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Livermore
Livermore
ZHEN

UBS Oconnor LLC

SEC CIK
0001132716
Latest filing
Aug 14, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 12, 2022. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
822
+41 vs. Q1 2021
Portfolio value
$11.2B
+$4.25B (+61.4%) vs. Q1 2021
Filed
Aug 12, 2022
AmendedSECSECSECSECSECSEC
Holdings of UBS Oconnor LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
FCAXFortress Capital Acquisition CorpSHS CL A499,982$4.92M<0.1%00.0%UnchangedHistory
Burgundy Technology Acqu CorG1702T116CL A499,982$4.92M<0.1%00.0%Unchanged–
CCVIChurchill Capital Corp VICOM CL A500,000$4.93M<0.1%+500,000NewHistory
Leo Holdings III CorpG5463T108SHS CL A499,609$4.93M<0.1%+499,609New–
SVF Investment Corp.G8601L102CL A SHS499,982$4.94M<0.1%+499,982New–
ADCAgree Realty CorpCOM70,119$4.94M<0.1%+65,803+1,524.6%AddedHistory
Isos Acquisition CorporationG4962C112SHARES CL A500,326$4.94M<0.1%+500,326New–
AURAurora Innovation, Inc.CLASS A ORD SHS500,326$4.94M<0.1%+500,326NewHistory
WPCBWarburg Pincus Capital Corp I-BSHS CL A500,326$4.94M<0.1%+500,326NewHistory
Live Oak Mobility Acquisi Co538126103COM CL A505,399$4.95M<0.1%+505,399New–
Acon S2 Acquisition CorpG00748106CL SHS500,428$4.95M<0.1%−224,446−31.0%Reduced–
Gores Technology Partners II38287L107CLASS A COM500,326$4.96M<0.1%+500,326New–
Gores Hldgs VIII Inc382863108CL A500,000$4.96M<0.1%+500,000New–
PRPBCC Neuberger Principal Holdings IISHS CL A501,958$4.96M<0.1%−250,979−33.3%ReducedHistory
SCVX CorpG79448208COM501,925$4.96M<0.1%−330.0%Reduced–
NOACNatural Order Acquisition Corp.COM507,734$4.97M<0.1%−245,203−32.6%ReducedHistory
DFPHStarling Oncology, Inc.COM CL A499,982$4.97M<0.1%00.0%UnchangedHistory
NHINational Health Investors IncCOM74,200$4.97M<0.1%+74,200NewHistory
Colombier Acquisition Corp19533H207UNIT 99/99/9999501,958$4.98M<0.1%+501,958New–
CHP Merger Corp.12558Y106COM CL A501,958$4.99M<0.1%−150,587−23.1%Reduced–
Vectoiq Acquisition Corp II92244F109COM CL A499,982$5.00M<0.1%00.0%Unchanged–
Independence Holdings CorpG4761A101CLASS A ORD SHS500,326$5.00M<0.1%+500,326New–
Executive Network Partnering30158L100CL A517,178$5.04M<0.1%−419,425−44.8%Reduced–
Aurora Acquisition CorpG0698L103CLASS A ORD SHS509,024$5.04M<0.1%+509,024New–
Gores Technology Partners IN382870103CLASS A COM501,958$5.04M<0.1%+501,958New–
Jaws Hurricane Acquisitn Cor47201B202UNIT 06/08/2026501,958$5.05M<0.1%+501,958New–
CONXCONX Corp.COM CL A513,396$5.06M<0.1%−361,473−41.3%ReducedHistory
Social Capital Hedosopha HLDG82514103SHS CL A499,982$5.20M<0.1%00.0%Unchanged–
LILi Auto Inc.SPONSORED ADS150,000$5.24M<0.1%+150,000NewHistory
PGREParamount Group, Inc.COM522,800$5.26M<0.1%+389,800+293.1%AddedHistory
