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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,340
−7 vs. Q2 2023
Portfolio value
$84.4B
−$3.57B (−4.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of First Trust Advisors LP in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ADEAAdeia Inc.COM130,284$1.39M<0.1%+2,790+2.2%AddedHistory
HDSNHudson Technologies IncCOM104,689$1.39M<0.1%+126+0.1%AddedHistory
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF37,789$1.40M<0.1%−20.0%Reduced–
RICKRci Hospitality Holdings, Inc.COM23,250$1.41M<0.1%−20−0.1%ReducedHistory
CHWYChewy, Inc.CL A77,352$1.41M<0.1%−203,509−72.5%ReducedHistory
SUPNSupernus Pharmaceuticals, Inc.COM51,243$1.41M<0.1%+16,372+47.0%AddedHistory
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM120,221$1.42M<0.1%+39,664+49.2%AddedHistory
OMCLOmnicell, Inc.COM31,534$1.42M<0.1%+10,732+51.6%AddedHistory
LYGLloyds Banking Group plcSPONSORED ADR671,695$1.43M<0.1%+49,113+7.9%AddedHistory
STELStellar Bancorp, Inc.COM67,216$1.43M<0.1%+16,405+32.3%AddedHistory
AUAngloGold Ashanti PLCCOM SHS89,263$1.43M<0.1%+89,263NewHistory
CCBCoastal Financial CorpCOM NEW33,456$1.44M<0.1%−1,063−3.1%ReducedHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF19,890$1.44M<0.1%−3,513−15.0%Reduced–
TITNTitan Machinery Inc.COM54,120$1.44M<0.1%−191−0.4%ReducedHistory
MGRCMcGrath RentcorpCOM14,391$1.44M<0.1%−6,627−31.5%ReducedHistory
VREVeris Residential, Inc.COM87,464$1.44M<0.1%+2,585+3.0%AddedHistory
JOEST JOE CoCOM26,603$1.45M<0.1%+18,258+218.8%AddedHistory
PRFTPerficient IncCOM25,162$1.46M<0.1%+8,060+47.1%AddedHistory
TYTRI-CONTINENTAL CorpCOM54,891$1.46M<0.1%−648−1.2%ReducedHistory
LAURLaureate Education, Inc.COMMON STOCK103,621$1.46M<0.1%+910+0.9%AddedHistory
AKRAcadia Realty TrustCOM SH BEN INT101,837$1.46M<0.1%+1,014+1.0%AddedHistory
OSGOctave Specialty Group IncCOM NEW121,538$1.47M<0.1%+121,538NewHistory
PRSUPursuit Attractions & Hospitality, Inc.COM56,012$1.47M<0.1%+56,012NewHistory
Vanguard Energy ETF92204A306ETF11,649$1.48M<0.1%+252+2.2%Added–
ZEUSOlympic Steel IncCOM26,283$1.48M<0.1%+602+2.3%AddedHistory
PRTAProthena Corp Public Ltd CoSHS30,709$1.48M<0.1%+30,709NewHistory
BRYBerry Corp (bry)COM181,431$1.49M<0.1%+181,431NewHistory
UTZUtz Brands, Inc.COM CL A110,908$1.49M<0.1%−36,470−24.7%ReducedHistory
MARAMARA Holdings, Inc.COM175,585$1.49M<0.1%−40,973−18.9%ReducedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH10,195$1.49M<0.1%−2,524−19.8%Reduced–
GEVOGevo, Inc.COM PAR1,257,267$1.50M<0.1%+1,257,267NewHistory
DSLDoubleLine Income Solutions FundCOM128,017$1.50M<0.1%−4,354−3.3%ReducedHistory
