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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,340
−7 vs. Q2 2023
Portfolio value
$84.4B
−$3.57B (−4.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of First Trust Advisors LP in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
VVXV2X, Inc.COM10,274$530.8K<0.1%−1,882−15.5%ReducedHistory
PIImpinj IncCOM9,689$533.2K<0.1%−19,723−67.1%ReducedHistory
RNGRRanger Energy Services, Inc.COM CL A37,602$533.2K<0.1%+37,602NewHistory
PANLPangaea Logistics Solutions Ltd.SHS92,247$542.4K<0.1%−4,970−5.1%ReducedHistory
HMNHorace Mann Educators CorpCOM18,596$546.4K<0.1%+2,896+18.4%AddedHistory
EPAMEPAM Systems, Inc.COM2,139$546.9K<0.1%−7,921−78.7%ReducedHistory
RLGTRadiant Logistics, IncCOM97,009$548.1K<0.1%−1,260−1.3%ReducedHistory
ACLXArcellx, Inc.COMMON STOCK15,417$553.2K<0.1%−24,884−61.7%ReducedHistory
SIGASiga Technologies IncCOM106,020$556.6K<0.1%+106,020NewHistory
CMTCore Molding Technologies IncCOM19,618$558.9K<0.1%+19,618NewHistory
FGF&G Annuities & Life, Inc.COMMON STOCK20,008$561.4K<0.1%−1,216−5.7%ReducedHistory
CLBKColumbia Financial, Inc.COM36,051$566.4K<0.1%−6,195−14.7%ReducedHistory
BCMLBayCom CorpCOM29,690$570.3K<0.1%+29,690NewHistory
NKLANikola CorpCOM364,593$572.4K<0.1%+187,847+106.3%AddedHistory
EMBCEmbecta Corp.Stock38,339$577.0K<0.1%−27,230−41.5%ReducedHistory
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH27,906$582.4K<0.1%−1,301,565−97.9%Reduced–
INSTInstructure Holdings, Inc.COM22,953$583.0K<0.1%−25,425−52.6%ReducedHistory
DSKEDaseke, Inc.COM114,367$586.7K<0.1%+114,367NewHistory
TSBKTimberland Bancorp IncCOM21,717$588.5K<0.1%+21,717NewHistory
KALUKaiser Aluminum CorpCOM PAR $0.017,827$589.1K<0.1%+684+9.6%AddedHistory
YELPYelp IncCL A14,188$590.1K<0.1%−56,847−80.0%ReducedHistory
EVCEntravision Communications CorpCL A162,454$593.0K<0.1%−47,718−22.7%ReducedHistory
BRKRBruker CorpCOM9,519$593.0K<0.1%−370,748−97.5%ReducedHistory
DRVNDriven Brands Holdings Inc.COM47,176$593.9K<0.1%−569,827−92.4%ReducedHistory
ALITAlight, Inc. / DelawareCOM CL A84,030$595.8K<0.1%+3,833+4.8%AddedHistory
ALRMAlarm.com Holdings, Inc.COM9,852$602.4K<0.1%+239+2.5%AddedHistory
ATRIAtrion CorpCOM1,461$603.6K<0.1%−1,473−50.2%ReducedHistory
WLDNWilldan Group, Inc.COM29,628$605.3K<0.1%+4,054+15.9%AddedHistory
ELMEElme CommunitiesSH BEN INT44,461$606.4K<0.1%−3,217−6.7%ReducedHistory
VSTOVista Outdoor Inc.COM18,402$609.5K<0.1%−113,207−86.0%ReducedHistory
CNMDCONMED CorpCOM6,084$613.6K<0.1%−1,021−14.4%ReducedHistory
First Tr Exchange-Traded FD33738D838INTER GOVT ETF31,675$614.0K<0.1%+31,675New–
FNAParagon 28, Inc.COM48,966$614.5K<0.1%+2,808+6.1%AddedHistory
FETForum Energy Technologies, Inc.COM25,591$614.7K<0.1%+25,591NewHistory
iShares Russell 2000 ETF464287655ETF3,510$620.4K<0.1%+3,510New–
JWNNordstrom IncStock41,564$621.0K<0.1%−550,563−93.0%ReducedHistory
ICFIICF International, Inc.Stock5,143$621.3K<0.1%−2,530−33.0%ReducedHistory
FSBWFS Bancorp, Inc.COM21,375$630.6K<0.1%+21,375NewHistory
IPIIntrepid Potash, Inc.COM25,070$630.8K<0.1%−388−1.5%ReducedHistory
SEATVivid Seats Inc.COM CL A98,257$630.8K<0.1%+98,257NewHistory
SBGISinclair, Inc.CL A56,738$636.6K<0.1%+12,263+27.6%AddedHistory
JFRNuveen Floating Rate Income FundCOM77,542$636.6K<0.1%+207+0.3%AddedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF5,829$639.3K<0.1%+2,282+64.3%Added–