Interprivate IV Infratech PR46064T102CLASS A COM549,696$5.36M<0.1%+549,696New–
CVETCovetrus, Inc.COM205,000$5.54M<0.1%+205,000NewHistory
FMCFMC CorpCOM NEW51,267$5.55M<0.1%+16,267+46.5%AddedHistory
MAAMid America Apartment Communities Inc.COM33,900$5.71M0.1%+10,050+42.1%AddedHistory
AZEKAZEK Co Inc.CL A134,810$5.72M0.1%+134,810NewHistory
Spartan Acquisition Corp. III84677R106COM CL A586,438$5.74M0.1%+586,438New–
DALDelta Air Lines, Inc.COM NEW134,300$5.81M0.1%00.0%UnchangedHistory
EBEventbrite, Inc.COM CL A310,000$5.89M0.1%−120,000−27.9%ReducedHistory
ACNAccenture plcStock20,000$5.90M0.1%+20,000NewHistory
NRGVEnergy Vault Holdings, Inc.COM CL A606,033$5.91M0.1%+606,033NewHistory
VAQCVector Acquisition Corp IICL A SHS600,392$5.96M0.1%00.0%UnchangedHistory
BNLBroadstone Net Lease, Inc.COM256,000$5.99M0.1%+11,800+4.8%AddedHistory
REXRRexford Industrial Realty, Inc.COM105,500$6.01M0.1%+71,900+214.0%AddedHistory
SLViShares Silver TrustETF250,000$6.05M0.1%+250,000NewHistory
PWRQuanta Services, Inc.COM67,874$6.15M0.1%+16,449+32.0%AddedHistory
BGBunge Global SACOM80,000$6.25M0.1%+20,000+33.3%AddedHistory
GS Acquisition Hldgs Corp II36258Q105COM CL A602,349$6.26M0.1%−250,979−29.4%Reduced–
MDUMdu Resources Group IncStock200,000$6.27M0.1%+200,000NewHistory
SBEASBEA Merger Sub LLCCOM CL A650,000$6.30M0.1%+650,000NewHistory
VACMarriott Vacations Worldwide CorpCOM39,915$6.36M0.1%+39,915NewHistory
Silver Spike Acquisitn CorpG8201H105CLASS A ORD SHS652,068$6.36M0.1%+652,068New–
DPCM Cap Inc23344P101COM CL A652,545$6.45M0.1%00.0%Unchanged–
TNLTravel & Leisure Co.COM109,900$6.53M0.1%+109,900NewHistory
Social Capital Hedosopha HLDG8251L105SHS CL A650,569$6.64M0.1%+150,587+30.1%Added–
WLKWestlake CorpCOM75,000$6.76M0.1%+75,000NewHistory
TSLATesla, Inc.Stock10,000$6.80M0.1%+10,000NewHistory
Supernova Partners AcquistnG8T86C105SHS CL A700,457$6.80M0.1%+700,457New–
Interprivate III Financial P46064R106COM CL A701,335$6.80M0.1%+701,335New–
Dmy Technology Group Inc IV23344K102COM CL A700,457$6.84M0.1%+700,457New–
CECelanese CorpStock45,175$6.85M0.1%+45,175NewHistory
LGVLongview Acquisition Corp. IICOM CL A700,000$6.86M0.1%+700,000NewHistory
GETRGetaround, IncCL A COM709,332$6.88M0.1%+709,332NewHistory
Reinvent Technology PartnersG74847107SHS CL A701,753$6.97M0.1%+75,294+12.0%Added–
Nextgen Acquisition CorpG65305107CL A702,741$6.99M0.1%00.0%Unchanged–
GLPIGaming & Leisure Properties, Inc.COM151,200$7.00M0.1%−48,900−24.4%ReducedHistory
ROICRetail Opportunity Investments CorpCOM399,100$7.05M0.1%+399,100NewHistory
Jaws Juggernaut Acquisitn CoG50735128UNIT 06/17/2026702,741$7.07M0.1%+702,741New–
Tailwind Two Acquisition CorG86613109SHS CL A735,631$7.11M0.1%+735,631New–
AMTAmerican Tower CorpREIT26,765$7.23M0.1%+17,165+178.8%AddedHistory
