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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 9, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
2,413
−47 vs. Q3 2022
Portfolio value
$84.1B
+$6.96B (+9.0%) vs. Q3 2022
Filed
Feb 9, 2023
SEC
Holdings of First Trust Advisors LP in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SFSTSouthern First Bancshares IncCOM6,526$298.6K<0.1%+6,526NewHistory
SACHSachem Capital Corp.COM91,301$301.3K<0.1%−914−1.0%ReducedHistory
BFKBlackRock Municipal Income TrustSH BEN INT30,226$304.1K<0.1%−7,877−20.7%ReducedHistory
FISIFinancial Institutions IncCOM12,513$304.8K<0.1%+12,513NewHistory
JAKKJakks Pacific IncCOM NEW17,458$305.3K<0.1%−1,213−6.5%ReducedHistory
APPSDigital Turbine, Inc.COM NEW20,145$307.0K<0.1%+20,145NewHistory
STLAStellantis N.V.SHS21,864$310.4K<0.1%−186,637−89.5%ReducedHistory
WSBFWaterstone Financial, Inc.COM18,108$312.2K<0.1%+18,108NewHistory
PRPHProPhase Labs, Inc.COM32,427$312.3K<0.1%−1,674−4.9%ReducedHistory
FGBIFirst Guaranty Bancshares, Inc.COM13,442$315.2K<0.1%−5,005−27.1%ReducedHistory
CSTRCapStar Financial Holdings, Inc.COM17,884$315.8K<0.1%+17,884NewHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT27,874$318.8K<0.1%−24,868−47.2%ReducedHistory
RNACCartesian Therapeutics, Inc.COM282,265$319.0K<0.1%−18,988−6.3%ReducedHistory
NGGNational Grid PLCSPONSORED ADR NE5,316$320.7K<0.1%+5,316NewHistory
PWPPerella Weinberg PartnersCLASS A COM32,855$322.0K<0.1%+13,742+71.9%AddedHistory
PLYMPlymouth Industrial REIT, Inc.COM16,812$322.3K<0.1%−2,061−10.9%ReducedHistory
BSTZBlackRock Science & Technology Term TrustSHS BEN INT20,640$322.8K<0.1%−1,500−6.8%ReducedHistory
AJRDAerojet Rocketdyne Holdings, Inc.COM5,827$325.9K<0.1%+5,827NewHistory
ATRCAtriCure, Inc.COM7,425$329.5K<0.1%+500+7.2%AddedHistory
LOBLive Oak Bancshares, Inc.COM11,008$332.4K<0.1%−16,744−60.3%ReducedHistory
GOROGoldgroup Mining Inc.COM217,400$332.6K<0.1%−15,042−6.5%ReducedHistory
PDPagerDuty, Inc.COM12,583$334.2K<0.1%−29,936−70.4%ReducedHistory
LGTYLogility Supply Chain Solutions, IncCL A22,802$334.7K<0.1%−815−3.5%ReducedHistory
KWKennedy-Wilson Holdings, Inc.COM21,297$335.0K<0.1%−103,808−83.0%ReducedHistory
TTWOTake Two Interactive Software IncCOM3,241$337.5K<0.1%−5,849−64.3%ReducedHistory
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG36,357$337.8K<0.1%−797−2.1%ReducedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS34,475$343.7K<0.1%+2,330+7.2%AddedHistory
FREEWhole Earth Brands, Inc.COM CL A84,665$344.6K<0.1%−5,864−6.5%ReducedHistory
NAPADuckhorn Portfolio, Inc.COM20,810$344.8K<0.1%−125,707−85.8%ReducedHistory
STEPStepStone Group Inc.COM CL A13,742$346.0K<0.1%−28,456−67.4%ReducedHistory
WTBAWest Bancorporation IncCAP STK13,578$346.9K<0.1%+13,578NewHistory
CHGGChegg, IncCOM13,775$348.1K<0.1%−21,369−60.8%ReducedHistory
ASTHAstrana Health, Inc.COM NEW11,815$349.6K<0.1%−15,488−56.7%ReducedHistory
WEYSWeyco Group IncCOM16,565$350.5K<0.1%−1,094−6.2%ReducedHistory
QUREuniQure N.V.SHS15,474$350.8K<0.1%+15,474NewHistory
FUTUFutu Holdings LtdSPON ADS CL A8,707$353.9K<0.1%−13,147−60.2%ReducedHistory
UNITUniti Group Inc.COM64,901$359.8K<0.1%−460,246−87.6%ReducedHistory
BSETBassett Furniture Industries IncCOM20,716$360.0K<0.1%−1,660−7.4%ReducedHistory
NMZNuveen Municipal High Income Opportunity FundCOM34,843$360.3K<0.1%−8,539−19.7%ReducedHistory
BUDAnheuser-Busch InBev SA/NVADR6,055$363.5K<0.1%+6,055NewHistory
