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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 9, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
2,413
−47 vs. Q3 2022
Portfolio value
$84.1B
+$6.96B (+9.0%) vs. Q3 2022
Filed
Feb 9, 2023
SEC
Holdings of First Trust Advisors LP in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock30,876$14.6K<0.1%00.0%UnchangedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT33,044$21.4K<0.1%−6,911−17.3%ReducedHistory
FSPFranklin Street Properties CorpCOM12,667$34.6K<0.1%−2,679−17.5%ReducedHistory
RIOTRiot Platforms, Inc.COM15,452$52.4K<0.1%−322,943−95.4%ReducedHistory
HMYHarmony Gold Mining Co LtdADR18,346$62.4K<0.1%−9,103−33.2%ReducedHistory
CGAUCenterra Gold Inc.COM12,329$63.8K<0.1%+12,329NewHistory
Nuveen PFD & Incm Securties67072C105COM14,543$98.9K<0.1%+657+4.7%Added–
AURAurora Innovation, Inc.CLASS A COM86,312$104.4K<0.1%+86,312NewHistory
INNSummit Hotel Properties, Inc.COM14,736$106.4K<0.1%−3,128−17.5%ReducedHistory
MHFWestern Asset Municipal High Income Fund Inc.COM17,144$109.4K<0.1%−5,011−22.6%ReducedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A18,503$109.7K<0.1%−3,765−16.9%ReducedHistory
AGIAlamos Gold IncStock11,275$114.0K<0.1%−2,565−18.5%ReducedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT12,737$115.4K<0.1%+12,737NewHistory
CTEVClaritev CorpCOM101,497$116.7K<0.1%−267,155−72.5%ReducedHistory
PAGSPagSeguro Digital Ltd.COM CL A13,484$117.8K<0.1%+13,484NewHistory
RPT Realty74971D101SH BEN INT11,752$118.0K<0.1%−2,481−17.4%Reduced–
GAPGap IncCOM10,727$121.0K<0.1%−666,457−98.4%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM14,683$125.7K<0.1%+14,683NewHistory
ABEVAmbev S.A.SPONSORED ADR46,551$126.6K<0.1%−122,621−72.5%ReducedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT11,774$127.6K<0.1%+37+0.3%AddedHistory
NUNu Holdings Ltd.ORD SHS CL A31,906$129.9K<0.1%−68,216−68.1%ReducedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK27,667$130.3K<0.1%+27,667NewHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD28,510$134.3K<0.1%−78,492−73.4%ReducedHistory
BBDBank BradescoSP ADR PFD NEW47,787$137.6K<0.1%−97,280−67.1%ReducedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM14,330$140.4K<0.1%−4,310−23.1%ReducedHistory
KGCKinross Gold CorpCOM35,885$146.8K<0.1%−9,755−21.4%ReducedHistory
NIDNuveen Intermediate Duration Municipal Term FundCOM11,203$147.0K<0.1%−13,013−53.7%ReducedHistory
IIMInvesco Value Municipal Income TrustCOM12,253$147.6K<0.1%−3,512−22.3%ReducedHistory
Yamana Gold Inc98462Y100COM27,261$151.3K<0.1%−197,263−87.9%Reduced–
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM12,221$152.6K<0.1%−3,838−23.9%Reduced–
NBHNeuberger Municipal Fund Inc.COM15,791$164.5K<0.1%−4,525−22.3%ReducedHistory
SVCService Properties TrustCOM SH BEN INT22,811$166.3K<0.1%−160,188−87.5%ReducedHistory
BTABlackRock Long-Term Municipal Advantage TrustCOM18,364$172.6K<0.1%−5,866−24.2%ReducedHistory
MVSTMicrovast Holdings, Inc.COM112,955$172.8K<0.1%+17,318+18.1%AddedHistory
CBANColony Bankcorp IncCOM14,397$182.7K<0.1%+14,397NewHistory
NGVCNatural Grocers by Vitamin Cottage, Inc.COM20,088$183.6K<0.1%−1,396−6.5%ReducedHistory
DTFDTF Tax-Free Income 2028 Term Fund IncCOM17,438$190.2K<0.1%−4,385−20.1%ReducedHistory
CODXCo-Diagnostics, Inc.COM76,037$191.6K<0.1%−12,815−14.4%ReducedHistory
RLAYRelay Therapeutics, Inc.COM13,234$197.7K<0.1%−54,163−80.4%ReducedHistory
