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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
2,348
−65 vs. Q4 2022
Portfolio value
$86.6B
+$2.51B (+3.0%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of First Trust Advisors LP in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
REIRing Energy, Inc.COM250,747$476.4K<0.1%+18,361+7.9%AddedHistory
MHDBlackRock Muniholdings Fund, Inc.COM39,861$480.3K<0.1%−2,221−5.3%ReducedHistory
BMEZBlackRock Health Sciences Term TrustCOM SHS28,778$480.9K<0.1%−38,421−57.2%ReducedHistory
MNPWestern Asset Municipal Partners Fund Inc.COM39,919$483.0K<0.1%−1,578−3.8%ReducedHistory
HMNHorace Mann Educators CorpCOM14,514$485.9K<0.1%+102+0.7%AddedHistory
UNTYUnity Bancorp IncCOM21,328$486.5K<0.1%−2,059−8.8%ReducedHistory
ETWOE2open Parent Holdings, Inc.COM CL A83,813$487.8K<0.1%−106,027−55.9%ReducedHistory
ODPODP CorpCOM10,860$488.5K<0.1%−2,249−17.2%ReducedHistory
CCRDCoreCard CorpCOM16,319$491.7K<0.1%+1,245+8.3%AddedHistory
CTRECareTrust REIT, Inc.COM25,178$493.0K<0.1%−949−3.6%ReducedHistory
OBKOrigin Bancorp, Inc.COM15,374$494.3K<0.1%−9,659−38.6%ReducedHistory
LOCOEl Pollo Loco Holdings, Inc.COM52,279$501.4K<0.1%+3,988+8.3%AddedHistory
NUVNuveen Municipal Value Fund IncCOM56,948$501.7K<0.1%+595+1.1%AddedHistory
NRDSNerdwallet, Inc.COM CL A31,262$505.8K<0.1%+31,262NewHistory
FFFutureFuel Corp.COM68,740$507.3K<0.1%+5,240+8.3%AddedHistory
PRFTPerficient IncCOM7,057$509.4K<0.1%+7,057NewHistory
IQIInvesco Quality Municipal Income TrustCOM51,312$512.1K<0.1%−3,256−6.0%ReducedHistory
SLPSimulations Plus, Inc.COM11,663$512.5K<0.1%−34,911−75.0%ReducedHistory
EPMEvolution Petroleum CorpCOM81,687$515.4K<0.1%−192,986−70.3%ReducedHistory
UNITUniti Group Inc.COM145,242$515.6K<0.1%+80,341+123.8%AddedHistory
OPLNOPENLANE, Inc.COM37,717$516.0K<0.1%+37,717NewHistory
NMAINuveen Multi-Asset Income FundCOM45,037$519.7K<0.1%−27,734−38.1%ReducedHistory
AFCGAdvanced Flower Capital Inc.COM42,828$520.8K<0.1%+3,263+8.2%AddedHistory
AINAlbany International CorpCL A5,863$523.9K<0.1%−9,698−62.3%ReducedHistory
BWFGBankwell Financial Group, Inc.COM21,139$525.5K<0.1%−1,082−4.9%ReducedHistory
IIPRInnovative Industrial Properties IncCOM6,922$526.0K<0.1%−13,500−66.1%ReducedHistory
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM22,118$530.4K<0.1%+12,453+128.8%AddedHistory
NADNuveen Quality Municipal Income FundCOM46,175$532.4K<0.1%−1,573−3.3%ReducedHistory
LILAKLiberty Latin America Ltd.COM CL C64,774$535.0K<0.1%−10,148−13.5%ReducedHistory
CMBMFCambium Networks CorpSHS30,231$535.7K<0.1%+2,306+8.3%AddedHistory
KALUKaiser Aluminum CorpCOM PAR $0.017,183$536.1K<0.1%−1,051−12.8%ReducedHistory