BLEBlackRock Municipal Income Trust IICOM35,560$367.3K<0.1%−10,468−22.7%ReducedHistory
DQDaqo New Energy Corp.SPNSRD ADS NEW9,558$369.0K<0.1%−7,124−42.7%ReducedHistory
MARAMARA Holdings, Inc.COM108,069$369.6K<0.1%−20,728−16.1%ReducedHistory
YELPYelp IncCL A13,588$371.5K<0.1%−31,336−69.8%ReducedHistory
POWWOutdoor Holding CoCOM215,734$373.2K<0.1%−14,256−6.2%ReducedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT37,829$373.4K<0.1%−9,276−19.7%ReducedHistory
EVTCEVERTEC, Inc.COM11,629$376.5K<0.1%−39,162−77.1%ReducedHistory
SMBKSmartfinancial Inc.COM NEW13,781$379.0K<0.1%+13,781NewHistory
WLDNWilldan Group, Inc.COM21,314$380.5K<0.1%+3,602+20.3%AddedHistory
SPFISouth Plains Financial, Inc.COM13,871$381.9K<0.1%+13,871NewHistory
BHCBausch Health Companies Inc.Stock60,951$382.8K<0.1%−224,259−78.6%ReducedHistory
FSBCFive Star BancorpCOM14,072$383.3K<0.1%+14,072NewHistory
IIIInformation Services Group Inc.COM83,814$385.5K<0.1%−6,041−6.7%ReducedHistory
VLTAVolta Inc.COM CL A1,088,199$386.4K<0.1%−2,232−0.2%ReducedHistory
SHWSherwin Williams CoCOM1,631$387.1K<0.1%−19,894−92.4%ReducedHistory
MPBMid Penn Bancorp IncCOM12,963$388.5K<0.1%+12,963NewHistory
HLIOHelios Technologies, Inc.COM7,204$392.2K<0.1%−32,905−82.0%ReducedHistory
FMNBFarmers National Banc CorpCOM27,792$392.4K<0.1%+14,853+114.8%AddedHistory
JOEST JOE CoCOM10,280$397.3K<0.1%−36,675−78.1%ReducedHistory
GCBCGreene County Bancorp IncCOM6,948$399.0K<0.1%+6,948NewHistory
ACTGAcacia Research CorpACACIA TCH COM94,782$399.0K<0.1%−5,972−5.9%ReducedHistory
BWBBridgewater Bancshares IncCOM22,515$399.4K<0.1%+12,038+114.9%AddedHistory
BPBP PLCADR11,537$403.0K<0.1%+11,537NewHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF3,729$403.0K<0.1%−225−5.7%Reduced–
INFNInfinera CorpCOM59,975$404.2K<0.1%+7,667+14.7%AddedHistory
SAMGSilvercrest Asset Management Group Inc.CL A21,545$404.4K<0.1%−2,177−9.2%ReducedHistory
MOFGMidWestOne Financial Group, Inc.COM12,751$404.8K<0.1%+12,751NewHistory
RPTRithm Property Trust Inc.COM56,301$408.2K<0.1%−3,492−5.8%ReducedHistory
CBHVirtus Convertible & Income 2024 Target Term FundCOM47,602$411.3K<0.1%−14,200−23.0%ReducedHistory
VKQInvesco Municipal TrustCOM41,966$415.5K<0.1%−16,277−27.9%ReducedHistory
MQTBlackRock Muniyield Quality Fund II, Inc.COM41,291$422.0K<0.1%−10,289−19.9%ReducedHistory
CCEPCoca-Cola Europacific Partners plcSHS7,647$423.0K<0.1%−54,787−87.8%ReducedHistory
LYFTLyft, Inc.CL A COM38,448$423.7K<0.1%+5,311+16.0%AddedHistory
RMTRoyce Micro-Cap Trust, Inc.COM48,844$424.0K<0.1%−686−1.4%ReducedHistory
EQBKEquity Bancshares IncCOM CL A13,005$424.9K<0.1%+13,005NewHistory
ZLABZai Lab LtdADR13,884$426.2K<0.1%−13,686−49.6%ReducedHistory
MFAMfa Financial, Inc.COM43,293$426.4K<0.1%−319,421−88.1%ReducedHistory
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR10,440$426.8K<0.1%−2,654−20.3%ReducedHistory
BFSSaul Centers, Inc.COM10,558$429.5K<0.1%+10,558NewHistory
NMCONuveen Municipal Credit Opportunities FundCOM39,493$434.0K<0.1%−11,989−23.3%ReducedHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF8,847$435.9K<0.1%−282−3.1%Reduced–
AXTIAxt IncCOM99,613$436.3K<0.1%−5,717−5.4%ReducedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF9,569$436.4K<0.1%−2,615−21.5%Reduced–
ARIApollo Commercial Real Estate Finance, Inc.COM40,580$436.6K<0.1%−305,241−88.3%ReducedHistory
CCRDCoreCard CorpCOM15,074$436.7K<0.1%−1,150−7.1%ReducedHistory
