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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,340
−7 vs. Q2 2023
Portfolio value
$84.4B
−$3.57B (−4.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of First Trust Advisors LP in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
BITBlackRock Multi-Sector Income TrustCOM53,376$772.4K<0.1%−2,710−4.8%ReducedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM213,237$776.2K<0.1%−2,570−1.2%ReducedHistory
JBLUJetBlue Airways CorpCOM168,874$776.8K<0.1%−1,109,247−86.8%ReducedHistory
GLREGreenlight Capital Re, Ltd.CLASS A72,395$777.5K<0.1%+72,395NewHistory
ACVAACV Auctions Inc.COM CL A51,250$778.0K<0.1%+24,424+91.0%AddedHistory
AMWDAmerican Woodmark CorpCOM10,344$782.1K<0.1%+10,344NewHistory
Abcam PLC000380204ADS34,592$782.8K<0.1%+34,592New–
QSRRestaurant Brands International Inc.COM11,784$785.0K<0.1%+2,375+25.2%AddedHistory
INSEInspired Entertainment, Inc.COM65,709$785.9K<0.1%+65,709NewHistory
ADCAgree Realty CorpCOM14,338$792.0K<0.1%+1,060+8.0%AddedHistory
EVRIEveri Holdings Inc.COM60,072$794.2K<0.1%−49,600−45.2%ReducedHistory
AVDAmerican Vanguard CorpCOM73,094$798.9K<0.1%+73,094NewHistory
FTCIFTC Solar, Inc.COM625,502$800.6K<0.1%−1,381−0.2%ReducedHistory
REPXRiley Exploration Permian, Inc.COM25,212$801.5K<0.1%+14,897+144.4%AddedHistory
SBLKStar Bulk Carriers Corp.SHS PAR41,713$804.2K<0.1%+41,713NewHistory
ROICRetail Opportunity Investments CorpCOM64,980$804.5K<0.1%+1,375+2.2%AddedHistory
OPTUOptimum Communications, Inc.CL A246,224$805.2K<0.1%+34,134+16.1%AddedHistory
MVBFMVB Financial CorpCOM35,746$807.1K<0.1%+35,746NewHistory
IRTCiRhythm Holdings, Inc.COM8,663$816.6K<0.1%−595−6.4%ReducedHistory
FRTFederal Realty Investment TrustSH BEN INT NEW9,031$818.5K<0.1%+106+1.2%AddedHistory
CGEMCullinan Therapeutics, Inc.COM90,570$819.7K<0.1%+90,570NewHistory
KWKennedy-Wilson Holdings, Inc.COM55,892$823.8K<0.1%−34,687−38.3%ReducedHistory
MACMacerich CoCOM75,585$824.6K<0.1%+650+0.9%AddedHistory
OUTOUTFRONT Media Inc.COM81,806$826.2K<0.1%+10,194+14.2%AddedHistory
SEISolaris Energy Infrastructure, Inc.COM CL A77,673$828.0K<0.1%+77,673NewHistory
SESea LtdSPONSORD ADS18,916$831.4K<0.1%−960−4.8%ReducedHistory
ULBIUltralife CorpCOM85,531$834.8K<0.1%+85,531NewHistory
HBTHBT Financial, Inc.COM45,923$837.6K<0.1%+33,130+259.0%AddedHistory
LMBLimbach Holdings, Inc.COM26,566$842.9K<0.1%+26,566NewHistory
DPZDominos Pizza IncCOM2,230$844.7K<0.1%−218,587−99.0%ReducedHistory
ODCOil-Dri Corp of AmericaCOM13,693$845.5K<0.1%+13,693NewHistory
OLPOne Liberty Properties IncCOM44,833$846.0K<0.1%+44,833NewHistory
ACDCProFrac Holding Corp.CLASS A COM77,837$846.9K<0.1%+77,837NewHistory
CRCrane CoCOMMON STOCK9,648$857.1K<0.1%+87+0.9%AddedHistory
GNEGenie Energy Ltd.CL B58,331$859.2K<0.1%+58,331NewHistory
OBDCBlue Owl Capital CorpCOM62,124$860.4K<0.1%−3,340−5.1%ReducedHistory
UTGReaves Utility Income FundCOM SH BEN INT34,912$860.6K<0.1%−27−0.1%ReducedHistory
BGCBGC Group, Inc.CL A163,216$861.8K<0.1%+37,641+30.0%AddedHistory
NGGNational Grid PLCSPONSORED ADR NE14,248$863.9K<0.1%+14,248NewHistory
NWLNewell Brands Inc.Stock96,204$868.7K<0.1%−682,463−87.6%ReducedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF54,489$870.2K<0.1%+627+1.2%Added–
