UBS Oconnor LLC
- SEC CIK
- 0001132716
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 16, 2022. Long positions only.
- Positions
- 781
- No 13F data for Q4 2020
- Portfolio value
- $6.93B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| RBLXRoblox Corp | Stock | 10,000 | $648.0K | <0.1% | – | – | History |
| Natural Order Acquisition Corp.63889L115 | *W EXP 09/15/202 | 824,970 | $648.0K | <0.1% | – | – | – |
| Spartan Acquisition Corp II846775112 | *W EXP 11/28/202 | 374,987 | $669.0K | <0.1% | – | – | – |
| OneG7000X121 | *W EXP 08/17/202 | 249,991 | $671.0K | <0.1% | – | – | – |
| Pershing Square Tontine Hldg71531R117 | *W EXP 07/24/202 | 83,328 | $675.0K | <0.1% | – | – | – |
| Tortoise Acquisition Corp IIG89554128 | *W EXP 06/14/202 | 199,993 | $677.0K | <0.1% | – | – | – |
| Citic Capital Acquisition CoG21513117 | *W EXP 01/17/202 | 602,262 | $690.0K | <0.1% | – | – | – |
| Supernova Partners Acquisiti86846V116 | *W EXP 10/16/202 | 366,653 | $693.0K | <0.1% | – | – | – |
| Gores Hldgs V Inc382864114 | *W EXP 08/05/202 | 449,983 | $700.0K | <0.1% | – | – | – |
| VERVEREIT, Inc. | COM | 18,900 | $730.0K | <0.1% | – | – | History |
| Vesper Healthcare Acqstn Cor92538T112 | *W EXP 09/30/202 | 351,370 | $738.0K | <0.1% | – | – | – |
| Nextgen Acquisition CorpG65305123 | *W EXP 10/06/202 | 401,566 | $749.0K | <0.1% | – | – | – |
| Vector Acquisition CorpG9442R118 | *W EXP 09/30/202 | 266,656 | $767.0K | <0.1% | – | – | – |
| Vy Global GrowthG9444H118 | *W EXP 01/30/203 | 399,985 | $784.0K | <0.1% | – | – | – |
| Navsight Hldgs Inc639358118 | *W EXP 01/01/203 | 498,483 | $793.0K | <0.1% | – | – | – |
| PBCTPeople's United Financial, Inc. | COM | 45,264 | $810.0K | <0.1% | – | – | History |
| ESSEssex Property Trust, Inc. | COM | 3,000 | $816.0K | <0.1% | – | – | History |
| American Acquisition Oppt IN02369M201 | UNIT 05/28/2026 | 85,132 | $851.0K | <0.1% | – | – | – |
| HPPHudson Pacific Properties, Inc. | COM | 31,900 | $865.0K | <0.1% | – | – | History |
| Reinvent Technology PartnersG7483N103 | *W EXP 09/16/202 | 437,484 | $873.0K | <0.1% | – | – | – |
| CHHChoice Hotels International Inc | COM | 8,300 | $891.0K | <0.1% | – | – | History |
| CalAmp Corp.128126AD1 | CONVERTIBLE BOND | – | $907.0K | <0.1% | – | – | – |
| Benefitfocus, Inc.08180DAB2 | NOTE 1.250%12/1 | – | $920.0K | <0.1% | – | – | – |
| LGL Sys Acquisition Corp50201G114 | *W EXP 11/12/202 | 744,604 | $934.0K | <0.1% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $941.0K | <0.1% | – | – | – |
| iShares Global Clean Energy ETF464288224 | ETF | 40,000 | $972.0K | <0.1% | – | – | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $978.0K | <0.1% | – | – | – |
| CHP Merger Corp.12558Y114 | *W EXP 11/22/202 | 1,258,066 | $981.0K | <0.1% | – | – | – |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $986.0K | <0.1% | – | – | – |
| XMQualtrics International Inc. | COM CL A | 30,000 | $987.0K | <0.1% | – | – | History |
| UEUrban Edge Properties | COM | 59,782 | $988.0K | <0.1% | – | – | History |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 100,392 | $992.0K | <0.1% | – | – | – |
| Catcha Investment CorpG1962Y128 | UNIT 99/99/9999 | 100,000 | $995.0K | <0.1% | – | – | – |
| Golden Arrow Merger Corp380799205 | UNIT 07/31/2026 | 100,392 | $999.0K | <0.1% | – | – | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 100,392 | $999.0K | <0.1% | – | – | – |
| Khosla Ventures Acqut Co III482506102 | COM CL A | 100,392 | $1.00M | <0.1% | – | – | – |
