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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 13, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
2,516
+11 vs. Q4 2021
Portfolio value
$97.8B
−$5.03B (−4.9%) vs. Q4 2021
Filed
May 13, 2022
SEC
Holdings of First Trust Advisors LP in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
OVIDOvid Therapeutics Inc.COM80,197$252.0K<0.1%−4,655−5.5%ReducedHistory
HROWHarrow, Inc.COM37,122$253.0K<0.1%−2,155−5.5%ReducedHistory
DKDelek US Holdings, Inc.COM11,918$253.0K<0.1%−551,715−97.9%ReducedHistory
BFSTBusiness First Bancshares, Inc.COM10,391$253.0K<0.1%+925+9.8%AddedHistory
DYFNAngel Oak Dynamic Financial Strategies Income Term TrustCOM BEN INT13,727$254.0K<0.1%−659−4.6%ReducedHistory
PHRPhreesia, Inc.COM9,668$255.0K<0.1%−26,024−72.9%ReducedHistory
WWWW International, Inc.COM24,954$255.0K<0.1%+24,954NewHistory
iShares Inc46434G764MSCI EMRG CHN4,400$256.0K<0.1%+4,400New–
ISTRInvestar Holding CorpCOM13,479$257.0K<0.1%−782−5.5%ReducedHistory
STNGScorpio Tankers Inc.SHS12,099$259.0K<0.1%+418+3.6%AddedHistory
CODXCo-Diagnostics, Inc.COM42,025$260.0K<0.1%−2,028−4.6%ReducedHistory
KCKingsoft Cloud Holdings LtdADS42,932$261.0K<0.1%−13,691,130−99.7%ReducedHistory
CMLSQCumulus Media IncCOM CL A26,241$261.0K<0.1%00.0%UnchangedHistory
APTSPreferred Apartment Communities IncCOM10,488$262.0K<0.1%+405+4.0%AddedHistory
ABEVAmbev S.A.SPONSORED ADR81,341$263.0K<0.1%−16,200−16.6%ReducedHistory
CCRDCoreCard CorpCOM9,605$263.0K<0.1%−557−5.5%ReducedHistory
GORVLazydays Holdings, Inc.COM13,043$263.0K<0.1%−20.0%ReducedHistory
NEXTNextDecade CorpCOM39,869$264.0K<0.1%−2,314−5.5%ReducedHistory
AROWArrow Financial CorpCOM8,161$265.0K<0.1%+725+9.7%AddedHistory
MOFGMidWestOne Financial Group, Inc.COM7,994$265.0K<0.1%−38,761−82.9%ReducedHistory
TWOU2U, LLCCOM20,057$266.0K<0.1%+5,092+34.0%AddedHistory
SEERSeer, Inc.COM CL A17,647$269.0K<0.1%+17,647NewHistory
OPIOffice Properties Income TrustCOM SHS BEN INT10,442$269.0K<0.1%+235+2.3%AddedHistory
FVRRFiverr International Ltd.ORD SHS3,549$270.0K<0.1%−1,648−31.7%ReducedHistory
FNFabrinetSHS2,584$272.0K<0.1%−7−0.3%ReducedHistory
HCATHealth Catalyst, Inc.COM10,408$272.0K<0.1%−11,323−52.1%ReducedHistory
EQBKEquity Bancshares IncCOM CL A8,584$277.0K<0.1%+764+9.8%AddedHistory
INFUInfuSystem Holdings, IncCOM28,246$277.0K<0.1%−1,449−4.9%ReducedHistory
ALVAutoliv IncCOM3,633$278.0K<0.1%+3,633NewHistory
RMNIRimini Street, Inc.COM47,984$278.0K<0.1%−2,700−5.3%ReducedHistory
CCBCoastal Financial CorpCOM NEW6,119$280.0K<0.1%+545+9.8%AddedHistory
AVAHAveanna Healthcare Holdings, Inc.COM82,189$280.0K<0.1%+82,189NewHistory