ADUSAddus HomeCare CorpCOM5,028$536.8K<0.1%+110+2.2%AddedHistory
AEMAgnico Eagle Mines LtdStock10,593$539.9K<0.1%−35,650−77.1%ReducedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF10,600$548.4K<0.1%−418−3.8%Reduced–
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM47,175$551.0K<0.1%−2,633−5.3%ReducedHistory
First Tr Exchange-Traded Alp33735K108COM SHS5,961$554.6K<0.1%+166+2.9%Added–
ACLXArcellx, Inc.COMMON STOCK18,076$556.9K<0.1%−12,011−39.9%ReducedHistory
DOUGDouglas Elliman Inc.COM179,536$558.4K<0.1%+10,922+6.5%AddedHistory
PANLPangaea Logistics Solutions Ltd.SHS95,366$559.8K<0.1%+7,273+8.3%AddedHistory
MBINMerchants BancorpCOM21,538$560.8K<0.1%−13,639−38.8%ReducedHistory
FDBCFidelity D & D Bancorp IncCOM12,292$561.3K<0.1%+936+8.2%AddedHistory
SUPNSupernus Pharmaceuticals, Inc.COM15,541$563.0K<0.1%+771+5.2%AddedHistory
ORRFOrrstown Financial Services IncCOM28,407$564.2K<0.1%+2,146+8.2%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM50,848$565.4K<0.1%−279−0.5%ReducedHistory
NATHNathans Famous, Inc.COM7,497$566.8K<0.1%+574+8.3%AddedHistory
METCRamaco Resources, Inc.COM64,757$570.5K<0.1%+5,076+8.5%AddedHistory
CASHPathward Financial, Inc.COM13,770$571.3K<0.1%−9,459−40.7%ReducedHistory
SONOSonos IncCOM29,130$571.5K<0.1%−58,648−66.8%ReducedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT47,857$571.9K<0.1%−2,942−5.8%ReducedHistory
OPKOpko Health, Inc.COM393,583$574.6K<0.1%+393,583NewHistory
BUDAnheuser-Busch InBev SA/NVADR8,616$574.9K<0.1%+2,561+42.3%AddedHistory
IRTIndependence Realty Trust, Inc.COM35,922$575.8K<0.1%−1,641−4.4%ReducedHistory
CVGICommercial Vehicle Group, Inc.COM79,082$577.3K<0.1%+6,033+8.3%AddedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM50,921$577.4K<0.1%−2,161−4.1%ReducedHistory
ADNTAdient plcStock14,194$581.4K<0.1%−111,208−88.7%ReducedHistory
Barrick Gold Corp067901108COM31,389$582.8K<0.1%+1,700+5.7%Added–
NVGNuveen AMT-Free Municipal Credit Income FundCEF50,203$591.4K<0.1%−3,653−6.8%ReducedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN14,174$592.2K<0.1%+166+1.2%AddedHistory
RSVRReservoir Media, Inc.COM90,847$592.3K<0.1%+6,939+8.3%AddedHistory
REPXRiley Exploration Permian, Inc.COM15,565$592.4K<0.1%−6,592−29.8%ReducedHistory
VREVeris Residential, Inc.COM41,050$601.0K<0.1%−71,223−63.4%ReducedHistory
RGAReinsurance Group of America IncCOM NEW4,577$607.6K<0.1%−5,789−55.8%ReducedHistory
SANBanco Santander, S.A.ADR165,401$610.3K<0.1%−413,800−71.4%ReducedHistory
TGTredegar CorpCOM66,986$611.6K<0.1%+5,107+8.3%AddedHistory
SPBSpectrum Brands Holdings, Inc.COM9,243$612.1K<0.1%−45,506−83.1%ReducedHistory
JFRNuveen Floating Rate Income FundCOM74,780$613.2K<0.1%−950−1.3%ReducedHistory