Supernova Partn Acq Co III LG8T90F102SHS CL A745,951$7.26M0.1%+745,951New–
VICIVici Properties Inc.COM234,028$7.26M0.1%−17,372−6.9%ReducedHistory
FSNBFusion Acquisition Corp. IICOM CL A750,979$7.26M0.1%+750,979NewHistory
RMG Acquisition Corp IIIG76088106CL A SHS748,984$7.29M0.1%+748,984New–
CVIIChurchill Capital Corp VIICOM CL A749,804$7.30M0.1%+749,804NewHistory
JWSMFJaws Mustang Acquisition CorpSHS CL A749,972$7.32M0.1%+749,972NewHistory
NEENextera Energy IncStock100,000$7.33M0.1%+100,000NewHistory
Centricus Acquisition CorpG2072Q104CL A SHS741,404$7.34M0.1%+741,404New–
FVIVFortress Value Acquisition Corp. IVCOM CL A750,490$7.36M0.1%+750,490NewHistory
FVTFortress Value Acquisition Corp. IIICOM CL A749,972$7.37M0.1%00.0%UnchangedHistory
Lerer Hippeau Acquisition Corp.526749106CL A750,490$7.39M0.1%00.0%Unchanged–
Gores Holdings VII Inc38286T101COM CL A750,000$7.42M0.1%+750,000New–
SWBKSwitchback II CorpCOM CL A750,961$7.43M0.1%+250,979+50.2%AddedHistory
SPNVSpinnova PlcCOM CL A752,937$7.48M0.1%−150,587−16.7%ReducedHistory
PENNPENN Entertainment, Inc.COM100,000$7.65M0.1%+100,000NewHistory
Protalix BioTherapeutics, Inc.74365AAD3NOTE 7.500%11/1–$7.84M0.1%–––
TPG Pace Solutions Corp.G8656V104SHS CL A800,000$7.97M0.1%+800,000New–
URIUnited Rentals, Inc.COM25,000$7.97M0.1%+25,000NewHistory
New Frontier Health CorpG6461G106ORD SHS716,265$8.00M0.1%00.0%Unchanged–
Vector Acquisition CorpG9442R126COM CL A738,114$8.04M0.1%+86,372+13.3%Added–
Churchill Capital Corp V17144T107COM CL A799,180$8.05M0.1%+799,180New–
UHGUnited Homes Group, Inc.CL A830,128$8.06M0.1%+15,853+1.9%AddedHistory
TPG Pace Beneficial II CorpG89826104COMMON STOCK800,000$8.06M0.1%+800,000New–
PYPLPayPal Holdings, Inc.Stock28,000$8.16M0.1%+8,000+40.0%AddedHistory
AREAlexandria Real Estate Equities, Inc.COM45,100$8.21M0.1%+15,650+53.1%AddedHistory
SKILSkillsoft Corp.CL A833,638$8.21M0.1%+833,638NewHistory
BKNGBooking Holdings Inc.Stock3,800$8.31M0.1%+800+26.7%AddedHistory
IACCION Acquisition Corp 3 Ltd.SHS CL A850,196$8.34M0.1%+850,196NewHistory
PLDPrologis, Inc.REIT70,800$8.46M0.1%+26,530+59.9%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF250,000$8.49M0.1%+250,000New–
GTYHGTY Technology Holdings Inc.COM1,200,000$8.53M0.1%−460,000−27.7%ReducedHistory

Options (53)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of UBS Oconnor LLC in Q2 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$5.08M–
AALAmerican Airlines Group Inc.Stock$3.45M–
NRGNRG Energy, Inc.Stock–$3.17M
State Street Energy Select Sector SPDR ETF81369Y506ETF–$1.39M
RIGTransocean Ltd.REGISTERED SHS$1.15M–
TSLATesla, Inc.Stock$902.0K–
KSUKansas City SouthernCOM NEW–$858.0K
iShares Tr464288513IBOXX HI YD ETF$810.0K–
ETEnergy Transfer LPCOM UT LTD PTN–$595.0K