BELFBBel Fuse IncCL B31,512$1.50M<0.1%+2,994+10.5%AddedHistory
NUSNu Skin Enterprises, Inc.CL A71,044$1.51M<0.1%+17,696+33.2%AddedHistory
PIPRPiper Sandler CompaniesCOM10,413$1.51M<0.1%+1,000+10.6%AddedHistory
WRKWestRock CoCOM42,268$1.51M<0.1%−834,139−95.2%ReducedHistory
SBHSally Beauty Holdings, Inc.COM180,631$1.51M<0.1%+86,997+92.9%AddedHistory
ECPGEncore Capital Group IncCOM31,713$1.51M<0.1%−41,403−56.6%ReducedHistory
iShares Tr46429B366CMBS ETF33,733$1.52M<0.1%+1,235+3.8%Added–
PLXSPlexus CorpCOM16,363$1.52M<0.1%+2,741+20.1%AddedHistory
RIOTRiot Platforms, Inc.COM163,083$1.52M<0.1%−45,240−21.7%ReducedHistory
BEKEKE Holdings Inc.SPONSORED ADS98,174$1.52M<0.1%+85,265+660.5%AddedHistory
EOSEEos Energy Enterprises, Inc.COM CL A709,624$1.53M<0.1%+39,155+5.8%AddedHistory
SAGESage Therapeutics, Inc.COM74,485$1.53M<0.1%+36,643+96.8%AddedHistory
MFAMfa Financial, Inc.COM159,564$1.53M<0.1%−116,150−42.1%ReducedHistory
GWREGuidewire Software, Inc.COM17,168$1.55M<0.1%−11,920−41.0%ReducedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF26,712$1.55M<0.1%−64−0.2%Reduced–
GWHESS Tech, Inc.CL SHS823,996$1.55M<0.1%−42,382−4.9%ReducedHistory
UVSPUnivest Financial CorpCOM89,145$1.55M<0.1%+77,396+658.7%AddedHistory
PRVAPrivia Health Group, Inc.COM67,445$1.55M<0.1%−18,427−21.5%ReducedHistory
CCEPCoca-Cola Europacific Partners plcSHS24,861$1.55M<0.1%+7,369+42.1%AddedHistory
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN76,923$1.56M<0.1%−9,636−11.1%Reduced–
HTBKHeritage Commerce CorpCOM184,791$1.57M<0.1%−3,227−1.7%ReducedHistory
EVHEvolent Health, Inc.CL A57,794$1.57M<0.1%−179−0.3%ReducedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD128,804$1.57M<0.1%−48,236−27.2%ReducedHistory
GAMGeneral American Investors Co IncCOM38,301$1.58M<0.1%−3,012−7.3%ReducedHistory
PAYOPayoneer Global Inc.COM258,202$1.58M<0.1%−247,386−48.9%ReducedHistory
EPMEvolution Petroleum CorpCOM231,180$1.58M<0.1%+149,975+184.7%AddedHistory
UTFCohen & Steers Infrastructure Fund IncCOM80,884$1.58M<0.1%+2,762+3.5%AddedHistory
HAYNHaynes International IncCOM NEW34,156$1.59M<0.1%+80.0%AddedHistory
JPCNuveen Preferred & Income Opportunities FundCOM251,317$1.59M<0.1%−232−0.1%ReducedHistory
PSNYPolestar Automotive Holding UK PLCADS A602,806$1.59M<0.1%−14,495−2.3%ReducedHistory
KFRCKforce IncCOM26,784$1.60M<0.1%−63−0.2%ReducedHistory
WABCWestamerica BancorporationCOM36,981$1.60M<0.1%+5,299+16.7%AddedHistory
SPDR Series Trust78464A151SST SPDR BLOOMBE59,030$1.60M<0.1%+1,372+2.4%Added–
Ssga Active ETF Tr78467V608ST STR BL LN ETF38,218$1.60M<0.1%+38,218New–