MUEBlackRock Muniholdings Quality Fund II, Inc.COM19,925$198.3K<0.1%−9,639−32.6%ReducedHistory
PSNYPolestar Automotive Holding UK PLCADS A37,429$198.7K<0.1%+37,429NewHistory
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,665$200.7K<0.1%+9,665NewHistory
BCMLBayCom CorpCOM10,595$201.1K<0.1%+10,595NewHistory
NMINuveen Municipal Income Fund IncCOM21,408$201.2K<0.1%+21,408NewHistory
TCBXThird Coast Bancshares, Inc.COM11,044$203.5K<0.1%+11,044NewHistory
SIDNational Steel CoSPONSORED ADR73,941$204.1K<0.1%−20,268−21.5%ReducedHistory
RCMTRCM Technologies, Inc.COM NEW16,701$206.1K<0.1%−1,814−9.8%ReducedHistory
CPSSConsumer Portfolio Services, Inc.COM23,599$208.9K<0.1%−1,640−6.5%ReducedHistory
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS21,157$210.3K<0.1%−5,670−21.1%ReducedHistory
PIMCO ETF Tr72201R2051-5 US TIP IDX4,252$212.0K<0.1%−64−1.5%Reduced–
PCBPCB BancorpCOM12,077$213.6K<0.1%+12,077NewHistory
SPDR Series Trust78468R721STATE STREET SPD4,764$217.3K<0.1%−958−16.7%Reduced–
EIMEaton Vance Municipal Bond FundCOM21,154$219.8K<0.1%−4,867−18.7%ReducedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF4,514$221.1K<0.1%−751−14.3%Reduced–
ProShares Tr74347B425SHORT S&P 500 NE13,999$224.4K<0.1%+13,999New–
GFIGold Fields LtdSPONSORED ADR21,745$225.1K<0.1%−9,369−30.1%ReducedHistory
SDGRSchrodinger, Inc.COM12,057$225.3K<0.1%−17,239−58.8%ReducedHistory
MVBFMVB Financial CorpCOM10,290$226.6K<0.1%+10,290NewHistory
NVRONevro CorpCOM5,747$227.6K<0.1%+5,747NewHistory
TXG10x Genomics, Inc.CL A COM6,260$228.1K<0.1%−2,581−29.2%ReducedHistory
WPMWheaton Precious Metals Corp.COM5,889$230.1K<0.1%−86,510−93.6%ReducedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM25,418$231.6K<0.1%−23,375−47.9%ReducedHistory
NXPNuveen Select Tax Free Income PortfolioSH BEN INT16,829$234.1K<0.1%+455+2.8%AddedHistory
EBIXEbix IncCOM NEW11,763$234.8K<0.1%+11,763NewHistory
GORVLazydays Holdings, Inc.COM19,695$235.2K<0.1%−2,202−10.1%ReducedHistory
AUAngloGold Ashanti PLCSPONSORED ADR12,147$235.9K<0.1%−3,914−24.4%ReducedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM27,194$237.7K<0.1%−19,475−41.7%ReducedHistory
CIACitizens, Inc.CL A111,911$238.4K<0.1%−8,129−6.8%ReducedHistory
CRNCCerence Inc.COM12,918$239.4K<0.1%−75,652−85.4%ReducedHistory
SRTSSensus Healthcare, Inc.COM32,275$239.5K<0.1%−2,126−6.2%ReducedHistory
DSGXDescartes Systems Group IncCOM3,446$240.5K<0.1%−243−6.6%ReducedHistory
HQLabrdn Life Sciences InvestorsSH BEN INT17,060$242.4K<0.1%00.0%UnchangedHistory
FRBKRepublic First Bancorp IncCOM112,949$242.8K<0.1%−32,004−22.1%ReducedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS3,100$243.2K<0.1%−1,300−29.5%Reduced–
LELands' End, Inc.COM32,576$247.3K<0.1%−2,579−7.3%ReducedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM61,348$249.7K<0.1%+3,352+5.8%AddedHistory
HEI.AHeico CorpCL A2,096$251.2K<0.1%+2,096NewHistory
EOIEaton Vance Enhanced Equity Income FundCOM16,882$252.0K<0.1%−3,072−15.4%ReducedHistory
NRIMNorthrim Bancorp IncCOM4,638$253.1K<0.1%+4,638NewHistory
CRSPCRISPR Therapeutics AGNAMEN AKT6,238$253.6K<0.1%−55,307−89.9%ReducedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF5,408$254.1K<0.1%−1,102−16.9%Reduced–
INDIindie Semiconductor, Inc.CLASS A COM43,840$255.6K<0.1%−3,619−7.6%ReducedHistory
Northeast BK Portland Me66405S100COM6,079$255.9K<0.1%+6,079New–
AVKAdvent Convertible & Income FundCOM23,481$255.9K<0.1%−34,402−59.4%ReducedHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT20,143$258.0K<0.1%+94+0.5%AddedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM34,284$260.2K<0.1%−9,619−21.9%ReducedHistory