FFord Motor CoStock–$586.0K
NCLHNorwegian Cruise Line Holdings Ltd.SHS$461.0K–
FCXFreeport-McMoran IncStock–$429.0K
RCLRoyal Caribbean Cruises LtdCOM$372.0K–
State Street Utilities Select Sector SPDR ETF81369Y886ETF–$365.0K
WTIW&T Offshore IncCOM$314.0K–
HOGHarley-Davidson, Inc.COM$294.0K–
CPECallon Petroleum CoCOM$283.0K–
DISHDISH Network CORPCL A$258.0K–
LUMNLumen Technologies, Inc.Stock$248.0K–
OXYOccidental Petroleum CorpStock$194.0K–
iShares Tr4642874407-10 YR TRSY BD$192.0K–
SVCService Properties TrustCOM SH BEN INT$189.0K–
SPRSpirit AeroSystems Holdings, Inc.COM CL A$176.0K–
SIXSix Flags Entertainment CorpCOM$158.0K–
DALDelta Air Lines, Inc.COM NEW$132.0K–
XRXXerox Holdings CorpCOM NEW$132.0K–
MMacy's, Inc.COM$131.0K–
NGLNGL Energy Partners LPCOM UNIT REPST$126.0K–
NAVINavient CorpCOM$124.0K–
ADTADT Inc.COM$122.0K–
IQIInvesco Quality Municipal Income TrustCOM$111.0K–
CPRICapri Holdings LtdSHS$110.0K–
STWDStarwood Property Trust, Inc.COM$107.0K–
ENDPEndo International plcSHS$105.0K–
iShares Tr464287234MSCI EMG MKT ETF–$104.0K
SPDR Index Shs FDS78463X202ST STR EU 50 ETF–$101.0K
Safehold Inc.45031U101COM$101.0K–
TGITriumph Group IncCOM$85.0K–
RRCRange Resources CorpCOM$83.0K–
RYAMRayonier Advanced Materials Inc.COM$73.0K–
WTWisdomTree, Inc.COM$70.0K–
State Street Financial Select Sector SPDR ETF81369Y605ETF–$62.0K
TRNTrinity Industries IncCOM$42.0K–
AMCAMC Entertainment Holdings, Inc.CL A COM$39.0K–
MAXRMaxar Technologies Inc.COM$35.0K–
RDNRadian Group IncCOM$32.0K–
OMFOneMain Holdings, Inc.COM$32.0K–
LTHMLivent Corp.COM$30.0K–
MGPMGM Growth Properties LLCCL A COM$21.0K–
CLFCleveland-Cliffs Inc.COM$19.0K–
BLMNBloomin' Brands, Inc.COM$19.0K–
MATMattel IncCOM$16.0K–
CNXCNX Resources CorpCOM$8.00K–

Sold out since Q1 2021 (288)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 288 by value last quarter.

Positions of UBS Oconnor LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Varian Med Sys Inc92220P105COM2,690,687$475.0M6.9%–
Realpage Inc75606N109COM3,226,814$281.4M4.1%–
Grubhub Inc400110102COM3,486,188$209.2M3.0%–
GW Pharmaceuticals PLC36197T103ADS785,841$170.4M2.5%–
Corelogic Inc21871D103COM2,018,529$160.0M2.3%–
Perspecta Inc715347100COM3,507,976$101.9M1.5%–
Flir Sys Inc302445101COM1,550,000$87.5M1.3%–
Cantel Med Corp138098108COM700,000$55.9M0.8%–
Spirit Airls Inc848577AA0NOTE 4.750% 5/1–$46.1M0.7%–
Inphi Corp45772F107COM200,000$35.7M0.5%–
Glu Mobile Inc379890106COM2,091,178$26.1M0.4%–
FISVFiserv IncStock165,000$19.6M0.3%History
CNICanadian National Railway CoStock157,457$18.3M0.3%History
New Providence Acquisition64822P106COM CL A1,505,873$17.6M0.3%–
XPOXPO, Inc.COM120,000$14.8M0.2%History
CPAYCorpay, Inc.COM53,000$14.2M0.2%History
DENDenbury IncCOM295,360$14.1M0.2%History