ASRTAssertio Holdings, Inc.COM NEW249,793$639.5K<0.1%+249,793NewHistory
MKLMarkel Group Inc.COM435$640.5K<0.1%+164+60.5%AddedHistory
CIFRCipher Digital Inc.COM275,956$643.0K<0.1%+275,956NewHistory
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US12,812$643.7K<0.1%−548,452−97.7%Reduced–
USPHU S Physical Therapy IncCOM7,037$645.5K<0.1%−5,651−44.5%ReducedHistory
LINCLincoln Educational Services CorpCOM76,556$646.9K<0.1%+76,556NewHistory
VYGRVoyager Therapeutics, Inc.COM83,620$648.1K<0.1%+83,620NewHistory
LOCOEl Pollo Loco Holdings, Inc.COM72,515$649.0K<0.1%+21,302+41.6%AddedHistory
MNROMonro, Inc.COM23,481$652.1K<0.1%−32,893−58.3%ReducedHistory
GATOGatos Silver, Inc.COM126,169$653.6K<0.1%+126,169NewHistory
STMSTMicroelectronics N.V.NY REGISTRY15,180$655.2K<0.1%−9,074−37.4%ReducedHistory
SMPLSimply Good Foods CoCOM19,051$657.6K<0.1%−184,494−90.6%ReducedHistory
RMRegional Management Corp.COM24,015$664.7K<0.1%+24,015NewHistory
CLSKCleanspark, Inc.COM NEW174,523$664.9K<0.1%+174,523NewHistory
NECBNorthEast Community Bancorp, Inc.COM45,281$668.3K<0.1%+45,281NewHistory
Overseas Shipholding Group Inc69036R863CL A NEW152,246$668.4K<0.1%+152,246New–
NRIMNorthrim Bancorp IncCOM16,906$669.8K<0.1%+16,906NewHistory
IRENIREN LtdORDINARY SHARES181,693$674.1K<0.1%+181,693NewHistory
OMOutset Medical, Inc.COM62,093$675.6K<0.1%+62,093NewHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF82,993$683.0K<0.1%+2,034+2.5%AddedHistory
PTCTPTC Therapeutics, Inc.COM30,539$684.4K<0.1%−21,279−41.1%ReducedHistory
JKHYJack Henry & Associates IncStock4,557$688.7K<0.1%−18,080−79.9%ReducedHistory
NPFDNuveen Variable Rate Preferred & Income FundCOM44,039$690.1K<0.1%−628−1.4%ReducedHistory
PFBCPreferred BankCOM NEW11,133$693.0K<0.1%+801+7.8%AddedHistory
CNNECannae Holdings, Inc.COM37,210$693.6K<0.1%+37,210NewHistory
PAHCPhibro Animal Health CorpCL A COM54,561$696.7K<0.1%+90.0%AddedHistory
iShares Tr464288414NATIONAL MUN ETF6,808$698.1K<0.1%+91+1.4%Added–
IIPRInnovative Industrial Properties IncCOM9,321$705.2K<0.1%+1,196+14.7%AddedHistory
CARTMaplebear Inc.COM23,792$706.4K<0.1%+23,792NewHistory
AESIAtlas Energy Solutions Inc.COM CLASS A31,881$708.7K<0.1%+31,881NewHistory
MCWMister Car Wash, Inc.COM128,699$709.1K<0.1%+93,308+263.6%AddedHistory
COCOVita Coco Company, Inc.COM27,280$710.4K<0.1%+17,541+180.1%AddedHistory
ONEWOneWater Marine Inc.CL A COM27,731$710.5K<0.1%−1,880−6.3%ReducedHistory
NGVTIngevity CorpCOM14,936$711.1K<0.1%−29,465−66.4%ReducedHistory
ACTEnact Holdings, Inc.COM26,181$712.9K<0.1%−955−3.5%ReducedHistory
SNSharkNinja, Inc.COM SHS15,384$713.2K<0.1%+15,384NewHistory
YOUClear Secure, Inc.COM CL A37,490$713.8K<0.1%−151,075−80.1%ReducedHistory
LUCKLucky Strike Entertainment CorpCL A COM74,626$717.9K<0.1%−159,526−68.1%ReducedHistory
SRCSpirit Realty Capital, Inc.COM NEW21,523$721.7K<0.1%−45,954−68.1%ReducedHistory
PGZPrincipal Real Estate Income FundSHS BEN INT80,199$724.2K<0.1%+2,214+2.8%AddedHistory
BRDGBridge Investment Group Holdings Inc.COM CL A79,620$732.5K<0.1%−1,288−1.6%ReducedHistory
ASTHAstrana Health, Inc.COM NEW23,798$734.2K<0.1%+10,292+76.2%AddedHistory
TIMBTim S.A.SPONSORED ADR49,488$737.4K<0.1%+49,488NewHistory
ENBEnbridge IncStock22,400$743.5K<0.1%−1,921,737−98.8%ReducedHistory