PSMTPricesmart IncCOM21,589$1.61M<0.1%−137−0.6%ReducedHistory
EQCEQC Liquidating TrustCOM SH BEN INT87,702$1.61M<0.1%−8,212−8.6%ReducedHistory
CTSCTS CorpCOM38,683$1.61M<0.1%−39,719−50.7%ReducedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF23,909$1.62M<0.1%+23,909New–
FIGSFIGS, Inc.CL A275,074$1.62M<0.1%+197,070+252.6%AddedHistory
CLWClearwater Paper CorpCOM44,836$1.63M<0.1%+44,836NewHistory
PRCTPROCEPT BioRobotics CorpCOM49,537$1.63M<0.1%+49,537NewHistory
BBSIBarrett Business Services IncCOM18,055$1.63M<0.1%−201−1.1%ReducedHistory
BSTBlackRock Science & Technology TrustSHS52,048$1.63M<0.1%+1,495+3.0%AddedHistory
CALXCalix, IncCOM35,677$1.64M<0.1%+26,804+302.1%AddedHistory
BWINBaldwin Insurance Group, Inc.COM CL A70,668$1.64M<0.1%−3,220−4.4%ReducedHistory
GNKGenco Shipping & Trading LtdSHS117,468$1.64M<0.1%+2,207+1.9%AddedHistory
LGIHLGI Homes, Inc.COM16,538$1.65M<0.1%−13,284−44.5%ReducedHistory
PRMPerimeter Solutions, Inc.COMMON STOCK362,731$1.65M<0.1%+93,643+34.8%AddedHistory
REXRex American Resources CorpCOM40,588$1.65M<0.1%+40,588NewHistory
TTECTTEC Holdings, Inc.COM63,084$1.65M<0.1%+21,759+52.7%AddedHistory
PCVXVaxcyte, Inc.COM32,713$1.67M<0.1%−2,691−7.6%ReducedHistory
GBDCGolub Capital BDC, Inc.COM113,968$1.67M<0.1%−32,380−22.1%ReducedHistory
COHUCohu IncCOM48,616$1.67M<0.1%−2,336−4.6%ReducedHistory
OSBCOld Second Bancorp IncCOM123,150$1.68M<0.1%−173−0.1%ReducedHistory
KLICKulicke & Soffa Industries IncCOM34,546$1.68M<0.1%+12,197+54.6%AddedHistory
MSGSMadison Square Garden Sports Corp.CL A9,538$1.68M<0.1%−90,330−90.4%ReducedHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN153,210$1.68M<0.1%−4,204−2.7%ReducedHistory
CETCentral Securities CorpCOM47,578$1.69M<0.1%−93−0.2%ReducedHistory
AINAlbany International CorpCL A19,570$1.69M<0.1%+6,069+45.0%AddedHistory
DCODucommun IncCOM38,820$1.69M<0.1%+38,820NewHistory
GILGildan Activewear Inc.Stock60,239$1.69M<0.1%+2,092+3.6%AddedHistory
SPDR Series Trust78468R200ST STR RATE ETF55,514$1.71M<0.1%+3,027+5.8%Added–
ACHAccendra Health IncStock105,952$1.71M<0.1%−77,289−42.2%ReducedHistory
PACBPacific Biosciences of California, Inc.COM206,271$1.72M<0.1%+1,492+0.7%AddedHistory
RYTMRhythm Pharmaceuticals, Inc.COM75,315$1.73M<0.1%+31,150+70.5%AddedHistory
CARGCarGurus, Inc.COM CL A98,578$1.73M<0.1%−43,682−30.7%ReducedHistory
NIONIO Inc.ADR191,287$1.73M<0.1%−26,203−12.0%ReducedHistory
ALTRAltair Engineering Inc.COM CL A27,647$1.73M<0.1%−10,900−28.3%ReducedHistory

Sold out since Q2 2023 (210)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 210 by value last quarter.

