Skip to main content
Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,340
−7 vs. Q2 2023
Portfolio value
$84.4B
−$3.57B (−4.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of First Trust Advisors LP in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
LQDTLiquidity Services IncCOM60,105$1.06M<0.1%−2,435−3.9%ReducedHistory
MQMarqeta, Inc.CLASS A COM178,370$1.07M<0.1%+178,370NewHistory
LGNDLigand Pharmaceuticals IncCOM NEW17,955$1.08M<0.1%+17,955NewHistory
PACWPacwest BancorpCOM136,994$1.08M<0.1%−1,743,805−92.7%ReducedHistory
CVSACovista Inc.COM25,296$1.08M<0.1%−56,926−69.2%ReducedHistory
Sapiens Intl Corp N VG7T16G103SHS38,136$1.08M<0.1%−22,354−37.0%Reduced–
FTDRFrontdoor, Inc.COM35,448$1.08M<0.1%+5,799+19.6%AddedHistory
SEMSelect Medical Holdings CorpCOM42,999$1.09M<0.1%−5,408−11.2%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF27,770$1.09M<0.1%+113+0.4%Added–
CPRXCatalyst Pharmaceuticals, Inc.COM94,369$1.10M<0.1%−69,974−42.6%ReducedHistory
ITGRInteger Holdings CorpCOM14,139$1.11M<0.1%−1,448−9.3%ReducedHistory
HLIOHelios Technologies, Inc.COM20,138$1.12M<0.1%−9,848−32.8%ReducedHistory
CODICompass Diversified HoldingsSH BEN INT59,712$1.12M<0.1%−5,820−8.9%ReducedHistory
ANFAbercrombie & Fitch CoCL A19,899$1.12M<0.1%+2,499+14.4%AddedHistory
SIXSix Flags Entertainment CorpCOM47,804$1.12M<0.1%−154,937−76.4%ReducedHistory
CENTCentral Garden & Pet CoCOM25,558$1.13M<0.1%+25,558NewHistory
SITCSITE Centers Corp.COM91,799$1.13M<0.1%+41,408+82.2%AddedHistory
VPGVishay Precision Group, Inc.COM33,751$1.13M<0.1%+19+0.1%AddedHistory
TFSLTFS Financial CORPCOM95,909$1.13M<0.1%−16,018−14.3%ReducedHistory
SMBCSouthern Missouri Bancorp, Inc.COM29,408$1.14M<0.1%−342−1.1%ReducedHistory
CWCOConsolidated Water Co. Ltd.ORD40,122$1.14M<0.1%+40,122NewHistory
VFCV F CorpStock64,623$1.14M<0.1%−190,048−74.6%ReducedHistory
JRINuveen Real Asset Income & Growth FundCOM108,027$1.15M<0.1%+1,323+1.2%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD15,305$1.15M<0.1%−42−0.3%Reduced–
DEAEasterly Government Properties, Inc.COM100,935$1.15M<0.1%−63,181−38.5%ReducedHistory
STEPStepStone Group Inc.COM CL A36,539$1.15M<0.1%+36,539NewHistory
MSCIMSCI Inc.Stock2,258$1.16M<0.1%−26,214−92.1%ReducedHistory
IBCPIndependent Bank CorpCOM NEW63,353$1.16M<0.1%−1,794−2.8%ReducedHistory
ALNTAllient IncCOM37,764$1.17M<0.1%+37,764NewHistory
OSUROrasure Technologies IncCOM196,952$1.17M<0.1%+196,952NewHistory
PMTPennyMac Mortgage Investment TrustCOM95,276$1.18M<0.1%+95,276NewHistory
AMPYAmplify Energy Corp.COM160,992$1.18M<0.1%+8,359+5.5%AddedHistory
TGTXTG Therapeutics, Inc.COM141,780$1.19M<0.1%−16,968−10.7%ReducedHistory
STBAS&T Bancorp IncCOM43,881$1.19M<0.1%−75,007−63.1%ReducedHistory
IDTIdt CorpCL B NEW53,908$1.19M<0.1%+53,908NewHistory
EZPWEzcorp IncCL A NON VTG144,652$1.19M<0.1%−907−0.6%ReducedHistory
FWRDForward Air CorpCOM17,425$1.20M<0.1%−41,723−70.5%ReducedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF57,104$1.20M<0.1%−40,703−41.6%Reduced–
First Tr Exchange-Traded Alp33735J101COM SHS18,564$1.20M<0.1%−272−1.4%Reduced–
COTYCoty Inc.COM CL A109,633$1.20M<0.1%−483,839−81.5%ReducedHistory
MLRMiller Industries IncCOM NEW30,706$1.20M<0.1%+30,706NewHistory
DORMDorman Products, Inc.COM15,893$1.20M<0.1%−501−3.1%ReducedHistory