NAPADuckhorn Portfolio, Inc.COM72,617$745.0K<0.1%+52,809+266.6%AddedHistory
CWANClearwater Analytics Holdings, Inc.CL A38,563$745.8K<0.1%+38,563NewHistory
INVAInnoviva, Inc.COM57,633$748.7K<0.1%+57,633NewHistory
PHRPhreesia, Inc.COM40,118$749.4K<0.1%−33,146−45.2%ReducedHistory
FSBCFive Star BancorpCOM37,385$749.9K<0.1%+37,385NewHistory
OSWOnespaworld Holdings LtdCOM66,999$751.7K<0.1%+66,999NewHistory
NVEENV5 Global, Inc.COM7,841$754.5K<0.1%+7,841NewHistory
ALGTAllegiant Travel COCOM9,921$762.5K<0.1%−3,212−24.5%ReducedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT15,238$763.0K<0.1%−310−2.0%Reduced–
SPOKSpok Holdings, IncCOM53,569$764.4K<0.1%+53,569NewHistory
BSRRSierra BancorpCOM40,354$765.1K<0.1%+40,354NewHistory
AGNCAGNC Investment Corp.REIT81,216$766.7K<0.1%−154,449−65.5%ReducedHistory
KODKEastman Kodak CoCOM NEW183,358$771.9K<0.1%+183,358NewHistory

Sold out since Q2 2023 (210)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 210 by value last quarter.

Positions of First Trust Advisors LP sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG25,521,540$669.2M0.8%–
PDCEPDC Energy, Inc.COM635,832$45.2M0.1%History
SYNHSyneos Health, Inc.CL A1,051,275$44.3M0.1%History
ICUIIcu Medical IncCOM158,835$28.3M<0.1%History
CERTCertara, Inc.COM1,490,814$27.1M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A213,684$23.2M<0.1%History
CPACopa Holdings, S.A.CL A198,933$22.0M<0.1%History
HWKNHawkins IncCOM405,879$19.4M<0.1%History
UNVRUnivar Solutions Inc.COM491,678$17.6M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS169,004$17.4M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM530,793$17.4M<0.1%–
BURLBurlington Stores, Inc.COM94,520$14.9M<0.1%History
CWHCamping World Holdings, Inc.CL A481,970$14.5M<0.1%History
BKIBlack Knight, Inc.COM191,760$11.5M<0.1%History
WDCWestern Digital CorpCOM296,273$11.2M<0.1%History
PGRProgressive CorpStock84,262$11.2M<0.1%History
MKTXMarketaxess Holdings IncCOM36,123$9.44M<0.1%History
IPGPIpg Photonics CorpCOM68,704$9.33M<0.1%History
PLNTPlanet Fitness, Inc.CL A125,162$8.44M<0.1%History
ERICEricsson LM Telephone CoADR B SEK 101,470,438$8.01M<0.1%History
BALLBALL CorpCOM132,906$7.74M<0.1%History
AYXAlteryx, Inc.COM CL A165,110$7.50M<0.1%History
COOCooper Companies, Inc.COM NEW19,525$7.49M<0.1%History
TWTradeweb Markets Inc.Stock102,158$7.00M<0.1%History
KYNBKyntra Bio, Inc.COM2,518,420$6.80M<0.1%History
TRTNTriton International LtdCL A62,919$5.24M<0.1%History
LSILife Storage, Inc.COM37,275$4.96M<0.1%History
TCOMTrip.com Group LtdADS127,658$4.47M<0.1%History
AGXArgan IncStock99,670$3.93M<0.1%History
YETIYETI Holdings, Inc.COM88,373$3.43M<0.1%History
VIRVir Biotechnology, Inc.COM132,962$3.26M<0.1%History
RETAReata Pharmaceuticals IncCL A29,611$3.02M<0.1%History
iShares Tr46434V514MSCI CHINA A97,013$2.83M<0.1%–
JBSSSanfilippo John B & Son IncCOM24,106$2.83M<0.1%History
HHCHoward Hughes CorpCOM34,958$2.76M<0.1%History
NWLINational Western Life Group, Inc.CL A6,451$2.68M<0.1%History
NEXNextier Oilfield Solutions Inc.COM297,351$2.66M<0.1%History
VERIVeritone, Inc.COM649,489$2.55M<0.1%History
IRWDIronwood Pharmaceuticals IncCOM CL A228,999$2.44M<0.1%History
THRThermon Group Holdings, Inc.COM89,867$2.39M<0.1%History
YUMCYum China Holdings, Inc.COM41,937$2.37M<0.1%History