BCPCBalchem CorpCOM4,861$614.8K<0.1%−30,380−86.2%ReducedHistory
SOFISoFi Technologies, Inc.Stock102,072$619.6K<0.1%−128,081−55.7%ReducedHistory
NEOGNeogen CorpCOM33,568$621.7K<0.1%+33,568NewHistory
NUSNu Skin Enterprises, Inc.CL A15,921$625.9K<0.1%−51,960−76.5%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF4,583$628.0K<0.1%−518−10.2%Reduced–
STLAStellantis N.V.SHS34,538$628.2K<0.1%+12,674+58.0%AddedHistory
BCBPBCB Bancorp IncCOM48,106$631.6K<0.1%−2,236−4.4%ReducedHistory
ROICRetail Opportunity Investments CorpCOM45,348$633.1K<0.1%−2,719−5.7%ReducedHistory
QSRRestaurant Brands International Inc.COM9,448$633.3K<0.1%+9,448NewHistory
MIRMirion Technologies, Inc.COM CL A74,430$635.6K<0.1%+74,430NewHistory
UTGReaves Utility Income FundCOM SH BEN INT22,423$636.4K<0.1%−3,274−12.7%ReducedHistory
STELStellar Bancorp, Inc.COM26,136$643.2K<0.1%−16,541−38.8%ReducedHistory
KWRQuaker Chemical CorpCOM3,269$647.1K<0.1%−231−6.6%ReducedHistory
RLGTRadiant Logistics, IncCOM98,772$647.9K<0.1%+6,597+7.2%AddedHistory
CAKECheesecake Factory IncCOM18,512$648.8K<0.1%−122−0.7%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF2,872$651.4K<0.1%−337−10.5%Reduced–
RELLRichardson Electronics, Ltd.COM29,447$657.3K<0.1%+2,640+9.8%AddedHistory
JMSBJohn Marshall Bancorp, Inc.COM30,782$664.9K<0.1%+2,396+8.4%AddedHistory
UTIUniversal Technical Institute IncCOM90,449$667.5K<0.1%+7,405+8.9%AddedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK151,569$673.0K<0.1%+123,902+447.8%AddedHistory
INSMINSMED IncCOM PAR $.0139,481$673.2K<0.1%−65,122−62.3%ReducedHistory
Two Harbors Investment Corp.90187B804COM45,926$675.6K<0.1%+45,926New–
AVIRAtea Pharmaceuticals, Inc.COM201,785$676.0K<0.1%+15,387+8.3%AddedHistory
CRSCarpenter Technology CorpCOM15,104$676.1K<0.1%−23,327−60.7%ReducedHistory
GPMTGranite Point Mortgage Trust Inc.COM STK139,374$691.3K<0.1%+10,626+8.3%AddedHistory
ZYXIZynex IncCOM57,834$694.0K<0.1%+4,411+8.3%AddedHistory
GBCIGlacier Bancorp, Inc.COM16,676$700.6K<0.1%+16,676NewHistory
PGZPrincipal Real Estate Income FundSHS BEN INT74,517$704.9K<0.1%−14,500−16.3%ReducedHistory
NPFDNuveen Variable Rate Preferred & Income FundCOM45,033$713.3K<0.1%−6,281−12.2%ReducedHistory
IPIIntrepid Potash, Inc.COM25,902$714.9K<0.1%+2,017+8.4%AddedHistory
FBIZFirst Business Financial Services, Inc.COM23,537$718.1K<0.1%−1,383−5.5%ReducedHistory
FTITechnipFMC plcCOM52,642$718.6K<0.1%+9,869+23.1%AddedHistory
RBBRBB BancorpCOM47,347$733.9K<0.1%−3,244−6.4%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF6,813$734.0K<0.1%+330+5.1%Added–

Sold out since Q4 2022 (177)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 177 by value last quarter.