| Liberty Media Acquisition Corp53073L104 | COM SR A | 99,996 | $1.00M | <0.1% | – | – | – |
| Khosla Ventures Acqustn Co I482505104 | COM CL A | 100,392 | $1.01M | <0.1% | – | – | – |
| OPFIOppFi Inc. | COM | 99,610 | $1.01M | <0.1% | – | – | History |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $1.02M | <0.1% | – | – | – |
| REGIRenewable Energy Group, Inc. | COM NEW | 15,658 | $1.03M | <0.1% | – | – | History |
| Retrophin Inc761299AB2 | NOTE 2.500% 9/1 | – | $1.03M | <0.1% | – | – | – |
| Atotech LtdG0625A105 | COM | 52,376 | $1.06M | <0.1% | – | – | – |
| Ftac Olympus Acquisition CorG37288100 | CL A SHS | 100,392 | $1.06M | <0.1% | – | – | – |
| AGNCAGNC Investment Corp. | REIT | 63,600 | $1.07M | <0.1% | – | – | History |
| SGFYSignify Health, Inc. | CL A COM | 37,000 | $1.08M | <0.1% | – | – | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $1.09M | <0.1% | – | – | – |
| NNNNNN REIT, Inc. | REIT | 25,000 | $1.10M | <0.1% | – | – | History |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $1.12M | <0.1% | – | – | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $1.13M | <0.1% | – | – | – |
| BTRSBTRS Holdings Inc. | COM CL 1 | 80,000 | $1.16M | <0.1% | – | – | History |
| COLDAmericold Realty Trust | COM | 30,500 | $1.17M | <0.1% | – | – | History |
| TRNOTerreno Realty Corp | COM | 20,500 | $1.18M | <0.1% | – | – | History |
| Artius Acquisition Inc04316G113 | *W EXP 07/13/202 | 687,367 | $1.19M | <0.1% | – | – | – |
| Archimedes Tech Spac Partnr039562202 | UNIT 03/10/2026 | 125,082 | $1.24M | <0.1% | – | – | – |
| Newhold Investment Corp651448110 | *W EXP 03/10/202 | 752,937 | $1.25M | <0.1% | – | – | – |
| Star Peak Corp II855179107 | COM CL A | 128,850 | $1.30M | <0.1% | – | – | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | 50,000 | $1.33M | <0.1% | – | – | History |
| PGREParamount Group, Inc. | COM | 133,000 | $1.35M | <0.1% | – | – | History |
| FTCVFintech Acquisition Corp V | COM CL A | 125,587 | $1.41M | <0.1% | – | – | History |
| FRFirst Industrial Realty Trust Inc | COM | 30,900 | $1.42M | <0.1% | – | – | History |
| Consonance HFW Acquisition CG2445M103 | SHS CL A | 149,896 | $1.44M | <0.1% | – | – | – |
| Broadstone Acquisition CorpG1739V100 | SHS CL A | 149,599 | $1.47M | <0.1% | – | – | – |
| ZFOXZeroFox Holdings, Inc. | SHS CL A | 149,797 | $1.48M | <0.1% | – | – | History |
| CRCCalifornia Resources Corp | COM STOCK | 61,674 | $1.48M | <0.1% | – | – | History |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 150,587 | $1.49M | <0.1% | – | – | – |
| Northern Star Invest Corp IV66575B200 | UNIT 02/25/2028 | 150,098 | $1.49M | <0.1% | – | – | – |
| Roman DBDR Tech Acquisition77584N101 | COM CL A | 149,995 | $1.49M | <0.1% | – | – | – |
| Mission Advancement Corp60501L200 | UNIT 99/99/9999 | 150,098 | $1.49M | <0.1% | – | – | – |
| Northern Star Invest Corp II66574L209 | UNIT 02/25/2028 | 150,098 | $1.49M | <0.1% | – | – | – |
| G&P Acquisition Corp36146G202 | UNIT 02/28/2028 | 150,587 | $1.49M | <0.1% | – | – | – |
| Glenfarne Merger Corp378579205 | UNIT 03/17/2026 | 150,587 | $1.49M | <0.1% | – | – | – |
| SunPower Inc.G3663X102 | UNIT 99/99/9999 | 150,000 | $1.50M | <0.1% | – | – | – |
| New Vista Acquisition CorpG6529L113 | UNIT 02/01/2026 | 150,000 | $1.50M | <0.1% | – | – | – |
| SMRTSmartRent, Inc. | COM CL A | 149,994 | $1.50M | <0.1% | – | – | History |