SPNTSiriusPoint LtdCOM118,814$1.21M<0.1%+118,814NewHistory
UWMCUWM Holdings CorpCOM CL A249,801$1.21M<0.1%+760.0%AddedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK223,616$1.21M<0.1%+12,859+6.1%AddedHistory
TNKTeekay Tankers Ltd.CL A29,140$1.21M<0.1%+29,140NewHistory
CCSIConsensus Cloud Solutions, Inc.COM48,265$1.22M<0.1%+5,470+12.8%AddedHistory
ACIWAci Worldwide, Inc.Stock54,207$1.22M<0.1%+9,335+20.8%AddedHistory
TNCTennant CoCOM16,544$1.23M<0.1%−5,913−26.3%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM71,626$1.23M<0.1%−981−1.4%ReducedHistory
SAFTSafety Insurance Group IncCOM18,059$1.23M<0.1%−22,579−55.6%ReducedHistory
TWSTTwist Bioscience CorpCOM60,888$1.23M<0.1%+60,888NewHistory
XPOXPO, Inc.COM16,566$1.24M<0.1%−264,915−94.1%ReducedHistory
BCATBlackRock Capital Allocation Term TrustCOM85,375$1.24M<0.1%+14,058+19.7%AddedHistory
PEOAdams Natural Resources Fund, Inc.COM53,670$1.24M<0.1%−2,003−3.6%ReducedHistory
EVGEaton Vance Short Duration Diversified Income FundCOM119,866$1.24M<0.1%−4,202−3.4%ReducedHistory
FAFirst Advantage CorpCOM90,270$1.24M<0.1%−48,814−35.1%ReducedHistory
GNRCGenerac Holdings Inc.Stock11,448$1.25M<0.1%−11,150−49.3%ReducedHistory
CCBGCapital City Bank Group IncCOM41,826$1.25M<0.1%+35,030+515.5%AddedHistory
ONTOnterris, Inc.COM42,661$1.25M<0.1%−297,451−87.5%ReducedHistory
CECOCeco Environmental CorpCOM78,342$1.25M<0.1%+78,342NewHistory
EGYVaalco Energy IncCOM NEW286,327$1.26M<0.1%+7,717+2.8%AddedHistory
DENNDENNY'S CorpCOM148,794$1.26M<0.1%−1,531−1.0%ReducedHistory
MCRIMonarch Casino & Resort IncCOM20,358$1.26M<0.1%−8,526−29.5%ReducedHistory
AMSFAmerisafe IncCOM25,274$1.27M<0.1%+25,274NewHistory
PHParker-Hannifin CorpStock3,258$1.27M<0.1%−55,030−94.4%ReducedHistory
NXGNNextgen Healthcare, Inc.COM53,554$1.27M<0.1%+7,444+16.1%AddedHistory
WSRWhitestone REITCOM131,973$1.27M<0.1%+131,973NewHistory
AURAurora Innovation, Inc.CLASS A COM544,261$1.28M<0.1%+544,261NewHistory
iShares Tr464288281JPMORGAN USD EMG15,536$1.28M<0.1%+245+1.6%Added–
ECVTEcovyst Inc.COM130,559$1.28M<0.1%−45,154−25.7%ReducedHistory
DXPEDXP Enterprises IncCOM NEW36,797$1.29M<0.1%−2,319−5.9%ReducedHistory
STVNStevanato Group S.p.A.ORD SHS43,302$1.29M<0.1%−119,108−73.3%ReducedHistory
KFYKorn FerryCOM NEW27,237$1.29M<0.1%−11,041−28.8%ReducedHistory
SCPLSciPlay CorpCL A56,925$1.30M<0.1%−106,700−65.2%ReducedHistory
WTMWhite Mountains Insurance Group LtdCOM867$1.30M<0.1%+867NewHistory
BOOMDMC Global Inc.COM53,021$1.30M<0.1%+53,021NewHistory
SONYSony Group CorpSPONSORED ADR15,764$1.30M<0.1%−36,248−69.7%ReducedHistory
INGING Groep NVSPONSORED ADR98,849$1.30M<0.1%−11,865−10.7%ReducedHistory
HOODRobinhood Markets, Inc.Stock133,048$1.31M<0.1%+133,048NewHistory
HDBHDFC Bank LtdSPONSORED ADS22,121$1.31M<0.1%−13,653−38.2%ReducedHistory
APPSDigital Turbine, Inc.COM NEW216,100$1.31M<0.1%+59,012+37.6%AddedHistory
CBOECboe Global Markets, Inc.COM8,511$1.33M<0.1%−521−5.8%ReducedHistory
CALYCallaway Golf CoCOM96,072$1.33M<0.1%−73,805−43.4%ReducedHistory
TRIPTripAdvisor, Inc.COM80,265$1.33M<0.1%−192,396−70.6%ReducedHistory
CFBCrossfirst Bankshares, Inc.COM131,908$1.33M<0.1%−910−0.7%ReducedHistory
FIZZNational Beverage CorpCOM28,323$1.33M<0.1%−164,242−85.3%ReducedHistory
DHILDiamond Hill Investment Group IncCOM NEW7,901$1.33M<0.1%+7,901NewHistory