BFCBank First CorpCOM3,886$280.0K<0.1%+346+9.8%AddedHistory
YEXTYext, Inc.COM40,569$280.0K<0.1%−1,191−2.9%ReducedHistory
DSGXDescartes Systems Group IncCOM3,863$283.0K<0.1%−751−16.3%ReducedHistory
QTRXQuanterix CorpCOM9,683$283.0K<0.1%−407−4.0%ReducedHistory
GRWGGrowGeneration Corp.COM30,845$284.0K<0.1%+8,049+35.3%AddedHistory
AMALAmalgamated Financial Corp.COM15,841$285.0K<0.1%+1,410+9.8%AddedHistory
AOUTAmerican Outdoor Brands, Inc.COM21,748$286.0K<0.1%−1,131−4.9%ReducedHistory
BBDBank BradescoSP ADR PFD NEW62,125$288.0K<0.1%−16,018−20.5%ReducedHistory
FMNBFarmers National Banc CorpCOM17,232$294.0K<0.1%+1,534+9.8%AddedHistory
CSRCenterspaceCOM3,030$297.0K<0.1%+146+5.1%AddedHistory
VRAVera Bradley, Inc.COM38,785$297.0K<0.1%−2,606−6.3%ReducedHistory
LASRNlight, Inc.COM17,206$298.0K<0.1%−1,007−5.5%ReducedHistory
RDFNRedfin CorpCOM16,522$298.0K<0.1%+1,270+8.3%AddedHistory
EGHT8X8 IncCOM24,019$302.0K<0.1%+2,268+10.4%AddedHistory
CATCCambridge BancorpCOM3,548$302.0K<0.1%+316+9.8%AddedHistory
NTRANatera, Inc.COM7,444$303.0K<0.1%−139,551−94.9%ReducedHistory
MCBSMetroCity Bankshares, Inc.COM12,971$305.0K<0.1%+1,154+9.8%AddedHistory
PARPar Technology CorpCOM7,618$307.0K<0.1%−549−6.7%ReducedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF5,620$310.0K<0.1%−147−2.5%Reduced–
GFIGold Fields LtdSPONSORED ADR20,337$314.0K<0.1%+3,687+22.1%AddedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT24,803$315.0K<0.1%−152,946−86.0%ReducedHistory
HQLabrdn Life Sciences InvestorsSH BEN INT19,022$315.0K<0.1%−1,962−9.3%ReducedHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT21,349$317.0K<0.1%+21,349NewHistory
GHLGreenhill & Co IncCOM20,605$319.0K<0.1%−1,895−8.4%ReducedHistory
RKTRocket Companies, Inc.Stock28,907$321.0K<0.1%+28,907NewHistory
VKTXViking Therapeutics, Inc.COM106,928$321.0K<0.1%−6,022−5.3%ReducedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS18,921$321.0K<0.1%+888+4.9%AddedHistory
MGNIMagnite, Inc.COM24,431$323.0K<0.1%−34,100−58.3%ReducedHistory
RLXRLX Technology Inc.SPONSORED ADS180,497$323.0K<0.1%−8,396−4.4%ReducedHistory
RPAYRepay Holdings CorpCOM CL A22,031$325.0K<0.1%+217+1.0%AddedHistory
SANBanco Santander, S.A.ADR96,286$326.0K<0.1%+9,547+11.0%AddedHistory
GGALGrupo Financiero Galicia SASPONSORED ADR30,484$329.0K<0.1%+846+2.9%AddedHistory
PGCPeapack Gladstone Financial CorpCOM9,493$330.0K<0.1%+845+9.8%AddedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF7,016$332.0K<0.1%−310−4.2%Reduced–
iShares Select U.S. REIT ETF464287564ETF4,692$333.0K<0.1%−713−13.2%Reduced–
MUABlackRock Muniassets Fund, Inc.COM26,113$334.0K<0.1%−12,836−33.0%ReducedHistory