Positions of First Trust Advisors LP sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG25,521,540$669.2M0.8%–
PDCEPDC Energy, Inc.COM635,832$45.2M0.1%History
SYNHSyneos Health, Inc.CL A1,051,275$44.3M0.1%History
ICUIIcu Medical IncCOM158,835$28.3M<0.1%History
CERTCertara, Inc.COM1,490,814$27.1M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A213,684$23.2M<0.1%History
CPACopa Holdings, S.A.CL A198,933$22.0M<0.1%History
HWKNHawkins IncCOM405,879$19.4M<0.1%History
UNVRUnivar Solutions Inc.COM491,678$17.6M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS169,004$17.4M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM530,793$17.4M<0.1%–
BURLBurlington Stores, Inc.COM94,520$14.9M<0.1%History
CWHCamping World Holdings, Inc.CL A481,970$14.5M<0.1%History
BKIBlack Knight, Inc.COM191,760$11.5M<0.1%History
WDCWestern Digital CorpCOM296,273$11.2M<0.1%History
PGRProgressive CorpStock84,262$11.2M<0.1%History
MKTXMarketaxess Holdings IncCOM36,123$9.44M<0.1%History
IPGPIpg Photonics CorpCOM68,704$9.33M<0.1%History
PLNTPlanet Fitness, Inc.CL A125,162$8.44M<0.1%History
ERICEricsson LM Telephone CoADR B SEK 101,470,438$8.01M<0.1%History
BALLBALL CorpCOM132,906$7.74M<0.1%History
AYXAlteryx, Inc.COM CL A165,110$7.50M<0.1%History
COOCooper Companies, Inc.COM NEW19,525$7.49M<0.1%History
TWTradeweb Markets Inc.Stock102,158$7.00M<0.1%History
KYNBKyntra Bio, Inc.COM2,518,420$6.80M<0.1%History
TRTNTriton International LtdCL A62,919$5.24M<0.1%History
LSILife Storage, Inc.COM37,275$4.96M<0.1%History
TCOMTrip.com Group LtdADS127,658$4.47M<0.1%History
AGXArgan IncStock99,670$3.93M<0.1%History
YETIYETI Holdings, Inc.COM88,373$3.43M<0.1%History
VIRVir Biotechnology, Inc.COM132,962$3.26M<0.1%History
RETAReata Pharmaceuticals IncCL A29,611$3.02M<0.1%History
iShares Tr46434V514MSCI CHINA A97,013$2.83M<0.1%–
JBSSSanfilippo John B & Son IncCOM24,106$2.83M<0.1%History
HHCHoward Hughes CorpCOM34,958$2.76M<0.1%History
NWLINational Western Life Group, Inc.CL A6,451$2.68M<0.1%History
NEXNextier Oilfield Solutions Inc.COM297,351$2.66M<0.1%History
VERIVeritone, Inc.COM649,489$2.55M<0.1%History
IRWDIronwood Pharmaceuticals IncCOM CL A228,999$2.44M<0.1%History
THRThermon Group Holdings, Inc.COM89,867$2.39M<0.1%History
YUMCYum China Holdings, Inc.COM41,937$2.37M<0.1%History
BZHBeazer Homes USA IncCOM NEW79,036$2.24M<0.1%History
LPGDorian LPG Ltd.SHS USD86,304$2.21M<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS277,911$2.16M<0.1%History
FVRRFiverr International Ltd.ORD SHS81,601$2.12M<0.1%History
PUBMPubMatic, Inc.COM CL A115,783$2.12M<0.1%History
PDPagerDuty, Inc.COM90,782$2.04M<0.1%History
COLLCollegium Pharmaceutical, IncCOM92,793$1.99M<0.1%History
Vanguard Real Estate ETF922908553ETF23,809$1.99M<0.1%–
CHUYChuy's Holdings, Inc.COM48,605$1.98M<0.1%History