TTWOTake Two Interactive Software IncCOM6,203$870.8K<0.1%−34,022−84.6%ReducedHistory
GOGOGogo Inc.COM73,013$871.0K<0.1%+18,675+34.4%AddedHistory
MODVModivCare IncCOM27,710$873.1K<0.1%+27,710NewHistory
MODNModel N, Inc.COM35,846$875.0K<0.1%+26,007+264.3%AddedHistory
KNFKnife River CorpStock18,035$880.6K<0.1%+8,535+89.8%AddedHistory
MNKDMannkind CorpCOM NEW213,428$881.5K<0.1%−56,012−20.8%ReducedHistory
Northeast BK Portland Me66405S100COM20,112$886.9K<0.1%+20,112New–
MOFGMidWestOne Financial Group, Inc.COM43,657$887.5K<0.1%+43,657NewHistory
ATNIATN International, Inc.COM28,350$894.7K<0.1%−2,361−7.7%ReducedHistory
MCFTMasterCraft Boat Holdings, Inc.COM40,833$907.3K<0.1%−6,093−13.0%ReducedHistory
BVHBluegreen Vacations Holding CorpCLASS A24,756$908.0K<0.1%+24,756NewHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF13,411$910.9K<0.1%−878−6.1%Reduced–
RELXRELX PLCSPONSORED ADR27,215$917.1K<0.1%+27,215NewHistory
MMSMaximus, Inc.COM12,289$917.7K<0.1%+92+0.8%AddedHistory
MRCYMercury Systems IncCOM24,806$920.1K<0.1%+9,160+58.5%AddedHistory
MCMoelis & CoCL A20,653$932.1K<0.1%+670+3.4%AddedHistory
PWSCPowerschool Holdings, Inc.COM CL A41,435$938.9K<0.1%−18,967−31.4%ReducedHistory
HNRGHallador Energy CoStock65,794$948.7K<0.1%+65,794NewHistory
RVNCRevance Therapeutics, Inc.COM82,845$950.2K<0.1%−26,071−23.9%ReducedHistory
FISFidelity National Information Services, Inc.Stock17,235$952.6K<0.1%−35,996−67.6%ReducedHistory
ESQEsquire Financial Holdings, Inc.COM20,851$952.7K<0.1%−873−4.0%ReducedHistory
RMRRMR Group Inc.CL A38,982$955.8K<0.1%−140.0%ReducedHistory
AVNWAviat Networks, Inc.COM NEW30,693$957.6K<0.1%+1,539+5.3%AddedHistory
HUTHut 8 Corp.Common Stock491,258$958.0K<0.1%−202,426−29.2%ReducedHistory
BHBBar Harbor BanksharesCOM40,659$960.8K<0.1%+40,659NewHistory
IONQIonQ, Inc.COM64,589$961.1K<0.1%+64,589NewHistory
TPICQTpi Composites, IncCOM363,829$964.1K<0.1%−6,676−1.8%ReducedHistory
State Street SPDR S&P Bank ETF78464A797ETF26,262$967.8K<0.1%−132−0.5%Reduced–
JOUTJohnson Outdoors IncCL A17,782$972.5K<0.1%+2,890+19.4%AddedHistory
Eneti IncY2294C107COM96,960$977.4K<0.1%+11,377+13.3%Added–
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS82,309$977.8K<0.1%+4,457+5.7%AddedHistory
CYHCommunity Health Systems IncCOM341,291$989.7K<0.1%+341,291NewHistory
XMTRXometry, Inc.CLASS A COM58,638$995.7K<0.1%+58,638NewHistory
AMALAmalgamated Financial Corp.COM58,059$999.8K<0.1%−1,795−3.0%ReducedHistory
SEESealed Air CorpCOM30,548$1.00M<0.1%+4,742+18.4%AddedHistory
TRUTransUnionCOM14,059$1.01M<0.1%−9,125−39.4%ReducedHistory
CSVCarriage Services IncCOM35,733$1.01M<0.1%+82+0.2%AddedHistory
SPFISouth Plains Financial, Inc.COM38,456$1.02M<0.1%+38,456NewHistory
ROGRogers CorpCOM7,737$1.02M<0.1%+346+4.7%AddedHistory
NPKNational Presto Industries IncCOM14,049$1.02M<0.1%+382+2.8%AddedHistory
ARHSArhaus, Inc.COM CL A109,827$1.02M<0.1%+53,045+93.4%AddedHistory
KNKnowles CorpCOM68,978$1.02M<0.1%+3,770+5.8%AddedHistory
OIIOceaneering International IncStock39,764$1.02M<0.1%+12,360+45.1%AddedHistory
IMCRImmunocore Holdings plcADS19,826$1.03M<0.1%−5,154−20.6%ReducedHistory
BBWBuild-A-Bear Workshop IncCOM35,075$1.03M<0.1%+621+1.8%AddedHistory
BLNKBlink Charging Co.COM338,890$1.04M<0.1%−26,921−7.4%ReducedHistory
HTBHomeTrust Bancshares, Inc.COM47,875$1.04M<0.1%−524−1.1%ReducedHistory