Positions of First Trust Advisors LP sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX41,561,578$710.3M0.8%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS24,612,706$688.2M0.8%–
CINFCincinnati Financial CorpCOM1,573,553$161.1M0.2%History
COUPCoupa Software IncCOM1,052,693$83.3M0.1%History
KNBEKnowBe4, Inc.CL A3,236,769$80.2M0.1%History
First Tr Exch TRD Alphdx FD33737J133BRAZIL ALPHADEX5,230,511$54.8M0.1%–
AQUAEvoqua Water Technologies Corp.COM1,249,670$49.5M0.1%History
DCPDCP Midstream, LPCOM UT LTD PTN1,169,678$45.4M0.1%History
SGFYSignify Health, Inc.CL A COM1,008,250$28.9M<0.1%History
RBBNRibbon Communications Inc.COM6,040,443$16.8M<0.1%History
TLSTelos CorpCOM3,163,002$16.1M<0.1%History
iShares Tr4642874571 3 YR TREAS BD190,027$15.4M<0.1%–
TYLTyler Technologies IncCOM47,720$15.4M<0.1%History
RMDResmed IncCOM73,184$15.2M<0.1%History
HUCKHuckleberry.ai, Inc.Stock1,036,335$14.8M<0.1%History
Signature BK New York N Y82669G104COM92,774$10.7M<0.1%–
GNKGenco Shipping & Trading LtdSHS663,456$10.2M<0.1%History
SWBISmith & Wesson Brands, Inc.COM1,132,867$9.83M<0.1%History
SMPStandard Motor Products, Inc.Stock278,702$9.70M<0.1%History
STESTERIS plcSHS USD52,182$9.64M<0.1%History
SIVBSVB Financial GroupCOM33,276$7.66M<0.1%History
UMPQUmpqua Holdings CorpCOM420,813$7.51M<0.1%History
DNAGinkgo Bioworks Holdings, Inc.CL A SHS4,120,856$6.96M<0.1%History
LNCLincoln National CorpCOM215,436$6.62M<0.1%History
ARQQArqit Quantum Inc.ORDINARY SHARES1,699,646$6.13M<0.1%History
SAMBoston Beer Co IncCL A17,974$5.92M<0.1%History
BYNDBeyond Meat, Inc.COM473,543$5.83M<0.1%History
NVCRNovoCure LtdORD SHS78,639$5.77M<0.1%History
NCNOnCino, Inc.COM213,240$5.64M<0.1%History
FRPTFreshpet, Inc.Stock103,088$5.44M<0.1%History
SJISouth Jersey Industries IncCOM150,725$5.36M<0.1%History
Allego N V Ord ShsN0796A100Stock1,676,252$5.26M<0.1%–
ARGXArgenx SESPONSORED ADR13,648$5.17M<0.1%History
IAAIAA, Inc.COM127,412$5.10M<0.1%History
PYCRPaycor HCM, Inc.COM201,337$4.93M<0.1%History
ROCCBaytex Energy USA, Inc.COM99,356$4.02M<0.1%History
STORStore Capital LLCCOM121,376$3.89M<0.1%History
Safehold Inc.45031U101COM501,150$3.82M<0.1%–
GHGuardant Health, Inc.COM122,947$3.34M<0.1%History
NARIInari Medical, Inc.Stock52,552$3.34M<0.1%History
MRVIMaravai Lifesciences Holdings, Inc.COM CL A233,355$3.34M<0.1%History
CPRXCatalyst Pharmaceuticals, Inc.COM167,435$3.11M<0.1%History
Macquarie Global Infrastruct55608D101COM125,576$2.85M<0.1%–
GTLSChart Industries IncCOM22,866$2.63M<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR136,740$2.63M<0.1%History
CHTChunghwa Telecom Co LtdSPON ADR NEW1171,260$2.61M<0.1%History
Chindata Group Hldgs Ltd16955F107ADS322,375$2.57M<0.1%–
ALRMAlarm.com Holdings, Inc.COM48,505$2.40M<0.1%History
IRTCiRhythm Holdings, Inc.COM25,283$2.37M<0.1%History
CRDOCredo Technology Group Holding LtdStock176,210$2.35M<0.1%History