Finserv Acquisition Corp. II31809Y202UNIT 02/17/20261,225,001$12.2M0.2%–
CICigna GroupStock50,000$12.1M0.2%History
Austerlitz Acquisition CorpG0633U119UNIT 99/99/99991,200,000$12.0M0.2%–
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/99991,200,783$11.9M0.2%–
CARRCarrier Global CorpStock265,455$11.2M0.2%History
BSYBentley Systems IncCOM CL B235,000$11.0M0.2%History
UNPUnion Pacific CorpStock50,000$11.0M0.2%History
NRG Energy, Inc.629377CG5DBCV 2.750% 6/09,000,000$10.5M0.2%–
Churchill Capital Corp V17144T206UNIT 99/99/9999999,963$10.2M0.1%–
Gores Metropoulos II Inc382873206UNIT 01/31/2028999,963$10.1M0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/20261,000,000$10.1M0.1%–
RMG Acquisition Corp IIIG76088114UNIT 02/08/2026999,963$9.95M0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/20281,000,000$9.93M0.1%–
CTXSCitrix Systems IncCOM68,000$9.54M0.1%History
Bespoke Cap Acquisition Corp086344108CL A REST VTG900,000$8.96M0.1%–
Artius Acquisition Inc04316G105COM CL A853,328$8.62M0.1%–
GWWW.W. Grainger, Inc.Stock20,000$8.02M0.1%History
Churchill Capital Corp VII17144M201UNIT 99/99/9999800,000$7.98M0.1%–
Compute Health Acquisitin Co204833206UNIT 99/99/9999749,972$7.57M0.1%–
Gores Holdings VII Inc38286T200UNIT 02/12/2028750,000$7.47M0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/9999750,000$7.46M0.1%–
PPGPPG Industries IncStock49,547$7.45M0.1%History
Fortress Value Acquisi Corp34964K207UNIT 03/31/2028750,490$7.43M0.1%–
Thunder Bridge Cap Prtnrs II88605T209UNIT 02/15/2028749,972$7.42M0.1%–
GDRXGoodRx Holdings, Inc.COM CL A190,000$7.41M0.1%History
EXEExpand Energy CorpCOM169,513$7.36M0.1%History
Dmy Technology Group Inc IV23344K201UNIT 99/99/9999700,457$7.03M0.1%–
Supernova Partners AcquistnG8T86C113UNIT 99/99/9999700,457$7.03M0.1%–
Longview Acquisition Corp. II54319Q204UNIT 99/99/9999700,000$7.03M0.1%–
Supernova Partn Acq Co III LG8T90F110UNIT 99/99/9999700,000$7.00M0.1%–
Joff Fintech Acquisition Cor46592C209UNIT 02/03/2026699,974$6.96M0.1%–
Mason Industrial Technolgy I57520Y205UNIT 99/99/9999699,974$6.96M0.1%–
RSGRepublic Services, Inc.COM65,840$6.54M0.1%History
RAMPLiveRamp Holdings, Inc.COM125,000$6.49M0.1%History
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028650,000$6.44M0.1%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026650,196$6.44M0.1%–
XPEVXpeng Inc.ADS168,553$6.15M0.1%History
Power & Digital Infra Acq Co739190205UNIT 99/99/9999599,978$6.07M0.1%–
TPGYTPG Pace Beneficial Finance Corp.CL A COM307,712$6.03M0.1%History
Ecp Environmental GW Opt Cor26829T209UNIT 03/01/2026599,978$6.02M0.1%–
Stratim Cloud Acquisition Corp.86309R206UNIT 03/05/2026600,392$6.00M0.1%–
Anzu Special Acquisitin Corp03737A200UNIT 01/27/2026600,392$5.99M0.1%–