BZHBeazer Homes USA IncCOM NEW79,036$2.24M<0.1%History
LPGDorian LPG Ltd.SHS USD86,304$2.21M<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS277,911$2.16M<0.1%History
FVRRFiverr International Ltd.ORD SHS81,601$2.12M<0.1%History
PUBMPubMatic, Inc.COM CL A115,783$2.12M<0.1%History
PDPagerDuty, Inc.COM90,782$2.04M<0.1%History
COLLCollegium Pharmaceutical, IncCOM92,793$1.99M<0.1%History
Vanguard Real Estate ETF922908553ETF23,809$1.99M<0.1%–
CHUYChuy's Holdings, Inc.COM48,605$1.98M<0.1%History
INFNInfinera CorpCOM409,162$1.98M<0.1%History
PTONPeloton Interactive, Inc.CL A COM246,611$1.90M<0.1%History
CCNECNB Financial CorpCOM106,063$1.87M<0.1%History
WWWWolverine World Wide IncCOM126,863$1.86M<0.1%History
DXDynex Capital IncCOM145,149$1.83M<0.1%History
GOLDGold.com, Inc.COM48,079$1.80M<0.1%History
MTWManitowoc Co IncCOM NEW94,263$1.77M<0.1%History
CHSChico's Fas, Inc.COM331,095$1.77M<0.1%History
UBAUrstadt Biddle Properties IncCL A81,126$1.72M<0.1%History
SCIService Corp InternationalCOM25,968$1.68M<0.1%History
TRSTTrustco Bank Corp N YCOM NEW58,625$1.68M<0.1%History
GFLGFL Environmental Inc.SUB VTG SHS42,762$1.66M<0.1%History
IIINInsteel Industries IncCOM52,803$1.64M<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF38,832$1.62M<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF76,260$1.61M<0.1%–
PTRAQProterra IncCOM1,276,789$1.53M<0.1%History
AVIDAvid Technology, Inc.COM58,815$1.50M<0.1%History
CASSCass Information Systems IncCOM38,220$1.48M<0.1%History
TBITrueBlue, Inc.COM83,212$1.47M<0.1%History
HSIIHeidrick & Struggles International IncCOM54,093$1.43M<0.1%History
EBFEnnis, Inc.COM69,345$1.41M<0.1%History
DFHDream Finders Homes, Inc.COM CL A57,369$1.41M<0.1%History
OROR Royalties Inc.COM90,401$1.39M<0.1%History
RUSHBRush Enterprises IncCL B20,145$1.37M<0.1%History
PGCPeapack Gladstone Financial CorpCOM50,204$1.36M<0.1%History
MSBIMidland States Bancorp, Inc.COM67,885$1.35M<0.1%History
DICEDICE Therapeutics, Inc.COM28,677$1.33M<0.1%History
ACCOAcco Brands CorpCOM254,593$1.33M<0.1%History
PLRXPliant Therapeutics, Inc.COM70,709$1.28M<0.1%History
RYNRayonier IncCOM40,330$1.27M<0.1%History
RIGTransocean Ltd.REGISTERED SHS177,955$1.25M<0.1%History
BCRXBiocryst Pharmaceuticals IncCOM176,763$1.24M<0.1%History
AUDCAudiocodes LtdORD128,729$1.18M<0.1%History
AMLXAmylyx Pharmaceuticals, Inc.COM54,115$1.17M<0.1%History
BWBabcock & Wilcox Enterprises, Inc.COM197,588$1.17M<0.1%History
OPALOPAL Fuels Inc.CLASS A COM155,433$1.16M<0.1%History
CARECarter Bankshares, Inc.COM NEW73,782$1.09M<0.1%History
FORForestar Group Inc.COM48,182$1.09M<0.1%History
FFICFlushing Financial CorpCOM86,947$1.07M<0.1%History
MCBSMetroCity Bankshares, Inc.COM58,599$1.05M<0.1%History
DCPHDeciphera Pharmaceuticals, Inc.COM71,501$1.01M<0.1%History
ACCDAccolade, Inc.COM72,442$975.8K<0.1%History
CTOCTO Realty Growth, Inc.COM55,942$958.8K<0.1%History
Tritium DCFCQ9225T108COM877,289$956.2K<0.1%–
CVLGCovenant Logistics Group, Inc.CL A21,258$931.7K<0.1%History
WKHSWorkhorse Group Inc.COM NEW1,046,784$912.4K<0.1%History
CVGICommercial Vehicle Group, Inc.COM79,908$887.0K<0.1%History
HAINHain Celestial Group IncCOM70,428$881.1K<0.1%History
LZLegalzoom.com, Inc.COM70,830$855.6K<0.1%History
GCMGGCM Grosvenor Inc.COM CL A112,457$847.9K<0.1%History