BSRRSierra BancorpCOM12,312$261.5K<0.1%+12,312NewHistory
TIGTrean Insurance Group, Inc.COM44,088$264.5K<0.1%−3,048−6.5%ReducedHistory
UFIUnifi IncCOM NEW31,050$267.3K<0.1%−2,971−8.7%ReducedHistory
GGALGrupo Financiero Galicia SASPONSORED ADR27,563$268.2K<0.1%−604−2.1%ReducedHistory
JAMFJamf Holding Corp.COM13,099$279.0K<0.1%−139,993−91.4%ReducedHistory
EPSNEpsilon Energy Ltd.COM42,473$281.6K<0.1%−2,906−6.4%ReducedHistory
CIVBCivista Bancshares, Inc.COM NO PAR12,835$282.5K<0.1%+12,835NewHistory
LGNDLigand Pharmaceuticals IncCOM NEW4,278$285.8K<0.1%−6,721−61.1%ReducedHistory
CARGCarGurus, Inc.COM CL A20,486$287.0K<0.1%−63,521−75.6%ReducedHistory
KIDSOrthopediatrics CorpCOM7,284$289.4K<0.1%+7,284NewHistory
BLFYBlue Foundry BancorpCOM22,751$292.4K<0.1%+11,956+110.8%AddedHistory
WRBYWarby Parker Inc.CL A COM21,762$293.6K<0.1%+21,762NewHistory
IBRXImmunityBio, Inc.COM58,407$296.1K<0.1%−16,962−22.5%ReducedHistory
iShares Tr464288158SHRT NAT MUN ETF2,862$298.4K<0.1%−603−17.4%Reduced–

Sold out since Q3 2022 (215)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 215 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
First Tr Exchange Trad FD VI33739H101FST TR GLB FD5,678,677$143.9M0.2%–
TWTRTwitter, Inc.COM2,512,116$110.1M0.1%History
CLRContinental Resources, IncCOM1,304,387$87.1M0.1%History
CTXSCitrix Systems IncCOM695,338$72.3M0.1%History
TRIThomson Reuters CorpCOM NEW591,646$60.7M0.1%History
iShares Tr46434V1000-5YR INVT GR CP984,340$46.7M0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF518,661$39.3M0.1%–
First Tr Exchange Traded FD33733A102CHINDIA ETF794,713$27.7M<0.1%–
First Tr Bick Index FD33733H107COM SHS1,158,548$27.5M<0.1%–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID1,467,948$27.2M<0.1%–
CHNGChange Healthcare Inc.COM745,883$20.5M<0.1%History
WATWaters CorpCOM63,257$17.0M<0.1%History
GTESGates Industrial Corp Ltd.ORD SHS1,729,419$16.9M<0.1%History
Vanguard S&P 500 ETF922908363ETF51,123$16.8M<0.1%–
iShares Core MSCI Eafe ETF46432F842ETF215,130$11.3M<0.1%–
iShares Core S&P Mid-Cap ETF464287507ETF51,132$11.2M<0.1%–
iShares Russell 2000 ETF464287655ETF67,837$11.2M<0.1%–
LFGArchaea Energy Inc.COM CL A600,724$10.8M<0.1%History
CERTCertara, Inc.COM679,379$9.02M<0.1%History
PRVAPrivia Health Group, Inc.COM210,961$7.18M<0.1%History
Two Harbors Investment Corp.90187B408COM NEW2,025,059$6.72M<0.1%–
TMXTerminix Global Holdings IncCOM172,676$6.61M<0.1%History
DPZDominos Pizza IncCOM20,125$6.24M<0.1%History
TDCTeradata CorpStock199,075$6.18M<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW62,460$5.97M<0.1%History
PPLIPeople IncCOM NEW102,058$5.65M<0.1%History
WNCWabash National CorpCOM359,680$5.60M<0.1%History
Tata MTRS Ltd876568502SPONSORED ADR207,347$5.03M<0.1%–
KNOPKNOT Offshore Partners LPCOM UNITS342,361$4.79M<0.1%History
BRMKBroadmark Realty Capital Inc.COM913,978$4.67M<0.1%History
SAHSonic Automotive IncCL A107,435$4.65M<0.1%History
Vanguard World FD921910840MEGA CAP VAL ETF50,370$4.53M<0.1%–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF129,458$4.46M<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF75,826$4.44M<0.1%–
iShares Russell 1000 Value ETF464287598ETF32,485$4.42M<0.1%–
SRCLStericycle IncCOM102,140$4.30M<0.1%History
NENoble Corp plcEquities140,245$4.17M<0.1%History
DLOdLocal LtdCLASS A COM198,369$4.07M<0.1%History