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM17,796$334.0K<0.1%−3,417−16.1%ReducedHistory
ASGIabrdn Global Infrastructure Income FundCOM SHS BEN INT16,558$334.0K<0.1%+16,558NewHistory
ALEXAlexander & Baldwin, Inc.COM14,710$341.0K<0.1%+212+1.5%AddedHistory
LOCOEl Pollo Loco Holdings, Inc.COM29,709$345.0K<0.1%−1,724−5.5%ReducedHistory
BYMBlackRock Municipal Income Quality TrustCOM26,087$345.0K<0.1%00.0%UnchangedHistory
SUMOSumo Logic, Inc.COM29,684$346.0K<0.1%+29,684NewHistory
INSMINSMED IncCOM PAR $.0114,770$347.0K<0.1%+14,770NewHistory
MIOPioneer Municipal High Income Opportunities Fund, Inc.COMMON STOCK23,294$347.0K<0.1%+7,930+51.6%AddedHistory
BRBSBlue Ridge Bankshares, Inc.COM23,027$349.0K<0.1%−1,338−5.5%ReducedHistory
MRTXMirati Therapeutics, Inc.COM4,335$356.0K<0.1%−46,405−91.5%ReducedHistory
FLRFluor CorpStock12,488$358.0K<0.1%+411+3.4%AddedHistory
CMPRCIMPRESS plcSHS EURO5,629$358.0K<0.1%−156−2.7%ReducedHistory
Community West Bancshares155685100COM15,347$358.0K<0.1%−988−6.0%Reduced–
CVICVR Energy IncCOM14,100$360.0K<0.1%−54,510−79.4%ReducedHistory
WisdomTree Bloomberg US Dollar Bullish Fund97717W471ETF13,696$363.0K<0.1%+74+0.5%Added–
DYNDyne Therapeutics, Inc.COM37,921$366.0K<0.1%−2,201−5.5%ReducedHistory
DTFDTF Tax-Free Income 2028 Term Fund IncCOM28,211$366.0K<0.1%+1,963+7.5%AddedHistory
IIIInformation Services Group Inc.COM54,083$368.0K<0.1%−3,139−5.5%ReducedHistory
STMSTMicroelectronics N.V.NY REGISTRY8,543$369.0K<0.1%−730−7.9%ReducedHistory
UTGReaves Utility Income FundCOM SH BEN INT10,821$374.0K<0.1%+37+0.3%AddedHistory
Hingham Instn SVGS Mass433323102COM1,091$374.0K<0.1%+97+9.8%Added–
CRNCCerence Inc.COM10,398$375.0K<0.1%−12,419−54.4%ReducedHistory
Dada Nexus Ltd23344D108ADS41,053$375.0K<0.1%−1,910−4.4%Reduced–
ETXEaton Vance Municipal Income 2028 Term TrustSHS18,446$377.0K<0.1%−1,117−5.7%ReducedHistory
EGANEGAIN CorpCOM NEW32,834$380.0K<0.1%−1,789−5.2%ReducedHistory
DCPHDeciphera Pharmaceuticals, Inc.COM41,192$382.0K<0.1%+26,408+178.6%AddedHistory
PAGSPagSeguro Digital Ltd.COM CL A19,149$384.0K<0.1%−2,654−12.2%ReducedHistory
iShares Tr464288158SHRT NAT MUN ETF3,679$385.0K<0.1%−215−5.5%Reduced–
EDUNew Oriental Education & Technology Group Inc.SPON ADR335,678$386.0K<0.1%−15,612−4.4%ReducedHistory
CMTLComtech Telecommunications CorpCOM NEW24,815$389.0K<0.1%+11,034+80.1%AddedHistory
STELStellar Bancorp, Inc.COM12,536$389.0K<0.1%+1,130+9.9%AddedHistory
SILKSilk Road Medical IncCOM9,440$390.0K<0.1%−30,409−76.3%ReducedHistory

Sold out since Q4 2021 (127)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 127 by value last quarter.