Sustainable Develp Acqu I Co86934L202UNIT 02/04/2026599,978$5.96M0.1%–
Hudson Executive Inves III44376L206UNIT 02/22/2026600,000$5.95M0.1%–
DSEYDiversey Holdings, Ltd.ORD SHS400,000$5.88M0.1%History
Spartan Acquisition Corp. III84677R205UNIT 99/99/9999586,438$5.88M0.1%–
Leo Holdings III CorpG5463T116UNIT 99/99/9999600,000$5.88M0.1%–
DVNDevon Energy CorpStock261,761$5.72M0.1%History
Acorda Therapeutics, Inc.00484MAA4NOTE 1.750% 6/1–$5.52M0.1%–
IPInternational Paper CoCOM100,000$5.41M0.1%History
SVF Investment Corp.G8601L110UNIT 12/20/2025499,982$5.28M0.1%–
Kensington Capital Acquisiti49006L203UNIT 99/99/9999500,000$5.13M0.1%–
Altimar Acquisition Corp IIG03709113UNIT 99/99/9999499,656$5.10M0.1%–
Gores Technology Partners IN382870202UNIT 03/16/2028501,958$5.04M0.1%–
Churchill Capital Corp VI17143W200UNIT 99/99/9999500,000$5.03M0.1%–
Reinvent Technology PartnersG7484L114UNIT 03/12/2026500,326$5.02M0.1%–
Austerlitz Acquisition CorpG0633D117UNIT 99/99/9999500,000$5.02M0.1%–
CF Acquisition Corp. IV12520T201UNIT 12/31/2027499,982$5.01M0.1%–
KKR Acquisition Holding I Co48253T208UNIT 99/99/9999500,326$5.01M0.1%–
Tech and Energy Transition87823R201UNIT 03/31/2028500,326$5.00M0.1%–
Independence Holdings CorpG4761A119UNIT 03/02/2026500,326$5.00M0.1%–
Gores Hldgs VIII Inc382863207UNIT 02/01/2028500,000$5.00M0.1%–
OPAL Fuels Inc.G0R21B120UNIT 03/16/2028500,000$5.00M0.1%–
Lazard Growth Acquisition CoG54035129UNIT 99/99/9999499,982$5.00M0.1%–
DHC Acquisition CorpG2758T125UNIT 02/25/2026500,326$5.00M0.1%–
FTAC Hera Acquisition Corp.G3728Y129UNIT 02/28/2026500,326$5.00M0.1%–
Gores Technology Partners II38287L206UNIT 03/16/2028500,326$4.99M0.1%–
Ross Acquisition Corp IIG7641C122UNIT 99/99/9999500,653$4.99M0.1%–
Accelerate Acquisition Corp.00439D201UNIT 99/99/9999501,958$4.98M0.1%–
Isos Acquisition CorporationG4962C120UNIT 99/99/9999500,326$4.98M0.1%–
Decarbonization Plus Acqu II24279D204UNIT 03/19/2026500,000$4.98M0.1%–
Centricus Acquisition CorpG2072Q112UNIT 02/08/2028499,982$4.97M0.1%–
Esm Acquisition CorporationG3195H120UNIT 99/99/9999500,326$4.97M0.1%–
Silver Spike Acquisitn CorpG8201H121UNIT 02/26/2026500,326$4.97M0.1%–
Foresight Acquisition Corp34552Y205UNIT 01/29/2026499,982$4.97M0.1%–
Priveterra Acquisition Corp74275N201UNIT 99/99/9999499,982$4.97M0.1%–
Crown PropTech AcquisitionsG25741128UNIT 99/99/9999499,982$4.97M0.1%–
Fusion Acquisition Corp. II36118N201UNIT 02/29/2028500,000$4.96M0.1%–
Agile Growth Corp.G01202129UNIT 03/09/2026500,326$4.96M0.1%–
DHB Capital Corp23291W208UNIT 03/31/2028500,326$4.95M0.1%–
Gaming & Hospitality Acqu Co364681205UNIT 02/04/2028499,982$4.95M0.1%–
Landcadia Holdings IV, Inc.51477A203UNIT 05/01/2025500,000$4.95M0.1%–
Pathfinder Acquisition CorpG04119114UNIT 02/17/2026500,000$4.95M0.1%–