GTNGray Media, IncCOM150,533$1.04M<0.1%+28,508+23.4%AddedHistory
HVTHaverty Furniture Companies IncCOM36,196$1.04M<0.1%+25+0.1%AddedHistory
VIAVViavi Solutions Inc.COM114,172$1.04M<0.1%+69,588+156.1%AddedHistory
AIFApollo Tactical Income Fund Inc.COM78,178$1.05M<0.1%−2,973−3.7%ReducedHistory
PZZAPapa Johns International IncStock15,347$1.05M<0.1%+1,496+10.8%AddedHistory
NTLAIntellia Therapeutics, Inc.COM33,208$1.05M<0.1%+33,208NewHistory
METCRamaco Resources, Inc.COM CL A95,546$1.05M<0.1%+29,877+45.5%AddedHistory
NEWTNewtekOne, Inc.COM NEW71,317$1.05M<0.1%+71,317NewHistory
RVLVRevolve Group, Inc.CL A77,308$1.05M<0.1%+48,807+171.2%AddedHistory
PRAAPra Group IncCOM54,826$1.05M<0.1%−990−1.8%ReducedHistory
PLPCPreformed Line Products CoCOM6,496$1.06M<0.1%−7,096−52.2%ReducedHistory
ARTNAArtesian Resources CorpCL A25,201$1.06M<0.1%+4,604+22.4%AddedHistory

Sold out since Q2 2023 (210)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 210 by value last quarter.

Positions of First Trust Advisors LP sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG25,521,540$669.2M0.8%–
PDCEPDC Energy, Inc.COM635,832$45.2M0.1%History
SYNHSyneos Health, Inc.CL A1,051,275$44.3M0.1%History
ICUIIcu Medical IncCOM158,835$28.3M<0.1%History
CERTCertara, Inc.COM1,490,814$27.1M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A213,684$23.2M<0.1%History
CPACopa Holdings, S.A.CL A198,933$22.0M<0.1%History
HWKNHawkins IncCOM405,879$19.4M<0.1%History
UNVRUnivar Solutions Inc.COM491,678$17.6M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS169,004$17.4M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM530,793$17.4M<0.1%–
BURLBurlington Stores, Inc.COM94,520$14.9M<0.1%History
CWHCamping World Holdings, Inc.CL A481,970$14.5M<0.1%History
BKIBlack Knight, Inc.COM191,760$11.5M<0.1%History
WDCWestern Digital CorpCOM296,273$11.2M<0.1%History
PGRProgressive CorpStock84,262$11.2M<0.1%History
MKTXMarketaxess Holdings IncCOM36,123$9.44M<0.1%History
IPGPIpg Photonics CorpCOM68,704$9.33M<0.1%History
PLNTPlanet Fitness, Inc.CL A125,162$8.44M<0.1%History
ERICEricsson LM Telephone CoADR B SEK 101,470,438$8.01M<0.1%History
BALLBALL CorpCOM132,906$7.74M<0.1%History
AYXAlteryx, Inc.COM CL A165,110$7.50M<0.1%History
COOCooper Companies, Inc.COM NEW19,525$7.49M<0.1%History
TWTradeweb Markets Inc.Stock102,158$7.00M<0.1%History
KYNBKyntra Bio, Inc.COM2,518,420$6.80M<0.1%History
TRTNTriton International LtdCL A62,919$5.24M<0.1%History
LSILife Storage, Inc.COM37,275$4.96M<0.1%History
TCOMTrip.com Group LtdADS127,658$4.47M<0.1%History
AGXArgan IncStock99,670$3.93M<0.1%History
YETIYETI Holdings, Inc.COM88,373$3.43M<0.1%History
VIRVir Biotechnology, Inc.COM132,962$3.26M<0.1%History
RETAReata Pharmaceuticals IncCL A29,611$3.02M<0.1%History
iShares Tr46434V514MSCI CHINA A97,013$2.83M<0.1%–
JBSSSanfilippo John B & Son IncCOM24,106$2.83M<0.1%History
HHCHoward Hughes CorpCOM34,958$2.76M<0.1%History
NWLINational Western Life Group, Inc.CL A6,451$2.68M<0.1%History
NEXNextier Oilfield Solutions Inc.COM297,351$2.66M<0.1%History
VERIVeritone, Inc.COM649,489$2.55M<0.1%History
IRWDIronwood Pharmaceuticals IncCOM CL A228,999$2.44M<0.1%History
THRThermon Group Holdings, Inc.COM89,867$2.39M<0.1%History
YUMCYum China Holdings, Inc.COM41,937$2.37M<0.1%History