Positions of First Trust Advisors LP sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN18,929,400$654.0M0.6%–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF3,721,952$651.9M0.6%–
MIMEMimecast LtdORD SHS2,779,159$221.1M0.2%History
XLNXXilinx IncCOM706,255$149.7M0.1%History
TRHCTabula Rasa HealthCare, Inc.COM3,467,436$52.0M0.1%History
BLUEbluebird bio, Inc.COM5,204,825$52.0M0.1%History
First Tr Exch TRD Alphdx FD33737J505EURO ALPHADEX978,474$45.1M<0.1%–
First Tr Exch TRD Alphdx FD33737J190GERMANY ALPHA827,799$44.4M<0.1%–
HFCHollyFrontier CorpCOM1,130,853$37.1M<0.1%History
PLTRPalantir Technologies Inc.Stock1,717,921$31.3M<0.1%History
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP379,581$28.3M<0.1%–
SCSantander Consumer USA Holdings Inc.COM586,286$24.6M<0.1%History
Athene Holding Ltd.G0684D107CL A284,002$23.7M<0.1%–
CONECyrusOne Holdco LLCCOM203,736$18.3M<0.1%History
EDREndeavor Group Holdings, Inc.CL A COM501,211$17.5M<0.1%History
VODVodafone Group Public Ltd CoADR972,103$14.5M<0.1%History
GRABGrab Holdings LtdCLASS A ORD1,736,914$12.4M<0.1%History
NUANNuance Communications, Inc.COM209,425$11.6M<0.1%History
NCNOnCino, Inc.COM204,898$11.2M<0.1%History
INMDInMode Ltd.SHS151,965$10.7M<0.1%History
MTNVail Resorts IncCOM30,800$10.1M<0.1%History
BSYBentley Systems IncCOM CL B194,478$9.40M<0.1%History
PODDInsulet CorpStock34,611$9.21M<0.1%History
NTLAIntellia Therapeutics, Inc.COM71,282$8.43M<0.1%History
Shaw Communications Inc82028K200CL B CONV273,764$8.31M<0.1%–
PCORProcore Technologies, Inc.COM95,907$7.67M<0.1%History
NBRNabors Industries LtdSHS92,858$7.53M<0.1%History
CCMPCMC Materials, Inc.COM36,575$7.01M<0.1%History
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH86,762$6.44M<0.1%–
AMCAMC Entertainment Holdings, Inc.CL A COM231,161$6.29M<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA96,114$6.08M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C34,261$5.52M<0.1%History
MKTXMarketaxess Holdings IncCOM12,942$5.32M<0.1%History
STLSterling BancorpCOM198,966$5.13M<0.1%History
ASXCAsensus Surgical, Inc.COM4,365,319$4.85M<0.1%History
GCPGCP Applied Technologies Inc.COM149,418$4.73M<0.1%History
EIGEmployers Holdings, Inc.COM105,000$4.34M<0.1%History
GLBEGlobal-E Online Ltd.SHS65,170$4.13M<0.1%History
PSXPPhillips 66 Partners LPCOM UNIT REP INT112,449$4.06M<0.1%History
KNOPKNOT Offshore Partners LPCOM UNITS296,720$3.96M<0.1%History
ROGRogers CorpCOM14,364$3.92M<0.1%History
BHP Group Ltd05545E209SPONSORED ADR65,060$3.89M<0.1%–
Camber Energy Inc13200M508COM4,531,619$3.85M<0.1%–
FIGSFIGS, Inc.CL A137,185$3.78M<0.1%History
OCDXOrtho Clinical Diagnostics Holdings plcORD SHS172,195$3.68M<0.1%History
ROKURoku, IncCOM CL A15,954$3.64M<0.1%History
STAAStaar Surgical CoCOM PAR $0.0135,458$3.24M<0.1%History
ADNHAdvent Technologies Holdings, Inc.COM CL A438,161$3.07M<0.1%History
ARVNArvinas, Inc.COM36,893$3.03M<0.1%History