| NSTBNorthern Star Investment Corp. II | COM CLASS A | 150,587 | $1.51M | <0.1% | – | – | History |
| Tribe Capital Growth Corp I89601Y200 | UNIT 02/24/2026 | 150,098 | $1.51M | <0.1% | – | – | – |
| Foley Trasimene Acquistn Cor34431F112 | *W EXP 05/26/202 | 950,754 | $1.52M | <0.1% | – | – | – |
| LDH Growth Corp IG54094118 | UNIT 03/17/2026 | 150,000 | $1.52M | <0.1% | – | – | – |
| SNOWSnowflake Inc. | Stock | 6,630 | $1.52M | <0.1% | – | – | History |
| MSD Acquisition Corp.G5709C117 | UNIT 03/25/2026 | 150,587 | $1.53M | <0.1% | – | – | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 8,400 | $1.53M | <0.1% | – | – | History |
| OHIOmega Healthcare Investors Inc | COM | 42,000 | $1.54M | <0.1% | – | – | History |
| ZMZoom Communications, Inc. | Stock | 4,800 | $1.54M | <0.1% | – | – | History |
| Arrival GroupL0423Q108 | SHS | 96,324 | $1.55M | <0.1% | – | – | – |
| BILLBILL Holdings, Inc. | Stock | 10,725 | $1.56M | <0.1% | – | – | History |
| BDNBrandywine Realty Trust | SH BEN INT NEW | 124,486 | $1.61M | <0.1% | – | – | History |
| Cohn Robbins Holdings CorpG23726113 | *W EXP 08/28/202 | 1,333,283 | $1.62M | <0.1% | – | – | – |
| Kadem Sustainable Impact Cor48284E204 | UNIT 03/17/2026 | 166,248 | $1.65M | <0.1% | – | – | – |
| Ribbit Leap LtdG7552B105 | SHS CL A | 149,994 | $1.65M | <0.1% | – | – | – |
| Decarbonization Plus Acqu II242794204 | UNIT 01/19/2026 | 164,994 | $1.66M | <0.1% | – | – | – |
| HumanCo Acquisition Corp.44487N109 | COM CL A | 168,930 | $1.68M | <0.1% | – | – | – |
| REXRRexford Industrial Realty, Inc. | COM | 33,600 | $1.69M | <0.1% | – | – | History |
| GS Acquisition Hldgs Corp II36258Q113 | *W EXP 06/30/202 | 770,244 | $1.71M | <0.1% | – | – | – |
| PHICPopulation Health Investment Co., Inc. | SHS CL A | 176,472 | $1.74M | <0.1% | – | – | History |
| Pivotal Investment Corp III72582M205 | UNIT 01/28/2028 | 174,994 | $1.75M | <0.1% | – | – | – |
| SBRASabra Health Care REIT, Inc. | REIT | 101,200 | $1.76M | <0.1% | – | – | History |
| LTCLTC Properties Inc | REIT | 43,000 | $1.79M | <0.1% | – | – | History |
| NOVASunnova Energy International Inc. | COM | 44,248 | $1.81M | <0.1% | – | – | History |
| AALAmerican Airlines Group Inc. | Stock | 80,580 | $1.93M | <0.1% | – | – | History |
Options (22)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AALAmerican Airlines Group Inc. | Stock | $3.83M | – |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.23M | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $1.13M | $83.0K |
| DDominion Energy, Inc | Stock | – | $1.21M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | – | $876.0K |
| RIGTransocean Ltd. | REGISTERED SHS | $833.0K | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | – | $678.0K |
| ETF Ser Solutions26922B204 | DEFIANCE NXT GN | $630.0K | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $524.0K | – |
| LTHMLivent Corp. | COM | $502.0K | – |
| FFord Motor Co | Stock | – | $265.0K |
| HOGHarley-Davidson, Inc. | COM | $166.0K | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $132.0K | – |
| WTWisdomTree, Inc. | COM | $115.0K | – |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $112.0K | – |
| BLMNBloomin' Brands, Inc. | COM | $64.0K | – |
| OXYOccidental Petroleum Corp | Stock | $57.0K | – |
| CLFCleveland-Cliffs Inc. | COM | $44.0K | – |
| MATMattel Inc | COM | $30.0K | – |
| CNXCNX Resources Corp | COM | $24.0K | – |
| iShares Russell 2000 ETF464287655 | ETF | $5.00K | – |
| TSLATesla, Inc. | Stock | $1.00K | – |