BZHBeazer Homes USA IncCOM NEW79,036$2.24M<0.1%History
LPGDorian LPG Ltd.SHS USD86,304$2.21M<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS277,911$2.16M<0.1%History
FVRRFiverr International Ltd.ORD SHS81,601$2.12M<0.1%History
PUBMPubMatic, Inc.COM CL A115,783$2.12M<0.1%History
PDPagerDuty, Inc.COM90,782$2.04M<0.1%History
COLLCollegium Pharmaceutical, IncCOM92,793$1.99M<0.1%History
Vanguard Real Estate ETF922908553ETF23,809$1.99M<0.1%–
CHUYChuy's Holdings, Inc.COM48,605$1.98M<0.1%History
INFNInfinera CorpCOM409,162$1.98M<0.1%History
PTONPeloton Interactive, Inc.CL A COM246,611$1.90M<0.1%History
CCNECNB Financial CorpCOM106,063$1.87M<0.1%History
WWWWolverine World Wide IncCOM126,863$1.86M<0.1%History
DXDynex Capital IncCOM145,149$1.83M<0.1%History
GOLDGold.com, Inc.COM48,079$1.80M<0.1%History
MTWManitowoc Co IncCOM NEW94,263$1.77M<0.1%History
CHSChico's Fas, Inc.COM331,095$1.77M<0.1%History
UBAUrstadt Biddle Properties IncCL A81,126$1.72M<0.1%History
SCIService Corp InternationalCOM25,968$1.68M<0.1%History
TRSTTrustco Bank Corp N YCOM NEW58,625$1.68M<0.1%History
GFLGFL Environmental Inc.SUB VTG SHS42,762$1.66M<0.1%History
IIINInsteel Industries IncCOM52,803$1.64M<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF38,832$1.62M<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF76,260$1.61M<0.1%–
PTRAQProterra IncCOM1,276,789$1.53M<0.1%History
AVIDAvid Technology, Inc.COM58,815$1.50M<0.1%History
CASSCass Information Systems IncCOM38,220$1.48M<0.1%History
TBITrueBlue, Inc.COM83,212$1.47M<0.1%History
HSIIHeidrick & Struggles International IncCOM54,093$1.43M<0.1%History
EBFEnnis, Inc.COM69,345$1.41M<0.1%History
DFHDream Finders Homes, Inc.COM CL A57,369$1.41M<0.1%History
OROR Royalties Inc.COM90,401$1.39M<0.1%History
RUSHBRush Enterprises IncCL B20,145$1.37M<0.1%History
PGCPeapack Gladstone Financial CorpCOM50,204$1.36M<0.1%History
MSBIMidland States Bancorp, Inc.COM67,885$1.35M<0.1%History
DICEDICE Therapeutics, Inc.COM28,677$1.33M<0.1%History
ACCOAcco Brands CorpCOM254,593$1.33M<0.1%History
PLRXPliant Therapeutics, Inc.COM70,709$1.28M<0.1%History
RYNRayonier IncCOM40,330$1.27M<0.1%History
RIGTransocean Ltd.REGISTERED SHS177,955$1.25M<0.1%History
BCRXBiocryst Pharmaceuticals IncCOM176,763$1.24M<0.1%History
AUDCAudiocodes LtdORD128,729$1.18M<0.1%History
AMLXAmylyx Pharmaceuticals, Inc.COM54,115$1.17M<0.1%History
BWBabcock & Wilcox Enterprises, Inc.COM197,588$1.17M<0.1%History
OPALOPAL Fuels Inc.CLASS A COM155,433$1.16M<0.1%History
CARECarter Bankshares, Inc.COM NEW73,782$1.09M<0.1%History
FORForestar Group Inc.COM48,182$1.09M<0.1%History
FFICFlushing Financial CorpCOM86,947$1.07M<0.1%History
MCBSMetroCity Bankshares, Inc.COM58,599$1.05M<0.1%History
DCPHDeciphera Pharmaceuticals, Inc.COM71,501$1.01M<0.1%History
ACCDAccolade, Inc.COM72,442$975.8K<0.1%History
CTOCTO Realty Growth, Inc.COM55,942$958.8K<0.1%History
Tritium DCFCQ9225T108COM877,289$956.2K<0.1%–
CVLGCovenant Logistics Group, Inc.CL A21,258$931.7K<0.1%History
WKHSWorkhorse Group Inc.COM NEW1,046,784$912.4K<0.1%History
CVGICommercial Vehicle Group, Inc.COM79,908$887.0K<0.1%History
HAINHain Celestial Group IncCOM70,428$881.1K<0.1%History
LZLegalzoom.com, Inc.COM70,830$855.6K<0.1%History
GCMGGCM Grosvenor Inc.COM CL A112,457$847.9K<0.1%History