BWINBaldwin Insurance Group, Inc.COM CL A81,971$2.96M<0.1%History
Macquarie Infrastructure Cor55608B105COM810,455$2.96M<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A67,489$2.93M<0.1%–
ZNTLZentalis Pharmaceuticals, Inc.COM32,932$2.77M<0.1%History
POWLPowell Industries IncStock91,438$2.70M<0.1%History
MCFEMcAfee Corp.COM CL A103,637$2.67M<0.1%History
Vanguard Morningstar Total Stock Market ETF922908769ETF10,246$2.47M<0.1%–
LTHLife Time Group Holdings, Inc.COMMON STOCK140,335$2.42M<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF54,935$2.36M<0.1%–
GDYNGrid Dynamics Holdings, Inc.CL A60,125$2.28M<0.1%History
NVCRNovoCure LtdORD SHS27,455$2.06M<0.1%History
EVAEnviva, LLCCOM UNIT27,501$1.94M<0.1%History
GILTGilat Satellite Networks LtdSHS NEW262,320$1.85M<0.1%History
GPGreenpower Motor Co Inc.COM NEW189,899$1.80M<0.1%History
OSHOak Street Health, Inc.COM50,512$1.67M<0.1%History
CDNACareDx, Inc.COM36,253$1.65M<0.1%History
NEONeogenomics IncCOM NEW47,264$1.61M<0.1%History
BBCPConcrete Pumping Holdings, Inc.COM196,463$1.61M<0.1%History
LYTSLsi Industries IncCOM230,141$1.58M<0.1%History
LPROOpen Lending CorpCOM63,172$1.42M<0.1%History
LPSNLiveperson IncCOM38,578$1.38M<0.1%History
GOOSCanada Goose Holdings Inc.SHS SUB VTG36,637$1.36M<0.1%History
O2MICRO International Limite67107W100SPONS ADR285,312$1.29M<0.1%–
DOUGDouglas Elliman Inc.COM107,060$1.23M<0.1%History
PLTKPlaytika Holding Corp.COM69,368$1.20M<0.1%History
CBATCBAK Energy Technology LtdCOM758,315$1.18M<0.1%History
MNTVMomentive Global Inc.COM55,448$1.17M<0.1%History
EMFTempleton Emerging Markets FundCOM70,058$1.12M<0.1%History
DCTDuck Creek Technologies, Inc.SHS34,132$1.03M<0.1%History
PAEPAE IncCOM CL A101,205$1.00M<0.1%History
MQMarqeta, Inc.CLASS A COM58,259$1.00M<0.1%History
HZOMarinemax IncCOM16,428$970.0K<0.1%History
SKMSK Telecom Co LtdSPONSORED ADR35,813$955.0K<0.1%History
iShares Core MSCI Total International Stock ETF46432F834ETF13,400$951.0K<0.1%–
ACBIAtlantic Capital Bancshares, Inc.COM32,938$948.0K<0.1%History
iShares Tr46434V423MSCI SAUDI ARBIA22,622$925.0K<0.1%–
LWLamb Weston Holdings, Inc.Stock13,968$885.0K<0.1%History
SDIGStronghold Digital Mining, Inc.CLASS A COM61,327$788.0K<0.1%History
PBAPembina Pipeline CorpCOM25,334$769.0K<0.1%History
SUNWSunworks, Inc.COM NEW248,637$763.0K<0.1%History
FLOWSPX FLOW, Inc.COM8,718$754.0K<0.1%History
XNCRXencor IncCOM17,894$718.0K<0.1%History
EDITEditas Medicine, Inc.COM26,456$702.0K<0.1%History
DOORMasonite International CorpCOM5,817$686.0K<0.1%History
Del Taco Restaurants, Inc.245496104COM54,902$684.0K<0.1%–
PARRPar Pacific Holdings, Inc.COM NEW34,641$571.0K<0.1%History
TWSTTwist Bioscience CorpCOM7,144$553.0K<0.1%History
FRPTFreshpet, Inc.Stock5,356$510.0K<0.1%History
BDSIBiodelivery Sciences International IncCOM160,264$497.0K<0.1%History
ALXOAlx Oncology Holdings IncCOM21,777$468.0K<0.1%History
KDKyndryl Holdings, Inc.Stock25,363$459.0K<0.1%History