PRGPROG Holdings, Inc.Stock233,598$3.50M<0.1%History
SSPE.W. Scripps CoCL A NEW309,092$3.48M<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A523,667$3.30M<0.1%History
INFAInformatica Inc.COM CL A161,389$3.24M<0.1%History
ChemoCentryx, Inc.16383L106COM61,975$3.20M<0.1%–
FIVNFive9, Inc.COM41,731$3.13M<0.1%History
DREDuke Realty CorpCOM NEW64,325$3.10M<0.1%History
BALYBally's CorpCOM155,889$3.08M<0.1%History
CVNACarvana Co.CL A145,694$2.96M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C39,490$2.91M<0.1%History
RWTRedwood Trust IncCOM505,727$2.90M<0.1%History
EEFTEuronet Worldwide, Inc.COM37,172$2.82M<0.1%History
First Tr Exchng Traded FD VI33740U836FT VEST NAS166,136$2.75M<0.1%–
IEAInfrastructure & Energy Alternatives, Inc.COM203,029$2.75M<0.1%History
AVYAAvaya Holdings Corp.COM1,720,701$2.74M<0.1%History
First Tr Exchng Traded FD VI33740F557FT VEST NAS155,360$2.73M<0.1%–
GESGuess IncCOM185,594$2.72M<0.1%History
First Tr Exchng Traded FD VI33740F581FT VEST NAS144,720$2.72M<0.1%–
FLGTFulgent Genetics, Inc.COM70,865$2.70M<0.1%History
QVCGAOld QVC Group, Inc.COM SER A1,343,771$2.70M<0.1%History
PENGPenguin Solutions, Inc.SHS169,728$2.69M<0.1%History
First Tr Exchng Traded FD VI33740F649FT VEST NAS147,924$2.69M<0.1%–
ENVAEnova International, Inc.COM90,042$2.64M<0.1%History
Turquoise Hill Res Ltd900435207COM88,538$2.61M<0.1%–
UUnity Software Inc.COM81,330$2.59M<0.1%History
RCMR1 RCM Inc.COM139,654$2.59M<0.1%History
VODVodafone Group Public Ltd CoADR200,788$2.27M<0.1%History
DHDefinitive Healthcare Corp.CLASS A COM146,317$2.27M<0.1%History
SNCYSun Country Airlines Holdings, LLCCOM151,498$2.06M<0.1%History
PAYOPayoneer Global Inc.COM334,707$2.02M<0.1%History
QSRRestaurant Brands International Inc.COM37,401$1.99M<0.1%History
GOGOGogo Inc.COM160,147$1.94M<0.1%History
AAMIAcadian Asset Management Inc.COM129,991$1.94M<0.1%History
STRSTR Sub Inc.CLASS A COM81,359$1.80M<0.1%History
SPYSPDR S&P 500 ETF TrustETF4,963$1.77M<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/9999244,730$1.72M<0.1%History
ECOMChanneladvisor CorpCOM75,564$1.71M<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF48,990$1.71M<0.1%–
VECOVeeco Instruments IncCOM93,058$1.71M<0.1%History
FORMFormfactor IncCOM66,856$1.68M<0.1%History
ARMKAramarkCOM52,720$1.65M<0.1%History
PLTRPalantir Technologies Inc.Stock201,689$1.64M<0.1%History
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT288,107$1.58M<0.1%History
VERVVerve Therapeutics, Inc.COM45,394$1.56M<0.1%History
MEOHMethanex CorpCOM48,756$1.55M<0.1%History
SWISolarWinds CorpCOM197,454$1.53M<0.1%History
TREELendingTree, Inc.COM63,407$1.51M<0.1%History
PRFTPerficient IncCOM23,051$1.50M<0.1%History
NEUENeueHealth, Inc.COM1,422,720$1.49M<0.1%History
BAPCredicorp LtdCOM11,987$1.47M<0.1%History
WSTWest Pharmaceutical Services IncCOM5,770$1.42M<0.1%History
PZZAPapa Johns International IncStock20,056$1.40M<0.1%History
NEONeogenomics IncCOM NEW153,441$1.32M<0.1%History
OPLNOPENLANE, Inc.COM117,106$1.31M<0.1%History
CSRCenterspaceCOM19,376$1.30M<0.1%History
RDNTRadNet, Inc.COM60,974$1.24M<0.1%History
BIOBio-Rad Laboratories, Inc.CL A2,917$1.22M<0.1%History
SPNTSiriusPoint LtdCOM230,177$1.14M<0.1%History
AMXAmerica Movil SAB de CVSPON ADR L SHS68,549$1.13M<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW42,942$1.12M<0.1%History
BURLBurlington Stores, Inc.COM9,946$1.11M<0.1%History
CRSRCorsair Gaming, Inc.COM95,015$1.08M<0.1%History