GSBCGreat Southern Bancorp, Inc.COM27,819$1.33M<0.1%+23,009+478.4%AddedHistory
TMCITreace Medical Concepts, Inc.COM101,876$1.34M<0.1%−5,749−5.3%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT9,450$1.34M<0.1%−26−0.3%Reduced–
WWDWoodward, Inc.COM10,815$1.34M<0.1%−3,416−24.0%ReducedHistory
BFSTBusiness First Bancshares, Inc.COM71,902$1.35M<0.1%+61,792+611.2%AddedHistory
CBTCabot CorpCOM19,591$1.36M<0.1%−42,194−68.3%ReducedHistory
SAHSonic Automotive IncCL A28,459$1.36M<0.1%+4,481+18.7%AddedHistory
CUBICustomers Bancorp, Inc.COM39,473$1.36M<0.1%+39,473NewHistory
OSISOsi Systems IncCOM11,581$1.37M<0.1%−3,688−24.2%ReducedHistory
GERNGeron CorpCOM653,202$1.38M<0.1%+653,202NewHistory
KRNYKearny Financial Corp.COM199,980$1.39M<0.1%+172,576+629.7%AddedHistory
MBWMMercantile Bank CorpCOM45,014$1.39M<0.1%−22,040−32.9%ReducedHistory

Sold out since Q2 2023 (210)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 210 by value last quarter.

Positions of First Trust Advisors LP sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG25,521,540$669.2M0.8%–
PDCEPDC Energy, Inc.COM635,832$45.2M0.1%History
SYNHSyneos Health, Inc.CL A1,051,275$44.3M0.1%History
ICUIIcu Medical IncCOM158,835$28.3M<0.1%History
CERTCertara, Inc.COM1,490,814$27.1M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A213,684$23.2M<0.1%History
CPACopa Holdings, S.A.CL A198,933$22.0M<0.1%History
HWKNHawkins IncCOM405,879$19.4M<0.1%History
UNVRUnivar Solutions Inc.COM491,678$17.6M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS169,004$17.4M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM530,793$17.4M<0.1%–
BURLBurlington Stores, Inc.COM94,520$14.9M<0.1%History
CWHCamping World Holdings, Inc.CL A481,970$14.5M<0.1%History
BKIBlack Knight, Inc.COM191,760$11.5M<0.1%History
WDCWestern Digital CorpCOM296,273$11.2M<0.1%History
PGRProgressive CorpStock84,262$11.2M<0.1%History
MKTXMarketaxess Holdings IncCOM36,123$9.44M<0.1%History
IPGPIpg Photonics CorpCOM68,704$9.33M<0.1%History
PLNTPlanet Fitness, Inc.CL A125,162$8.44M<0.1%History
ERICEricsson LM Telephone CoADR B SEK 101,470,438$8.01M<0.1%History
BALLBALL CorpCOM132,906$7.74M<0.1%History
AYXAlteryx, Inc.COM CL A165,110$7.50M<0.1%History
COOCooper Companies, Inc.COM NEW19,525$7.49M<0.1%History
TWTradeweb Markets Inc.Stock102,158$7.00M<0.1%History
KYNBKyntra Bio, Inc.COM2,518,420$6.80M<0.1%History
TRTNTriton International LtdCL A62,919$5.24M<0.1%History
LSILife Storage, Inc.COM37,275$4.96M<0.1%History
TCOMTrip.com Group LtdADS127,658$4.47M<0.1%History
AGXArgan IncStock99,670$3.93M<0.1%History
YETIYETI Holdings, Inc.COM88,373$3.43M<0.1%History
VIRVir Biotechnology, Inc.COM132,962$3.26M<0.1%History
RETAReata Pharmaceuticals IncCL A29,611$3.02M<0.1%History
iShares Tr46434V514MSCI CHINA A97,013$2.83M<0.1%–
JBSSSanfilippo John B & Son IncCOM24,106$2.83M<0.1%History
HHCHoward Hughes CorpCOM34,958$2.76M<0.1%History
NWLINational Western Life Group, Inc.CL A6,451$2.68M<0.1%History
NEXNextier Oilfield Solutions Inc.COM297,351$2.66M<0.1%History
VERIVeritone, Inc.COM649,489$2.55M<0.1%History
IRWDIronwood Pharmaceuticals IncCOM CL A228,999$2.44M<0.1%History
THRThermon Group Holdings, Inc.COM89,867$2.39M<0.1%History
YUMCYum China Holdings, Inc.COM41,937$2.37M<0.1%History