NWSNews CorpCL B23,686$436.8K<0.1%+8,025+51.2%AddedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF4,813$439.5K<0.1%+157+3.4%Added–
ASNDAscendis Pharma A/SSPONSORED ADR3,602$439.9K<0.1%+1,251+53.2%AddedHistory
HLMNHillman Solutions Corp.COM61,110$440.6K<0.1%+61,110NewHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM44,252$444.7K<0.1%−11,636−20.8%ReducedHistory
DFHDream Finders Homes, Inc.COM CL A51,761$448.3K<0.1%−3,596−6.5%ReducedHistory
CVSACovista Inc.COM12,641$448.8K<0.1%−761−5.7%ReducedHistory
FCBCFirst Community Bankshares IncCOM13,239$448.8K<0.1%+13,239NewHistory
CCBGCapital City Bank Group IncCOM13,842$449.9K<0.1%+7,400+114.9%AddedHistory
MKTXMarketaxess Holdings IncCOM1,620$451.8K<0.1%+594+57.9%AddedHistory
BFSTBusiness First Bancshares, Inc.COM20,489$453.6K<0.1%+20,489NewHistory
PANLPangaea Logistics Solutions Ltd.SHS88,093$453.7K<0.1%−6,292−6.7%ReducedHistory
AROWArrow Financial CorpCOM13,488$457.2K<0.1%+13,488NewHistory
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN21,530$458.4K<0.1%−5,491−20.3%ReducedHistory
RVTRoyce Small-Cap Trust, Inc.COM34,649$459.4K<0.1%00.0%UnchangedHistory

Sold out since Q3 2022 (215)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 215 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
First Tr Exchange Trad FD VI33739H101FST TR GLB FD5,678,677$143.9M0.2%–
TWTRTwitter, Inc.COM2,512,116$110.1M0.1%History
CLRContinental Resources, IncCOM1,304,387$87.1M0.1%History
CTXSCitrix Systems IncCOM695,338$72.3M0.1%History
TRIThomson Reuters CorpCOM NEW591,646$60.7M0.1%History
iShares Tr46434V1000-5YR INVT GR CP984,340$46.7M0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF518,661$39.3M0.1%–
First Tr Exchange Traded FD33733A102CHINDIA ETF794,713$27.7M<0.1%–
First Tr Bick Index FD33733H107COM SHS1,158,548$27.5M<0.1%–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID1,467,948$27.2M<0.1%–
CHNGChange Healthcare Inc.COM745,883$20.5M<0.1%History
WATWaters CorpCOM63,257$17.0M<0.1%History
GTESGates Industrial Corp Ltd.ORD SHS1,729,419$16.9M<0.1%History
Vanguard S&P 500 ETF922908363ETF51,123$16.8M<0.1%–
iShares Core MSCI Eafe ETF46432F842ETF215,130$11.3M<0.1%–
iShares Core S&P Mid-Cap ETF464287507ETF51,132$11.2M<0.1%–
iShares Russell 2000 ETF464287655ETF67,837$11.2M<0.1%–
LFGArchaea Energy Inc.COM CL A600,724$10.8M<0.1%History
CERTCertara, Inc.COM679,379$9.02M<0.1%History
PRVAPrivia Health Group, Inc.COM210,961$7.18M<0.1%History
Two Harbors Investment Corp.90187B408COM NEW2,025,059$6.72M<0.1%–
TMXTerminix Global Holdings IncCOM172,676$6.61M<0.1%History
DPZDominos Pizza IncCOM20,125$6.24M<0.1%History
TDCTeradata CorpStock199,075$6.18M<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW62,460$5.97M<0.1%History
PPLIPeople IncCOM NEW102,058$5.65M<0.1%History
WNCWabash National CorpCOM359,680$5.60M<0.1%History
Tata MTRS Ltd876568502SPONSORED ADR207,347$5.03M<0.1%–
KNOPKNOT Offshore Partners LPCOM UNITS342,361$4.79M<0.1%History
BRMKBroadmark Realty Capital Inc.COM913,978$4.67M<0.1%History
SAHSonic Automotive IncCL A107,435$4.65M<0.1%History
Vanguard World FD921910840MEGA CAP VAL ETF50,370$4.53M<0.1%–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF129,458$4.46M<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF75,826$4.44M<0.1%–
iShares Russell 1000 Value ETF464287598ETF32,485$4.42M<0.1%–
SRCLStericycle IncCOM102,140$4.30M<0.1%History
NENoble Corp plcEquities140,245$4.17M<0.1%History
DLOdLocal LtdCLASS A COM198,369$4.07M<0.1%History