INFNInfinera CorpCOM409,162$1.98M<0.1%History
PTONPeloton Interactive, Inc.CL A COM246,611$1.90M<0.1%History
CCNECNB Financial CorpCOM106,063$1.87M<0.1%History
WWWWolverine World Wide IncCOM126,863$1.86M<0.1%History
DXDynex Capital IncCOM145,149$1.83M<0.1%History
GOLDGold.com, Inc.COM48,079$1.80M<0.1%History
MTWManitowoc Co IncCOM NEW94,263$1.77M<0.1%History
CHSChico's Fas, Inc.COM331,095$1.77M<0.1%History
UBAUrstadt Biddle Properties IncCL A81,126$1.72M<0.1%History
SCIService Corp InternationalCOM25,968$1.68M<0.1%History
TRSTTrustco Bank Corp N YCOM NEW58,625$1.68M<0.1%History
GFLGFL Environmental Inc.SUB VTG SHS42,762$1.66M<0.1%History
IIINInsteel Industries IncCOM52,803$1.64M<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF38,832$1.62M<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF76,260$1.61M<0.1%–
PTRAQProterra IncCOM1,276,789$1.53M<0.1%History
AVIDAvid Technology, Inc.COM58,815$1.50M<0.1%History
CASSCass Information Systems IncCOM38,220$1.48M<0.1%History
TBITrueBlue, Inc.COM83,212$1.47M<0.1%History
HSIIHeidrick & Struggles International IncCOM54,093$1.43M<0.1%History
EBFEnnis, Inc.COM69,345$1.41M<0.1%History
DFHDream Finders Homes, Inc.COM CL A57,369$1.41M<0.1%History
OROR Royalties Inc.COM90,401$1.39M<0.1%History
RUSHBRush Enterprises IncCL B20,145$1.37M<0.1%History
PGCPeapack Gladstone Financial CorpCOM50,204$1.36M<0.1%History
MSBIMidland States Bancorp, Inc.COM67,885$1.35M<0.1%History
DICEDICE Therapeutics, Inc.COM28,677$1.33M<0.1%History
ACCOAcco Brands CorpCOM254,593$1.33M<0.1%History
PLRXPliant Therapeutics, Inc.COM70,709$1.28M<0.1%History
RYNRayonier IncCOM40,330$1.27M<0.1%History
RIGTransocean Ltd.REGISTERED SHS177,955$1.25M<0.1%History
BCRXBiocryst Pharmaceuticals IncCOM176,763$1.24M<0.1%History
AUDCAudiocodes LtdORD128,729$1.18M<0.1%History
AMLXAmylyx Pharmaceuticals, Inc.COM54,115$1.17M<0.1%History
BWBabcock & Wilcox Enterprises, Inc.COM197,588$1.17M<0.1%History
OPALOPAL Fuels Inc.CLASS A COM155,433$1.16M<0.1%History
CARECarter Bankshares, Inc.COM NEW73,782$1.09M<0.1%History
FORForestar Group Inc.COM48,182$1.09M<0.1%History
FFICFlushing Financial CorpCOM86,947$1.07M<0.1%History
MCBSMetroCity Bankshares, Inc.COM58,599$1.05M<0.1%History
DCPHDeciphera Pharmaceuticals, Inc.COM71,501$1.01M<0.1%History
ACCDAccolade, Inc.COM72,442$975.8K<0.1%History
CTOCTO Realty Growth, Inc.COM55,942$958.8K<0.1%History
Tritium DCFCQ9225T108COM877,289$956.2K<0.1%–
CVLGCovenant Logistics Group, Inc.CL A21,258$931.7K<0.1%History
WKHSWorkhorse Group Inc.COM NEW1,046,784$912.4K<0.1%History
CVGICommercial Vehicle Group, Inc.COM79,908$887.0K<0.1%History
HAINHain Celestial Group IncCOM70,428$881.1K<0.1%History
LZLegalzoom.com, Inc.COM70,830$855.6K<0.1%History
GCMGGCM Grosvenor Inc.COM CL A112,457$847.9K<0.1%History