GFFGriffon CorpCOM65,280$2.34M<0.1%History
SICPSilvergate Capital CorpCL A125,474$2.18M<0.1%History
BTIBritish American Tobacco p.l.c.SPONSORED ADR52,800$2.11M<0.1%History
BEAMBeam Therapeutics Inc.COM52,584$2.06M<0.1%History
TRIPTripAdvisor, Inc.COM105,501$1.90M<0.1%History
RYAAYRyanair Holdings PLCSPONSORED ADR25,211$1.88M<0.1%History
RXRXRecursion Pharmaceuticals, Inc.CL A241,147$1.86M<0.1%History
CDMOAvid Bioservices, Inc.COM134,196$1.85M<0.1%History
GDYNGrid Dynamics Holdings, Inc.CL A161,589$1.81M<0.1%History
ACTEnact Holdings, Inc.COM73,905$1.78M<0.1%History
Ssga Active ETF Tr78467V608ST STR BL LN ETF41,710$1.71M<0.1%–
PHIPLDT Inc.SPONSORED ADR74,805$1.71M<0.1%History
VCYTVeracyte, Inc.COM66,639$1.58M<0.1%History
TVTXTravere Therapeutics, Inc.COM72,743$1.53M<0.1%History
PCRXPacira BioSciences, Inc.COM36,491$1.41M<0.1%History
EEExcelerate Energy, Inc.CL A COM55,947$1.40M<0.1%History
BPMCBlueprint Medicines CorpCOM31,597$1.38M<0.1%History
Adamas Trust, Inc.649604501COM PAR $.02512,326$1.31M<0.1%–
GICGlobal Industrial CoCOM55,043$1.30M<0.1%History
iShares Core MSCI Total International Stock ETF46432F834ETF22,230$1.29M<0.1%–
MLNKMeridianLink, Inc.COMMON STOCK92,954$1.28M<0.1%History
BMBLBumble Inc.COM CL A55,605$1.17M<0.1%History
BBIOBridgeBio Pharma, Inc.COM152,241$1.16M<0.1%History
GMEGameStop Corp.Stock59,802$1.10M<0.1%History
LYELLyell Immunopharma, Inc.COM307,389$1.07M<0.1%History
Vanguard Morningstar Total Stock Market ETF922908769ETF5,467$1.05M<0.1%–
LMNDLemonade, Inc.Stock76,342$1.04M<0.1%History
ACDCProFrac Holding Corp.CLASS A COM40,224$1.01M<0.1%History
IQiQIYI, Inc.SPONSORED ADS187,201$992.2K<0.1%History
AIMCAltra Industrial Motion Corp.COM15,915$950.9K<0.1%History
MRTXMirati Therapeutics, Inc.COM20,857$945.0K<0.1%History
Atlas CorpY0436Q109SHARES57,861$887.6K<0.1%–
Professional Hldg Corp743139107CL A COM31,935$885.9K<0.1%–
MOMOHello Group Inc.ADS96,393$865.6K<0.1%History
CERECerevel Therapeutics Holdings, Inc.COM26,813$845.7K<0.1%History
ABCLAbCellera Biologics Inc.COM80,628$816.8K<0.1%History
MORNMorningstar, Inc.COM3,738$809.6K<0.1%History
ARVNArvinas, Inc.COM23,658$809.3K<0.1%History
CWANClearwater Analytics Holdings, Inc.CL A42,926$804.9K<0.1%History
IMCRImmunocore Holdings plcADS13,975$797.7K<0.1%History
TTGTTechTarget, Inc.COM17,780$783.4K<0.1%History
BILIBilibili Inc.SPONS ADS REP Z32,992$781.6K<0.1%History
OBDCBlue Owl Capital CorpCOM67,548$780.2K<0.1%History
PRIPrimerica, Inc.Stock5,380$763.0K<0.1%History
KNKnowles CorpCOM44,529$731.2K<0.1%History
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A27,016$725.9K<0.1%History
NKLANikola CorpCOM335,194$724.0K<0.1%History
MLCOMelco Resorts & Entertainment LTDADR62,764$721.8K<0.1%History
STAAStaar Surgical CoCOM PAR $0.0114,865$721.5K<0.1%History
HHyatt Hotels CorpCOM CL A7,915$715.9K<0.1%History