–
NBRNabors Industries LtdSHS16,850$1.57M<0.1%History
RDNWRideNow Group, Inc.COM CL B118,896$1.47M<0.1%History
Digital Transformatn Opt Cor25401K107CLASS A COM142,301$1.47M<0.1%–
Freedom Acquisition I CorpG3663X110SHS CL A135,081$1.43M<0.1%–
Colombier Acquisition Corp19533H108CL A129,285$1.33M<0.1%–
MSTRStrategy IncStock3,505$1.20M<0.1%History
GWREGuidewire Software, Inc.COM15,000$1.14M<0.1%History
CPCanadian Pacific Kansas City LtdCOM12,985$1.05M<0.1%History
SKILSkillsoft Corp.CL A833,638$1.03M<0.1%History
BKIBlack Knight, Inc.COM16,329$975.3K<0.1%History
HWELHealthwell Acquisition Corp. ICLASS A COM92,441$950.3K<0.1%History