PRGPROG Holdings, Inc.Stock233,598$3.50M<0.1%History
SSPE.W. Scripps CoCL A NEW309,092$3.48M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A523,667$3.30M<0.1%History
INFAInformatica Inc.COM CL A161,389$3.24M<0.1%History
ChemoCentryx, Inc.16383L106COM61,975$3.20M<0.1%–
FIVNFive9, Inc.COM41,731$3.13M<0.1%History
DREDuke Realty CorpCOM NEW64,325$3.10M<0.1%History
BALYBally's CorpCOM155,889$3.08M<0.1%History
CVNACarvana Co.CL A145,694$2.96M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C39,490$2.91M<0.1%History
RWTRedwood Trust IncCOM505,727$2.90M<0.1%History
EEFTEuronet Worldwide, Inc.COM37,172$2.82M<0.1%History
First Tr Exchng Traded FD VI33740U836FT VEST NAS166,136$2.75M<0.1%–
IEAInfrastructure & Energy Alternatives, Inc.COM203,029$2.75M<0.1%History
AVYAAvaya Holdings Corp.COM1,720,701$2.74M<0.1%History
First Tr Exchng Traded FD VI33740F557FT VEST NAS155,360$2.73M<0.1%–
GESGuess IncCOM185,594$2.72M<0.1%History
First Tr Exchng Traded FD VI33740F581FT VEST NAS144,720$2.72M<0.1%–
FLGTFulgent Genetics, Inc.COM70,865$2.70M<0.1%History
QVCGAOld QVC Group, Inc.COM SER A1,343,771$2.70M<0.1%History
PENGPenguin Solutions, Inc.SHS169,728$2.69M<0.1%History
First Tr Exchng Traded FD VI33740F649FT VEST NAS147,924$2.69M<0.1%–
ENVAEnova International, Inc.COM90,042$2.64M<0.1%History
Turquoise Hill Res Ltd900435207COM88,538$2.61M<0.1%–
UUnity Software Inc.COM81,330$2.59M<0.1%History
RCMR1 RCM Inc.COM139,654$2.59M<0.1%History
VODVodafone Group Public Ltd CoADR200,788$2.27M<0.1%History
DHDefinitive Healthcare Corp.CLASS A COM146,317$2.27M<0.1%History
SNCYSun Country Airlines Holdings, LLCCOM151,498$2.06M<0.1%History
PAYOPayoneer Global Inc.COM334,707$2.02M<0.1%History
QSRRestaurant Brands International Inc.COM37,401$1.99M<0.1%History
GOGOGogo Inc.COM160,147$1.94M<0.1%History
AAMIAcadian Asset Management Inc.COM129,991$1.94M<0.1%History
STRSTR Sub Inc.CLASS A COM81,359$1.80M<0.1%History
SPYSPDR S&P 500 ETF TrustETF4,963$1.77M<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/9999244,730$1.72M<0.1%History
ECOMChanneladvisor CorpCOM75,564$1.71M<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF48,990$1.71M<0.1%–
VECOVeeco Instruments IncCOM93,058$1.71M<0.1%History
FORMFormfactor IncCOM66,856$1.68M<0.1%History
ARMKAramarkCOM52,720$1.65M<0.1%History
PLTRPalantir Technologies Inc.Stock201,689$1.64M<0.1%History
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT288,107$1.58M<0.1%History
VERVVerve Therapeutics, Inc.COM45,394$1.56M<0.1%History
MEOHMethanex CorpCOM48,756$1.55M<0.1%History
SWISolarWinds CorpCOM197,454$1.53M<0.1%History
TREELendingTree, Inc.COM63,407$1.51M<0.1%History
PRFTPerficient IncCOM23,051$1.50M<0.1%History
NEUENeueHealth, Inc.COM1,422,720$1.49M<0.1%History
BAPCredicorp LtdCOM11,987$1.47M<0.1%History
WSTWest Pharmaceutical Services IncCOM5,770$1.42M<0.1%History
PZZAPapa Johns International IncStock20,056$1.40M<0.1%History
NEONeogenomics IncCOM NEW153,441$1.32M<0.1%History
OPLNOPENLANE, Inc.COM117,106$1.31M<0.1%History
CSRCenterspaceCOM19,376$1.30M<0.1%History
RDNTRadNet, Inc.COM60,974$1.24M<0.1%History
BIOBio-Rad Laboratories, Inc.CL A2,917$1.22M<0.1%History
SPNTSiriusPoint LtdCOM230,177$1.14M<0.1%History
AMXAmerica Movil SAB de CVSPON ADR L SHS68,549$1.13M<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW42,942$1.12M<0.1%History
BURLBurlington Stores, Inc.COM9,946$1.11M<0.1%History
CRSRCorsair Gaming, Inc.COM95,015$1.08M<0.1%History