BZHBeazer Homes USA IncCOM NEW79,036$2.24M<0.1%History
LPGDorian LPG Ltd.SHS USD86,304$2.21M<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS277,911$2.16M<0.1%History
FVRRFiverr International Ltd.ORD SHS81,601$2.12M<0.1%History
PUBMPubMatic, Inc.COM CL A115,783$2.12M<0.1%History
PDPagerDuty, Inc.COM90,782$2.04M<0.1%History
COLLCollegium Pharmaceutical, IncCOM92,793$1.99M<0.1%History
Vanguard Real Estate ETF922908553ETF23,809$1.99M<0.1%–
CHUYChuy's Holdings, Inc.COM48,605$1.98M<0.1%History
INFNInfinera CorpCOM409,162$1.98M<0.1%History
PTONPeloton Interactive, Inc.CL A COM246,611$1.90M<0.1%History
CCNECNB Financial CorpCOM106,063$1.87M<0.1%History
WWWWolverine World Wide IncCOM126,863$1.86M<0.1%History
DXDynex Capital IncCOM145,149$1.83M<0.1%History
GOLDGold.com, Inc.COM48,079$1.80M<0.1%History
MTWManitowoc Co IncCOM NEW94,263$1.77M<0.1%History
CHSChico's Fas, Inc.COM331,095$1.77M<0.1%History
UBAUrstadt Biddle Properties IncCL A81,126$1.72M<0.1%History
SCIService Corp InternationalCOM25,968$1.68M<0.1%History
TRSTTrustco Bank Corp N YCOM NEW58,625$1.68M<0.1%History
GFLGFL Environmental Inc.SUB VTG SHS42,762$1.66M<0.1%History
IIINInsteel Industries IncCOM52,803$1.64M<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF38,832$1.62M<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF76,260$1.61M<0.1%–
PTRAQProterra IncCOM1,276,789$1.53M<0.1%History
AVIDAvid Technology, Inc.COM58,815$1.50M<0.1%History
CASSCass Information Systems IncCOM38,220$1.48M<0.1%History
TBITrueBlue, Inc.COM83,212$1.47M<0.1%History
HSIIHeidrick & Struggles International IncCOM54,093$1.43M<0.1%History
EBFEnnis, Inc.COM69,345$1.41M<0.1%History
DFHDream Finders Homes, Inc.COM CL A57,369$1.41M<0.1%History
OROR Royalties Inc.COM90,401$1.39M<0.1%History
RUSHBRush Enterprises IncCL B20,145$1.37M<0.1%History
PGCPeapack Gladstone Financial CorpCOM50,204$1.36M<0.1%History
MSBIMidland States Bancorp, Inc.COM67,885$1.35M<0.1%History
DICEDICE Therapeutics, Inc.COM28,677$1.33M<0.1%History
ACCOAcco Brands CorpCOM254,593$1.33M<0.1%History
PLRXPliant Therapeutics, Inc.COM70,709$1.28M<0.1%History
RYNRayonier IncCOM40,330$1.27M<0.1%History
RIGTransocean Ltd.REGISTERED SHS177,955$1.25M<0.1%History
BCRXBiocryst Pharmaceuticals IncCOM176,763$1.24M<0.1%History
AUDCAudiocodes LtdORD128,729$1.18M<0.1%History
AMLXAmylyx Pharmaceuticals, Inc.COM54,115$1.17M<0.1%History
BWBabcock & Wilcox Enterprises, Inc.COM197,588$1.17M<0.1%History
OPALOPAL Fuels Inc.CLASS A COM155,433$1.16M<0.1%History
CARECarter Bankshares, Inc.COM NEW73,782$1.09M<0.1%History
FORForestar Group Inc.COM48,182$1.09M<0.1%History
FFICFlushing Financial CorpCOM86,947$1.07M<0.1%History
MCBSMetroCity Bankshares, Inc.COM58,599$1.05M<0.1%History
DCPHDeciphera Pharmaceuticals, Inc.COM71,501$1.01M<0.1%History
ACCDAccolade, Inc.COM72,442$975.8K<0.1%History
CTOCTO Realty Growth, Inc.COM55,942$958.8K<0.1%History
Tritium DCFCQ9225T108COM877,289$956.2K<0.1%–
CVLGCovenant Logistics Group, Inc.CL A21,258$931.7K<0.1%History
WKHSWorkhorse Group Inc.COM NEW1,046,784$912.4K<0.1%History
CVGICommercial Vehicle Group, Inc.COM79,908$887.0K<0.1%History
HAINHain Celestial Group IncCOM70,428$881.1K<0.1%History
LZLegalzoom.com, Inc.COM70,830$855.6K<0.1%History
GCMGGCM Grosvenor Inc.COM CL A112,457$847.9K<0.1%History